*1 1302 41,129 Nijhawan, (quoting
of.” DICKENS, 2294)). Gregory ac Petitioner- Aguilar-Turcios Whether engag images of minors tually possess did Appellant, conduct “makes no sexually explicit ing v. likewise, Id. at 2286. “And difference.” [possessing whether he ever admitted RYAN, Respondent-Appellee. Charles sexually ex engaging of minors images Id. We plicit is irrelevant.” conduct] No. 08-99017. Arti Aguilar-Turcios’s hold that
therefore Appeals, Court of United States qualify as an does not cle 92 conviction Circuit. Ninth felony under 8 U.S.C. aggravated 1101(a)(43)(I).11 En Argued and Submitted 24, 2013. IV. Banc June Aguilar-Turcios’s conclude We 23, 2014. Decided Jan. quali- does not Article 92 conviction UCMJ Therefore, felony. we fy aggravated anas case, and we jurisdiction over this
have and remand grant petition for review agency for the to the BIA with instructions against removal order to vacate the petitioner. and REMANDED.
GRANTED reopen after our decision of June 2002. Hav- no need for us to address whether 11. There is neither, ing Secretary avoid qual- done cannot Aguilar-Turcios's Article 134 conviction general principle application of the of res gov- aggravated felony ifies as an because judicata.”). ruling appeal ernment did not the IJ's could not serve as a basis for Article 134 Moreover, only appeal did ICE not not accept government must removal. The Board, government never issue to the but the litigation strategies, consequences of its argued to this court that we should consider See, e.g., any must defendant. Lezama-Garcia Article conviction or remand to the 134 Holder, (9th Cir.2011) v. 666 F.3d 535 for it to consider the issue until its Board (“The government contends that the IJ did By failing petition rehearing. second depar- decide whether an unintentional any argument in of its brief- raise this several actually place.... court, took It is well estab- ture gov- ing opportunities before this objection party that if a fails to raise an lished argument that we ernment waived its should judgment, he or she waives to an issue before the Board for it to determine remand to challenge appeal. right to the issue on Aguilar-Turcios’s 134 convic- whether Article challenge failed to the factual aggravated felony. [ICE] Because qualifies as an tion Lomeli, departure, (9th Lezama’s re- circumstances of Clem v. 566 F.3d (quoting Cir.2009) (holding argument not warranted.” Slaven v. mand is that an not ad- Co., (cit- Trading Transp. answering Am. 146 F.3d waived dressed in an brief is Gonzales, Gamboa-Cordenas, (9th Cir.1998))); ing United States Bravo-Pedroza (9th Cir.2007) ("The (9th Cir.2007) (where appellees F.3d F.3d answering argument appealed the in their government ... could have IJ’s fail to raise brief, it”))). "they have waived ... It could have moved to 1990 decision *3 (briefed argued)
Robin C. Konrad Baich, and Dale A. Assistant Federal Pub- *4 Defenders, lic Federal Public Defender’s Office, Phoenix, AZ, Petitioner-Appel- lant. Todd, Attorney
John P. Assistant Gen- eral, Section, Capital Litigation Arizona Office, AZ, Attorney Phoenix, General’s Respondent-Appellee. KOZINSKI, ALEX
Before: Chief Judge, PREGERSON, and HARRY KIM WARDLAW, McLANE MARSHA S. BERZON, BYBEE, JAY S. CONSUELO CALLAHAN, IKUTA, M. SANDRA S. N. SMITH, MURGUIA, RANDY MARY H. MORGAN CHRISTEN and PAUL J. WATFORD, Judges. Circuit SMITH, Judge, N.R. Circuit delivered Court, joined in opinion whiсh is by Judges full IKUTA and WATFORD. KOZINSKI, BYBEE, Judge Judge Chief join I Judge CALLAHAN Parts and PREGERSON, WARDLAW, Judges II. BERZON, MURGUIA, and CHRISTEN join Part III.
OPINION SMITH, Judge:
N.R.
Circuit
Gregory
prisoner
Arizona state
Scott
appeals the district court’s denial
Dickens
1991,
early
Dickens
September
corpus
§ 2254 habeas
28 U.S.C.
of his
Yuma,
days
A few
court’s moved to
Arizona.
affirm the district
petition. We
(1)
move,
Amaral contacted Dickens
after his
conclusion that
En
unreasonably apply
running away
explained
not
that he was
Court did
Florida,
tick-
458 U.S.
a bus
purchased
mund v.
from home. Dickens
(1982),
and Tison
L.Ed.2d 1140
to travel to Yuma. Amaral
et for Amaral
Arizona,
September
arrived in Yuma on
(1987),
the facts of this case
days
L.Ed.2d 127
spent the next several
The two then
Court did
the Arizona
River. Dick-
recreating near the Colorado
unreasonable deter-
decision on an
base its
Amaral a .38-caliber revolver
ens showed
the facts. See 28 U.S.C.
and,
mination of
recently acquired
at some
he had
2254(d). However,
the dis
we reverse
together,
their time
Amaral
point during
Dickens’s inef
of one of
trict court’s denial
by point-
attempted to intimidate
claims.1
of counsel
fective assistance
head.
ing the revolver at Dickens’s
that Dickens defaulted
agree
While we
paid
for Amaral’s food
fairly present
by failing
claim
to Yuma.
transportation during his visit
courts, we remand to
claim to the Arizona
on cash. On
running
But Dickens was
low
reassess whether
allow the district court to
10, 1991,
Amaral
September
Dickens and
prejudice
Dickens can establish cause
*5
“ways
get
money,”
to more
while
discussed
under
procedural
to excuse the
default
eating dinner at a Hardee’s restaurant.
— U.S.-,
Ryan,
Martinez
they plan
robbery.
a
suggested
Dickens
(2012).
1309, 182L.Ed.2d 272
a
who would
They flipped
coin
decide
robbery.
first
Amaral won.
conduct the
FACTS2
choice of
gave
Dickens then
Amaral a
sev-
ac-
January
In
Dickens became
robbery.
eral locations to commit the
His
fourteen-year-old
then
Tra-
quainted with
and a
options included convenience store
Amaral while
vis Amaral. Dickens met
highway
stop.
rest
Amaral selected the
at
Grove Insti-
working as a counselor Oak
way,”
stop
rest
since it was “out of the
less
Temecula,
Oak Grove is
tute
California.
busy, and “easier.”
juveniles
center for violent
placement
Dickens and Amaral left the restaurant
Amaral lived at the time.
where
While
Amaral,
and
to a
area on the eastbound
with
Dickens learned
drove
rest
working
east of Yuma. Dickens
“high
patient
risk”
with a “violent
side
Interstate
he was
revolver from the
explosive temper.”
and
Dickens also dis-
removed
.38-caliber
glove compartment
placed
a nurse and
and
it on seat
covered that Amaral battered
carrying guns
point
in the vehicle. At some
while wait-
frequently bragged about
pointed
Amaral
ing
stop,
again
murders.
at the rest
being
and
involved
several
at
head to intimi-
working at Oak the revolver
quit
March
Dickens
Grove,
waiting
him.
at the rest area
friendship
continued
with
date
After
but
hours,
approximately
three
Dickens
Amaral.
Dickens,
P.2d
474-75
issues on
187 Ariz.
1. Dickens raises оther uncertified
(in banc).
separate
Mem-
appeal,
presume
which we address in a
We
the correct-
concurrently
Disposition filed
with
orandum
findings unless
ness of the Arizona court’s
Opinion.
convincing evidence.
clear and
rebutted
2254(e)(1).
28 U.S.C.
substantially
the
2.
are drawn
from
These facts
opinion in
Court's
State
turn
past
walk
their car and
around.
Bryan and Laura Bern-
Amaral saw
and
highway,
of the
opposite
From the
side
rest area for westbound
enter
stein
moving
Amaral
freeway.3 Dickens observed
side of the
opposite
traffic on the
from
light
hand- Bernsteins across the beams of
his head and either
Dickens nodded
if
headlamps.
they
him their
Amaral asked
handgun or watched
ed Amaral
ready to die and then shot Laura in
They agreed
the seat.
were
remove it from
Bernsteins,
that,
bright
the head. Dickens saw the
flash of
once Amaral robbed
gun
as Amaral shot Laura. Laura fell
ramp
run down the westbound
he would
ground
Bryan
to the
crouched down
pick
where Dickens would
the rest area
the re-
over her. Amaral
then recocked
up.
him
volver,
Bryan,
him in
pointed it
and shot
watched from his truck on
the head.
Amaral
highway
opposite side
interstate,
robbery
approached
observing
After
shoot-
crossed the
Bernsteins,
they
ings,
if
had the
Dickens drove across the median and
and asked
[p.m.].”
through
sug-
“9:17
the rest area. No evidence
responded,
time.4 Laura
Bryan
gests
stopped
to aid the Bern-
pointed
gun
Amaral then
steins,
emergency
called for
medical assis-
Bryan
his wallet. Once
surren-
demanded
tance,
wallet,
Amaral asked Laura for
or otherwise notified
authorities.
dered his
wallet,
Amaral on
picked up
not have one. Dickens then
her
but she did
asked,
highway
the Bernsteins
to westbound side of the
Amaral
then ordered
way
given
Bryan
years
walkie-talkie that
had
[Dickens]
and Laura were both
old.
him,
They
years and
had one with him in his
[Dickens]
had been married for three
University.
“Speaking
graduated from Cornell
When
truck.”
home of Dickens’s brother where Amaral cash, checks,
removed
traveler’s
and one
PROCEDURAL HISTORY
Bryan’s
credit card from
wallet. Dickens
In April
Dickens was indicted for
and Amaral burned the wallet and its re-
premeditated first-degree
two counts of
cash,
maining
They split the
contents.
murder,
felony
two
of
first-degree
counts
pocketed
they
Amaral
the credit card and
murder,
conspiracy
one count of
to commit
destroyed
later
the traveler’s checks.
murder,
first-degree
count
conspira-
one
approximately
p.m.,
deputy
At
9:40
cy
robbery,
to commit armed
and two
drove into the
area
sheriff
rest
and found
trial,
robbery.
counts
armed
After a
he
lying
ground
the Bernsteins
on the
in front
acquitted
premeditated
murder and
Laura
Bryan
their vehicle.
was dead.
conspiracy to commit murder.
semiconscious,
around,
thrashing
he was convicted of
felony
murders
moaning
pain. Bryan
told the deputy
Bryan
and armed robberies of
and Laura
that he
gun,
had been threatened with a
conspiracy
Bernstein and
to commit armed
attacked,
thought
he had been shot.
robbery. The sentencing court found no
Bryan
shortly
died
thereafter.
mitigating factors and thus
sentenced
September
morning following
On
felony
Dickens to death on the
murder
murders,
unsuccessfully
Amaral
at-
sentencing judge
counts.6 The
ordered
tempted
Bryan’s
to use
credit card at a
that,
reduced,
if the sentences were ever
local K-Mart.
spent
Dickens and Amaral
they
consecutively.
then
should be served
night
at a Motel 6 where Dickens had
The court also sentenced Dickens to four-
Early
rented a room.
the next morning,
years’ imprisonment
teen
conspira-
on the
Carlsbad, California,
Dickens drove to
convictions,
cy
robbery
and armed
to be
Amaral went back to his mother’s house.
consecutively
served
to the death sen-
Dickens and Amaral
up again
met
tences.
*7
1992,
stayed
March
and Amaral
with Dick-
Dickens applied
post-conviction
ens for one or two
in
relief
Diego,
weeks
a San
from the trial
apartment.
California
Amaral’s
court but was denied. Dick-
mother
reported Amaral
ens then
runaway
gave
appealed
his conviction and sen-
police.
Dickens’s address to the
tence to
po-
Supreme
the Arizona
Court.
denial,
lice
an investigation
conducted
into sex That court affirmed the trial court’s
charges against
abuse
noting
Dickens. San Die-
is not a
lingering
“[t]his
case of
provided
aggravating
5. This information was not
to the
ence or absence of
factors merit-
jury.
ing imposition
penalty.
pro-
of the death
Ring
cedural
rule announced in
"does not
6. The district court
sentenced Dickens to
apply retroactively
already
to cases
final on
prior
Supreme
death
to the
Court's decision
Summerlin,
direct
review.” Schriro v.
542
Arizona,
584,
Ring
v.
536 U.S.
122 S.Ct.
348, 358,
2519,
U.S.
124 S.Ct.
159 L.Ed.2d
2428,
(2002),
juries
1309
that the Arizona Su
evidence Dickens must show
overwhelming
and that
doubt”
(1)
sen-
capital
conviction and
either
“con
preme
Court’s decision was
supported
1,
Dickens, 187 Ariz.
926
v.
State
tences.
law as
trary
clearly
to”
established federal
banc).
(1996)(in
468, 493
P.2d
(2)
Court,
“in
Supreme
determined
of such
application
volved an unreasonable
petition
filed a
subsequently
Dickens
(3)
law,” or
“was based on an unreasonable
corpus under 28 U.S.C.
of habeas
writ
for the
District Court
light
§ 2254 with
of the facts in
of the
determination
In the federal habeas
Arizona.
District of
Harring
the state court.”
record before
—
changed his ineffec-
proceeding,
Richter,
-,
131 S.Ct.
ton v.
U.S.
(“IAC”) claim to
of counsel
tive assistance
(2011)
770, 785,
(quoting
See Lindh v.
DISCUSSION
(1997).
2059,
death sentence.7 Dickens also standard to determine whether a Supreme felony Court based its deci- murder defendant is eligible. death sion on an determination unreasonable of For a death sentence to be constitutional Finally, the facts. Dickens claims that his Eighth Amendment, under the the state sentencing, counsel was ineffective at be- major par- must show the defendant’s “[1] cause failed to adequately investi- ticipation in the felony committed, [2] com- gate present mitigating certain evi- bined with reckless indifference human dence. 158,107 life.” 481 U.S. at S.Ct. 1676. For below, the reasons stated the Arizona Su- reject arguments
We Dickens’s first two preme Court did not unreasonably con- affirm the district court’s denial of major clude that Dickens was a participant Dickens’s claim. Howev- Enmund/Tison robbery/murder the Bernsteins’ and act- er, we reverse the district court’s conclu- ed with reckless indifference to human life. sion that failed to show cause to procedural overcome his default and re- Major participation A. mand so that the district court can deter- Dickens claims that his participation mine whether Dickens can show cause and the crimes was insufficient to warrant prejudice under Martinez. sentence,
death like the defendant in En- Supreme I. The Arizona Court did mund. Enmund was the driver of the unreasonably apply En- getaway car in an robbery armed in which mund/Tison. accomplices elderly murdered an cou- ple robbery. who resisted the 458 U.S. at
The Arizona Supreme Court cor
784-86,
In this
Arizona
to the
En-
objectively
law
more akin
defendant
tion of federal
was not
Indeed,
than to the
in Tison.
participat-
Dickens
mund
defendants
unreasonable.
gun
moments
Bernsteins’
Arizona
Court’s decision is
in the
before the
9. The
(arguably) vague
robbery
Dickens
and murder. Dickens does not dis-
to whether
Court,
gun
it to
pute
Amaral. The
that he owned
and showed
armed
such,
discussion,
eligibility”
prior
noted
to the
As
in its "Death
Amaral
crimes.
it,
showing
weapon
gun
owning
only that Dickens either
furnished
“furnished”
Dickens,
Amaral,
weapon.
giving
and either
it to him or
knew Amaral had the
or
allowing
knowingly
it for the
at 490.
it is irrelevant
him to use
926 P.2d
actually
handed Amaral the
whether
crimes.
*10
disagree for the reasons stated
court never stated that one factor was
While we
above,
Dickens’s
importantly,
argu-
more
important
more
than another
factor.
we owe the
ment overlooks
deference
Rather, it simply concluded that the defen-
decision under
Supreme
Court’s
collectively
dants’ actions
demonstrate a
least,
very
AEDPA. At the
reasonable
“high
participation
level of
...
impli-
[that]
differ
Dickens’s
minds could
as whether
deaths.” Id.
in
resulting
cates them the
participation
is closer to the defen-
level
Here,
Supreme
the Arizona
con-
Court
dant in Enmund than the defendants
in
sidered
mur-
“presence”
Dickens’s
at the
Richter,
S.Ct. at 786. Ti-
Tison. See
along
der scene
with the other relevant
son does not
precise
illuminate the
line
Dickens,
factors. See
Here,
sug-
Court
the Arizona
at
presence
the mur-
gested that Dickens’s
B.
indifference
to
Reckless
human
his
ac-
with
other
der scene—combined
life
following
to and
the
leading up
tions
of the Tison
prong
analysis
The second
major partici-
him as a
qualified
crimes—
Dickens,
requires
felony-murder
at
the
pant. 926 P.2d
490. The
defendant
to
that this
not an
record demonstrates
was
exhibit
to human
“reckless indifference
Dickens
conclusion.
testified
unreasonable
satisfy
life” sufficient
Enmund’s culpa
to
watched, as
at
trial
that he
the Tison bility requirement
capital punishment.
did,
part
each
the
brothers
of
presumably
Tison
158, 107
at
S.Ct. 1676.
they
murders as
unfolded.
Bernsteins’
Court observed that
pull
Dickens saw the Bernsteins
into the
some nonintentional murderers may be
the
stop.
selecting
rest
After
Bernsteins
among
dangerous
most
and inhu-
victims,
nodded
as the
Dickens
his head
person
mane of all—the
who tortures
high-
Amaral walk across the
watched
caring
another
not
whether
victim
way
handgun,
with a loaded .38-caliber
dies,
lives or
who
or the robber
shoots
knowing
going
Amaral
to
was
rob
robbery,
someone
the course of the
He
gunpoint.
Bernsteins at
was close
utterly
to the fact that
indifferent
enough
moving
Amaral
to see
the Bern-
may
desire
rob
have the unintended
of their
in the
steins around the front
car
consequence
the victim
killing
as well
headlamps
illuminated
path
taking
property.
as
the victim’s
This
see
Amaral shot the victims in
flashes as
reckless
to the value of hu-
indifference
Then,
merely acting
the head.
rather than
every
man life
as
driver,
may
shocking
bit
the getaway
Dickens drove
to,
words,
through
stop
the moral sense as an “intent
kill.”
the rest
actually
away
across
may
dants
have
walked
from
was still alive—Dickens “drove
the me-
lanes,
jug
picked
a water
the murder scene to fetch
for the
dian to the
where he
westbound
Dickens,
[they]
hearing
victims
up
“when
started
at 475.
Amaral.”
926 P.2d
Un-
141,
However,
Enmund,
"waiting
shots.” Id. at
Amaral
scene.12 Aside from
casting
credibility
doubt on
II.
de-
Amaral’s
Court’s
—a
jury
factor which the state court and
an unrea-
no
cision was
based on
general
doubt considered
trial13 —these
fact.
sonable determination of
do little
allegations
attempt
more than
against
habe-
granting
To
the bar
avoid
jury’s
relitigate
findings
factual
2254(d)(2),
§by
a defen-
imposed
relief
(over
testimony
credit Dickens’s
that of
conclu-
dant must show
state court’s
*13
Amaral) that he had no
in the
part
crimes.
sion “to be ‘an unreasonable determination
jury
Because we must “defer to the
and
pre-
light
of the evidence
the facts
judge regarding
Amaral’s credi-
[trial]
”
proceeding.’
in the State court
sented
bility” unless there
persuasive
evidence
Dretke,
231, 240, 125
Miller-El v.
any particular
that
determination of fact
(2005)
(quot-
Similarly, supports the record Dickens, defendants, Tison Arizona courts’ determination that like the Dickens propensities. Bernsteins, knew about Amaral’s violent watched Amaral shoot the but originally met Amaral at the Oak decided aid Amaral over the Bernsteins juveniles. Grove Institute violent him picking up driving him to his learned, working while at Oak brother’s home. There is no evidence Grove, “high that Amaral was a pa risk” Bernsteins, Dickens attempted to aid the tient, nurse, frequently had battered a assistance, summon medical or otherwise bragged carrying about guns and commit notify Instead, the authorities. helped he crimes, ting including violent murder. He Amaral. Because Dickens’s uncontested further testified that he had personally knowledge of shooting, the Bernsteins’ carrying guns seen Amaral on several oc Bryan’s survival, rather than is the critical *14 September casions before the 1991 mur in factor reckless indif- Enmund/Tison Lastly, ders. Amaral pointed a .38-caliber analysis, ference Supreme the Arizona revolver at Dickens’s head on separate two Court did not “base” its decision on an to occasions intimidate him. One occasion unreasonable determination of the facts. just prior robbery. to the In light of 2254(d)(2).14 See 28 U.S.C. § admissions, Dickens’s own say we cannot Supreme Court’s determina III. Dickens defaulted on his IAC
tion that Dickens knew of Amaral’s violent
by failing
fairly present
claim
nature was unreasonable.
courts,
the claim to the Arizona
may
but he
be able to show
Finally, the
support
facts
the Ari
Ryan.
“cause” under Martinez v.
zona courts’ determination that Dickens
“failed to render aid knowing that one
lastly petitions
Dickens
this court for
victim might not be dead” and thus exhib habeas relief on the basis of his counsel’s
ited reckless indifference to human life.
ineffective assistance during sentencing.
Dickens,
1317
argu-
damage
Considering
the same
organic brain
counsel.”
suffered from
court,
to the
ments raised
trial
Ari-
FAS.
summarily
denied
zona
may
grant
“A
court
federal
appeal.
Dickens’s Strickland claim on
unless he
prisoner
to a state
habeas relief
remedies
has
exhausted his
properly
court,
changed
In federal
Lampert,
319
state
Peterson
court.”
allega-
include
factual
claim to
extensive
banc)
(9th Cir.2003) (en
1153,
F.3d
1155
suggesting Dickens suffered from
tions
2254(b));
(citing
see also Cole
28 U.S.C.
organic
damage.
brain
FAS
731,
722,
111
Thompson,
man v.
501 U.S.
sentencing
counsel’s failure to
argued
(1991).
To
L.Ed.2d
S.Ct.
640
present
mitigat-
specific
uncover and
these
that he exhausted his federal
demonstrate
ing
constitutionally
conditions amounted to
court,
Dick
claim state
corpus
habeas
performance.
argued
The state
deficient
“must
presented
ens’s
state court
claim
procedurally
any
defaulted
that Dickens
specific
con
include reference to
federal
allegations
claim based
these new
a state
guarantee,
stitutional
well as
failing
present
allegations
evi-
facts that
[him]
ment of the
entitle
to the state court.
dence
Gray v.
relief.”
Netherlands
court
agreed
The district
with
state’s
162-63,
135 L.Ed.2d
procedural default
The district
argument.
(1996).
pro
An unexhausted claim will be
“[fjactual allegations
court noted
defaulted,
if
procedural
cedurally
presented
may
were not
to the state
rules
now bar the
from
petitioner
would
allega-
a claim unexhausted if the
render
the claim
state court. See
bringing
”
‘fundamentally
pre-
claim
tions
alter’
(9th
Stewart,
Beaty v.
303 F.3d
Vasquez
the state
sented to
court. See
Cir.2002).
254, 260,
Hillery,
Here,
claim
we conclude
(1986).
The district court
88 L.Ed.2d
defaulted,
procedurally
he never
because
*15
also observed
evidence funda-
“[n]ew
would
presented it to the state courts and
places
if it
mentally alters
claim
However,
now
from doing
be barred
so.
significantly
in a
different and
claim
appropriate to allow the district
remand is
evidentiary
it had in
stronger
posture than
can
court
to evaluate whether Dickens
Spalding,
Aiken
841 F.2d
state court.”
prejudice
show cause and
under Martinez.
(9th Cir.1988).
881, 883,
n.
district court concluded that
new
Background
A.
proffered
evidеnce funda-
allegations
trial
argued to the Arizona
Dickens
exhausted
mentally
previously
altered
sentencing
provid-
court that his
claim,
unex-
rendering
“partially
it
IAC
Dickens
ed
ineffective
assistance.
procedurally defaulted.”
hausted and
claimed, among
things,
other
that sen-
rejected Dick-
did not
the work of
The district court also
tencing counsel
direct
assistance
argument
and did
ineffective
court-appointed psychologist
ens’s
(“PCR”) coun-
post-conviction
Dickens’s of his
relief
adequately
investigate
overcome the
background.
rejected
The trial
constituted “cause” to
sel
merits,
court rea-
procedural
claim
sentenc-
default. The district
finding
on the
Dickens
constitutional
consti-
had no
ing
performance
counsel’s
was not
soned
counsel, making it
Dickens
to effective
tutionally
right
deficient
PCR
to show cause under Coleman
preju-
“failed
that he was
insufficient
to demonstrate
2546,
722, 111 S.Ct.
his Batson
Prejudice
2.
Cause
new
to introduce
and substan-
attempted
under Martinez
supporting
appeal.
tial
evidence
argument and in
at 469-70. At oral
F.2d
exception
Martinez announced an
briefs,
allega-
Nevius made
appellate
in
longstanding
to the
Coleman rule that
concerning
the prosecutor
comments
tions
effective assistance of PCR counsel cannot
made to defense counsel.
allegedly
procedural
cause to overcome
de
establish
comments,
might
present-
“if proven,
have
fault.
lenges.”
raised
an initial-review collateral
previously
were not
alleged
remarks
a
default will not
proceeding, procedural
court, this
found
presented in a state
court
hearing
court
bar a federal habeas
from
and not
that the claims were unexhausted
a substantial claim of ineffective assis-
court.
addressable
federal
if, in the
tance at trial
initial review
proceeding,
collateral
there was no coun-
allegations
the new
conclude that
We
proceeding
sel or
in that
counsel
presented to the fed-
and evidence Dickens
ineffective.
fundamentally
altered
eral district
such,
at 1320. As
to establish “cause”
Id.
claim.
previously
exhausted IAC
procedural
overcome
default under
Indeed,
mitiga-
the new
creates a
evidence
(1)
Martinez,
petitioner
must show:
little
tion case that bears
resemblance
trial
underlying ineffective assistance of
naked Strickland claim raised before
(2)
“substantial”;
peti
claim is
counsel
There,
not
courts.
Dickens did
the state
not
or had ineffec
represented
tioner was
identify any specific conditions that sen-
during
proceeding;
counsel
the PCR
tive
tencing
allegedly
per-
deficient
counsel’s
(3)
ini
proceeding
the state PCR
only gen-
formance failed to uncover. He
(4)
law
proceeding;
tial review
sentencing
did
erally alleged that
matter)
(or
required
practical
forced as
effectively
whether Dickens
not
evaluate
bring the
in the
petitioner
claim
any
from
medical or mental
“suffer[ed]
proceeding.
review collateral
Trevi
initial
specif-
new evidence of
impairment.” This
—
Thaler,
U.S.-,
no v.
(like
organic
ic
brain
conditions
FAS
(2013).
1918, 185L.Ed.2d 1044
clearly
damage)
places Dickens’s Strick-
“significantly
different”
Here,
land claim
dispute
is no
with re
there
evidentiary
“substantially improved”
(4),
Ari
to elements
because
spect
Nevius,
470;
posture.
852 F.2d at
permit
petitioner
bring
zona does
Aiken,
such,
Martinez,
As
appeal.
The state arguments various “new” previously evidence not presented convince us Dickens is not entitled to to the state courts. See 131 remand under Martinez Indeed, and that our con n. 10. the Pinholster court ex clusion would contravene Cullen pressly v. Pinhol declined to “decide where to draw — ster, , U.S. 179 the line between new claims and claims - — (2011), L.Ed.2d 557 adjudicated which the Thus, the merits.” Id. Pin- during Court decided pendency of this holster does not affect earlier cases like appeal. We Aiken, decline to address many Nevius, of Vasquez, or a federal arguments these based on our remand re ability habeas court’s to consider new evi garding applicability and impact of dence petitioner where the successfully Martinez. provide guidance we shows cause to procedural overcome the to the district court on the following default. (a)
points: potential Pinholster’s effect on (b) claim; b. Dickens’s “new” Dickens’s “Other” IAC the effect IAC Claims of Dickens’s other IAC claims on the reject We the similar argument (c) claim; 2254(e)(2) “new” and whether claims, Dickens’s other IAC which were bars request for an evidentiary previously “adjudicated on the merits” hearing on remand. Courts, the Arizona foreclose the new IAC claim. Martinez petitioner allows a to ar-
a. Pinholster gue “cause” based on PCR counsel’s inef- reject any argument We that Pinholster fectiveness for counsel’s failure to raise a bars the federal district ability court’s substantial trial counsel IAC claim. 132 consider Dickens’s “new” claim. IAC The S.Ct. at 1318-19. Martinez contains no argues that the district court language cannot limiting “equitable excep- consider new allegations prof- or evidence simply tion” petitioner because a brought
1321 (so bring as to prejudice that were exhausted. case within IAC claims other judicially proce- exception courts evaluate Martinez’s created to Because See id. bar) basis, judicially claim-by-claim procedural created is default on a dural a peti- hearing allow a not same as a on constitu that Martinez would follows cause, of tional claim for relief. irrespective to habeas See Cole tioner show man, other, 111 separate claims. 501 U.S. S.Ct. 2546 presence
(recognizing prejudice” “cause and ex Request for an c. Dickens’s default); ception рrocedural Woodford Evidentiary Hearing 81, 91, 126 2378, 165 Ngo, v. 548 S.Ct. (2006) (“[H]abeas law L.Ed.2d includes 368 that, argument reject We also state’s judge-made procedural doctrine of de applies if the standard Martinez even fault”); 386, 394, Dretke v. Haley, 541 U.S. 2254(e)(2) cause, § Dickens to show S.Ct. L.Ed.2d 659 introducing from the new will bar Dickens (describing exceptions the “various to the to the district court. Petitioners evidence procedural “judge- default doctrine” seeking habeas relief cannot obtain evi rules”). Therefore, petitioner, made a dentiary hearing on their claims unless claiming that PCR counsel’s ineffective as 2254(e)(2). § comply with Section they “cause,” may present sistance constituted 2254(e)(2) severely petitioner’s restricts a point. evidence to demonstrate this ability to a on a claim for hearing obtain petitioner present is also entitled to evi petitioner where “failed to relief devel “preju dence that there is to demonstrate the factual basis of a claim State op dice,” petitioner’s that is that claim is “sub proceedings” due to “a lack of dili Therefore, stantial” under Martinez. a fault, greater or some attributable gence, may district court take evidence to the prisoner’s or the prisoner to the counsel.” necessary to extent determine whether Lopez Ryan, F.3d See petitioner’s claim of ineffective assistance Cir.2011). (9th petitioner’s A attorney’s of trial under Mar substantial generally peti to the “fault” is attributed tinez. 2254(e)(2)’s § purposes tioner dili requirement.
gence
Tay
See Williams
procedural posture
facts
lor,
437-40,
point. Dick-
case illustrate this
(2000).
Section does counsel. Because (thus new, it hearing procedurally a defaulted not bar before the district court exhausted). However, if Dick- petitioner technically a “cause” to allow show under prejudice ex- petitioner a seeks to ens can show cause and Martinez. When default, AEDPA no procedural cuse “cause” based ineffective assis show counsel, may longer he and a federal court asserting applies of PCR is not tance hear claim de novo. Pirtle v. “claim” for relief as term is used in this new (9th Cir.2002). 2254(e)(2); indeed, Morgan, F.3d 1160 § such a claim of inef may provide a means to show assistance of PCR counsel is not a Martinez fective Martinez, default and reach claim. See “cause” to overcome the constitutional Instead, claim. Because petitioner the merits of new 1319-20. 2254(e)(2) seeks, basis, prevent its terms does equitable on an to excuse evidence A federal consideration substantive procedural default. id. necessary of the claim to extent court’s determination habeas whether successfully has if Dickens has demonstrated cause and determine petitioner *19 1322 “cause,”
proven just Dickens will have a fair more than reasonаble —it was opportunity prejudice to show cause and so entirely correct. bar procedural as to overcome the of the Enmund, In Supreme Court over Martinez, claim. otherwise defaulted See a getaway turned death driver’s sentence 2254(e)(2) Thus, § 132 at 1317.17 S.Ct. because there was evidence that no he a prejudice hearing does not bar cause and killed, attempted to kill or intended the claim on Dickens’s counsel’s inef- PCR Enmund, death the victim. 458 U.S. at
fectiveness,
requires
showing
a
that
which
796-98,
dents, Wright WATFORD, Judge, concurring: Circuit L.Ed.2d (O’Connor, J., concurring judgment), in the join majority’s opinion, except I I would have held that the Eighth Amend- suggests extent *21 ment bars Dickens’ execution. correctly Supreme applied Court Tison v. Arizona, 137, 1676, 481 U.S. 107 S.Ct. 95 CALLAHAN, Judge, joined by Circuit (1987), 127 and
L.Ed.2d
Enmund v. Flori
KOZINSKI,
BYBEE,
Judge,
Chief
da,
782,
3368,
102
458 U.S.
73
Judge, concurring
Circuit
(1982),
dissenting:
L.Ed.2d 1140
the facts of Dick
majority
I
with
agree
ens’ case.
the
parts
majori
I concur in
II
I and
Supreme
application
the Arizona
Court’s
ty
opinion’s
I
discussion.
re
precedents
those
wasn’t “unreasonable”
spectfully dissent from part III of its dis
2254(d)(1).
28
under
U.S.C.
As con
majority
cussion. The
recognize
fails to
Supreme
strued
the United States
are
against
there
three strikes
Dick
2254(d)(1)
Court, §
grant
allows us to
re
ens and he should
out of
court. Strike
only
lief
“where there
no possibility
one:
eligible
Dickens is not
narrow
jurists
fairminded
could disagree that the
exception
requirement
the exhaustion
state court’s decision conflicts with [the]
Supreme
recognized
Court
in
precedents.”
Court’s
v.
Harrington
Richt
— U.S.-,
Ryan,
v.
Martinez
132 S.Ct.
—
er,
U.S.-,
770, 786,
131 S.Ct.
178 1309,
(2012),
L.Ed.2d
because he
(2011).
L.Ed.2d 624
I view that standard
his claim
raised
of ineffective assistance of
functionally
equivalent to the standard
(“IAC”)
counsel
in state court and the
Lane,
Teague
developed under
v.
rejected
claim
its merits. Strike
1060,
109 S.Ct.
Court held that we must “defer- ence” to the in- Court’s I Enmund, terpretation of Tison and even if we believe the interpretation majority state court’s opinion appreciate fails to Lockyer Andrade, is erroneous. posture 538 that in procedural the differences 63, 75, 155 L.Ed.2d between this case and Martinez renders (2003). we permitted Had been in- exception inapplicable. Martinez proceeding. The Arizona Su- in Mar- collateral judicial proceedings a. The preme declined to review Mar- tinez. appeal. tinez’s pending, appeal his direct still While (citations omitted). S.Ct. at 1314 proceed- collateral began a state Martinez Martinez, at 1314. “De- ing. petition then filed a habeas Martinez ap- proceeding, [his spite initiating District of Ari- the District Court no made claim pointed habeas] petition, zona. That court “denied the rul- later filed trial counsel was ineffective and preclusion was an ing Arizona’s rule no asserting she could find a statement independent adequate state-law at all.” Id. The state trial colorable claims ground to bar federal review.” Id. at that he could gave Martinez notice affirmed, relying general “on 1315. We postcon- pro petition support file a se that, right statements Coleman absent re- relief. Id. Martinez did not viction *22 in a an proceeding, to counsel collateral trial court “dismissed spond, and the state attorney’s proceeding errors in the do not relief, for in ef- postconviction the action procedural cause for a default.” establish affirming fect counsel’s determination granted The certiorari Supreme Id. Court Id. Martinez had no meritorious claims.” opinion its in and issued Martinez. Appeals affirmed
The Arizona of Court conviction, judicial proceedings b. The in Dick- the Arizona Su- Martinez’s and case. ens’s denied review. Id. preme Court Martinez, procedural for Dickens is later, posture The year and a “About half counsel, appeal, On direct the Arizona by a different. now new filed represented affirmed his conviction and relief in the Court postconviction second notice of Dickens, Ariz. State v. sentence. Arizona trial court.” Id. The (1996). August In 926 P.2d explained: postconviction Dickens filed an action for trial had Martinez claimed his counsel (“PCR”) trial In relief in the state court. failing challenge for been ineffective the trial court issued 33- October argued, the evidence. He prosecution’s denying relief. Most of the page order example, for trial counsel should his the of allegations order addressed nine objected expert testimony have the counsel, by appellate which IAC trial and explaining victim’s recantations or the included a claim that Dickens “was denied expert should have called an witness in the the effective assistance of counsel also faulted trial rebuttal. Martinez a miti- stage.” presented penalty exculpatory pursuing counsel for not that, in her who testified gation specialist explanation night- for the DNA on for preparation defense counsel’s opinion, gown. petition was dis- Martinez’s sеntencing was mitigation phase and missed, in on an Arizona part reliance The inadequate and unreliable. trial court relief on a claim that could barring Rule disagreed, writing: in previous raised collateral have been went, Martinez, theory reflects that defense counsel proceeding. record effectively testimony elicited the men- have asserted the claims inef- should experts, family tal health members of trial counsel in fective assistance quali- support who were well postconviction relief. witnesses first notice pre- Appeals agreed. fied and credible. Defense The Arizona Court of mitigating factors he sented numerous It Martinez relief because denied hearing. perform- sentencing to raise his claims in first failed (1) tinez, anee of defense counsel is not to be Martinez’s claim of trial counsel judged by the outcome. Of course a IAC was not raised in his first PCR state (2) person, exercising can hindsight, urge petition; it was raised state second done, that more have petition should been how- PCR which the state court held ever, barred; under procedurally circumstances the second time, defense counsel’s assistance Pe- petition state PCR presented evidence of (a) titioner both in trial and during pen- IAC trial counsel. contrast: alty phase professional, reasonable Dickens’s claim of trial counsel IAC was certainly, Most effective. did not raised and its denied on merits (b) fall to the level ineffective assistance state court in petition; his first PCR set forth counsel as in Strickland. Dickens never raised the claim of PCR Further, Petitioner has failed to demon- alleged court; in a counsel’s IAC (c) strate that he was prejudiced by any Dickens’s assertion that trial counsel performance of defense counsel. should have investigated whether he suf- fered from organic FAS and damage brain claim, Concluding on this it is noted that defendantyPetitioner’s raised time in first it was federal con- petition habeas and has duct, pre- never been participation state of mind and sented to a state court. these crimes that led to jury verdicts imposed. the sentence It was not These disqualify differences *23 any inadequacy upon the part either from the exception Martinez two on trial appellate counsel or counsel. First, grounds. Martinez, unlike whose petition filed a with the review trial counsel IAC claim was held Court, Arizona Supreme which the court procedurally courts, by defaulted the state summarily denied. Dickens did raise by his claims of IAC trial in counsel his petition, first state PCR
Dickens then filed a petition habeas in rejected the claim was on its merits. Sec- the District Court for On July Arizona. ond, Martinez, unlike Dickens has not the district court peti- the denied sought to raise his “new” claim trial tion in a 145-page Among decision. the in any IAC second or successive claims the court considered denied petition.1 state PCR Becаuse Dickens’s was Dickens’s claim of by IAC trial coun- claim was not procedurally deemed (Claim barred 19). sel The district carefully court by courts, the Arizona state he not does considered performances the of both trial need, and qualify for, cannot the Martinez counsel and PCR counsel and concluded exception to general the rule that aon trial performance that counsel’s at sen- petition habeas a court federal will tencing was neither prejudi- nor deficient consider an issue that was not in raised cial.
state court.
c. Analysis.
requirement
The
a
prisoner
state
A comparison of the
procedural
cases’
first raise his
in
claims
state court was
postures
why
reveals
excep-
emphasized by
Martinez
Court in Cul
—
tion is not available to
Pinholster,
Mar-
Dickens.
len v.
U.S.-,
1.
majority
asserts
implicit
that "the first time
was
in Martinez’s second state habe-
argued
[Martinez]
ineffective
petition.
assistance of
Certainly
the factual basis for
peti-
PCR counsel was in
seeking
his
exception
federal habeas
procedural
an
bar
Maj.
tion.”
n. 17.
presented
at a
was
to the state court.
Mar-
See
minimum,
alleged
tinez,
IAC of PCR counsel
II
that
trial
district court further noted
were
exception
if the
signifi-
Even
Martinez
counsel had been aware of the
case,
trial,
I would affirm
to Dickens’s
applicable
sentencing stage
cance of the
denial of the writ be-
court’s
the district
of Dickens
cooperation
had secured the
has
shows that Dickens
cause
record
had
family,
and his
access to school
raised a new claim.
records,
not
medical
and had considered
possibilities
neurological
numerous
pres-
not
all
that Dickens did
agree
We
impairment, but that
trial counsel had
damage
brain
allegations
organic
his
ent
“neurological testing
concluded that
did
majori-
courts. The
and FAS to
state
organic
not establish an
basis.”
however,
ty,
leaps
then
conclusion
rejected argu-
district court
further
has
on
therefore
“defaulted
that Dickens
perform-
counsel’s
ments
defense
overlooks
IAC claim.” This conclusion
prevailing professional
ance was below
raise claims of
the facts that Dickens did
norms,
proper-
had
noting
on his
sentencing stage based
IAC at the
Roy
reasonably re-
ly informed Dr.
issues,
that the
health
alleged mental
lied on his advice.6
rejected
claims on the
state court
those
law,
Moreover,
our case
merits.
under
present claim of trial counsel
allegations do not constitute
Dickens’s new
allega-
factual
simply
IAC
adds additional
Thus,
a new claim.
because Dickens’s
his initial claim of trial counsel
tions to
IAC was raised and
claim trial counsel
court,
argued
In state
IAC.
rejected
the merits in
state PCR
He
inadequate.
preparation
counsel’s
exception is not
petition,
the Martinez
argue,
offers the
continues to so
but now
available to Dickens.
that,
counsel con-
allegation
additional
had
In
the state su-
petition
his PCR
investigation, he would
adequate
ducted
court,
alleged that he
perior
from
have learned that Dickens suffered
sentencing
had received IAC
damage
organic
and FAS.
brain
stage. PCR counsel called as witness
not
allegations
But
do
mitigation
additional factual
specialist
who testified
Weaver,
“ac-
we
for the
new claim.
preparation
counsel’s
defense
pred-
factual
sentencing phase
knowledge[d]
precise
in-
mitigation and
changed
claim
after
The district
icate Weaver’s
adequate
unreliable.
evidentiary
that Dr.
district court conducted its
in its decision noted
Mathis,
(1997);
complaint
Lynce
Petitioner’s
that counsel did
guidance to
*26
provide enough information or
n.
117 S.Ct.
hearing,” but concluded that “new factual the AEDPA lens.8 This means that for allegations do not render claim unex- relief on his federal habeas petition, Dick they ‘fundamentally hausted unless alter ens must show that the state court’s denial already by claim legal considered appli of claim of IAC was an unreasonable ” Thompson, state courts.’ Weaver v. 197 clearly law, cation of established Federal (9th Cir.1999) (quoting F.3d 364 Cha or an unreasonable determination of the (9th Wood, con 36 F.3d Cir. 2254(d); facts. 28 U.S.C. Harring see 1994)). here, Similarly, although “the pre — Richter, -, ton v. U.S. predicate” cise factual of Dickens’s IAC (2011). 770, 785, 178 L.Ed.2d fur As changed specifically allege claim that he section, following ther demonstrated in the organic damage suffers from brain and court’s state denial of Dickens’s claim FAS, legal claim of his IAC remains the of trial counsel is neither an IAC unrea same: counsel was ineffective because he application sonable of Federal law nor adequately investigate failed to unreasonable determination of the facts. mental health. There would be no end to litigation every allegation if new toas what majority, however, on two relies counsel properly would have found had he cases, pre-AEDPA Spalding, Aiken v. investigated a background defendant’s con (9th Cir.1988), F.2d 881 and Nevius v. a “new” claim.7 stituted Summer, (1988), 852 F.2d argue
. Moreover, the record shows that Dr. Dickens has fundamentally altered his le Roy did consider brain damage, and his gal claim of IAC. This argument is not report noted that Dickens’s mother con- Aiken, persuasive. the petitioner per sumed wine least three times week sought present for the first time in his while pregnant she was with Dickens. federal petition habeas evi “decibel-level” The record reflects that Dickens has not to support dence his claim that he had raised a new claim. requested during counsel his interrogation.
Because Dickens Id. at We has raised a 883. held that new was the claim, we must view his IAC claim through “very type of evidence which the state health, 7. quately investigated This concern is illustrated our recent his mental but (9th claim, Ryan, in underlying reject- decision Schaci F.3d Dickens's which was courts, Cir.2013). rejected There we ed petitioner’s state was and is that trial adequately investigate failed to presenting contention that he was "new” mental health. issue of trial counsel IAC. We noted: principal Schad's contention is that the Indeed, dis- brief, opening 8. in his filed before trict presenting court erred because he is Martinez, opinion Court's in different ineffective assistance claim than argued that he: presented in state court. He is now alleged that his trial counsel failed to con- contending federal claim of counsel necessary background duct mitigation respect ineffectiveness with to the effect of investigation and therefore did not ade- childhood abuse is somehow distinct from quately prepare expert, Roy. defense Dr. failing the earlier claim of ineffectiveness This was the same claim that he raised investigate the childhood abuse itself. proceedings federal habeas with ex- easily separated, two cannot so how- ception support of additional factual for the ever, mitigating because the relevant factor namely that Dickens suffers from claim — FAS sentencing always the effect of the organic damage. brain brief, childhood abuse his adult mental state. argues In his that because he Similarly, Id. at court, Dickens’s "new” asser- exhausted his remedies in "the tion is based on what he now contends trial required district court was to consider counsel would support have learned if he had ade- additional facts claim.” *27 his
1331
instance,” and
ter be addressed in federal court.” Id.
in
first
consider
the
should
(footnote omitted).
the district court
accordingly directed
preju
petition without
dismiss the habeas
majority
asserts that
we
because
to exhaust state remedies.
for failure
dice
held in Aiken and Nevius that
the new
Like the decibel-level evi
Id. at 888-84.
presented
evidence should have
been
Aiken,
in
the evidence
dence
courts,
state
the new
must
the
evidence
organic
damage
brain
suffers from
have stated a new or altered claim. But
very type of
which
is “the
evidence
FAS
mixing apples
oranges.
A
state
in
in the first
the state should consider
prisoner
seeking federal habeas
relief
”
at
stance.’
Id.
883.
present all
the
must
new evidence to
state
courts, regardless
evi-
of whether the new
Nevius,
sought to chal-
the defendant
In
claim, places
supports
existing
dence
peremptory
seven
lenge
prosecutor’s
claim in
or
light,
a different
creates
excluding
from the
challenges,
minorities
Aiken,
at
new claim. See
841 F.2d
883.
argument
At
may hold an on a evidentiary hearing state prisoner’s petition.11 federal habeas Finally, even if I thought that Mar majority’s holding circumvents AEDPA by exception tinez applied to this case and providing a prisoner state an evidentiary claim, that Dickens had raised new I hearing inquiring without into whether the would still affirm the district court’s denial claim or previ- new could should have been of the writ because compels the record 2254(e)(2)(A)(ii). ously § raised. See In- determination that Dickens cannot show stead, the prisoner only need convince a “prejudice” required “cause” and for relief federal court that his claim of IAC on the 687-96, Strickland, under IAC 466 U.S. at He, part his PCR ap- counsel new. S.Ct. 2052. parently, is then to an evidentiary entitled hearing, at least determine whether his Martinez, In the Supreme Court held actually PCR counsel was ineffective and prisoner may that a establish on an default whether his claim of trial counsel IAC is appointed IAC claim “where Majority substantial. at p. 1319. This initial-review collateral proceeding, where creates unnecessary, expensive, another raised, the claim should have been layer and improper to federal court review ineffective under the standards of Strick- of state sentences. addition, land.” 132 at prisoner “must
Although agree I also demonstrate that majority with the underlying the “Arizona courts did not have a fair ineffective-assistance-of-trial- opportunity to evaluate counsel claim one, Dickens’s is a substantial altered which is claim,” Majority p. 1319, IAC to say it does not prisoner must demonstrate follow that new allegations con- that the claim has some merit.” Id. (i) law, evidence not before state courts such as a new rule constitutional made place significantly the case in a different retroactive to cases on. collateral review stronger evidentiary posture than it Court, previously that was un- it, was when the state courts considered available; or given opportunity courts must be an (ii) predicate a factual that could not have consider the evidence. previously through been discovered the ex- Aiken, (alteration original). F.2d diligence; ercise of due 2254(e)(2) 11. 28 U.S.C. (B) reads: underlying the facts the claim would be applicant If the develop failed has sufficient to establish clear and convinc- pro- factual of a basis claim in State court ing evidence that but for constitutional er- ceedings, the court shall not hold evi- ror, no reasonable factfinder would have dentiary hearing on the claim unless the applicant guilty underlying found the applicant shows that— offense. (A) the claim relies on— *29 non- “emphasize[d] allegedly that Petitioner’s the conclusion compels record The passive mur- violent nature and role not denied effective assis- enlisted the assistance of regard ders.” Counsel sentencing counsel tance of Roy, psychologist a clinical who evalu- organic damage brain Dr. claims of his “new” carefully prepared 59-page and a re- court re- ated Dickens and FAS.12The district sentencing Roy’s report Dr. “contained port. of Dickens’s the record viewed information, background detailing competent. pages that counsel was and concluded education, Moreover, childhood, nothing the Petitioner’s medical I there agree. history, employment sentencing psychological counsel and suggest record background legal history.” Roy Dr. that Dickens and or should have known knew parents and his organic from brain dam- interviewed possibly suffered infor- Thus, Roy’s report alle- mentor. Dr. included even if Dickens’s age and FAS. value, “reports of face the record mation on Dickens’s sexual gations taken at are abuse, injuries, and the fact of “some merit” head support finding will not mother drank alcohol Petitioner’s while in his claims. pregnant with Petitioner.” she are district court’s determinations Roy’s report Dr. recommended neuro- illustrative. It noted: binding but are examinations, and logical including EEG five-day sen- held [trial] However, at an MRI exams. October tencing hearing during which defense counsel, consulting Dr. hearing, after with on Peti- counsel called seven witnesses light the court that in Roy, informed hearing After the coun- tioner’s behalf. scan, longer had reason to be he no CT sentencing 76-page sel submitted func- with Dickens’s cerebral concerned listed numerous memorandum. Counsel tion. circumstances, nonstatutory mitigating diagnosis of Petitioner’s bor-
including Roy spent Dr. over 15 hours interview- narcis- disorder with personality derline and Dickens. He then testified ing testing features; childhood” a “troubled hearing. sistic sentencing extensively at abuse that featured “substantial sexual explained: The district court molestation, gravely which affected ma- with Roy] diagnosed Petitioner [Dr. development”; and his failure [his] severe; personali- jor mixed depression, necessary mental health treat- receive features; ty, narcissistic with borderline ment. inju- mild brain suspected traumatic Roy ry. Dr. described the antecedent aggravating fac- order to counter the an- State, depression as his “near by trial counsel Petitioner’s advanced tors impairment." respect argues ticularly with to mental PCR counsel were his they allegedly support focused on Although appears because ineffective record "investigat- judicial bias claims of instead perspective, eval- we need not district court's ing presenting Dick- meritorious issues. performance of PCR counsel when uate the complains "put lay no or that counsel ens ade- sentencing performance was counsel’s expert to show what evidence would witness Martinez, ("[A] quate. prop- presented trial counsel have been had un- prisoner also demonstrate that the must adequately investigated mitigation erly derlying ineffective-assistance-of-trial-counsel prepared Roy sentencing." The dis- Dr. one.”). If coun- a substantial trial claim is Dickens, noting disagreed trict court with adequate, petition- performance was sel's argued proceeding, that in the PCR by PCR’s prejudiced been er cannot have adequately sentencing counsel "did not challenge trial alleged failure counsel’s Roy investigate Petitioner’s prepare Dr. or performance. counsel's information, par- background mitigating on a regular during nihilation basis with victim fying aggres- both and the Roy Dr. Roy childhood.” testified Peti- sor. Dr. testified that Petitioner’s physically sexually tioner was age having ju- emotional when sex with brother, abused abuse which was venile males was 14-16. corroborated Petitioner and his Roy Dr. in support testified of various *30 experience
mother. This
affected Peti- mitigating factors. He asserted that Dick-
ego development
prevented
tiоner’s
and
(a)
potential
ens:
had
rehabilita-
normal psychosocial development. Peti-
(b)
tion;
possessed a “borderline character
experience
“primary
tioner’s
structure” but
an
personality
antisocial
victimized,”
being
world was
and the
disorder;
(c)
violence;
history
no
had
of
resulting stress caused Petitioner to re-
(d)
danger
(except
was not a
to others
gress
Roy
to a fixated state. Dr.
fur-
(e)
possibly
boys);
teenage
had
fami-
close
ther
testified
Petitioner was sexual-
(f)
ly ties; and
was considered “a valued
ly
by
family
abused
a “trusted
friend” at
diligent
and
employee
high
and a
achiev-
seven;
age
six or
adult
“another
in a
er.”
Roy
Dr.
“also testified that Petition-
position
authority,”
of
teacher at age
er’s traumatic childhood
a mitigating
12, 13,
14;
aby
or
and
law enforcement
circumstance, as was his failure to receive
experiences
official. These
“impinge[d]
psychological
needed
care.”
However,
identity.”
his
according to
Roy
Dr.
noted that
pro-
Dickens’s slow
Roy, despite
Dr.
experiences
these
Peti-
cessing
tests,
time on
history
some
of head
tioner
develop aggression.
did not
trauma,
confusion,
emotional
concentration
Rather, he dealt with
inner
his
con-
problems, and headaches raised the possi-
“attempted to undo the trauma to
flicts—
bility that Dickens
from
suffered
brain
youthful
helping
offenders.
him”—
damage.
however,
Dr. Roy,
noted “that a
Unfortunately, Petitioner lacked “emo-
CT Scan and EEG were
and
administered
ability”
experienced
tional
and
a “loss of
”
the results
‘clear’
were
and that some of
ego boundary” which caused him to en-
administered
tests he had
“did not
gage in sexual activities with underage
support a
finding
organicity.”13 None-
Nonetheless,
males.
Roy
Dr.
deter-
theless,
Roy
Dr.
did not think Dickens was
mined that Petitioner did not meet the
Moreover,
malingering.
Roy
Dr.
testified
criteria
having
violent propensities
that Dickens had lacked the
kill
intent to
juveniles
his sexual activities with
the Bernsteins.14
did not constitute violence. According
to Dr. Roy, Petitioner was able to devel-
Sentencing counsel also called Dickens’s
op
capacity
“observational
and show older brother who
testified
empathy for children who had
frequently
been was
by his
beaten
older broth-
abused.
in attempting to
ers
was very
remorseful for
vic-
his
“eliminate
conflicts”
“find appro-
the shooting.
tims of
Counsel also called
priate discharge,”
O’Connor,
Petitioner acted out Michael
sergeant
sheriffs
abuse,
repeating
cycle
and identi-
from
Diego,
San
who testified that when
13. The district court further
Roy
determined
Dr.
also
testified
detail about Amar-
sentencing
ignore
al,
counsel "did not
or over-
partner
who was Dickens’s
in crime and
possible
look
damage,"
evidence of
brain
be-
actually
thought
shot the victims. He
although
Roy
cause
Dr.
noted that Dickens
had
psychopathic personality
Amaral
symptoms
neurological
showеd
impair-
manipulated
had controlled and
Dickens.
ment, "neurological testing did not establish
organic
basis."
scope
on the
In-
court’s conclusion was based
to the Juvenile
was referred
mitigating
present-
case
depth
following
Program
Diversion
tervention
ed,
distinguishing
well
trial counsel’s
as
offense,
he had worked well with
drug
performance
performances
from the
ad-
addition,
In
counsel
years.
five
kids for
the Supreme
recent decisions of
dressed
had examined
who
psychologist
called a
that unlike
Court.15 The court determined
mother. Counsel
Amaral and Dickens’s
cases,
presented in
situations
those
friend,
family
who testified
also called a
arising from
prejudice
Dickens’s “claim of
mother, enjoyed
Dickens “loved
investigation
mitigating cir-
counsel’s
into
busy
always
out adults and was
helping
handling
Roy
Dr.
is not
cumstances and
chores.”
with
district
supported by
record.” The
that “coun-
of its conclusion
support
“[wjhether
opined:
or not
*31
nei-
sentencing
at
was
performance
sel’s
Roy
Dr.
with addi-
provided
should have
the
prejudicial,”
nor
district
ther deficient
direction,
information
the
given
tional
or
sentencing counsel had
court found that
in mitigation
that was presented
evidence
of
sen-
significance
the
the
aware of
been
a
of a
probability
there was not
reasonable
The court found
stage of the trial.
tencing
if counsel had taken a
different sentence
allegation
the
that
for
no factual basis
mitigation
case or
approach
different
Roy
Dr.
with
provide
had failed to
counsel
Roy
Dr.
as a
thoroughly prepared
more
guidance.
or
It also
information
sufficient
also commented that
witness.” The court
questioning
counsel’s
found no basis
identify
significant
Dickens “failed to
rely Dr.
“an
Roy,
on
decision to retain and
that
disparity between the evidence
could
psychologist who had
experienced clinical
presented
sentencing
been
at
have
regarding mitigation
previous
on
testified
present.”
that counsel did
evidence
The court observed that even
occasions.”
Finally,
district court
that
observed
Roy
testify,
or
prepared
if “Dr.
was not
counsel’s
prejudiced
persuasive, it
testimony
if his
was not
at
because “the
performance
sentencing
fault
defense counsel.”
not the
of
judge
over both Petitioner’s
presided
same
sentencing
Having determined
sentencing
litigation
and the
of
trial and
the dis-
performed adequately,
had
during
counsel
his ineffective assistance claims
its
of relief
trict court buttressed
denial
district court
proceedings.”
PCR
finding
could not meet
should be
also
that Dickens
the standard
suggested
is,
possibility
is a reasonable
prong of
he whether there
the second
Strickland —that
would
mitigating evidence
prejudice. The district
further
could not show
care,
abuse in foster
and diminish-
distinguished the cases
and sexual
15. The district court
Williams,
374,
Beard,
capabilities);
529
at
Rompilla
ed mental
of
545 U.S.
125 S.Ct.
395-96,
(counsel
2456,
(2005),
failed tо
Wiggins
1339 784, of their home. Id. at by the back door as articulated law clearly established 788,102 in En S.Ct. 3368. Court Supreme the United States mund, Florida, 782, 102 S.Ct. 458 U.S. v. In of the Florida court’s death its review (1982), and Tisоn v. 3368, 1140 73 L.Ed.2d determination, the Court made eligibility 1676, Arizona, 137, 107 95 U.S. S.Ct. 481 robbery had is clear that it “no doubt that (1987), at because least 127 L.Ed.2d deserving punish- crime serious a serious of fact were findings unreasonable two not, ment,’ robbery it that “is but observed decision, I Arizona court’s to the critical however, an grievous a crime ‘so affront majority’s from the respectfully dissent only adequate response humanity ” opinion. 797, may penalty of death.’ Id. at be the Gregory penalty the death
Imposing
(citing
Georgia,
v.
Gregg
an evaluation of the the him for the drove Amaral [he] scene, in Amaral penalty death a situation where a defen- to the waited while commit- robberies, triggermen, not the but the picked up dant was one of ted Amaral after crime, was a wait- constructivе aider abettor the witnessed the destruction of evidence, ing help accomplices escape. report to robber and failed to the crimes.” 2, 788, Dickens, Apart 1, Id. at n. S.Ct. 468, 786 102 3368. State 187 Ariz. 926 P.2d (1996). driver, getaway from status as a the penalty 490 The death cannot be Court not reach of many constitutionally applied did need to the in Dickens’s case because, Enmund, facts in Enmund because the Florida Su- as in Dickens was a preme rely did But getaway planned Court them. driver for a robbery, he homicide, is clear that was a of part Enmund not commit the “did was not was, planned enterprise criminal after present killing place, when the took —he all, getaway waiting help participate driver to his did not in a plot or scheme to Enmund, accomplices escape 795, at the time the mur- murder." 458 at U.S. 102 Indeed, place. ders took in to order be S.Ct. 3368. Dickens was removed from of aiding abetting murder, convicted under just the immediate scene of the time, at 786, Florida law the Enmund had be Enmund was. id. constructively present, “pursu- found to be ant previous understanding,” to a situ- writ corpus A of habeas appropriate if ated encourage so as abet or the actual adjudication of a claim in “resulted in perpetrator committing felony or in decision that ... involved an unreasonable commission. escaping after its Enmund v. ... application clearly of established Fed-
State, 1362, (Fla.1981), So.2d 399 1370 law, eral as determined rev’d, 3368, 102 S.Ct. 73 of the United States.” U.S.C. (1982). L.Ed.2d 1140 2254(d)(1). state-court decision ... “[A]
Ultimately, the Court reasoned that be
involves an
application
unreasonable
cause Enmund “did not kill or intend to
[Supreme
precedent
if the
Court]
kill,”
imposition
penalty
death
unreasonably
court either
a legal
extends
798, 801,
impermissible.
U.S. at
principle
precedent
from our
to a new
decision,
3368. In reaching
S.Ct.
this
context where
apply
it should not
or un-
Court observed that
reasonably
time
its
principle
extend that
refuses
opinion it was “not
single per
aware
to a new
where
apply.”
context
it should
felony
son
convicted of
murder
over the
v. Taylor,
Williams
past quarter
century who did not kill or
(empha-
Tison recognized that the common law
acted with reckless indifference to human
and modern criminal
classify
codes
behav-
life.
Id. But
prior
Dickens’s
convictions
ior that constitutes “reckless indifference
forgery
were for
and lewd and lascivious
to human life” with intentional murder.
minor;
acts with a
deplorable crimes, but
Id. at
Today,
1676.
not crimes that demonstrate a reckless
Model Penal Code continues to observe
indifference to human life.
important
classification.
Pe-
Model
210.2(1).
Tison
nal Code
nothing
does
Arizona
Court also consid-
to undermine the long-standing reserva-
ered that Dickens knew Amaral had a
tion of the
penalty
death
only
the most
violent and explosive temper.
majori-
serious
Tison,
offenders. Under
it is the
ty also
factor,
cites this
arguing that Dick-
disregard
reckless
for human
implicit
life
ens “could have foreseen that lethal force
in “knowingly engaging in criminal activ- might
used,”
be
and suggesting that this is
ities known to carry
grave
risk of a marked difference between Dickens’s
”
death that represents
highly
culpable
case and
Maj.
Enmund.
Op. at
mental state
may
be
considered
1315. But by relying on the foreseeability
death eligibility determinations. 481 U.S.
of this robbery going awry, the Arizona
157-58,
107 S.Ct. 1676 (emphasis add-
court and
majority
stray from the
ed).
imposed
boundaries
by the Supreme
In its analysis of the reckless indiffer- Court.
If the “reckless
part
indifference”
part
ence
of the Tison exception,
Ari-
of the Tison test could be
merely
satisfied
zona Supreme Court adopted
the trial
showing that
it was foreseeable an
court’s findings regarding
major
robbery
armed
could
deadly,
turn
the Ti-
participation,
Dickens,
discussed above.2
exception
son
would swallow the Enmund
Notably,
though the Tison
provided
Instead,
brothers
1343 murders, his own testimo- he corrected but expressly As the rule. not recall he could that and clarified ny in Tison: acknowledged after Even occurred.3 this whether like felonies in violent [participants testified, don’t “I still Amaral prompting, ‘antici- frequently can robberies armed going I’m out. coming him remember might ... be force lethal pate he where enough span time not was There underly- the accomplishing ... used I across when get the side left other may well Enmund himself felony.’ ing Record at Transcript of running.” was Indeed, possi- the anticipated. so have Dickens, (Ariz.Super.Ct.1993) State in the is inherent bloodshed bility of witness, Dick- 18454). only other (No. felony and any violent of commission himself, that he drove flatly denied ens generally foreseeable is possibility this Because Id. at 162. area. the rest into at 107 and foreseen....” Court, ma- and the Arizona the omitted). (internal citation specu- on emphasis place significant jority, rejected Tison, Supreme Court the the one of victims Dickens knew lation per- standard that rigorous less Arizona’s survived, important have it might for penalty the death of application mitted con- not hear jury did recognize that “antici- who could accomplices murder find- point. The testimony on this flicting might be or force would lethal pate[ ] to a aid failed to render Dickens ing that might be or taken life would or that used of the the result was not surviving victim felony.” underlying accomplishing of events two versions hearing jury Because 150-51, 1676. Id. at in- one witness choosing believe simply robbery carries virtually any armed sure, Amaral be other. To of the stead result, could consequences that lethal risk witness— shockingly inconsistent awas forseeability treating errs majority entirely new account debuting an even demanding “reck- the more proxy as a time at trial the first events for by the required -standard less indifference” di- actually giving him Dickens involved Id. Court. never-previously-mentioned via rections court concluded Arizona Finally, support is no But there walkie-talkies.4 part indifference that the reckless find- unreasonable court’s because satisfied was Tison exception rest through the that Dickens drove ing knowing that aid to render “failed Dickens surviving to a aid to render and failed area P.2d be dead.” might not victim one victim. sup- simply does record at 490. The must, that recognizes, as majority best, Amaral At finding of fact. this port cannot scenario” Amaral’s “walkie-talkie trial testimony at gave equivocal initially at Maj. Op. upon. reasonably be relied through drove Dickens whether regarding no mention had made n. 4. Amaral committed after Amaral rеst area leaving if he up, I don't know picked do believe me "I Amaral testified: During trial 3. on, stop or leaving the rest he did as far as had later the interstate we from conversation stop to rest through the going going rest out say coming lane he was into everything moving nobody or make sure stop.” Id. 88. Transcript of Record care of.” was taken (No. Dickens, (Ariz.Super.Ct.1993) State against testify agreed to 4. Amaral 18454). Amaral examination But cross himself, and penalty receiving the death avoid whether not remember he could clarified that Dickens, pre-trial statements. gave several he stop: "The the rest through drove P.2d at came is he thing I can remember only the “walkie-talkie scenario” in any of there is no competent evidence that this pre-trial physical statements and no evi- occurred. dence supported theory. Convenient- A petition for corpus may writ habeas ly, Amaral’s new version of the robbery granted where it is shown *39 involved the claim that Dickens and Amar- decision was based on an unreasonable al were using walkie-talkies and that Dick- determination of the in light facts of the ens directed Amaral to leave “no wit- presented evidence in the pro- state court nesses.” But in argument his before the 2254(d)(2). ceedings. Here, U.S.C. Court, Arizona Supreme even the Arizona evidence from the trial court proceedings Attorney Assistant General conceded that does not support jury neither the nor the trial court be- Court’s independent finding that Dickens lieved Amaral’s story.5 walkie-talkie He gave directions to Amaral over a walkie- argued that the Arizona Supreme Court talkie, or finding its that Dickens failed to “shouldn’t believe[ ] the walkie-talkie testi- render aid.
mony” either. The Assistant Attorney
In light of the
presented
evidence
in the
surmised,
General
“maybe [Amaral] de-
state court proceeding, how is it that the
cide^]
add a little something extra to
majority reaches the conclusion that Dick-
testimony
try
and make it more
ens, getaway driver,
fits into the narrow
damning to
Transcript
[Dickens].”
of
exception carved
out
Tison ? What
Argument,
Dickens,
Oral
State v.
187 Ariz.
permit
facts
Dickens’s
actions
(No.
93-0548).
vived the shooting.
claim
considered
the state courts.”
The Supreme
that,
Court has observed
The district court
unequivocal
used
lan-
punishes
death,
“[w]hen the law
it risks
guage:
footnote 9 of its December 2004
its own sudden
brutality,
descent
into
ruling states that
the court “summarily
transgressing the constitutional commit-
rejects
argument
Petitioner’s
that the ad-
ment to decency and restraint.” Kennedy, ditional factual allegations in support of
420,
found the ineffective fundamentally alters idence case, I claim this of counsel assistance must majority that this case agree with initial court for to the district remanded pro- the claim that counsel consideration assistance. vided ineffective
III. Conclusion majori from dissent respectfully
I Florida, analysis of Enmund ty’s 73 L.Ed.2d 102 S.Ct. Arizona, and Tison (1987). L.Ed.2d 127 grant I explained, would For the reasons ar petitioner’s reach decline to relief and — U.S. Ryan, Martinez v. gument under -, 182 L.Ed.2d (2012). Nevertheless, majori because join I issue, the Martinez ty does reach the district court’s to vacate judgment its whether cause existed ruling regarding Dick default of procedural overcome *42 of sen of ineffective assistance ens’s claim counsel, the dis and to remand tencing light of to consider the issue in trict court Martinez. America,
UNITED STATES Plaintiff-Appellee, SHILL, Randy Lee Defendant- Appellant. No. 13-30008. Appeals, States Court United Ninth Circuit. Dec. and Submitted Argued 24, 2014. Filed Jan.
