Don M. Hayes, Administrator et al., Plaintiffs-Appellants, v. City of Columbus et al., Defendants-Appellees.
No. 13AP-695
IN THE COURT OF APPEALS OF OHIO TENTH APPELLATE DISTRICT
May 15, 2014
[Cite as Hayes v. Columbus, 2014-Ohio-2076.]
CONNOR, J.
(C.P.C. No. 09CV-8426) (REGULAR CALENDAR)
Rendered on May 15, 2014
Moore & Yaklevich, and W. Jeffrey Moore, for appellants.
Richard C. Pfeiffer, Jr., City Attorney, Westley Phillips and Tim Mangan, for appellee Frederick Hannah.
APPEAL from the Franklin County Court of Common Pleas
CONNOR, J.
{1} Plaintiffs-appellants, Don M. and Elaine V. Hayes, as the administrators of the estate of Edward C. Hayes, appeal from a judgment of the Franklin County Court of Common Pleas granting the
The trial court erred in granting Summary Judgment to the Defendants on the issue of qualified immunity.
{2} Because Officer Hannah was statutorily immune from liability pursuant
I. FACTS & PROCEDURAL HISTORY
{3} Plaintiffs filed a complaint against Officer Hannah, the city of Cоlumbus, and the city of Columbus, division of police, on June 4, 2009. The complaint asserted
{4} At the time of the incident, Officer Hannah was working as a police officer for the city of Columbus. Officer Hannah had been employed by the Columbus Police Department since 1999. In the summer of 2008, Officer Hannah was working as a member of the Summer Safety Initiative (“SSI“) team for zone 5. The SSI was an anti-violence program designed to improve neighborhood safety through community policing, strategic crime analysis, increased visibility, and enfоrcement of the law. One of the goals of the SSI was to get guns off of the streets of Columbus. Zone 5 encompassed the near east side of Columbus. The zone 5 team was lead by Sergeant Richard Ketcham, and consisted of Officer Hannah, Officer Matthew Baker, Officer Robert Vass, Officer Jack Adkins, Officer Daniel Yap, and Officer James France.
{5} On the evening of June 6, 2008, Officers Vass and Adkins were acting as a scout car for the zone 5 team, and had parked their unmarked car in a parking lot of the Mount Vernon Plaza Apartments, a high crime area which had been targeted by the zone 5 team in the past. Officers Vass and Adkins wore plain clothes and were in an unmarked vehicle. Officer Vаss aired over the radio that he was observing a suspicious car in the parking lot, noting “that a group of people [were] mingling around a car that was backed into a parking spot and had its taillights on.” (Hannah Affidavit, ¶ 15.) Officer Vass suggested that the uniformed officers drive over and investigate the situation.
{6} At 10:54 p.m., Officer Hannah drove his marked police cruiser into the parking lot where the suspect car was located. Officer Baker was riding as a passenger in Officer Hannah‘s cruiser. As Officer Hannah entered the parking lot, the suspect car moved forward a couple of feet, then stopped. Officer Hannah “shined the spotlight of [his] cruiser into the interior of the suspect car.” (Hannah Affidavit, ¶ 19.) Officer Hannah could see four male occupants in the car
{7} The occupants of the car were Edward Hayes (“Hayes“), the decedent, Dwayne Courtney Hayes, the decedent‘s brother, Lester Joseph, the decedent‘s cousin, and Dwight Jackson, a family friend of the Hayes‘. That evening, Jackson possessed a .380-caliber Hi-Point firearm, which was later recovered from the center console area of
{8} As Officer Hannah had the spotlight on the car, he saw the rear passenger-side door of the car open up, causing the dome light of the car to illuminate. Officer Hannah then saw Hayes “lean down with his shoulders and head going down toward his knees and his lap. Edward Hayes then came back up fully upright in a seated position.” (Hannah Affidavit, ¶ 21.) Based on his training and experience as a poliсe officer, Officer Hannah believed that Hayes’ movements were consistent with someone picking up a weapon or other contraband off the floor of the car. Officer Hannah said to Officer Baker “Watch the guy in the backseat!” (Hannah Affidavit, ¶ 21.) Officer Baker and Officer Hannah then exited their cruiser; Officer Baker approached the driver‘s side of the suspect car and Officer Hannah approached the passenger side. Hayes then exited the rear passenger-door of the suspect car.
{9} As Officer Hannah and Hayes faced each other, Officer Hannah “immediately noticed that [Hayes] was holding a large handgun in his left hand, down to his side, openly displayed in clear view.” (Hannah Affidavit, ¶ 24.) Officer Hannah then drew his service firearm, “and loudly and clearly shouted at Edward Hayes, ‘Drop the fucking gun! Drop the fucking gun! Drop the fucking gun!’ ” (Hannah Affidavit, ¶ 26.) Officer Baker then yelled ” ‘gun’ out loud.” (Hannah Deposition, 93.) Officer Hannah believed Officer Baker was referring to Hayes’ gun, but Officer Baker was actually notifying Officer Hannah that he had discovered the .380-caliber Hi-Point near the center console of the vehicle. Hayes did not obey Officer Hannah‘s command to drop the gun. Rather, Hayes backed up, turned around, and ran in a northeasterly direction out of the parking lot towards one of the apartment buildings. Hayes did not run at full speed. Officer Hannah rаn after Hayes.
{11} At the beginning of the foot chase, the area was well lit, and Officer Hannah “could clearly see the gun that Edward Hayes was carrying in his left hand down at his left side as he was running. [Officer Hannah] loudly ordered him to stop and to drop his gun, but he kept running.” (Hannah Affidavit, ¶ 28.) Hayes initially “had a pretty good lead on” Officer Hannah. (Hannah Deposition, 94.) However, Hayes then slowed down, looked back at Officer Hannah “over his left shoulder, and turned his gun toward [Officer Hannah] in a backward motion as if he was trying to get [Officer Hannah] in his gun‘s sights.” (Hannah Affidavit, ¶ 29.) Hayes was turning to his left while “he‘s running. So he‘s running but he‘s turning backwards,” and turning “his gun to his left in an attempt to find” Officer Hannah. (Hannah Deposition, 95.) Officer Hannah stated that Hayes got “pretty far around, enough to where [Officer Hannah] had a very good view of the weapon.” (Hannah Deposition, 95.) Hayes then brought his gun forward and continued running.
{12} Hayes then “ran along the brick wall of the apartment building into an area that was very dark.” (Hannah Affidavit, ¶ 30.) After running for another 50 to 60 feet, Hayes slowed down again, almost to a complete stop, and “started turning left toward [Officer Hannah] in the same manner as he had done seconds earlier.” (Hannah Affidavit, ¶ 31.) Officer Hannah believed that Hayes “was still carrying his handgun and that he was turning toward [Officer Hannah] with the intent of firing his weapon at” Officer Hannah. (Hannah Affidavit, ¶ 31.) As Hayes turned left, Officer Hannah attempted to get out of the line of fire by moving slightly right. However, fearing for his life, Officer Hannah fired his gun at Hayes twice, aiming for center mass. Officer Hannah stated that Hayes was not
{13} Officer Hannah was approximately ten to fifteen feet away from Hayes when he fired his weapon. Officer Hannah fired his weapon because he “did not believe that [he] had any alternative means to protect [himself].” (Hannah Affidavit, ¶ 33.) Officer Hannah noted that all of Hayes’ “movements and actions led [Officer Hannah] to believe that he posed a direct and immediate threat to [his] life,” as Hayes was “in a dark area of the apartment complex and [Officer Hannah] never sаw him drop his gun or throw it aside.” (Hannah Affidavit, ¶ 34.) The entire encounter, from when Officer Hannah first encountered Hayes outside of the vehicle, until shots were fired, lasted approximately ten seconds.
{14} Immediately after the shooting, Officer Hannah aired officer in trouble, shots fired, and suspect down calls over the police radio. He also aired that a medic was needed. Officer Hannah began searching for Hayes’ gun and “was surprised when [he] didn‘t find it under his body or in the immediate area where he was laying.” (Hannah Affidavit, ¶ 35.) Officer Hannah heard Hayes choking on his own blood, so he turned him face down to clear his windpipe. As other officers began to respond to the area, Officer Hannаh told them “that Edward Hayes had a gun but that [Hannah] could not find the gun.” (Hannah Affidavit, ¶ 38.) The officers began retracing the path of the foot chase, and one of the other officers found the .45-caliber Llama handgun on the ground between two bushes located along the route of the foot chase. Forensic testing revealed that Hayes’ DNA was present on the .45-caliber Llama handgun. Hayes died as the result of the gunshot wound to his posterior chest wall.
{15} On July 2, 2009, the defendants notified the trial court that they had filed a notice of removal of the action to federal district court, as plaintiffs were pursuing claims under
{16} On May 16, 2011, Officer Hannah filed a
{17} Plaintiffs filed a memorandum contra Officer Hannah‘s motion for summary judgment on July 8, 2011. Plaintiffs asserted that Officer Hannah was not justified in his use of force, as Hayes was unarmed when Officer Hannah shot him in the back. Plaintiffs also asserted that testimony from three eyewitnesses to the shooting, Nakia Fenner, Barry Edney, and Phillip Locke, established that Officer Hannah shot Hayes in the back without provocation. As such, plaintiffs asserted that genuine issues of material fact existed regarding whether Officer Hannah‘s conduct fell into the exception to immunity listed in
{18} The trial court issued a decision and entry granting Officer Hannah‘s motion for summary judgment on April 24, 2013. The court noted that, viewing the facts of the case objectively, “no jury could possibly find that Officer Hannah acted unreasonably or with malicious purpose, in bad faith or in a wanton or reckless manner when he responded to the clear threat by the armed Edward Hayes.” (Decision & Entry, 13.) The court further concluded that, because “the actions of a police officer must be judged objectively at the time that force was employed, and without regard to motivation or intent,” the statements of Fenner, Edney, and Locke did not demonstrate a genuine issue of material fact in the case. (Decision and Entry, 15.) The court thus determined that Officer Hannah was statutorily immune from plaintiffs’ claims under
II. STANDARD OF REVIEW
{19} Appellate review of summary judgment motions is de novo. Helton v. Scioto Cty. Bd. of Commrs., 123 Ohio App.3d 158, 162 (4th Dist.1997). “When reviewing a
{20} Summary judgment is proper only when the party moving for summary judgment demonstrates that: (1) no genuine issue of material fact exists, (2) the moving party is еntitled to judgment as a matter of law, and (3) reasonable minds could come to but one conclusion and that conclusion is adverse to the party against whom the motion for summary judgment is made, that party being entitled to have the evidence most strongly construed in that party‘s favor.
{21} When seeking summary judgment on the ground that the nonmoving party cannot prove its case, the moving party bears the initial burden of informing the trial court of the basis for the motion, and identifying those portions of the record that demonstrate the absence of a genuine issue of material fact on an essential element of the nonmoving party‘s claims. Dresher v. Burt, 75 Ohio St.3d 280, 293 (1996). A moving party does not discharge this initial burden under
III. STATUTORY IMMUNITY R.C. 2744.03
{22} Plaintiffs’ sole assignment of error asserts that the trial court erred in granting Officer Hannah summary judgment on the issue of qualified immunity. The federal doctrine of qualified immunity, embodied in
{23} R.C. Chapter 2744, the Political Subdivision Tort Liability Act, sets forth a comprehensive statutory scheme for the tort liability of political subdivisions and their employees. Supportive Solutions, L.L.C. v. Electronic Classroom of Tomorrow, 137 Ohio St.3d 23, 2013-Ohio-2410, ¶ 11. The statute “is the General Assembly‘s response to the judicial abrogation of common-law sovereign immunity. Its manifest purpose is the preservation of the fiscal integrity of political subdivisions.” Estate of Graves v. Circleville, 124 Ohio St.3d 339, 2010-Ohio-168, ¶ 12, citing Wilson v. Stark Cty. Dept. of Human Servs., 70 Ohio St.3d 450, 453 (1994).
{24} Under
- The employee‘s acts or omissions were manifestly outside the scope of the employee‘s employment or official responsibilities;
The employee‘s acts or omissions were with malicious purpose, in bad faith, or in a wanton or reckless manner; - Civil liability is expressly imрosed upon the employee by a section of the Revised Code. Civil liability shall not be construed to exist under another section of the Revised Code merely because that section imposes a responsibility or mandatory duty upon an employee, because that section provides for a criminal penalty, because of a general authorization in that section that an employee may sue and be sued, or because the section uses the term “shall” in a provision pertaining to an employee.
{25} Officer Hannah was acting within the scope of his employment as a police officer when he pursued Hayes, an armed and fleeing suspeсt, and plaintiffs have not alleged that liability is expressly imposed upon Officer Hannah under another section of the revised code. Plaintiffs thus concede that the only possible “applicable exception to immunity is (b) that the acts of Defendant Hannah were wanton or reckless or done in a wanton or reckless manner.” (Appellants’ brief, 14.) Accordingly, Officer Hannah is entitled to immunity under
{26} The terms used in
{27} It is constitutionally unreasonable for an officer to “seize an unarmed, nondangerous suspect by shooting him dead.” Tennessee v. Garner, 471 U.S. 1, 11 (1985). “[W]here the suspect poses no immediate threat to the officer and no threat to others, the harm resulting from failing to apprehend him does not justify the use of deadly force to do so.” Id. However, “[w]here the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force.” Id. Accordingly, “if the suspect threatens the officer with a weapon or there is probable cause to believe that he has committed a crime involving the infliction or threatened infliction of serious physical harm, deadly force may be used if necessary to prevent escape, and if, where feasible, some warning has been given.” Id. at 11-12.
{28} Our Fourth Amendment jurisprudence, which is helpful in analyzing statutory immunity claims, “has long recognized that the right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it.” Graham v. Connor, 490 U.S. 386, 396 (1989). In determining whether the force used violates the Fourth Amendment, courts must examine “whether the officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them.” Id. at 397. “The calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments-in circumstances that are tense, uncertain, and rapidly evolving-about the amount of force that is necessary in a particular situation.” Id. at 396-97. ” ‘A court must avoid substituting its personal notions of proper police procedure for the instantaneous decision made by the officer at the scene.’ ” Kendzierski v. Carney, 9th Dist. No. 22739, 2005-Ohio-6735, ¶ 27, quoting Gammon v. Blakeley, 8th Dist. No. 72175 (Dec. 4, 1997). See also Graham at 396 (noting that “[t]he ‘reasonableness’ of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight“).
{30} Viewing the totality of the evidence presented in this case, Officer Hannah acted reasonably, and in line with police department policy, when he fired his service firearm at Hayes. Officer Hannаh saw that Hayes possessed a firearm when Hayes first exited the vehicle, saw the gun in Hayes left hand as Hayes was running, and saw Hayes slow down and turn the gun back towards Officer Hannah during the first part of the chase. Officer Hannah commanded Hayes to drop the gun when Hayes first stepped out of the car, but Hayes ignored Officer Hannah‘s command, and instead ran away while continuing to possess the firearm. When Hayes slowed down for the second time, in a darkened area along the brick wall of the apartment building, and began to turn “left toward [Officer Hannah] in the same manner as he had done seconds earlier,” Officer Hannah believed that Hayes “was still carrying his handgun and that he was turning toward [Officеr Hannah] with the intent of firing his weapon.” (Hannah Affidavit at ¶ 31.) Thus, when Officer Hannah fired his weapon at Hayes, Officer Hannah had probable cause to believe that Hayes was armed and posed a threat of serious physical harm to Officer Hannah.
{31} We are mindful that the entire incident lasted only ten seconds, and Officer Hannah thus had only a moment to decide whether to employ deadly force. Officer Hannah reasonably believed that Hayes was turning towards him with the intent of firing his weapon when Officer Hannah fired his own weapon in response. Accordingly, on the evidence presented, a reasonable juror could only conclude that Officer Hannah acted reasonаbly in employing deadly force in this situation.
{32} The fact that Hayes had thrown his gun shortly before Officer Hannah fired his service weapon does not alter our conclusion herein. There is nothing in the record to
{33} Plaintiffs assert that genuine issues of material fact exist regarding whether Officer Hannah saw Hayes throw his gun. They assert that that Officer Hannah “was not truthful when he insisted that he never saw Mr. Hayes throw anything while running.” (Appellants’ brief, 16.) Exhibit I to plaintiffs’ memorandum contra was Officer Yap‘s June 7, 2008 statement to a homicide detective. The statement, written by the homicide detective, related the following information from Officer Yap:
Officer Yap stated a 10-3, Officer In Trouble Call, had been aired and several officers were arriving at the scene. He stated Officer Hannah told him the suspect had thrown something down. Officer Yap stated he immediately started retracing the path that Officer Hannah had chased the suspect, which was west of their location. Officer Yap stated he saw the gun at the same time it was found by аnother officer. Officer Yap stated the gun was a .45 caliber pistol with the name of LLAMA on the grip. He noticed a magazine was seated in the gun.
{34} In his deposition, Officer Yap stated that when he made contact with Officer Hannah, Officer Hannah told Officer Yap that Hayes “had something in his hand” when he was running. (Yap Deposition, 18.) When asked, “[i]sn‘t it true you said that Officer Hannah told you the suspect had thrown something,” Yap responded “[y]es, I might have said that.” (Yap Deposition, 19.) Officer Yap also indicated that he remembered making the statement to the homicide detective, and that it was a true statement. Officer Yap stated that he retraced the path of the foot chase, and that he could not “recall the distance,” but found the gun “along the apartment wall.” (Yap Deposition, 19.)
{35} Officer Yap‘s statement to the homicide detective and Officer Yap‘s deposition testimony do not establish that Officer Hannah knew that Hayes was unarmed when Officer Hannah fired his shots. Construing Officer Yap‘s statement in plaintiffs’
{36} Plaintiffs also assert that genuine issues of material fact exist in this case because the three civilian witnesses to the chase “did not see any threatening actions but saw a man stop and obey [Hannah‘s] request.” (Appellants’ brief, 15.) Plaintiffs assert that the deposition excerpts from Fenner, Edney, and Locke establish that Officer Hannah shot “Mr. Hayes in the back with no provocation.” (Appellants’ brief, 16.) The excerpts from these depositions do not create a genuine issue of material fact in this action.
{37} Plaintiffs attached only excerpts from the depositions of Fenner and Edney to their memorandum contra the motion for summary judgment. Plaintiffs did not file any рortion of the Locke deposition until after the trial court issued its decision and entry granting Officer Hannah‘s motion for summary judgment. Generally, before a deposition may be considered as acceptable evidence under
{39} Fenner stated that she was too far away from the chase to hear anything, and stated that she “never got close enough to [the chase to] see anything.” (Fenner Deposition, 19.) Fenner specifically stated that she never saw if Hayes had anything in his hands during the chase.
{40} In its entry granting Officer Hannah‘s motion for summary judgment, the court noted that, although no deposition of Locke had been filed of record, “[p]laintiff‘s memorandum * * * reference[d] two pages of the deposition of a Phillip Locke.” (Decision & Entry, 15.) For purposes of ruling on the motion for summary judgment, the court assumed that “Locke testified as plaintiff[s] stated in [their] memorandum.” (Decision and Entry, 15.) Plaintiffs filed excerpts from Locke‘s deposition two days after the court issued its entry granting Officer Hannah‘s motion for summary judgment. An appellate court reviewing an award of summary judgment may consider only that evidence which was part of the proceedings before the trial court. See Wallace v. Mantych Metalworking, 189 Ohio App.3d 25, 2010-Ohio-3765, ¶ 10-11 (2d Dist.);
{41} In their memorandum contra, plaintiffs noted that Locke stated that he saw Officer Hannah draw his weapon and shoot Hayes in the back. Before Officer Hannah shot Hayes, Locke yelled at Officer Hannah not to shoot. After Officer Hannah shot Hayes, Locke said to Officer Hannah, “you shot the man for running?” (Memorandum Contra, 6.)
{42} That Officer Hannah shot Hayes in the back is consistent with Officer Hannah‘s own testimony that Hayes was in the process of turning around, “with his arm swinging backwards from his right to left,” when Officer Hannah moved to the right and
{43} Edney‘s statement that he heard Hayes yell ” ‘[p]lease don‘t shoot me,’ ” and Locke‘s statement that he personally yelled at Officer Hannah not to shoot Hayes, also do not create genuine issues of material fact regarding whether Officеr Hannah‘s conduct satisfied the
{44} The “relevant inquiry before the court [was] whether [Officer Hannah], from his own perspective, reasonably had probable cause to believe that he * * * [was] at imminent risk” of serious physical harm when he fired his weapon. Kendzierski at ¶ 29. Plaintiffs failed to present evidence to create a genuine issue of material fаct regarding whether Officer Hannah‘s belief that he was in imminent danger of serious physical harm was unreasonable. As such, the trial court correctly determined that on the evidence
{45} The trial court correctly determined that Officer Hannah was statutorily immune from liability pursuant to
{46} Based on the foregoing, plaintiffs’ sole assignment of error is overruled.
IV. DISPOSITION
{47} Having overruled plaintiffs’ sole assignment of error, we affirm the judgment of the Franklin County Court of Common Pleas.
Judgment affirmed.
TYACK and KLATT, JJ., concur.
