It has been said that "mercy without justice is the mother of dissolution; justice without mercy is cruelty."
1
A sentence of life in prison without parole may be just for certain adult offenders, but the Eighth Amendment's proscription against cruel and unusual punishments precludes that sentence for a juvenile offender unless the defendant is an incorrigible murderer. Although there need not be a guarantee of release on parole, a sentence imposed on a juvenile offender must provide "some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation."
In this opinion, we consider three cases involving crimes that were committed when each Petitioner was a juvenile.
3
None of the sentences imposed in these cases was explicitly "life without parole." In two cases, the Petitioners were sentenced to life with the possibility of parole. In the third case, the Petitioner was sentenced to 100 years incarceration and will not be eligible for parole until he has served approximately
50 years in custody. Each Petitioner asserts that he is effectively serving a sentence of life without parole, because the laws governing parole in Maryland do not provide him with a "meaningful opportunity to obtain release
With respect to the two Petitioners serving life sentences, we hold that their sentences are legal as the laws governing parole of inmates serving life sentences in Maryland, including the parole statute, regulations, and a recent executive order adopted by the Governor, on their face allow a juvenile offender serving a life sentence a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation." 4 We express no opinion as to whether those laws have been, or will be, carried out legally, as that issue is not before us and may be litigated in the future. With respect to the Petitioner who is serving a 100-year sentence, we hold that the sentence is effectively a sentence of life without parole violative of the Eighth Amendment and that the Petitioner is entitled to be re-sentenced to a legal sentence. 5
I
Background
As a predicate to explaining our decisions in these case, we first outline the constitutional limits on the punishment of juveniles recognized in recent Supreme Court decisions, then summarize the laws governing parole and executive clemency in Maryland, and finally describe the facts and procedural histories of the three cases before us.
A. Constitutional Limits on the Punishment of Juvenile Offenders
The Eighth Amendment to the United States Constitution prohibits "cruel and unusual punishments." That prohibition applies to the states through the Fourteenth Amendment.
Robinson v. California
,
1. Recent Supreme Court Decisions Applicable to Juvenile Offenders
During the past 15 years, the Supreme Court has issued a series of decisions in which it held that the Eighth Amendment to the federal Constitution places limits on the sentencing of juvenile offenders that do not apply to the sentencing of adult offenders. In particular, the Court has held that the Eighth Amendment bars imposition of the death penalty and severely restricts the imposition of a sentence of life without parole.
Juvenile offenders may not be sentenced to the death penalty ( Roper v. Simmons )
In 2005, the Supreme Court held that the Eighth Amendment's proscription against "cruel and unusual punishments" prohibits the imposition of the death penalty
The Court identified the following characteristics of juveniles: (1) juveniles lack maturity, leading to "an underdeveloped sense of responsibility," as well as "impetuous and ill-considered actions and decisions"; (2) juveniles are more vulnerable or susceptible to negative influences and peer pressure due, in part, to juveniles having less control over their environment or freedom "to extricate themselves from a criminogenic setting"; (3) the personality of a juvenile is not as well formed as that of an adult, and their traits are more transitory and less fixed.
The Court concluded that the differences between juveniles and adults "are too marked and well understood to risk allowing a youthful person to receive the death penalty despite insufficient culpability." The confluence of these factors led the Supreme Court to adopt a categorical prohibition against the imposition of the death penalty against juvenile offenders.
Juvenile non-homicide offenders may not be sentenced to life without parole ( Graham v. Florida )
Five years later, the Supreme Court extended the reasoning of
Roper
to overturn the sentence of a juvenile offender
sentenced to life imprisonment without parole.
7
Graham v. Florida
,
The Court first considered whether there were "indicia of a national consensus" on the subject. After reviewing various statistics on state laws concerning juvenile sentencing and actual practice, the Court concluded that "life without parole sentences for juveniles convicted of nonhomicide crimes is as rare as other sentencing practices found to be cruel and unusual."
The Court concluded that, although legislatures are not required to adopt any particular penological theory, no theory could justify a sentence of life without parole for a juvenile offender who had not committed murder.
Importantly, the Court stressed that "[a] State is not required to guarantee eventual freedom" because some "who commit truly horrifying crimes as juveniles may turn out to be irredeemable, and thus deserving of incarceration for the duration of their lives."
Limitation on sentencing juvenile homicide offenders to life without parole ( Miller v. Alabama )
The decision in
Graham
was explicitly limited to juveniles who had committed offenses other than homicide. Two years after
Graham
, the Supreme Court applied some of the same reasoning to hold that the Eighth Amendment prohibits a state sentencing scheme that mandates a sentence of life without parole for a juvenile offender who had been convicted of homicide.
Miller v. Alabama
,
The Court in
Miller
did not hold that the Eighth Amendment categorically bars a particular sentence for juveniles, as it did in
Graham
and
Roper
.
Limitations on life without parole for juvenile offenders apply retroactively ( Montgomery v. Louisiana )
More recently, the Court considered whether its decision in Miller applied retroactively - i.e. , to convictions that were final before that decision was rendered.
Montgomery v. Louisiana
, --- U.S. ----,
The Court then discussed how a postconviction court might resolve a claim under
Miller
. The Court stated that giving
Miller
retroactive effect did not require a state to relitigate the sentence, much less the conviction, in a case in which a juvenile homicide offender received a sentence of life without parole. The Court stated that compliance with
Miller
could be accomplished either by re-sentencing the defendant or by
permitting that defendant to be
2. Distinguishing a parole system from executive clemency
In its trilogy of recent decisions concerning juvenile offenders who had received sentences of life without parole, the Supreme Court did not explicitly address whether a state is required to maintain a traditional parole system to provide the "meaningful opportunity for release" required by the Eighth Amendment for most juvenile offenders sentenced to life imprisonment. Indeed, the Court stated that it was the prerogative of the states "to explore the means and mechanisms for compliance."
Graham
,
In Rummel , the defendant was convicted of obtaining $120.75 under false pretenses and sentenced to life imprisonment under a Texas recidivist statute - a sentence for which parole was available. The Supreme Court rejected the defendant's Eighth Amendment challenge to that sentence because, among other things, his actual sentence could be shorter than life in light of the potential for release on parole.
Three years later, in
Solem
, the Court drew a distinction between the availability of parole and of executive clemency. In
Solem
, the defendant was convicted for writing a bad check for $100 and sentenced to life imprisonment under a South Dakota recidivist statute. Under that sentence, the defendant was not eligible for parole consideration, but executive clemency was available.
The Supreme Court agreed with the Eighth Circuit that the case was distinguishable from
Rummel
. The Court stated that, unlike commutation, release by parole is "the normal expectation in the vast majority of cases" if the inmate demonstrates good behavior.
Solem
,
The Court's reasoning in
Solem
did not rest on a categorical distinction between parole and commutation, but examined how the two mechanisms for release of an inmate operated in practice. It characterized the decision in
Rummel
as "not rely[ing] simply on the existence of some system of parole[,]" but rather "the provisions of the system presented," including a liberal policy of good time credit.
Solem
,
Earlier Supreme Court decisions made a similar distinction between parole and executive clemency in other contexts. "Rather than being an
ad hoc
exercise of clemency, parole is an established variation on imprisonment of convicted criminals. Its purpose is to help individuals reintegrate into society as constructive individuals as soon as they are able, without being confined for the full term of the sentence imposed."
Morrissey v. Brewer
,
Reading these cases together provides some guidance for distinguishing a release mechanism or process that complies with Graham and Miller from one that does not, regardless of the label attached to the mechanism or process. In particular, the mechanism or process must have criteria for the exercise of the discretion of the decision makers. As a result, an inmate can conform his or her behavior to those criteria in a way that will materially improve the inmate's expected date of release. Under such a process, early release is not an exception for those inmates, but is expected in a large number, if not the majority, of cases.
3. Summary
From our excursion through the Supreme Court's Eighth Amendment cases, we derive the following principles
• With respect to juvenile offenders convicted of offenses other than homicide, the Eighth Amendment categorically bars a sentence of life in prison without the possibility of future release from custody. Graham .
• With respect to juvenile offenders convicted of homicide:
• there must be an individualized sentencing process that takes account of the offender's youth;
• the defendant may be sentenced to imprisonment without the possibility of future release only if the court determines that the defendant is incorrigible. Miller ; Montgomery .
• For all juvenile offenders who are convicted of non-homicide offenses and the vast majority who are convicted of homicide, there must be a "meaningful opportunity to obtain release" from custody based on "demonstrated maturity and rehabilitation." Graham ; Miller ; Montgomery .
• It is up to the states in the first instance to devise the means and mechanisms for providing such a meaningful opportunity. Graham .
• A parole system that takes into account the offender's youth at the time of the offense and demonstrated rehabilitation provides such a meaningful opportunity. Graham ; Miller .
• There is no constitutional requirement that a state have a parole system per se , so long as the state provides a meaningful opportunity for release based on demonstrated maturity and rehabilitation. Graham .
• An executive clemency system that leaves the decision on release of an offender to the unfettered discretion of a public official or entity does not provide such a meaningful opportunity. Rummel ; Solem .
• While a state's criminal justice system must provide such a meaningful opportunity, it need not guarantee release. Graham .
B. Parole and Executive Clemency in Maryland
The Maryland Constitution provides that "[t]he General Assembly of Maryland shall have the power to provide by suitable general enactment ... for the release upon parole in whatever manner the General Assembly may prescribe, of convicts imprisoned under sentence for crimes." Maryland Constitution, Article III, § 60 (c). The General Assembly has exercised that constitutional authority by creating the Maryland Parole Commission and enacting statutes governing the process by which an inmate can seek release on parole. See Maryland Code, Correctional Services Article ("CS"), § 7-101 et seq. Pursuant to legislative direction, the Parole Commission has adopted regulations governing its policies and activities with respect to parole. CS § 7-207 ; COMAR 12.08.01.
Eligibility for Parole
Parole is the conditional release of an inmate from confinement pursuant to a decision or recommendation of the
Parole Commission.
See
CS § 7-101(i) ; § 7-301
et seq.
10
As a general rule, an inmate who is serving a sentence longer than six months becomes eligible for parole consideration after serving one-fourth of the inmate's
First, if the inmate was convicted of a violent crime committed after October 1, 1994, the inmate is not eligible for parole consideration until the inmate has served one-half of the aggregate sentence for the violent crimes, 11 or one-fourth of the aggregate sentence, whichever is greater. CS § 7-301(c)(1)(i) ; COMAR 12.08.01.17A(3).
Second, an inmate sentenced to life imprisonment with the possibility of parole is not eligible for parole consideration until the inmate has served 15 years (or the equivalent of 15 years taking into account diminution credits). CS § 7-301(d)(1) ; COMAR 12.08.01.17A(7). In certain cases in which the inmate was convicted of first-degree murder, the inmate may not be eligible for parole until the inmate has served 25 years (taking into account diminution credits). CS § 7-301(d)(2) ; COMAR 12.08.01.17A(7)(b).
The Decision on Parole
An eligible prisoner is to receive a parole hearing unless, following a review, the Parole Commission "determines that no useful purpose would be served by a hearing." COMAR 12.08.01.17A(1), (3). Hearings may be conducted by a hearing examiner employed by the Parole Commission or by a Commissioner, except that only Commissioners may conduct hearings in certain enumerated cases. CS §§ 7-204, 7-205. For an inmate serving a life sentence, two Commissioners conduct the initial hearing. COMAR 12.08.01.17A(7)(f).
As a general rule, the Parole Commission "has the exclusive power" to authorize the release of an inmate on parole. CS § 7-205(a)(1). However, the Parole Commission does not have the authority to grant parole directly to an inmate serving a life sentence. In a feature that distinguishes the parole system in Maryland from that in most other states, 12 the Governor plays a role in cases where the inmate is serving a life sentence. CS § 7-206(3)(i) ; CS § 7-301(d)(4)-(5).
If both Commissioners who conduct the initial hearing agree that an inmate serving a life sentence is suitable for parole, the case is considered by the entire Parole Commission. COMAR 12.08.01.17A(7)(f), 23A. If the Parole Commission agrees by majority vote to recommend parole, it submits the recommendation to the Governor. CS § 7-301(d)(5)(i) ; COMAR 12.08.01.17A(7)(g). The Governor may approve or disapprove the Parole Commission's recommendation, but if the Governor does not do either within 180 days of receipt of the recommendation and the inmate has already served 25 years, the Parole Commission's recommendation becomes the effective decision on parole. CS § 7-301(d)(5) (ii-iii). 13
Parole Considerations
To determine whether an inmate is suitable for parole, the Parole Commission is to consider a number of factors, including the circumstances of the offense; the
If the inmate was a juvenile at the time of the offense, the Parole Commission's regulations require consideration of the following additional factors:
(a) age at the time the crime was committed;
(b) the individual's level of maturity and sense of responsibility at the time of [sic] the crime was committed;
(c) whether influence or pressure from other individuals contributed to the commission of the crime;
(d) whether the prisoner's character developed since the time of the crime in a manner that indicates the prisoner will comply with the conditions of release;
(e) the home environment and family relationships at the time the crime was committed;
(f) the individual's educational background and achievement at the time the crime was committed; and
(g) other factors or circumstances unique to prisoners who committed crimes at the time the individual was a juvenile that the Commissioner determines to be relevant.
COMAR 12.08.01.18A(3). 14
Under the statute, neither the general considerations governing all decisions of the Parole Commission, nor the special considerations relating to the juvenile offenders, apply to the Governor's decision to approve or disapprove parole for an inmate serving a life sentence. However, the Governor recently issued an executive order setting forth the factors that the Governor is to consider in approving or disapproving parole for an inmate serving a life sentence and providing for a written decision by the Governor concerning the application of those factors.
2018 Executive Order concerning Governor's Decisionmaking
On February 9, 2018, the Governor issued an executive order that formally set forth how he would exercise his discretion under CS § 7-301(d)(4)-(5) to approve or disapprove a recommendation from the Parole Commission for parole of an inmate serving a life sentence.
See
45:
The 2018 Executive Order provides that "the Governor shall assess and consider ... the same factors and information assessed by the ... Parole Commission as provided by the ... Parole Commission's governing statutes and regulations," as well as "other lawful factors deemed relevant by the Governor."
COMAR
• the juvenile offender's age at the time the crime was committed
• the lesser culpability of juvenile offenders as compared to adult offenders
• the degree to which the juvenile offender has demonstrated maturity since the commission of the crime
• the degree to which the juvenile offender has demonstrated rehabilitation since the commission of the crime
COMAR 01.01.2018.06C(1). 16
The 2018 Executive Order provides that, if the Governor disapproves a recommendation for parole, the Governor will provide a written decision confirming that the factors described in the executive order were considered and, in the case of a juvenile offender, stating the reasons for disapproving the Commission's recommendation. COMAR 01.01.2018.06B, C(2). 17
Case Law concerning Governor's Role in Parole of Inmates Serving Life Sentences
More than 20 years ago, a previous Governor articulated a very different policy, although not in the form of an executive order, concerning the exercise of gubernatorial discretion to grant parole to inmates serving life sentences. In 1995, in the course of denying parole to several inmates serving life sentences, Governor Parris Glendening declared that he would not approve the parole of any prisoner serving a life sentence unless the inmate was very old or terminally ill. (Under the statute at that time, the Governor's affirmative approval was an absolute prerequisite for parole of an inmate serving a life sentence; gubernatorial inaction could not result in parole). As a result, the Division of Correction and the Parole Commission halted their consideration of parole recommendations for inmates serving life sentences. The Governor's announcement sparked constitutional challenges to the policy and to the Maryland parole system.
Several inmates challenged the Glendening policy as a violation of the
ex post facto
clause of the State and federal Constitutions - in particular, they contended that the Governor's
policy had converted a life sentence with the possibility of parole to a life sentence without parole.
See
Lomax v. Warden
,
In
Lomax,
this Court affirmed a circuit court's denial of
habeas corpus
relief and held that the Glendening policy did not violate the
ex post facto
clause.
In
Kanaras
, the Court reiterated its holding concerning the
ex post facto
clause and also held that a motion to correct an illegal sentence was not the appropriate procedural vehicle to challenge the alleged failure of the Parole Commission and the Commissioner of Correction to exercise their discretion as to whether to recommend parole.
Kanaras
,
Governor Glendening left office in 2003, and although his successors did not announce a similar explicit policy, it is undisputed that prisoners serving life sentences have rarely been paroled in the intervening decades. Recent legal developments have suggested that parole of inmates serving life sentences will no longer be blocked by such a policy. In 2011, the Legislature amended the statute to provide that gubernatorial inaction in the face of a favorable parole recommendation would not block release of certain inmates serving life sentences. See footnote 13, above. As noted above, in an explicit reversal of the Glendening policy, the 2018 Executive Order states that the Governor will give consideration to favorable parole recommendations with respect to inmates serving life sentences.
Executive Clemency under the Maryland Constitution
Distinct from the Governor's role in the parole of inmates serving life sentences, the Maryland Constitution confers the independent power of executive clemency on the Governor. In particular, it provides that the Governor "shall have the power to grant reprieves and pardons, except in cases of impeachment, and in cases in which he is prohibited by other Articles of this Constitution; ... and before granting a ... pardon, he shall give notice, in one or more newspapers, of the application made for it, and of the day on, or after which, his decision will be given; and in every case, in which he exercises this power, he shall report to either Branch of the Legislature, whenever required, the petitions, recommendations and reasons, which influenced his decision." Maryland Constitution, Article II, § 20 ;
see also
CS § 7-601
et seq.
19
While the Constitution
authorizes
C. Facts and Proceedings
The question raised in each of these three consolidated appeals concerns sentences imposed on juvenile offenders that theoretically carry the possibility of parole but, the Petitioners' argument goes, are functionally equivalent to life without parole sentences, and therefore contrary to the recent Supreme Court guidance. These cases present three permutations: (1) a homicide case in which the defendant received a sentence of life imprisonment; (2) a non-homicide case in which the defendant received a sentence of life imprisonment; and (3) a non-homicide case involving multiple offenses in which the defendant received an aggregate sentence of 100 years imprisonment.
1. Daniel Carter
Convicted of homicide and sentenced to life with eligibility for parole
Daniel Carter was 15 years old in 1998 when he committed the offenses for which he is currently imprisoned. Those offenses all related to the fatal shooting of another man. On September 16, 1999, a jury in the Circuit Court for Baltimore City found Mr. Carter guilty of first-degree murder, use of a handgun in a crime of violence, and possession of a handgun.
He was sentenced on November 9, 1999. The State recommended a life sentence with all but 50 years suspended for the murder, and 20 years for the handgun use charge. (The State indicated that it did not object to running the sentence for the handgun charge concurrently with the sentence for the murder charge.) Mr. Carter's counsel asked that the court suspend a significant portion of the sentence, citing his youth, unstable home life, and limited capacity for understanding. In allocution, Mr. Carter denied committing the murder. The Circuit Court stated that it was "not satisfied that [Mr. Carter] would be anything other than a detriment and a danger to other people on the street[,]" and sentenced Mr. Carter to a life sentence for the murder with a consecutive 20 year term for the handgun charge.
We understand that Mr. Carter will become eligible for parole after serving 25 years (with allowance for diminution credits), as a result of his consecutive sentences for homicide (eligible after serving 15 years) and for the handgun charge, a violent crime (eligible after serving one-half the sentence - that is, 10 years). CS § 7-301(d)(1) ; CS § 7-301(c)(1)(ii). We were advised by his counsel at oral argument that it is anticipated that he will have a parole hearing sometime later this year or next year.
On September 28, 2015, Mr. Carter filed a pro se motion under Maryland Rule 4-345 to correct an illegal sentence. The motion relied primarily on Miller , arguing that the sentencing judge should have considered Mr. Carter's youth, intellectual and psychological disabilities, and social background. In addition, Mr. Carter highlighted several accomplishments during his incarceration, which he said demonstrated that he was amenable to rehabilitation. The Circuit Court denied Mr. Carter's motion. In its written order, the court noted that, unlike the situation in Miller , Mr. Carter had not been sentenced to life without parole and therefore will eventually be eligible for parole consideration - a decision it felt was "properly left to the executive branch."
Mr. Carter petitioned this Court for a writ of certiorari , which we granted.
2. James Bowie
Convicted of non-homicide offenses and sentenced to life with eligibility for parole
James Bowie was 17 years and 11 months old when he committed the offenses for which he is currently imprisoned. In February 1996, a grand jury in the Circuit Court for Charles County charged him with attempted first-degree murder, attempted second-degree murder, robbery with a deadly weapon, and related counts all arising from the same incident. Pursuant to an agreement with the State, on October 7, 1996, he pled not guilty, waived trial by jury, and submitted to a bench trial based on a stipulation of facts which included an understanding that the judge could consider evidence that had been introduced at the trial of his co-defendant.
The evidence demonstrated that, on December 28, 1995, Mr. Bowie and two friends, after a day of drinking alcohol and smoking crack cocaine, went to the home of a 67-year old waterman at the suggestion of one of the friends. Mr. Bowie and the friend who had selected the victim entered the house to rob the waterman. The friend sprayed the victim with mace and Mr. Bowie repeatedly hit the waterman in the head with a baseball bat, fracturing the man's skull. The man survived. Mr. Bowie and his friend stole $500 in cash, which they used to buy more cocaine.
At the trial on October 7, 1996, the court found Mr. Bowie guilty of attempted first-degree murder, attempted second-degree murder, and robbery with a deadly weapon. Sentencing took place on January 21, 1997. At the sentencing, 21 the State emphasized the severity of the crime and how close the victim had come to dying. Defense counsel outlined Mr. Bowie's family history, which was marked by his parents' substance abuse, divorce, and abandonment of Mr. Bowie. Counsel also described Mr. Bowie's own resort to substance abuse at a young age, and attributed Mr. Bowie's poor judgment in part to his young age. Defense counsel emphasized Mr. Bowie's remorse and candor with police. He indicated that the sentencing guidelines at that time would suggest a sentence between three years and three months and 13 years, depending on aggravating circumstances, and asked that it be served at the Patuxent Institution.
On direct appeal, the Court of Special Appeals affirmed the conviction in an unreported opinion.
Mr. Bowie became eligible for parole after serving 15 years of his sentence (or its equivalent taking into account diminution credits). CS § 7-301(d)(1). We understand that he became eligible by at least January 2011, even if he had no diminution credits. We were advised at oral argument that Mr. Bowie had a parole hearing approximately 12 years into his sentence, that the Parole Commission did not make a recommendation at that time, and that his case was "set off" for future consideration by the Parole Commission. 22 It is expected that he will have another hearing in the not too distant future.
In March 2016, Mr. Bowie filed a motion under Maryland Rule 4-345 to correct an illegal sentence. In support of that motion, he attached information that he had obtained from the Parole Commission that, during the previous 20 years, the Parole Commission had recommended parole for 27 inmates serving life sentences, that governors had denied 24 of those recommendations, and that three remained pending. In his motion, Mr. Bowie argued that those statistics established that the Maryland parole system with respect to juvenile offenders serving life sentences was in fact an executive clemency system that was unconstitutional under Graham and Miller . He asserted that the Maryland parole scheme does not afford an offender a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation and "therefore converts a 'life' sentence into - for constitutional purposes - a 'life without parole' sentence." The Circuit Court denied the motion without holding a hearing. In its order, the Circuit Court cited Kanaras and stated that "the acts of the Parole Commission and the Commissioner of Correction, which may have the effect of denying certain inmates parole consideration" do not render a sentence illegal.
Mr. Bowie appealed. In an unreported opinion dated August 11, 2017, the Court of Special Appeals affirmed the Circuit Court for the same reasons that it had dismissed Mr. Carter's appeal 23 - i.e., Mr. Bowie's claims were premature because the Commission had not yet recommended him for parole to the Governor, and there was no indication that the Parole Commission would not apply the factors related to juvenile offenders in its regulations, so his alleged injury was conjectural or hypothetical and he lacked standing to challenge the constitutionality of Maryland's parole system.
Mr. Bowie petitioned this Court for a writ of
certiorari
, which we granted.
3. Matthew McCullough
Convicted of non-homicide offenses and sentenced to aggregate 100-year sentence
Matthew McCullough was 17 years old when he committed the offenses for which he is currently imprisoned. In May 2004, a grand jury in the Circuit Court for Baltimore County charged him with various offenses arising from a non-fatal shooting incident at his high school in which several students were injured. The case was tried before a jury in November 2004. The jury found Mr. McCullough guilty of four counts of first-degree assault, although it acquitted him of attempted murder and related counts.
According to the evidence at trial, Mr. McCullough, a transfer student at the school, had had a dispute with another student and was required to stay away from the school for a "cool down" period of several days. However, on the day of the incident, Mr. McCullough returned to the school several times with different friends. On the final occasion, during a charity basketball game at the school, one of the friends brought a gun, shots were fired (some by Mr. McCullough), and four students were injured. One of the injured students was paralyzed and confined to a wheelchair as a result of the incident. The evidence was not definitive on who fired the shots that resulted in the injuries.
At the sentencing in January 2005, the prosecution argued for a sentence "substantially in excess" of the 50 years incarceration previously imposed on Mr. McCullough's adult co-defendant who had pled guilty under a plea agreement that included a binding term concerning the sentence. The State pointed to Mr. McCullough's role in precipitating the incident, as well as his apparent lack of remorse or willingness to take responsibility for his actions. On Mr. McCullough's behalf, defense counsel asserted that, prior to the death of Mr. McCullough's father in 2003, which resulted in his transfer to the school, Mr. McCullough had been a courteous and respectful member of his community. Witnesses who testified on his behalf at the sentencing said that he was a candidate for rehabilitation.
The Circuit Court acknowledged that the sentencing guidelines suggested a sentence between five and 10 years for each of the four counts, but stated that the guidelines did not capture how "vicious and heinous" the particular crime was and imposed the maximum period of incarceration - 25 years - for each assault count to run consecutively. Thus, Mr. McCullough's aggregate sentence was 100 years incarceration. Mr. McCullough appealed and argued, among other things, that the aggregate sentence violated the constitutional proscription against cruel and unusual punishment. The Court of Special Appeals affirmed the convictions and sentence in an unreported opinion dated November 28, 2005 - a decision that pre-dated the Supreme Court's decisions in Graham and Miller .
Under current Maryland law, Mr. McCullough will become eligible for parole consideration after serving 50 years of his aggregate sentence - a date decades in the future.
In 2007, Mr. McCullough filed a petition for postconviction review alleging ineffective assistance of counsel, which was denied. The Court of Special Appeals denied his application for leave to appeal that decision. Mr. McCullough raised similar claims in a habeas corpus proceeding in the United States District Court for the District of Maryland, which denied that petition.
In March 2016, Mr. McCullough filed a motion under Maryland Rule 4-345 to correct an illegal sentence, citing
Graham
and the other Eighth Amendment decisions concerning the sentencing of juvenile
In an opinion dated August 30, 2017, the Court of Special Appeals affirmed that decision.
Mr. McCullough petitioned for a writ of certiorari , which we granted.
II
Discussion
The implications of the Supreme Court's recent Eighth Amendment decisions for a case in which a court sentenced a juvenile offender to life without parole are very clear. 24 In such a case, the defendant must be re-sentenced to comply with the holdings of Graham and Miller. If the defendant was convicted of homicide, the court will need to hold an individualized sentencing hearing to consider whether the defendant is incorrigible.
The three cases before us are more nuanced. None of the three Petitioners was formally sentenced to life without parole. In each case, the Petitioner is pursuing a motion under Maryland Rule 4-345 to correct an illegal sentence, where the motion is based in large part on an argument that the law and practice governing the Maryland parole system has converted the Petitioner's sentence into one that is effectively life without parole. Because there are significant differences in the issues as they relate to an inmate who is serving a formal life sentence - like Mr. Carter and Mr. Bowie - and one who is serving a term of years - like Mr. McCullough - we discuss them separately.
A. Whether the Sentencing of a Juvenile Offender in Maryland to a Life Term is Cruel and Unusual
1. Whether the Motions to Correct an Illegal Sentence can be Decided
The State argues that the appeals of Mr. Carter and Mr. Bowie are premature. The Court of Special Appeals agreed on the grounds that Mr. Carter and Mr. Bowie lacked standing, that their claims were not ripe, and that the canon of constitutional avoidance counseled against resolving those claims at this time.
Standing
With respect to the concept of standing, both Mr. Carter and Mr. Bowie are currently serving life sentences. There is no question that they have standing
to file a motion to correct an illegal sentence
Ripeness
With respect to the issue of ripeness, the essence of the claims by these two Petitioners is that the design of the parole system in Maryland does not comply with the Eighth Amendment standards announced in the Supreme Court's recent trilogy. Under those cases, a life sentence imposed on a juvenile offender must provide "a meaningful opportunity for release" in the future based on the offender's rehabilitation - unless the offender was convicted of homicide and determined to be incorrigible in an individualized sentencing proceeding. If the laws and regulations governing the Maryland parole system with respect to a juvenile offender serving a life sentence do not provide that opportunity, a sentence of life imprisonment fails under the Eighth Amendment prohibition against cruel and unusual punishments.
The answer to the question as to whether the Maryland parole system provides a meaningful opportunity for release does not turn on the outcome of a particular parole hearing. The parole system may be fully compliant with the Eighth Amendment and deny release to an inmate like Mr. Carter or Mr. Bowie. As the Supreme Court stated in
Graham
, the Eighth Amendment does not require a "guarantee [of] eventual freedom."
Thus, the outcome of a parole hearing does not necessarily indicate whether the parole system complies with the Eighth Amendment. To the extent that the claims of Mr. Carter and Mr. Bowie are based on the structure of the parole system in Maryland (as opposed to its operation in practice), adjudication of their claims that their sentences are illegal need not await the outcome of their parole hearings.
Canon of Constitutional Avoidance
With respect to the canon of constitutional avoidance, it is true that "[t]his Court has emphasized, time after time, that the Court's strong and established policy is to decide constitutional issues only when necessary."
2. What Claims are Cognizable on a Motion to Correct an Illegal Sentence
There remains the question whether the contentions of Mr. Carter and Mr. Bowie are cognizable in a proceeding
on a motion to correct an illegal sentence under Maryland Rule 4-345. "A motion to correct an illegal sentence ordinarily can be granted only where there is some illegality in the sentence itself or where no sentence should have been imposed."
Evans v. State
,
In
Kanaras,
the Court distinguished between sentences that are "inherently" illegal and those that are carried out in some illegal fashion. How the Parole Commission and the Governor are supposed to discharge their duties under Maryland law is inherent in the sentence, but what they do in practice is not. As the Court stated in
Kanaras
, other causes of action are more appropriate to litigate claims that the Parole Commission and others involved in the parole system are not carrying out their responsibilities.
26
Kanaras
,
We thus agree with the Court of Special Appeals that whether the Parole Commission and others involved in the parole system are carrying out their duties in practice is not at issue in this appeal. However, Mr. Carter's and Mr. Bowie's motions do not depend solely on how parole decisions have been made, or might be made in the future. In the context of a motion to correct an illegal sentence, their challenge must rest on the laws that govern parole decisionmaking.
This Court addressed an analogous issue in
Gluckstern v. Sutton
,
This Court ruled that gubernatorial approval was not required for the inmate's release. The core of that decision was that "parole eligibility is part of the law annexed to the crime at the time of a person's offense."
Gluckstern
,
Similarly, the distinction between the existence of discretion and how that discretion is exercised was the distinction recognized in Kanaras between what is cognizable on a motion to correct an illegal sentence and what must be pursued in other causes of action. Accordingly, we hold that the Governor's role in the parole process inheres in a sentence of life with possibility of parole, and is cognizable on a motion to correct an illegal sentence.
3. Whether the Sentences of Mr. Carter and Mr. Bowie are Illegal
Contentions
The argument that Mr. Carter's and Mr. Bowie's sentences are illegal is rooted in the fact that CS § 7-301(d) does not require the Governor to consider any particular criteria in deciding whether to approve parole for an inmate serving a life sentence. As the Court said in
Lomax
, "the Governor is free to employ whatever guidelines he desires" because "the General Assembly has not set forth any factors to guide the Governor's exercise of discretion in approving or disapproving parole recommendations."
The State observes that the discretion that the Legislature has granted the Governor has been upheld against constitutional challenges by this Court and the Fourth Circuit.
Lomax
,
However, a "meaningful opportunity to obtain release based on demonstrated maturity or rehabilitation" - by parole or otherwise - is not simply a "matter of grace" for juveniles serving life sentences. It is required by the Eighth Amendment. The question is whether the Maryland system complies with Miller and Graham - i.e. , whether the peculiar features of Maryland's system for releasing inmates serving life sentences provides that meaningful opportunity for release for a juvenile offender serving a life sentence.
We would certainly reach that conclusion if the Glendening policy remained in effect. At the time Governor Glendening announced his policy, it was consistent with the contemporary understanding of the Constitution and of the Governor's statutory powers, as this Court held in Lomax and Kanaras . If a Governor were to adopt that same policy today, it would be in defiance of the Constitution, at least as applied to juvenile offenders. Such a policy, lawful as it may have been (and may still be) as to adult offenders, is now clearly unconstitutional as to a juvenile non-homicide offender (and most juvenile homicide offenders), as it offers no meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation, but only on the basis of age and terminal illness. Subsequent to Graham and Miller , we could not ignore similar statements of a Maryland chief executive, who takes an oath under the Maryland Constitution to "support the Constitution" of the United States, as well as the "Constitution and Laws" of Maryland. Maryland Constitution, Article I, § 9 ; Maryland Code, General Provisions Article, § 2-202.
Even in the absence of a policy that was unconstitutional on its face with respect to juvenile offenders, the unfettered discretion of the Governor under CS § 7-301(d) to decide whether or not to grant parole for juvenile offenders serving life sentences would be problematic by itself, as the Governor potentially could disapprove a parole recommendation without reference to any criteria related to the demonstrated maturity or rehabilitation of the inmate.
Remedies
If the structure of the Maryland parole system does render the sentences of Mr. Carter and Mr. Bowie effectively life without parole, then those sentences violate the Eighth Amendment and would therefore be illegal. Mr. Bowie would be entitled to a new sentence compliant with
Graham
. Mr. Carter would be entitled to a new sentencing proceeding at which the court would consider whether he was one of the few juvenile homicide offenders who
We need not follow that path.
Effect of the Parole Commission Regulations and the 2018 Executive Order
The statute is not all we have here. There are regulations and an executive order that govern parole decisions relating to juvenile offenders.
As noted above,
30
the Parole Commission has adopted regulations that, in the case of a juvenile offender, explicitly require consideration of the offender's age at the time of the offense, other factors that distinguish juveniles from adults, and developments that indicate that the offender has demonstrated maturity and rehabilitation. COMAR 12.08.01.18A(3). In other words, the Parole Commission, in assessing whether to parole a juvenile offender - or make an affirmative recommendation to the Governor in the case of an inmate serving a life sentence - is to apply the factors identified by the Supreme Court in
Graham
and
Miller
necessary to comply with the Eighth Amendment. Arguably, CS § 7-305 already required the Parole Commission - although not the Governor - to take into account an inmate's youth and demonstrated rehabilitation in making parole
Of particular significance is the 2018 Executive Order. That executive order attempts to bridge the gap between the unfettered discretion that the Legislature has given to the Governor with respect to parole of inmates serving life sentences and the requirements of the Eighth Amendment as to juvenile offenders. Is the 2018 Executive Order effective and appropriate to bring the sentences of Mr. Carter and Mr. Bowie - and those of other juvenile offenders like them - into compliance with the Constitution and once again legal for purposes of a motion under Maryland Rule 4-345 ? 31 In our view, it is.
The Governor has the obligation under the Maryland Constitution to "take care that the Laws are faithfully executed." Maryland Constitution, Article II, § 9. In carrying out that responsibility, the Governor has broad authority to issue executive orders that regulate conduct and procedures within the executive branch of State government. Maryland Constitution, Article II, § 24 ; Maryland Code, State Government Article, § 3-401
et seq.
An executive order issued under either grant of authority has the force of law, so long as it is not inconsistent with existing statutes.
32
MCEA v. Schaefer
,
The 2018 Executive Order is certainly consistent with existing law. The State Constitution authorizes the General Assembly to create a parole system; the General Assembly has done so and conferred discretion on the Governor concerning parole of inmates serving life sentences; the federal and State constitutions mandate certain considerations relating to the parole of juvenile offenders serving life sentences. The 2018 Executive Order is consistent with all of those laws.
Executive orders have sometimes been challenged as usurping legislative authority,
Summary
Thus, in assessing compliance with the Eighth Amendment standards, we have more than the bare statute on parole. While the general statutory standards that govern the Parole Commission's decisions already arguably take into account demonstrated maturity and rehabilitation, the Parole Commission has exercised the authority delegated by the General Assembly and has adopted regulations that incorporate factors specific to juvenile offenders. Those regulations have the force of law. Moreover, the Governor has adopted an executive order concerning parole recommendations related to juvenile offenders that is clearly designed to comply with Graham and Miller and to make transparent the Governor's consideration of those factors. That also has the force of law.
It might be argued that an executive order is subject to amendment or rescission with minimal process and therefore should not be given the same weight that might be accorded an amendment of the parole statute by the General Assembly. 33 That may be true, but, nonetheless, the 2018 Executive Order does have the force of law. We cannot pretend that it does not exist. As long as it does exist, we cannot say that the sentences of Mr. Carter or Mr. Bowie are illegal. 34
B. Whether the Sentencing of Juvenile Offender to a Lengthy Term of Years May Be Cruel and Unusual
Mr. McCullough's circumstances require a different analysis. He was sentenced to an aggregate term of 100 years in prison rather than a formal life sentence. That sentence is the
result of the trial court's decision to impose, and to run consecutively, the maximum sentence with respect to four assault convictions relating to four different victims of the same shooting incident.
Courts have generally distinguished sentences cast in terms of years from sentences that are explicitly for "life," at least with respect to adult offenders.
See, e.g.
,
Lockyer v. Andrade
,
We consider first whether a sentence expressed as a term of years can be equivalent to a sentence of life without parole for purposes of applying Graham and Miller . If so, the question then is when a sentence expressed as a term of years is equivalent to life without parole. A related question relevant to Mr. McCullough's situation is how an aggregate sentence comprised of separate consecutive sentences - what we shall refer to as a "stacked sentence" - should be considered in this analysis, as compared to a lengthy sentence for a single offense. Finally, we must apply the analysis to Mr. McCullough's particular circumstances.
1. Whether a Term of Years Can Be a Life without Parole Sentence
The initial question is whether a sentence stated as a term of years for a juvenile offender can ever be regarded as a sentence of life without parole for purposes of the Eighth Amendment. It seems a matter of common sense that the answer must be "yes." Otherwise, the Eighth Amendment
proscription against cruel and unusual punishment in the context of a juvenile offender could be circumvented simply by stating the sentence in numerical terms that exceed any reasonable life expectancy rather than labeling it a "life" sentence. The vast majority of state supreme courts to consider this question agree that a sentence stated as a term of years, or as a life sentence with parole after a specified number of years, can fall within the scope of
Graham
or
Miller
as a
de facto
sentence of life without parole.
35
This conclusion is supported not simply by common sense or by a straw
The Graham Court's reasoning regarding retribution is equally applicable to a lengthy term-of-years sentence as it is to one labeled as "life." Sentences must directly relate to the personal culpability of the offender, which is diminished in the case of a juvenile offender who has not committed homicide.
2. When a Term of Years Can Be a Life without Parole Sentence
A more difficult question is where to draw the line between sentences expressed as a term of years that are equivalent to life without parole and those that are not. Under the analysis in
Graham
, the Eighth Amendment requires that there be a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation" available to a juvenile non-homicide offender. However, the Supreme Court did not say when that opportunity must be available. Some lines must be drawn.
Cf.
Solem,
Courts have applied several benchmarks to determine when a sentence of lengthy term of years is equivalent to a life sentence without parole for a juvenile offender:
• Comparison to natural life expectancy. A sentence under which the defendant will not be eligible for parole until a date that exceeds the offender's natural life expectancy would appear to be synonymous with life without parole. A number of courts have held that a sentence under which the offender would not be eligible for parole until a date well beyond the offender's life expectancy is equivalent to life without parole. 37 Some courts have pointed out that this can be a difficult benchmark to apply fairly, given demographic differences in individual life expectancy. 38
• Comparison to parole date for life sentence. Some courts have compared the eligibility date for parole under a lengthy term-of-years sentenceto the parole eligibility date for an offender sentenced to life in prison or for a murder conviction in the particular jurisdiction; if the parole eligibility date for the term of years is later, then it is treated as a life without parole sentence. 39
• 50-year threshold. Many courts have concluded that a sentence of a term of years that precludes parole consideration for a half century or more is equivalent to a sentence of life without parole. 40 This seems consistent with the observation of the GrahamCourt that the defendant in that case would not be released "even if he spends the next half century attempting to atone for his crimes and learn from his mistakes." , 560 U.S. at 79 . Many decisions that attempt to identify when a specific term of years without eligibility for parole crosses the line into a life sentence for purposes of the Eighth Amendment appear to cluster under the 50-year mark. 130 S.Ct. 2011
• Comparison to legislative reforms. In Graham , the Supreme Court began its analysis with a search for "objective indicia of a national consensus" and indicated that the "the clearest and most reliable objective evidence of contemporary values is the legislation enacted by the country's legislatures." 41 Similarly, some courts have looked to how various state legislatures have amended laws governing sentencing and parole to comply with the Supreme Court's recent decisions concerning the Eighth Amendment and sentencing of juvenile offenders. 42 Of course, how each state has amended its law depends on the vagaries of its sentencing system ( e.g. , determinate vs. indeterminate), the possible sentences for certain crimes, and other policy considerations. 43 There aredifferences in sentencing schemes of various jurisdictions that are not captured by the reference to a particular number of years concerning eligibility for parole, as jurisdictions have different ways of reducing that number with credit for good conduct and other factors. However, one thing is clear: precluding eligibility for parole for 50 years is not part of the legislative effort to comply with Graham and Miller .
• Comparison to typical retirement age. At least one court has used retirement age as a reference point. 44
Another point of comparison has been provided by the Maryland General Assembly. Under Maryland Code, Criminal Law Article ("CR"), § 14-101(c), an individual who has been convicted three times of a crime of violence and has served three separate terms of confinement with respect to those convictions, upon a fourth conviction, is to be sentenced to life without parole. However, once that individual has reached age 60 and served at least 15 years of the life-without-parole sentence, the individual may seek release on parole. CR § 14-101(g). That provision applies to adult offenders, as well as juvenile offenders.
In considering any of these benchmarks, we must also keep in mind that the Supreme Court has equated the "meaningful opportunity for release based on demonstrated maturity and rehabilitation" with a "hope for some years of life outside prison walls."
Montgomery
,
3. How a Stacked Sentence Should be Considered
It may well be the case that a sentence denominated as a term of years that precludes eligibility for parole for lengthy period at some threshold level equates to a sentence of life without parole for purposes of applying Graham and Miller . But is that true when the lengthy term-of-years sentence is actually an aggregate sentence comprised of consecutive sentences imposed for multiple crimes - in a shorthand phrase, a stacked sentence? What difference, if any, does it make for purposes of the Eighth Amendment that the period of incarceration is the result of a stacked sentence, as opposed to a single sentence?
Whether a sentence, stacked or otherwise, is excessive under the Eighth Amendment "can never be litigated in the abstract but must be assessed on a case-by-case basis.... We measure proportionality not by comparing the sentence with the label of the crime (that the sentence be within legal limits is a legal problem, not a constitutional problem) but by comparing the sentence with the behavior of the criminal and the consequences of his act."
Thomas v. State
,
At the other end of the spectrum is a situation where an individual is involved in one event or makes one bad decision that, for various reasons, may involve several separate crimes that do not merge into one another for sentencing purposes and for which consecutive sentences may be imposed. Here, the argument to treat a lengthy stacked sentence as if it were a
de facto
life sentence is strongest. There is little, if any, opportunity to reflect upon or abandon the underlying conduct between individual offenses. The initial decision should usually be treated the same as one to commit a single criminal offense carrying a sentence of life without parole.
See, e.g.
,
Budder v. Addison
,
Between those two extremes, one might imagine an extended crime spree of minor offenses or a series of closely-related events that result in multiple charges. Where a particular case lies on the spectrum depends on the same variety of considerations that apply at sentencing or during proportionality review. These include, but are not limited to, the relevant penological theory, the defendant's role and actions, whether the defendant appreciated the seriousness of his or her actions, and the consequences of the criminal behavior.
More than a century ago, the Supreme Court considered an Eighth Amendment challenge in a case that lay somewhere between the two ends of the spectrum. The defendant was a licensed New York liquor retailer who had been convicted of shipping liquor across the border to purchasers in Vermont on 307 occasions and had been sentenced by a Vermont court to 79 years incarceration for those offenses.
O'Neil v. Vermont
,
Many courts have referred to the passage quoted in
O'Neil
in rejecting Eighth Amendment challenges to stacked sentences
in cases prior to
Graham
.
47
However, some courts, including this Court, have recognized that there can be "extraordinary ... circumstances [that] demonstrate that the cumulation of valid sentences for distinct offenses constitutes cruel and unusual punishment."
United States v. Golomb
,
And, indeed, that is what we find in the decisions of most other jurisdictions. Most of the decisions in other jurisdictions applying
Graham
and
Miller
to sentences expressed in a term of years have actually
Mr. McCullough was sentenced to a total of 100 years incarceration and will not be eligible for parole until he has served 50 years of that sentence. If it were a sentence for a single conviction, it would be treated as a sentence of life without parole for purposes of Eighth Amendment analysis under most of the benchmarks applied by the courts. The parole eligibility date far exceeds the parole eligibility date for a defendant sentenced to life in prison under Maryland law (15 years); it exceeds the threshold duration recognized by most courts in decisions and legislatures in reform legislation (significantly less than 50 years); and the eligibility date will be later than a typical retirement date for someone of Mr. McCullough's age. 53 Thus, under the criteria typically applied by the courts, Mr. McCullough's 100-year sentence would be regarded as equivalent to a sentence of life without parole - a sentence categorically precluded by the Eighth Amendment for a juvenile offender convicted of a non-homicide offense such as assault. 54
Of course, Mr. McCullough's sentence did not result from a single assault conviction, but rather from the maximum sentences for four such convictions run consecutively.
55
The circumstances of Mr.
Given our conclusion that the 100-year sentence imposed in his case violated the Eighth Amendment under the standard articulated in
Graham
, Mr. McCullough will have to be re-sentenced to a disposition that is not equivalent to life without parole. So long as the sentence is within the constraints set by the Eighth Amendment, the Circuit Court on remand has its usual broad discretion in selecting an appropriate sentence, taking into account the circumstances of the offenses, their impact on victims, Mr. McCullough's culpability, his status as a juvenile offender, the State's sentencing guidelines, and other factors typically considered by a sentencing court.
Jackson v. State
,
In stating the reasons for whatever sentence is imposed, the court may wish to relate those reasons to the general objectives of criminal sentences.
See
Maryland Rule 4-342(f) ;
State v. Dopkowski
,
III
Conclusion
For the reasons set forth above, we hold:
(1) The Maryland law governing parole, including the statutes, regulations, and executive order, provides a juvenile offender serving a life sentence with a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation." Accordingly, the life sentences being served by Mr. Carter and Mr. Bowie do not inherently violate the Eighth Amendment and are not illegal for that reason. Whether the officials involved in the parole system actually carry out their duties in accordance with the applicable laws is not before us.
(2) A sentence of 100 years, comprised of consecutive maximum sentences for assault convictions arising out of a single incident, under which a juvenile offender will not be eligible for parole consideration for 50 years is tantamount to a sentence of life without parole. Accordingly, the Eighth Amendment, as interpreted by the United States Supreme Court, precludes such a sentence and Mr. McCullough must be re-sentenced to a sentence that allows a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation."
IN NO. 54, JUDGMENT OF THE COURT OF SPECIAL APPEALS VACATED AND CASE REMANDED TO THAT COURT WITH INSTRUCTIONS
TO AFFIRM THE JUDGMENT OF THE CIRCUIT COURT FOR BALTIMORE CITY. COSTS TO BE PAID BY PETITIONER.
IN NO. 55, JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS TO BE PAID BY PETITIONER.
IN NO. 56, JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED AND CASE REMANDED TO THAT COURT WITH INSTRUCTIONS TO REMAND THE CASE TO THE CIRCUIT COURT FOR BALTIMORE COUNTY FOR RE-SENTENCING CONSISTENT WITH THIS OPINION. COSTS TO BE PAID BY BALTIMORE COUNTY.
Barbera, C.J., Greene and Adkins, JJ., dissent in Nos. 54 and 55
Watts and Getty, JJ., dissent in No. 56.
Barbera, C.J., which Greene and Adkins, JJ., join.
I concur in part and dissent in part.
I agree with the Court's reasoning and holding in Mr. McCullough's case. Mr. McCullough was convicted in 2005 of four counts of first-degree assault stemming from "a single incident on a single day." Maj. Op. at 363,
The Majority poses the question of "whether a sentence stated as a term of years for a juvenile offender can ever be regarded as a sentence of life without parole for purposes of the Eighth Amendment"
It seems a matter of common sense that the answer must be "yes." Otherwise, the Eighth Amendment proscription against cruel and unusual punishment in the context of a juvenile offender could be circumvented simply by stating the sentence in numerical terms that exceed any reasonable life expectancy rather than labeling it a "life" sentence.
* * *
This conclusion is supported not simply by common sense or by a straw poll of other courts. It is also consistent with the reasoning of Graham and Miller .
Maj. Op. at 347-49,
I fully embrace the Majority's reasoning and therefore join the outcome in Mr. McCullough's case. From there, however, my path and that of the Majority diverge. I dissent to the Majority's holdings in the cases of Mr. Carter and Mr. Bowie.
Much of the Majority's opinion is to be admired. The opinion includes a well-crafted description of Maryland's statutory and regulatory parole scheme and the relevant case law, including not only the U.S. Supreme Court's Eighth Amendment decisions on the subject but also the relevant case law from Maryland, many of our sister states, and federal district and circuit courts. The Majority likewise devotes much ink, appropriately so, to the Executive Order issued by Governor Hogan several days after the Court heard oral argument in the three cases that are the subject of this opinion. 1 I have no quarrel with either the Majority's description of Maryland's current parole system and pertinent case law or, for that matter, much of the legal analysis that follows.
My quarrel is with the holding of Section II, Part 3 that the Governor's 2018 Executive Order together with the Maryland Parole Commission's ("Commission") regulation concerning
parole for juvenile offenders, COMAR 12.08.01.18A(3), make an otherwise unconstitutional Maryland parole system compliant with the dictates of the Eighth Amendment. Maj. Op. at 342-46,
The clear directive that emerges from
Graham v. Florida
,
The Majority correctly concludes that in light of
Graham
,
Miller
, and
Montgomery
, the statute describing eligibility for parole-§ 7-301 of the Correctional Services Article ("CS")-is on its face unconstitutional as applied to juvenile offenders. Maj. Op. at 340-41,
I am not persuaded that either the Executive Order or COMAR 12.08.01.18A(3), 3 or the two authorities together, cures the constitutional infirmity of Maryland's current parole system. I come to that conclusion because neither the Executive Order nor the regulation includes any sort of standard to guide the exercise of discretion, much less a standard that satisfies the Eighth Amendment.
The Majority's analysis is flawed for the same reason that Maryland's parole system is unconstitutional: both purport to "consider" the guidance of the Supreme
The Commission's regulation, COMAR 12.08.01.18A(3), as noted by the Majority, was promulgated in response to
Graham
and its progeny. Maj. Op. at 321 n.14,
I close with this: One might imagine that, were he with us to speak on the subject today, Thomas Aquinas, whose quoted words stand at the outset of the Majority's opinion, likely would conclude that the result reached by the Majority is neither just nor merciful. Maj. Op. at 306 & n.1,
Judge Greene and Judge Adkins have authorized me to state that they join this opinion.
Watts, J., which Getty, J., joins.
Respectfully, I concur with the majority opinion as to
Carter
and
Bowie
, but I dissent as to
McCullough
. I agree with the Majority's conclusion that "a lengthy term-of-years sentence can be a life sentence for purposes of the Eighth Amendment." Maj. Op. at 349,
As the Majority explains, the very reason why a sentence of a term of years can be the equivalent of a life sentence is that, "[o]therwise, the Eighth Amendment proscription
As Judge Eyler aptly observed, almost all of these cases "dealt with ... periods of parole ineligibility that plainly exceeded the defendant's life expectancy."
McCullough
,
See
Mathurin
,
As the above chart shows,
Mathurin
,
Despite the existence of the many above-discussed cases in which courts have used a defendant's life expectancy as a benchmark, the Majority does not do so.
See
Maj. Op. at 361-64,
Id.
at 362,
The Majority discusses only one case in which a "court has used retirement age as a reference point."
Id.
at 355 & n.44,
I am wholly unpersuaded by the Majority's reasoning that McCullough's "parole eligibility date far exceeds the parole eligibility date for a defendant sentenced to life in prison under Maryland law (15 years)[.]"
Id.
at 362,
Graham [ v.Florida ,, 560 U.S. 48 , 130 S.Ct. 2011 (2010) ] cannot stand for the proposition that juveniles who do not commit homicide must serve longer terms in prison than the vast majority of juveniles who commit murder, who, because of Miller [ v.Alabama , 176 L.Ed.2d 825 , 567 U.S. 460 , 132 S.Ct. 2455 (2012) ], are all but assured the opportunity to demonstrate maturity and rehabilitation at a meaningful point in their sentences. 183 L.Ed.2d 407
Maj. Op. at 352 n.39,
Nor does the other case that the Majority cites,
Commonwealth v. Perez
,
where a juvenile is sentenced for a nonmurder offense or offenses and the aggregate time to be served prior to parole eligibility exceeds that applicable to a juvenile convicted of murder, the sentence cannot be reconciled with art. 26 [of the Massachusetts Declaration of Rights] unless, after a hearing on thefactors articulated in Miller [ ], the judge makes a finding that the circumstances warrant treating the juvenile more harshly for parole purposes than a juvenile convicted of murder.
Critically, the Supreme Judicial Court of Massachusetts expressly based its holding not on the Eighth Amendment, but instead on the Massachusetts Declaration of Rights, which
that Court "ha[d] interpreted more broadly than the Supreme Court has interpreted the Eighth Amendment."
Perez
,
Finally, I find no merit in the Majority's reasoning that McCullough's parole eligibility date "exceeds the threshold duration recognized by most courts in decision and legislatures in reform legislation (significantly less than 50 years)[.]" Maj. Op. at 362,
I take issue with the Majority's reasoning in several respects. First, although other States' legislatures have purported to codify
Graham
and
Miller
, the General Assembly has not. I see no reason to consider statutes that have no force in Maryland. Additionally, it is up to courts, not legislatures, to interpret and apply the Eighth Amendment. Although legislatures can attempt to do so, the ultimate responsibility rests
with courts. I would not abdicate our role as interpreters of the Constitution by relying on statutes, as opposed to case law, while analyzing the Eighth Amendment. Furthermore, as demonstrated by the wide gap in various other States' statutes (ranging from 15 years to 40 years), the amount of time that a defendant must serve before becoming eligible for parole is a matter of an individual State's legislative choice. The Majority conjures up a standard based on these statutes by stating that all of them involve time periods that are "significantly less than 50 years[.]" Maj. Op. at 352,
I would not adopt the 50-year bar that some other courts have used, and I certainly would not utilize the significantly less than 50 years standard that the Majority
As to the circumstances of the crime, the Majority attempts to downplay the seriousness of McCullough's convictions by observing that they "related to a single incident on a single day[,]" and that he was apparently convicted as an aider and abettor, as opposed to a principal.
Id.
at 363,
For the above reasons, respectfully, I concur as to Carter and Bowie , and I dissent as to McCullough .
Judge Getty has authorized me to state that he joins in this opinion.
See
Randy Lee,
Justice Benjamin Nathan Cardozo and his Two Most Important Questions: Reflections on the Choice of Tycho Brahe
,
Graham v. Florida
,
A fourth case, which was argued together with these cases, has been resolved on procedural grounds and is the subject of a separate opinion.
State v. Clements
,
This holding is explained in Part II.A. of this opinion, which is joined by Judge Watts, Judge Hotten, and Judge Getty.
This holding is explained in Part II.B. of this opinion, which is joined by Chief Judge Barbera, Judge Greene, Judge Adkins, and Judge Hotten.
These provisions of the Maryland Declaration of Rights have usually been construed to provide the same protection as the Eighth Amendment, although this Court has acknowledged that there is some textual support for finding greater protection in the Maryland provisions.
Thomas v. State
,
As a result of a probation violation, the defendant had been sentenced to the maximum sentence of life imprisonment. Because parole had been abolished in Florida as of that time, the sentence amounted to life imprisonment without parole.
The Court applied the plurality opinion in
Teague v. Lane
,
There appeared to be no question that the holding in
Graham
established a substantive rule to be given retroactive effect.
See
Recently, the Supreme Court reviewed a decision concerning whether the possibility of release under a state's "geriatric release" statute (in a state that had abolished parole) would comply with
Graham
.
Virginia v. LeBlanc
, --- U.S. ----,
Parole is distinguished from release on mandatory supervision, which involves the conditional release of the inmate by operation of law by the Division of Correction as a result of the application of diminution credits against the inmate's sentence. CS § 7-101(g) ; CS § 7-501 et seq ; see also 86 Opinions of the Attorney General 226, 226-28 (2001).
"Violent crime" is defined in CS § 7-101(m) and includes, among other offenses, first-degree assault. See Maryland Code, Criminal Law Article, § 14-101(a)(20).
Only two other states, Oklahoma and California, have a system that includes the governor in decisions to parole inmates serving life sentences. Kate Hatheway,
Creating a Meaningful Opportunity for Review: Challenging the Politicization of Parole for Life-Sentenced Prisoners,
The General Assembly added this 180-day "shot clock" to the statute in 2011. Chapter 623, Laws of Maryland 2011.
The Parole Commission adopted these additional factors for the parole consideration of juvenile offenders in amendments to its regulations effective October 24, 2016. 43:
The 2018 Executive Order was issued after oral argument in these cases. The Court permitted the parties to submit supplemental briefs concerning the effect of the executive order.
Like the Parole Commission's regulations, the 2018 Executive Order was apparently issued, at least in part, in recognition of recent Supreme Court decisions concerning parole of juvenile offenders.
The 2018 Executive Order provides that it is not to be construed to apply retroactively to any decision of the Governor made prior to the promulgation of the executive order. COMAR 01.01.2018.06D. No decision of the Governor made prior to adoption of the 2018 Executive Order is at issue in these cases.
By contrast, the United States District Court held that changes in the policies of the Division of Correction and the Parole Commission with respect to inmates serving life sentences that effectively eliminated the possibility of a parole recommendation to the Governor
did
violate the constitutional prohibition against
ex post facto
laws.
Knox
,
The Legislature has elaborated on the Governor's constitutional pardon power:
On giving the notice required by the Maryland Constitution, the Governor may:
(1) change a sentence of death into a sentence of life without the possibility of parole;
(2) pardon an individual convicted of a crime subject to any conditions the Governor requires; or
(3) remit any part of a sentence of imprisonment subject to any conditions the Governor requires, without the remission operating as a full pardon.
CS § 7-601(a).
This filing preceded the recently-issued 2018 Executive Order.
At the sentencing hearing the court considered whether Mr. Bowie should have been transferred to juvenile court. The court concluded that a transfer would not be appropriate because the juvenile court would have lost jurisdiction over Mr. Bowie after two years.
In the context of the consideration of an inmate for parole, a "set off" essentially refers to a continuance of the matter to a later date.
See
Project,
Parole Release Decisionmaking and the Sentencing Process
,
As in Mr. Carter's case, the State had moved to dismiss the appeal, but the Court of Special Appeals did not explicitly rule on that motion.
The holding of Roper concerning the death penalty is of limited significance in Maryland, as the State abolished the death penalty as to all defendants in 2013. Chapter 156, Laws of Maryland 2013. That law provided for commuting existing death sentences to life without parole (which was effected for the four remaining death sentences in early 2015). See CS § 7-601.
Like the intermediate appellate court, the State cites
Lujan v. Defenders of Wildlife
,
For example, several of the theories raised by Petitioners are currently being litigated in federal court in a lawsuit brought under
Petitioners and supporting amici have proffered statistics that indicate that parole of inmates serving life sentences in Maryland is a rare event.
Some state supreme courts have ordered the re-sentencing of juvenile offenders serving life sentences in response to similar arguments.
State v. Young
,
Several courts have held that a parole system in which parole for an inmate serving a life sentence depends on a prior discretionary commutation by a governor of that sentence to a term of years does not satisfy
Graham
or
Miller
.
State v. Castaneda
,
In some states in which the legislature has already amended the statutes governing the parole system in light of the Supreme Court trilogy, the courts have refrained from addressing the adequacy of those measures until they were implemented.
People v. Franklin
,
See Part I.B. of this opinion.
Assessment of the legality of a sentence, often an exercise done with reference to the law at the time of sentencing, has a certain "back to the future" quality in these cases. These sentences were legal at the time they were imposed, under the contemporary understanding of the relevant statutes and constitutional provisions, and remained so for more than a decade. They may have become illegal recently by virtue of the retroactive application of
Graham
and
Miller
. If necessary, they could be restored retroactively to legality through corrective legislation.
See, e.g.,
State v. Castaneda
,
An executive order that makes changes in the Executive Branch or government programs, inconsistent with existing law, must be submitted in statutory form to the General Assembly where it is subject to disapproval by the Legislature. Maryland Constitution, Article II, § 20.
After this Court upheld the executive order in
McCulloch
, the General Assembly enacted legislation modeled on that order "to provide a more solid base for a collective bargaining regime and not have it rest solely on an Executive Order that could be modified or revoked by subsequent Governors[.]"
Ehrlich v. Maryland State Employees Union
,
The concerns expressed in Chief Judge Barbera's concurring and dissenting opinion that the Parole Commission and the Governor may in practice simply pay lip service to the criteria set forth in the regulations and 2018 Executive Order and accord them no actual weight in parole recommendations and decisions are premature. For the reasons set forth in Part II.A.2 of this opinion, any contentions along those lines are not cognizable in a motion to correct an illegal sentence. As indicated in Kanaras , such concerns can be addressed in an appropriate action that allows for a record to be made as to how these laws are executed in practice.
See
People v. Caballero
,
A few state supreme courts have held to the contrary.
See
Veal v. State
,
Although the majority of state intermediate appellate courts have come to the same conclusion as the state supreme courts listed above, we are aware of at least one decision to the contrary.
State v. Kasic
,
At least four federal courts of appeal have recognized that a sentence expressed as a term of years was a
de facto
sentence of life without parole.
Kelly v. Brown
,
The Supreme Court did not appear to be making a distinction between the two types of sentences. In
Graham
, the Court referred to the sentence in that case at least twice as a "term of years" sentence.
See, e.g.,
State ex rel. Morgan v. State
,
E.g.
,
People v. Contreras
,
See, e.g.,
State v. Moore
,
See
State v. Zuber
,
The Supreme Court of Missouri declined to "arbitrarily pick the point" at which a sentence becomes
de facto
life without parole in
Willbanks v. Dep't of Corr.
,
Occasionally courts recognize in principle that there can be
de facto
life sentences, but hold that the length of the sentence in the particular case is too short to qualify.
State v. Diaz
,
We found no significant authority holding that a sentence that precludes release for more than 50 years is
not
equivalent to life without parole for a juvenile offender. In
State v. Russell
,
The State has identified several decisions of intermediate appellate courts in Florida to the contrary; however, these were part of a split in authority in that state. The Florida Supreme Court has acknowledged that a 45 year sentence that must be served in full violates the holding in
Graham
, and that a longer sentence offering parole still "must ensure that a juvenile nonhomicide offender ... does not receive a sentence that provides for early release at a time beyond his or her natural life."
Johnson v. State
,
Graham
,
State v. Zarate
,
For example, Illinois barred any juvenile from being prosecuted as an adult going forward. 705 Ill. Comp. Stat. Ann. 405/5-120. Some states extend the reasoning applicable to juveniles to young adults whose brains are still in development.
See, e.g.
, Cal. Penal Code, § 3051 (parole eligibility for offender younger than 25);
Some reforms provide all juveniles who have not committed homicide with parole eligibility after a certain number of years, regardless of how many offenses they have committed.
Other reforms have focused on the penalty for murder in light of
Miller
. All provide for parole consideration before 50 years if the offender was a juvenile at the time of the crime, but some allow a court to sentence incorrigible juveniles to life without parole.
Several states have chosen to eliminate life without parole entirely, and all of these states provide eligibility for parole before 50 years.
In
United States v. Grant
,
The primary issue in the case appeared to be whether Vermont could punish the defendant for transactions that occurred partly in New York (where they were legal) and partly in Vermont (where they were not).
Interestingly, although the majority opinion in
O'Neil
did not address the Eighth Amendment issue (other than to observe that the amendment did not apply to the states), the three dissenting judges did consider the issue and would have held (1) perhaps presciently, that the Eighth Amendment does apply to the states via the Fourteenth Amendment and (2) that the sentence imposed in the case was cruel and unusual.
See, e.g.,
Pearson v. Ramos
,
See
State v. Davis
,
Some courts have held that a state constitution's analog to the Eighth Amendment constrains consecutive sentences.
State ex rel. Garvey v. Whitaker
,
Miller
,
United States v. Grant
,
Pennsylvania and South Dakota have considered multiple convictions in the context of sentences that have either merged with a life sentence or run concurrently with another, but we are unable to discern how this affected their analyses, if at all.
Those few states that apply
Graham
and
Miller
only to formal life sentences - and not to sentences expressed in a term of years - either do not consider this issue or perforce would not apply
Graham
in the case of a stacked sentence.
E.g.,
State v. Kasic
,
The Supreme Court of Missouri has expressed the view that it needs guidance from the United States Supreme Court on this question.
Willbanks v. Dep't of Corr.
,
Compare
State v. Dyer
,
Brown v. State
,
Mr. McCullough's parole eligibility is also beyond each potential retirement age discussed in
Grant.
Judge Watts' concurring and dissenting opinion would reach a different result in Mr. McCullough's case based on the premises that (1) other courts have referred to a defendant's life expectancy as a permissible period of a sentence without eligibility for parole and (2) Mr. McCullough's sentence allowed for parole within his life expectancy.
Neither premise is quite true. First, the courts that have referred to life expectancy have held that parole eligibility
beyond
a defendant's life expectancy is clearly a
de facto
sentence of life without parole; none of those courts has held that a sentence
equivalent
to the defendant's life expectancy would be permissible under
Graham
. See cases cited in footnote 37 above. This is likely because another way of describing life expectancy is as the likely date of one's death. Withholding
eligibility
for parole - not
release
on parole - until the likely date of the defendant's death is just another way of saying "life without parole" and is not consistent with a "hope for some years of life outside prison walls."
Montgomery
,
Second, no determination of Mr. McCullough's life expectancy was made in the record of this case. Moreover, an attempt to calculate his individual life expectancy and key his parole eligibility date to that estimate raises a host of issues of practicality and fairness. See footnote 38 above.
Because he was sentenced to the maximum sentence on each count, Mr. McCullough was punished more harshly than nearly all adults convicted of the same offenses. Although not necessarily prohibited by the constitution categorically, the Supreme Court has repeatedly disfavored that outcome generally.
Thompson v. Oklahoma
,
In defending a motion for judgment in the case, the prosecution told the Circuit Court that it was proceeding against Mr. McCullough under a theory of aiding and abetting the crimes charged. Prosecutors often refer to aiding and abetting in passing in closing argument. Here, however, aiding and abetting was the major theme of the prosecutor's closing argument. The prosecutor referred to the concept of aiding and abetting 22 times in his closing argument and told the jury repeatedly it could convict Mr. McCullough without finding that he had caused any of the victim's injuries or had even fired the gun. The jury apparently accepted that theory and convicted Mr. McCullough only of the assault charges and acquitted him of attempted murder and other counts related to use of a handgun.
As the majority notes, Maj. Op. at 306 n.3,
The 2018 Executive Order states that, regarding parole decisions for an inmate serving a life sentence, "the Governor shall assess and consider ... the same factors and information assessed by the Maryland Parole Commission as provided by the Maryland Parole Commission's governing statutes and regulations," as well as "other lawful factors deemed relevant by the Governor." Codified at COMAR 01.01.2018.06A. With respect to juvenile offenders serving life sentences, the Executive Order provides that the Governor "shall" additionally consider the provisions of COMAR 01.01.2018.06C(1) :
i. The juvenile offender's age at the time the crime was committed and the lesser culpability of juvenile offenders as compared to adult offenders;
ii. The degree to which the juvenile offender has demonstrated maturity since the commission of the crime; and
iii. The degree to which the juvenile offender has demonstrated rehabilitation since the commission of the crime.
When determining whether a juvenile offender is suitable for parole, the Commission currently "considers" the following factors:
(a) Age at the time the crime was committed;
(b) The individual's level of maturity and sense of responsibility at the time of [ sic ] the crime was committed;
(c) Whether influence or pressure from other individuals contributed to the commission of the crime;
(d) Whether the prisoner's character developed since the time of the crime in a manner that indicates the prisoner will comply with the conditions of release;
(e) The home environment and family relationships at the time the crime was committed;
(f) The individual's educational background and achievement at the time the crime was committed; and
(g) Other factors or circumstances unique to prisoners who committed crimes at the time the individual was a juvenile that the Commissioner determines to be relevant.
In other words, courts have use a defendant's life expectancy as a benchmark for determining whether a sentence is the equivalent of a sentence of life without parole. A sentence exceeding a defendant's life expectancy has been held to be the equivalent of a sentence of life without parole. On the other hand, a sentence in which a defendant becomes eligible for parole within his or her life expectancy would not be the equivalent of a sentence of life without parole.
The circumstance that there is no determination of McCullough's actual life expectancy in the record of this case does not make untrue the premise that the age at which McCullough will become eligible for parole (67) is within his life expectancy. A principled position might be that the lack of a determination of McCullough's actual life expectancy renders unknown the determination of whether the age of 67 is within his life expectancy. But, in this instance, with the knowledge that the Court of Special Appeals observed that McCullough had "tacitly acknowledge[d that] age 67 is less than his average life expectancy[,]"
McCullough
,
