Gyronne BUCKLEY, Plaintiff-Appellant v. Keith RAY, Individually and in his Official Capacity as Agent operating under the authority of the South Central Drug Task Force; Linda Card, Individually and in her Official Capacity as Agent operating under the authority of the South Central Drug Task Force; Richard Wiggins, “Rip” Individually and in his Official Capacity as Agent operating under the authority of the South Central Drug Task Force; Henry Morgan, Individually and in his Official Capacity as a Director of the South Central Drug Task Force; Brent Haltom, Individually and in his Official Capacity as a Director of the South Central Drug Task Force; Taylor King, Individually and in his Official Capacity as a Director of the South Central Drug Task Force; South Central Drug Task Force; Colonel J. R. Howard, Director, Arkansas State Police; Dustin McDaniel, Individually and in his Official Capacity as Attorney General of Arkansas; Brad Phelps, Individually and in his Official Capacity as Assistant Attorney General; Edward Armstrong, Individually and in his Official Capacity as Assistant Attorney General; Will Jones, Individually and in his Official Capacity as Assistant Attorney General; Jeff B. Sessions, in his Official Capacity as Attorney General of the United States, Defendants-Appellees
No. 15-3656
United States Court of Appeals, Eighth Circuit.
Submitted: September 21, 2016 Filed: February 16, 2017
855 F.3d 855
The petition for review is denied.
Counsel who presented argument on behalf of the appellant was J. Thomas Sullivan, of Little Rock, AR. The following attorney also appeared on the appellant brief; Mark F. Hampton, of Little Rock, AR.
Before COLLOTON, MELLOY, and SHEPHERD, Circuit Judges.
SHEPHERD, Circuit Judge.
Gyronne Buckley brought this suit under
I. Background
A. Facts
In May of 1999, Gyronne Buckley was convicted of two counts of delivery of a controlled substance and sentenced to life imprisonment, subsequently reduced to 56 years. His arrest and conviction were the result of a “controlled drug buy” operation orchestrated by the South Central Drug Task Force. Agents Keith Ray and Linda Card, investigators in the Drug Task Force, used a police informant to approach Buckley and buy rocks of crack cocaine from him. The informant later testified against Buckley at trial.
During his state post-conviction appeal, Buckley learned of a video-recorded, pre-trial interview between the informant and Agents Ray and Card. The video showed Agent Ray coaching the informant on how to present his testimony in the trial against Buckley. The agents had never told state prosecutors about the existence of the video. Buckley‘s attorney repeatedly sought to obtain the video during his post-conviction appeal. He was unsuccessful in doing so, and Buckley‘s post-conviction appeal was likewise unsuccessful.
Buckley only received a copy of this video as the result of a United States District Court order in his federal habeas proceeding. The district court then held his habeas petition in abeyance to permit Buckley‘s return to state court. The Arkansas Supreme Court granted Buckley‘s motion for leave to reopen his case based on the previously undisclosed video. Buckley alleged that suppression of the video violated his due process rights under Brady v. Maryland, 373 U.S. 83 (1963). The trial court agreed and vacated his conviction on November 1, 2010. The charges against him were dismissed by court order on December 6, 2010.
Buckley thereafter moved to have the record in his case sealed pursuant to
Any individual who has been charged and arrested for any criminal offense where the charges are subsequently
nolle prossed or dismissed or the individual is acquitted at trial is eligible to have all arrest records, petitions, orders, docket sheets, and any other documents relating to the case expunged in accordance with the procedures defined by this subchapter and upon entry of an order of expungement may state that no such charges, arrest, and the resulting trial ever occurred.
On March 9, 2013, Buckley filed a claim with the Arkansas State Claims Commission seeking compensation for his wrongful conviction and years of incarceration. The Arkansas General Assembly created the Claims Commission, which consists of five commissioners, two of whom must be attorneys. See
Prior to the Commission‘s evidentiary hearing, Arkansas Assistant Attorneys General Brad Phelps, Edward Armstrong, and Will Jones accessed the records from Buckley‘s trial. Armstrong and Jones then appeared before the Commission to represent the State‘s interests. Armed with information gleaned from the sealed records, they argued that Buckley could not prove his actual innocence of the charges. After the hearing, the Commission recommended Buckley receive $460,000 in compensation.
The State Attorney General‘s office appealed the Commission‘s decision, and the appeal was heard at a hearing of the Claims Review Subcommittee of the Arkansas Legislative Council. See
The subcommittee voted unanimously to deny Buckley compensation.
B. Procedural History
Buckley filed his original complaint on December 5, 2014. He subsequently filed an amended complaint on February 10, 2015. His amended complaint stated claims against three principal groups of defendants. First, he asserted
Second, Buckley asserted due process claims against Arkansas Attorney General McDaniel and Assistant Attorneys General Armstrong, Jones, and Phelps (collectively the “AG Defendants“). These due process claims arose out of the access and use of Buckley‘s sealed trial records before the Claims Commission and legislative subcommittee. In addition, Buckley stated a state-law defamation claim against Attorney General McDaniel for his comments made to the legislative subcommittee.
Third, Buckley sought class certification for a suit naming the United States Attorney General5 as a defendant. The basis for this proposed class action lay in purported violations of equal protection and due process against African-American defendants in Arkansas by the state criminal justice system. Buckley requested an order enjoining the Attorney General from awarding federal money to Arkansas law enforcement agencies. Buckley also sought an order compelling the Attorney General to investigate claims of racial bias in the Arkansas criminal justice system.
The district court, in two separate orders, dismissed Buckley‘s claims against all defendants. The first order addressed the claims made against the AG Defendants. The district court held that the AG Defendants were entitled to qualified immunity as to Buckley‘s
In the district court‘s second order, it dismissed claims against the Law Enforcement Defendants as barred by the statute of limitations. The court also dismissed sua sponte all claims against the United States Attorney General on the same grounds. Buckley now appeals both of the district court‘s dismissal orders.
A district court‘s order granting a motion to dismiss is reviewed de novo. Mountain Home Flight Serv., Inc. v. Baxter Cnty., 758 F.3d 1038, 1042 (8th Cir. 2014). We construe all reasonable inferences in favor of Buckley as the nonmoving party. Id.
II. Due Process Claims Against the AG Defendants
Buckley alleges that the AG Defendants violated his due process rights when they accessed his sealed trial records. His amended complaint reads, “Defendants McDaniel, Phelps, Armstrong and Jones violated Plaintiff‘s right to due process of law under the Fourteenth Amendment when they violated Arkansas law in referring to and relying on matters previously subject to the expungement of records arising from the prosecution and conviction of [Buckley].” (J.A. 64.) The complaint further avers that the AG Defendants violated his “right to rely on the statutory provisions protecting him from unlawful disclosures” of his sealed records. (J.A. 67.) The AG Defendants freely admit that they reviewed Buckley‘s trial records and relied on them during their testimony before the Claims Commission. (Appellee Br. 12.)
The district court interpreted Buckley‘s amended complaint to contain two separate claims against the AG Defendants in their individual capacities.6 First, accessing the expunged trial records constituted a substantive due process violation under the Fourteenth Amendment. Second, the AG Defendants violated Buckley‘s right to procedural due process safeguards, since the Arkansas expungement statute allegedly created a constitutional right. Regarding Buckley‘s first claim, the district court explained, “Actionable substantive due process claims involve a level of... abuse of power... so brutal and offensive that [they do] not comport with traditional ideas of fair play and decency.” Avalos v. City of Glenwood, 382 F.3d 792, 800 (8th Cir. 2004) (alteration in original) (citations and internal quotation marks omitted). The court then held that accessing Buckley‘s sealed records failed to fall within the scope of a
A. Qualified Immunity
Qualified immunity shields officers from liability “unless [their] conduct violates a clearly established constitutional or statutory right of which a reasonable person would have known.” Shekleton v. Eichenberger, 677 F.3d 361, 365 (8th Cir. 2012) (internal quotation marks omitted) (quoting Brown v. City of Golden Valley, 574 F.3d 491, 495 (8th Cir. 2009)). “Qualified immunity gives government officials breathing room to make reasonable but mistaken judgments....” Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011). “The determination of whether an officer is entitled to qualified immunity requires consideration of the ‘objective legal reasonableness’ of the officer‘s conduct in light of the information he possessed at the time of the alleged violation.” Winters v. Adams, 254 F.3d 758, 766 (8th Cir. 2001) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 819 (1982)).
Courts conduct a two-part inquiry to determine whether qualified immunity protects a government official from liability: (1) whether the facts taken in a light most favorable to Buckley make out a violation of a constitutional or statutory right; and (2) whether that right was clearly established at the time of the alleged violation. Truong v. Hassan, 829 F.3d 627, 630 (8th Cir. 2016). We have discretion in deciding which part of the inquiry to address first. Pearson v. Callahan, 555 U.S. 223, 236 (2009).
B. Substantive Due Process Claim
The
In his brief, Buckley presents the issue as a question of whether the AG Defendants acted within the realm of “fair play and decency.” (Appellant Br. 21 (citing Avalos, 382 F.3d at 800).) He contends that accessing and referencing his expunged criminal record constituted unfair play and indecency. This contention goes unsupported by any citation to caselaw or treatise. In effect, Buckley argues that the mere act of violating a state‘s expungement statute amounts to a brutal and inhumane abuse of official power literally shocking to the conscience.
We cannot accept Buckley‘s argument. Seeking compensation for time spent in prison, he had brought a claim to the Claims Commission. Buckley himself placed his conviction, and his underlying conduct, at issue in the Commission‘s proceedings. The AG Defendants represented the State‘s interests before the Commission. See
None of the actions taken by the AG Defendants amount to a brutal abuse of power. Using the trial records of an individual seeking compensation for the time he spent in prison, when that individual has placed his conduct and conviction at issue, does not shock the conscience. The
C. Procedural Due Process Claim
Buckley‘s second claim against the AG Defendants alleges a violation of procedural due process. Buckley asserts that “these Defendants either knew or should have known that their actions in violating the terms of the liberty and privacy interests created by the Arkansas expungement statute would violate Buckley‘s right to due process.” (Appellant Br. 26.) To state Buckley‘s argument more clearly, the expungement statute creates privacy and liberty interests entitled to procedural due process protection. The AG Defendants, according to Buckley, breached this protection when they accessed records from his expunged conviction without affording him due process. The expungement statute, therefore, serves as the basis for this cause of action, unlike Buckley‘s substantive due process claim. Cf. Davis v. Scherer, 468 U.S. 183, 194 n.12 (1984) (“Neither federal nor state officials lose their immunity by violating the clear command of a statute or regulation—of federal or of state law—unless that statute or regulation provides the basis for the cause of action sued upon.“).
“[S]tate statutes may create liberty interests that are entitled to the procedural protections of the Due Process Clause of the Fourteenth Amendment.” Green v. Dormire, 691 F.3d 917, 921 (8th Cir. 2012) (alteration in original) (internal quotation marks omitted) (quoting Vitek v. Jones, 445 U.S. 480, 488 (1980)). If a state statute has created a liberty interest, federal law establishes the minimum requirements of due process. Id.; Anderson v. Romero, 72 F.3d 518, 527 (7th Cir. 1995) (“[T]he source of the entitlement is a state statute; federal law merely protects him against having his entitlement taken away from him without due process of law.“).
Buckley fails to articulate any legally-cognizable liberty interest created by the Arkansas expungement statute. He contends that the Arkansas expungement statute creates “liberty and privacy interests.” But he offers no elaboration on what those interests may be, beyond his assertion that the statute “protect[s] him from unlawful disclosures” of his expunged records. We have previously analyzed the provisions of Arkansas‘s expungement statute and held that they do not create a liberty interest. Eagle v. Morgan, 88 F.3d 620, 626 (8th Cir. 1996). At that time, we observed that the state legislature does not “possess the Orwellian power to permanently erase from the public record those affairs that take place in open court.” Id. Accordingly, Buckley had no state-created liberty interest for the AG Defendants to violate. With no other liberty interest identified, no constitutional violation could have occurred. We therefore affirm the district court‘s ruling—qualified immunity protects the actions taken by the AG Defendants.7
III. Defamation Claim Against Attorney General McDaniel
Buckley asserts a separate, state-law defamation claim against Attorney General McDaniel. This claim centers on the testimony McDaniel offered to the legislative subcommittee in which he claimed an audiotape existed of Buckley using the phrase “killing Whitey” during one of the controlled drug buys. Buckley claims McDaniel‘s statement defamed him and he seeks damages of $920,000. We have diversity jurisdiction over this claim under
The district court dismissed the state-law claim against McDaniel because, it reasoned, McDaniel‘s allegedly defamatory statement was privileged. “We may affirm on any basis supported by the record.” Green Tree Servicing, LLC v. DBSI Landmark Towers, LLC, 652 F.3d 910, 913 (8th Cir. 2011) (quoting Schoelch v. Mitchell, 625 F.3d 1041, 1046 (8th Cir. 2010)). We hereby affirm the district court‘s dismissal of the defamation claim on the alternative grounds of absolute legislative immunity.
Legislative immunity “attaches to all actions taken ‘in the sphere of legitimate legislative activity.‘” Bogan v. Scott-Harris, 523 U.S. 44, 54 (1998) (quoting Tenney v. Brandhove, 341 U.S. 367, 376 (1951)). The decision of a legislature on how to spend public money is, in its very nature, a legislative act. Accord Bogan, 523 U.S. at 55-56 (“a discretionary, policymaking decision implicating... budgetary priorities” is a legislative activity). “A witness is absolutely privileged to publish defamatory matter as part of a legislative proceeding in which he is testifying or in communications preliminary to the proceeding, if the matter has some relation to the proceeding.” Restatement (Second) of Torts § 590A (1977); see also Valor Healthcare, Inc. v. Pinkerton, 620 F. Supp. 2d 974, 980 (W.D. Ark. 2009) (“Individuals must be able to testify to the legislature about matters of public concern without the prospect of a defamation claim.“). Attorney General McDaniel testified before the legislative subcommittee concerning a legislative matter. Therefore, we find that absolute legislative immunity protects his allegedly defamatory statement.
Buckley raises two objections to this conclusion: First, that the application of legislative immunity to Buckley‘s claim contradicts warnings from the Supreme Court on the unjustified expansion of immunity theories in
IV. Claims Arising out of the 1999 Brady Violation
Several claims in Buckley‘s lawsuit, made individually and collectively against the Law Enforcement Defendants, relate to the Brady violation committed during his 1999 trial. He brought these claims under
It is undisputed that the statute of limitations for Buckley to bring a
Buckley objects to this holding because he remained in jeopardy of being tried again for the cocaine charges after November 1, 2010. Following the trial court‘s vacation of Buckley‘s conviction, prosecutors dismissed the charges against him by nolle prosequi on December 6, 2010. Under Arkansas law, “It is well settled that dismissal of a charge by nolle prosequi does not bar a subsequent prosecution for the same offense.” State v. Crawford, 373 Ark. 95, 281 S.W.3d 736, 739 (2008) (citing
The key question before us is when does a cause of action under
The Supreme Court‘s decision in Wallace controls Buckley‘s claim. The trial court invalidated Buckley‘s 1999 conviction on November 1, 2010. No extant conviction exists for his
The Brady violation committed against Buckley by the Law Enforcement Defendants caused him damage when he was convicted and incarcerated in 1999. The trial court vacated his conviction on November 1, 2010. That is the date on which his cause of action accrued. The limitations period on Buckley‘s claims, in accordance with Arkansas law, ended on November 1, 2013. His claims against the Law Enforcement Defendants, filed over a year later, are time-barred.
In the same order dismissing the claims against the Law Enforcement Defendants, the district court also dismissed Buckley‘s claims against the United States Attorney General sua sponte.9 The court held that the claims against the Attorney General were barred by the statute of limitations, just as the claims against the Law Enforcement Defendants were. We affirm.10
V. Conclusion
For the foregoing reasons, we affirm the opinion of the district court dismissing Gyronne Buckley‘s claims.
