GUARDIANSHIP OF ELLA M. GRENIER
Docket: Pen-17-386
MAINE SUPREME JUDICIAL COURT
Decided: May 8, 2018
2018 ME 66
Reporter of Decisions; Argued: February 15, 2018
JABAR, J.
[¶1] Nicole Grenier, the mother of Ella M. Grenier, appeals from a judgment entered by the Penobscot County Probate Court (R. Bradford, J.) granting the petition of Ella‘s maternal grandmother, Tammy Hopkins, for temporary guardianship pursuant to
I. BACKGROUND
A. Procedural History
[¶2] In April 2016, Tammy Hopkins and her husband, Marlyn Hopkins, filed a petition for guardianship of Tammy‘s maternal granddaughter, Ella. In October 2016, by agreement between Nicole, Tammy, and Marlyn, the court entered an interim order granting temporary placement of Ella with Tammy and Marlyn. The court then entered another interim, agreed-upon order in February 2017, maintaining that arrangement.
[¶3] On July 11, 2017, at the hearing on the petition for guardianship, the court observed at the outset that Marlyn had not appeared for the proceedings.1 The court
B. Motion for Findings
[¶4] Four days after the judgment was entered, Nicole filed a motion for findings of fact and conclusions of law pursuant to
4. Nicole has lived with her mother and step-father at various times during the course of this litigation but at the time of the hearing was living on her own with her children, outside her mother and step-father‘s home.
. . . .
6. Approximately two months prior to the hearing in this case on July 11, 2017, petitioner Tammy Hopkins requested that Nicole and both her children leave her home because of conflict between Nicole and petitioner Marlyn Hopkins. That conflict involved physical confrontation between Nicole and Marlyn Hopkins, in front of both children, and that conflict was upsetting to Ella. Petitioner Tammy Hopkins removed a crying Ella from the area of conflict.
7. Marlyn Hopkins consumes amounts of alcohol daily and sometimes his alcohol use increases his anger, irritability and abusive behavior against Nicole, according to the testimony of both Nicole and his wife Tammy.
. . . .
9. The presence of Marlyn Hopkins in petitioner Tammy Hopkin[s]‘s environment does not by itself render Tammy‘s home unsafe and not appropriate to the residence of Ella.
10. Nicole has experienced periods of instability in her life. Nicole‘s home is not appropriate in the view of the guardian ad litem and the GAL‘s concerns relate primarily to the amount of time that Nicole has been in the environment as well as the presence of at least one pit bull dog. Nicole testified that her intention is to stay in the environment and she has no plans to move. The Court concludes, on the evidence presented, that Nicole‘s environment is “temporarily intolerable.”
11. At the time of the hearing Nicole was living with both her children and there was evidence to suggest that her living situation created a risk for Ella. This Court concludes that Tammy Hopkins‘[s] (but not Marlyn Hopkins‘[s]) petition for guardianship as the proposed guardian has met her burden to demonstrate, by clear and convincing evidence, that Nicole‘s current living situation creates an environment that is “temporarily intolerable” for Ella.
Nicole timely appealed from the judgment. See
II. DISCUSSION
[¶5] Nicole argues that the record lacks sufficient evidence to support the court‘s finding that her living situation is “temporarily intolerable” for Ella.
The court may appoint a guardian or guardians for an unmarried minor if . . . the court finds by clear and convincing evidence that . . . a living situation has been created that is at least temporarily intolerable for the child even though the living situation does not rise to the level of jeopardy required for the final termination of parental rights, and that the proposed guardian will provide a living situation that is in the best interest of the child . . . .
[¶6] This means that a parent‘s interest in parenting his or her child “may not be infringed simply by proof that a grandparent might provide a ‘better’ living arrangement for the child.” Guardianship of Jewel M. (Jewel II), 2010 ME 80, ¶ 9, 2 A.3d 301. Rather, “[b]ecause a temporarily intolerable living situation must relate to a parent‘s inability to care for the child, proof of parental unfitness is a required element to support the establishment of a guardianship over the parent‘s objection.” Jewel I, 2010 ME 17, ¶ 12, 989 A.2d 726. “Accordingly, a guardianship may only be ordered pursuant to section 5-204(c) if the court finds that (1) the parent is currently unable to meet the child‘s needs and that inability will have an effect on the child‘s well-being that may be dramatic, and even traumatic, if the child lives with the parent, and (2) the proposed guardian will provide a living situation that is in the best interest of the child.” Id. ¶ 13.
A. Standard of Review
[¶7] Where a motion for findings of fact has been filed pursuant to
[¶8] “When reviewing sufficiency challenges for clear and convincing evidence, we examine whether the trial court could have reasonably been persuaded on the basis of evidence in the record that the required factual findings were highly probable.” In re M.S., 2014 ME 54, ¶ 13, 90 A.3d 443 (quotation marks omitted). The
B. Parental Unfitness
[¶9] Nicole contends that the court‘s finding that her environment is “temporarily intolerable” is not supported by clear and convincing evidence, but rather that the evidence established she “is doing well, as both her mother and the [guardian ad litem] acknowledge[,] and has been doing well for some time.” This case raises an issue we recently contemplated in Thayer, 2016 ME 52, ¶¶ 17-27, 136 A.3d 349—the manner in which a court may consider a parent‘s past actions when determining current parental unfitness. In Thayer, the appellant father was on probation for drug-related crimes for the first nine months of his daughter‘s life and, because he lived in Colorado, only saw her twice during that period of time. Id. ¶ 2. After moving to Maine, the father “maintained an irresponsible existence that consisted of drinking; smoking marijuana; and, at times, driving while under the influence with [his daughter] in the vehicle.” Id. ¶¶ 3-4. The daughter‘s maternal grandparents petitioned for guardianship of her, claiming that the father demonstrated a lack of consistent participation in her life within the meaning of
[¶10] Responding to the father‘s argument that the court was not permitted to consider his past lack of participation when determining “consistent participation,” id. ¶ 21, we concluded that, although the standard is whether the parent is unfit “at the time of the hearing,” id. ¶ 25, the trial court had “correctly and appropriately considered both the father‘s past actions and his recent actions in determining that he is currently unfit,” id. ¶ 27.
Specifically, we affirmed the court‘s consideration of its findings “that the father demonstrated a lack of consistent participation in [his daughter‘s] life during the time that she lived with the maternal grandparents, and that the father remained unable to care for [his daughter] at the time of the hearing on the petition.” Id. (emphasis added).
[¶11] Turning to the case at hand, the court‘s factual findings do not, as a matter of law, support a determination that Nicole is “currently unable to meet the child‘s needs and [that] that inability will have an effect on the child‘s well-being that may be dramatic, and even traumatic, if [Ella] lives with [Nicole].” Jewel I, 2010 ME 17, ¶ 13, 989 A.2d 726; see Bayberry Cove, 2013 ME 35, ¶ 5, 63 A.3d 1188. The court
[¶12] Accordingly, unlike in Thayer, where the court supported its finding of current parental unfitness by referencing specific findings of past unfitness—thereby employing that past unfitness to inform the father‘s lack of consistent participation at the time of the hearing—the court here made only the nebulous finding that, in the past, “Nicole has experienced periods of instability in her life.” This finding does little to inform the court‘s finding that, at the time of the hearing, “Nicole‘s home is not appropriate in the view of the guardian ad litem . . . primarily [due] to the amount of time that Nicole has been in the environment.” Thus, it is unclear why, in the court‘s view, Nicole‘s lack of time in her present environment rendered her an unfit parent.
[¶13] Absent clarifying findings of past unfitness, the court‘s finding that a temporarily intolerable situation existed as to Nicole rests on (1) its recitation that her home was not appropriate—in the view of the guardian ad litem—due to both the limited amount of time she had been there and the existence of at least one pit bull dog;3 and (2) Nicole‘s testimony that she intended to stay at that home. These reasons are insufficient, as a matter of law, to justify an intrusion into Nicole‘s fundamental liberty interest in the care, custody, and control of her child. Moreover, we may not infer that the court made additional findings necessary to support it judgment. See Tucker, 2008 ME 167, ¶ 29, 959 A.2d 75; see also Cyr v. Cyr, 432 A.2d 793, 796 (Me. 1981) (“[F]indings of fact and conclusions of law under Rule 52(a) serve to make definite what was decided in the case.“). Examining the sufficiency of the court‘s findings within the four corners of its order, therefore, we conclude that those findings do not support the conclusion necessary to order a guardianship.
[¶14] Furthermore, we also consider whether—independent of the sufficiency of the court‘s stated findings to support its order and even in the absence of a proper Rule 52(a) motion—this record contains sufficient evidence of Nicole‘s parental unfitness such that the court ”could have reasonably been persuaded on the basis of evidence in the record that [a temporarily intolerable living situation was] highly probable.” See In re K.M., 2015 ME 79, ¶ 9, 118 A.3d 812 (emphasis added) (quotation marks omitted). We conclude, based on the evidence, that it does not. This case is entirely unlike Thayer, where the court tied its findings of past parental unfitness together with such findings of recent unfitness as, “[w]hile the petition was pending, the father allowed [his daughter‘s] health issues to worsen through neglect.” 2016 ME 52, ¶ 6, 136 A.3d 349. Given the overwhelming record evidence that Nicole was a fit parent at the time of the hearing, the court‘s finding to the contrary is clearly erroneous, as it “is so against the great preponderance of the believable evidence that it does not represent the truth and right of the case.” Jewel I, 2010 ME 17, ¶ 14, 989 A.2d 726.
[¶16] In light of these positive developments, the fact that Nicole is living with the boyfriend after having known him briefly—seemingly the basis for the GAL‘s concern that she has not spent a sufficient period of time in her current environment—is not the “exceptional circumstance[] affecting [Ella]” that would justify an intrusion into their parent-child relationship. Pitts, 2014 ME 59, ¶ 12, 90 A.3d 1169. Thus, given the “evidentiary weight” contained in the record that Nicole was a fit parent at the time of the hearing, Dunning, 495 A.2d at 824 (quotation marks omitted), we are left with the “definite and firm conviction” that no court on review of the entire evidence could find otherwise.4 See United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948).
The entry is:
Judgment vacated. Remanded with instructions to terminate the guardianship order. Mandate to issue forthwith.
Wayne Doane, Esq. (orally), Exeter, for appellant Nicole Grenier
Kenneth W. Fredette, Esq. (orally), Newport, for Tammy Hopkins & Marlyn Hopkins
Penobscot County Probate Court docket number 2016-381
FOR CLERK REFERENCE ONLY