Hartless v. StateHartless v. State
CRIMINAL PROCEDURE - CONSTITUTIONAL LAW - SENTENCING - PAROLE - JUVENILE OFFENDERS - LIFE SENTENCES
The
CRIMINAL PROCEDURE - CONSTITUTIONAL LAW - SENTENCING - PAROLE - JUVENILE OFFENDERS - LIFE SENTENCES - EXECUTIVE CLEMENCY
The Parole Commission’s authority to make and review recommendations concerning a pardon, commutation of sentence, or other clemency does not constitute the authority to divert a parole request into a request for executive clemency. The laws and regulations governing executive clemency in Maryland do not render a juvenile homicide offender’s sentence of life with parole unconstitutional.
REPORTED
IN THE COURT OF SPECIAL APPEALS OF MARYLAND
No. 123
September Term, 2017
DAVID ANDREW HARTLESS
v.
STATE OF MARYLAND
Berger, Arthur, Beachley, JJ.
Opinion by Berger, J.
Filed: May 30, 2019
Following the decisions of the United States Supreme Court in Miller v. Alabama, 567 U.S. 460 (2012), and Montgomery v. Louisiana, ___ U.S. ___, 136 S. Ct. 718 (2016), Hartless filed a
Hartless noted a timely appeal. This Court stayed Hartless’ appeal pending the decision of the Court of Appeals in Carter v. State, No. 54, Sept. Term, 2017; Bowie v. State, No. 55, Sept. Term 2017; and McCullough v. State, No. 56, Sept. Term, 2017, because the cases raised issues relating to whether a life sentence with the possibility of parole or a lengthy term of years sentence constituted an unconstitutional de facto life without parole sentence. On August 29, 2018, the Court of Appeals issued an opinion in Carter v. State, 461 Md. 295 (2018), reconsideration denied, October 4, 2018. The Court’s consolidated opinion resolved the cases of Carter, Bowie, and McCullough. Following the issuance of the Carter opinion, we lifted the stay in Hartless’ appeal and the appeal proceeded.
In this appeal, Hartless presents three issues for our consideration, which we set forth verbatim:
- What is the scope of Carter’s requirement that all juvenile offenders are entitled to an individualized sentencing hearing that takes into account the offender’s youth, and based on Carter’s interpretation of this requirement, did the circuit court err in determining that Mr. Hartless’ life plus twenty year sentence, imposed without an individualized sentencing, was legal?
- Presenting an issue that was not ruled upon in Carter, did the circuit court err in not finding Mr. Hartless’ life sentence illegal since the statutes and regulations governing the Maryland parole system authorize the Parole Commission to divert any parole application to a request for executive clemency?
- An argument raised for preservation purposes, is the Court of Appeals’ decision in Carter in contravention with Supreme Court precedent in Miller and Montgomery, which held that a non-incorrigible juvenile offender has a substantive right to release upon a showing of demonstrated maturity and rehabilitation?
With respect to the first issue raised by Hartless, for reasons we shall explain, we reject Hartless’ premise that Carter requires an individualized sentencing hearing that takes into account the offender’s youth for all juvenile homicide offenders. We shall further hold that the availability of executive clemency as an alternative to parole does not render Hartless’ sentence unconstitutional. For reasons we shall explain, we do not address the merits of the third issue. We shall affirm.
BACKGROUND
We set forth briefly the factual background underlying this appeal. The underlying murder occurred in 1987 when Hartless was seventeen years old. Hartless entered a convenience store in Columbia, Maryland, intending to rob the store. A twenty-year-old store clerk, Angelica Velazco, was alone in the store at the time. Hartless ordered Velazco to lie on the floor. Velazco complied, but Hartless smashed a bottle over her head and subsequently stabbed her to death.
The State sought a sentence of life without the possibility of parole for Velazco’s murder, but the trial court ruled that it was not an allowable sentence at the time of Hartless’ crime. The circuit court subsequently sentenced Hartless to life imprisonment for murder. Defense counsel acknowledged
The circuit court imposed the mandatory life sentence for the first-degree murder conviction and a consecutive twenty-year term of imprisonment for robbery with a deadly weapon. The court noted Hartless’ age at the time the crime was committed but emphasized that Hartless had committed the “ultimate crime” in a “rather vicious” manner and emphasized that the victim was “rather young.” The circuit court expressly commented that it was “fully cognizant of the various psychological and psychiatric reports.”
On January 23, 2017, Hartless filed the motion to correct illegal sentence pursuant to
The Montgomery Court held that Miller announced a new substantive rule that applies retroactively to convictions that were final prior to the Miller decision. 136 S. Ct. at 736. The Montgomery Court explained that Miller “requires a sentencer to consider a juvenile offender’s youth and attendant characteristics before determining that life without parole is a proportionate sentence.” Id. at 734. The Court further explained that Miller “determined that sentencing a child to life without parole is excessive for all but ‘the rare juvenile offender whose crime reflects irreparable corruption.’” Id. (quoting Miller, 567 U.S. at 479-80).1
Against this backdrop, Hartless filed a motion to correct what he alleged to be an illegal sentence, arguing that his sentence was unconstitutional as a de facto sentence of life without parole. Hartless asserted that a sentence of life with parole is effectively equivalent to life without parole in Maryland because there is no “meaningful opportunity to obtain release” for individuals sentenced to life with parole. Hartless contended that the circuit court had not considered the factors set forth in Miller, supra, before sentencing him to what was effectively a sentence of life without parole, and, therefore, the circuit court’s sentence was illegal.
The circuit court, in a written order, observed that there was “not yet precedent” on the constitutionality of Hartless’ life sentence with parole. The circuit court observed that Hartless had an upcoming
Hartless noted a timely appeal to this Court. The appeal was stayed pending the Court of Appeals’ decision in Carter, Bowie, and McCullough, supra, which presented the same theory underlying Hartless’ motion and argued that a life sentence in Maryland “is effectively . . . life without parole, because the laws governing parole in Maryland do not provide [an inmate] with a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.” Carter, supra, 461 Md. at 307. The Court of Appeals rejected this theory, holding in Carter that the petitioners’ life sentences were legal because “the laws governing parole of inmates serving life sentences in Maryland, including the parole statute, regulations, and a recent executive order adopted by the Governor, on their face allow a juvenile offender serving a life sentence a ‘meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.’” Id.2
DISCUSSION
We first address which of the appellate issues raised by Hartless are properly before this Court and which issues are unpreserved or otherwise not appropriate for this Court to address. The primary argument raised by Hartless before the circuit court is the same argument expressly rejected by the Court of Appeals in Carter: that a life sentence in Maryland is effectively a sentence of life without parole because the laws governing parole in Maryland do not provide a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation. Therefore, Hartless contended before the circuit court, such a sentence is unconstitutional for juvenile offenders pursuant to Miller, supra, 567 U.S. 460, and Montgomery, supra, 136 S. Ct. 718. Before this Court, Hartless raises three additional issues. First, Hartless argues that Carter mandates an “individualized sentencing process that takes account of the offender’s youth” for all juvenile homicide offenders regardless of whether they are sentenced to life without parole. This issue, albeit framed quite differently, was presented before the circuit court, and we shall address it.3
Hartless’ third appellate argument -- which Hartless concedes is raised “for preservation purposes” -- asserts that Carter is inconsistent with Supreme Court precedent and should be reconsidered. This Court, of course, is bound by the Court of Appeals’ decision in Carter and we will not revisit this issue.
We, therefore, turn to the merits of the issues before us, namely, whether the circuit court erred by denying Hartless’ motion to correct illegal sentence on the basis that he was required to receive an individualized sentencing process and whether the availability of executive clemency renders the parole system unconstitutional. We review the circuit court’s denial of a motion to correct illegal sentence de novo. Rainey v. State, 236 Md. App. 368, 374 (2018).
I.
Hartless’ first appellate contention is that his sentence should be vacated because he did not receive an individualized sentencing process at which the circuit court expressly considered his youth and attendant circumstances. Hartless asserts that Carter requires that any juvenile convicted of homicide receive an individualized sentencing process at which six factors are considered regardless of whether the court is considering a sentence of life imprisonment without the possibility of parole. Specifically, Hartless asserts that a court must evaluate (1) the defendant’s chronological age and immaturity, impetuosity, and the failure to appreciate risks and consequences; (2) the defendant’s family and home environment; (3) circumstances of the offense, including the extent of the defendant’s participation in the criminal conduct; (4) the impact of familial and peer pressures on the defendant; (5) the effect of the defendant’s youth on the criminal justice process, such as his inability to comprehend a plea bargain; and (6) the possibility of a defendant’s rehabilitation. These factors are drawn from Miller, supra, 567 U.S. at 477-78.5
A
In Montgomery, supra, the Court further explained that “[a] hearing where ‘youth and its attendant characteristics’ are considered as sentencing factors is necessary to separate those juveniles who may be sentenced to life without parole from those who may not.” 136. S. Ct. at 735. The primary issue before the Court in Montgomery was whether the Miller holding was entitled to retroactive effect. The Supreme Court held that Miller announced a new substantive constitutional rule that was retroactive on state collateral review. 136 S. Ct. at 732. Although the Montgomery Court gave retroactive effect to Miller, the Court explained that this did “not require States to relitigate sentences, let alone convictions, in every case where a juvenile offender received mandatory life without parole.” Id. at 736. Rather, a Miller violation could be remedied “by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them.” Id.
Hartless does not expressly rely upon Montgomery or Miller for the principle that all juvenile homicide offenders are entitled to individualized sentencing processes regardless of whether they are sentenced to life without the possibility of parole. Indeed, if a Miller violation can be remedied simply by permitting a juvenile offender to be considered for parole, it is illogical to suggest that Montgomery and Miller somehow require an individualized sentencing process for all juveniles convicted of homicide, regardless of whether they are sentenced to life with or without parole.
Because neither Montgomery nor Miller addresses Hartless’ appellate issue, it is unsurprising that Hartless relies only upon Carter for this principle. This issue, however, was not the issue before the Court of Appeals in Carter. Carter addressed the constitutionality of a sentence of life imprisonment with parole for juvenile homicide
The specific language in Carter cited by Hartless in support of his assertion that an individualized sentencing process taking into consideration a juvenile’s youth is required for all juvenile homicide offenders is found at 461 Md. at 317. The Carter Court, after discussing various Supreme Court
- With respect to juvenile offenders convicted of offenses other than homicide, the
Eighth Amendment categorically bars a sentence of life in prison without the possibility of future release from custody. Graham. - With respect to juvenile offenders convicted of homicide:
- there must be an individualized sentencing process that takes account of the offender’s youth;
- the defendant may be sentenced to imprisonment without the possibility of future release only if the court determines that the defendant is incorrigible. Miller; Montgomery.
- For all juvenile offenders who are convicted of non-homicide offenses and the vast majority who are convicted of homicide, there must be a “meaningful opportunity to obtain release” from custody based on “demonstrated maturity and rehabilitation.” Graham; Miller; Montgomery.
- It is up to the states in the first instance to devise the means and mechanisms for providing such a meaningful opportunity. Graham.
- A parole system that takes into account the offender’s youth at the time of the offense and demonstrated rehabilitation provides such a meaningful opportunity. Graham; Miller.
- There is no constitutional requirement that a state have a parole system per se, so long as the state provides a meaningful opportunity for release based on demonstrated maturity and rehabilitation. Graham.
- An executive clemency system that leaves the decision on release of an offender to the unfettered discretion of a public official or entity does not provide such a meaningful opportunity.
Rummel;6 Solem.7 - While a state’s criminal justice system must provide such a meaningful opportunity, it need not guarantee release. Graham.
Carter, supra, 461 Md. at 317-18.
Hartless quotes the second bullet point, pointing to this language: “With respect to juvenile offenders convicted of homicide . . . there must be an individualized sentencing process that takes account of the offender’s youth.” Hartless derives from this language that, in Carter, the Court of Appeals intended to recognize the right to an individualized sentencing process that takes account of the offender’s youth for any and all juvenile offenders convicted of homicide, regardless of whether a sentencing court is considering imposing a sentence of life without parole.
To be sure, this statement, taken completely out of context, could provide support for Hartless’ position. The context, however, is essential. This language was presented in a bullet point list summarizing Supreme Court authority. Critically, this language did not set forth the Court of Appeals’ legal conclusions or holdings. The right identified in Miller and Montgomery pertains specifically to juvenile offenders sentenced to life imprisonment without parole, not to all juvenile homicide offenders. It is plain that the bullet point list set forth in Carter simply summarized the right identified in Miller and Montgomery without including a portion of the relevant language identifying the group of juvenile offenders to whom the right applied. Indeed, Hartless’ proposed reading of this language is illogical. As the State points out, this proposed right would have far-reaching implications for all juveniles who have previously been convicted of homicide in the State of Maryland. If the Court of Appeals intended to recognize this new right, it is unreasonable to believe that the right would be presented via a bullet point summary of Supreme Court authority. Rather, the right would be announced clearly and unambiguously.
Additional support for Hartless’ argument is presented through quoted language from Carter absent its appropriate context. For example, Hartless asserts that the Carter Court “explain[ed] that ‘if the defendant was convicted of homicide, the court will need to hold an individualized sentencing hearing to consider whether the defendant is incorrigible.’” The quoted language appears in the following paragraph of Carter (quoted language in bold):
The implications of the Supreme Court’s recent
Eighth Amendment decisions for a case in which a court sentenced a juvenile offender to life without parole are very clear. In such a case, the defendant must be re-sentenced to comply with the holdings of Graham and Miller. If the defendant was convicted of homicide, the court will need to hold an individualized sentencing hearing to consider whether the defendant is incorrigible.
461 Md. at 333-34 (footnote omitted). By quoting only the bolded text, Hartless asserts that an individualized sentencing hearing is required for all juvenile offenders convicted of homicide, while consideration of the quoted text within its greater context makes clear that this requirement applies only to juvenile offenders sentenced to life without parole.
Hartless cites page 341 of the Court of Appeals’ opinion in Carter for the same
We find no support in Carter for Hartless’ proposition that all juvenile offenders convicted of homicide have the right to an individualized sentencing process that takes account of the offender’s youth.8 In our view, the identification of Hartless’ proposed right is unsupported by the context of the various examples of quoted language, as well as inconsistent with Supreme Court authority. Carter held that a sentence of life imprisonment with the possibility of parole for juvenile homicide offenders does not violate the
II.
Hartless further asserts that his sentence is illegal “due to the structure of Maryland’s parole system, which has the power to turn any application for parole into a request for executive clemency.” First, we observe that this issue was addressed at least implicitly in Carter when the Court held that “the laws governing parole of inmates serving life sentences in Maryland, including the parole statute, regulations, and a recent executive order adopted by the Governor, on their face allow a juvenile offender serving a life sentence a ‘meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.’” Carter, supra, 461 Md. at 307.
Furthermore, we disagree with Hartless’ contention that the statutes and regulations governing executive clemency
We disagree with Hartless’ reading of the statute and the regulations. Executive clemency is not a substitute for parole consideration. Rather, executive clemency is an additional avenue of possible early release. The plain language of
Similarly, the regulations cited by Hartless fail to support his assertion that parole applications can be diverted into requests for executive clemency.
The Commission’s role in the context of clemency is entirely separate from the Commission’s role in the context of parole. In our view, the clear and unambiguous language of the statute and regulations do not support Hartless’ contention that the Parole Commission is permitted to divert a meritorious parole request to a request for executive clemency.9 We hold, therefore, that the laws and regulations governing executive clemency in Maryland do not render Hartless’ sentence unconstitutional. Accordingly, the circuit court did not err by denying Hartless’ motion to correct illegal sentence.
JUDGMENT OF THE CIRCUIT COURT FOR HOWARD COUNTY AFFIRMED. COSTS TO BE PAID BY APPELLANT.