Lead Opinion
McKEAGUE, J., delivered the opinion of the court in which KEITH and STRANCH, JJ., joined. STRANCH, J. (pg. 831-32), delivered a separate concurring opinion.
Despite having had its position derailed by every federal court to date, the Department of Labor’s Administrative Review Board steams ahead. The Board interprets a retaliation clause in the Federal Railroad Safety Act (FRSA)—located in a recent amendment regarding “Prompt medical attention,” 49 U.S.C. § 20109(c)—to provide sick leave to all railroad employees for off-duty injuries and illnesses.
Traditional tools of statutory interpretation lead us to a different conclusion: subsection (c)(2), just like its preceding subsection (c)(1), applies only to on-duty injuries. Thus, we grant the petition and remand with instructions that the proceeding below be dismissed.
I
Webster Williams, Jr. has a lifelong history of anxiety and depression. This history pre-dates his employment with Grand Trunk Western Railroad Company (Grand Trunk), where Williams worked as a locomotive engineer from 1995 until his termination for excessive absences in 2012.
In 2006, Williams began seeing Dr. John Bernick for a variety of conditions, including hypertension, insomnia, anxiety, and depression. As a part of his treatment plan, Dr. Bernick prescribed Xanax for Williams to take as a “stop gap” measure when Williams felt he needed to take the medication for his anxiety and depression. But he did so with two additional instructions: first, he referred Williams to a psychiatrist for further treatment; second, he advised: Williams that in addition to taking Xanax, he “shouldn’t work” during an anxiety episode if he would not feel safe. In December 2011, Williams missed eight days of work because of his anxiety and depression. Although Williams’s absences comported with at least part of Dr. Ber-nick’s treatment plan for his medical conditions, Grand Trunk deemed six of these missed work days to be “unexcused absences” and terminated Williams in January 2012 for excessive absenteeism.
On March 1, 2012, Williams filed a complaint with the Occupational Safety and Health Administration (OSHA) for wrongful retaliation and termination. On February 6,2013, OSHA dismissed the complaint because Williams’s absences for a “non-work-related illness” did not constitute qualifying “protected activity.”
Williams appealed OSHA’s dismissal to an administrative law judge (ALJ) on February 25, 2013. After an evidentiary hearing and -a review of the parties’ briefs, on August 11, 2014, the ALJ held that Williams had engaged in protected activity because he was following the treatment plan of his physician and the protected activity was a factor in Grand Trunk’s decision to terminate Williams’s employment. Thus, the ALJ awarded damages and attorney’s fees to Williams. The ALJ based his finding that Williams’s treatment plan was protected—even though it was for an off-duty illness—on the Administrative Review Board’s holding in Bala v. Port Authority Trans-Hudson Corp., No. 12-048,
II
“A petition for review of an order entered by the Board pursuant to the FRSA is governed by the Administrative Procedure Act.” Norfolk S. Ry. Co. v. Perez,
Everyone agrees that the FRSA was amended in 2008 to provide railroad workers with additional protections for on-duty injuries. But does a retaliation provision in the FRSA—nested in a section providing for “Prompt medical attention,” 49 U.S.C. § 20109(c)—encompass a physician’s treatment plan for off-duty injuries? The Board argues it does; Grand Trunk argues it does not.
“We begin, as in any case of statutory interpretation, with the language of the statute.” CSX Transp., Inc. v. Ala. Dep’t of Revenue,
(c) Prompt medical attention.—
(1) Prohibition.—A railroad carrier or person covered under this section may not deny, delay, or interfere with the medical or first aid treatment of an employee who is injured during the course of employment. If transportation to a hospital is requested by an employee who is injured during the course of employment, the railroad shall promptly arrange to have the injured employee transported to the nearest hospital where the employee can receive safe and appropriate medical care.
(2) Discipline.—A railroad carrier or person covered under this section may not discipline, or threaten discipline to, an employee for requesting medical or first aid treatment, or for following orders or a treatment plan of a treating physician, except that a railroad carrier’s refusal to permit an employee to return to work following medical treatment shall not be considered a violation of this section if the refusal is pursuant to Federal Railroad Administration medical standards for fitness of duty or, if there are no pertinent Federal Railroad Administration standards, a carrier’s medical standards for fitness for duty. For purposes of this paragraph, the term “discipline” means to bring charges against a person in a disciplinary proceeding, suspend, terminate, place on probation, or make note of reprimand on an employee’s record.
49 U.S.C. § 20109(c) (emphasis added).
Of course, “[i]f the statutory language is plain, we must enforce it according to its terms.” King v. Burwell, — U.S. —,
“[W]hen placed in context,” id., the plain meaning of subsection (c)(2), which prohibits “an employee for requesting medical or first aid treatment, or for following orders or a treatment plan of a treating physician,” proves elusive.
A
The Board’s argument depends heavily on one textual observation: the language under subsection (c)(1) includes a limitation—“A railroad carrier or person covered under this section may not deny, delay, or interfere with the medical or first aid treatment of an employee who is injured during the course of employment”—while subsection (c)(2) contains no such limitation.
The Board cites to Russello v. United States,
Employing those tools, the Third Circuit unanimously rejected the Board’s identical Russello argument: “The Russello presumption only applies when two provisions are sufficiently distinct that they do not— either explicitly or implicitly—incorporate language from the other provision.” PATH,
To be sure, PATH’S citation to Clay is open to some criticism. After all, in Clay, the Supreme Court did not decline to rely on the Russello doctrine in determining the scope of the parallel provision; it instead invoked Russello to say that “an unqualified term ... calls for a reading surely no less broad than a pinpointed [term.]” Clay,
The relevant section in this case, 49 U.S.C. § 20109(c), is structurally dissimilar to the relevant section in Russello, 18 U.S.C. § 1963(a). In Russello, the narrower language in subsection (a)(2) folloioed subsection (a)(1); here, by contrast, the narrower language in subsection (c)(1) defines the substantive protection against interference, which is then followed by a supplemental protection-against retaliation in subsection- (c)(2). Put differently, in Russello, subsection (a)(2) does not flow from subsection (a)(1), but rather flows from a -unifying section; here, by contrast, subsection (c)(2) flows from subsection (c)(1)—-subsections (c)(1) and (c)(2) prohibit not only interference with “medical or first aid treatment of an employee who is injured during the course of employment,” but also discipline to the “employee for requesting [that] medical or first aid treatment, or, for following [the resultant] orders or a treatment plan of a treating physician.” 49 U.S.C. § 20109(c)(1)-(2).
Further, the title of subsection (c), “Prompt medical attention,” also supports a harmonious reading of subsections (c)(1) and (c)(2), one that ensures railroad employees receive such attention for on-the-job injuries and occupational illnesses and do not face discipline or retaliation for doing so.
In light of the statutory structure and context, subsections (c)(1) and (c)(2) should be read together to determine the scope of protected activity. The purpose of subsection (c)(1) is to ensure employees receive prompt medical attention if they are injured on the job; the antiretaliation provision, subsection (c)(2), effectuates that purpose by protecting medical treatment for work injuries. See PATH,
The Third Circuit seemed wary of accepting the wide-reaching implications of relying’only on the Russello canon-under these circumstances, and so are we. “Holding otherwise, as the [Board] did, would seem to foreclose the possibility that a statute could reference another provision without expressly saying so. That, of course, is contrary to Supreme Court precedent,” PATH,
' A closer examination of the statutory structure implicit in the Board’s position only reinforces our belief that- Congress did not intend to hide a far-reaching reading in a mousehole.
W
Grand Trunk’s characterization that the Board’s-reading.of the statute creates uncontrolled, unlimited sick time for all railroad employees—or “absurd” results—is •overstated. After all, subsection (c)(2) includes a provision designed to prevent the proverbial train wreck:
(2) Discipline.—A- railroad carrier or person covered under this section may not discipline, or threaten discipline to, an employee for requesting* medical or first aid treatment, or for following orders-or a treatment plan of a-treating physician, except that a railroad carrier’s refusal to permit an employee to return to work following medical treatment shall not be considered a violation of this, section if the refusal,,is pursuant to Federal Railroad Administration medical standards- for fitness of duty or, if there are no pertinent. Federal Railroad Administration standards, a carrier’s medical standards for fitness for duty....
49 U.S.C. § 20109(c)(2) (emphasis added). In many circumstances, if a person were to
Nevertheless, even if the Board’s reading would not create absurd results, it seems unlikely that Congress hid such an elephant in the § 20109(c)(2) mousehole. See Whitman v. Am. Trucking Ass’ns,
The Board agrees that the limiting language in subsection (c)(1)—“during the course of employment”—only applies to bar interference with medical or first aid treatment for injuries that arise from work, or- injuries “sustain[ed] on duty.” Resp’t Br. at 25; see id. at 23 (“[S]ection 20109(c)(1)’s protection is, for obvious reasons, explicitly limited to circumstances involving such [on-duty] injuries .... ”); see In the Matter of Anthony Santiago, No. 10-147,
That reading of subsection (c)(1) is difficult to square with the Board’s reading of subsection (c)(2). Subsection (c)(2) first provides that a railroad carrier may not retaliate against “an employee for requesting medical or first'aid treatment.” 49 U.S.C. § 20109(c)(2) (emphasis added).
(c) Prompt medical attention.—
(1) Prohibition.—A railroad carrier or person covered under this section may not deny, delay, or interfere with the medical or first aid treatment of an employee who is injured during the course of employment. ...
(2) Discipline.—A railroad carrier or person covered under this section may not discipline, or threaten discipline to, an employee for requesting medical or first aid treatment, or for following orders or a treatment plan of a treating physician, except that a railroad carrier’s refusal to permit an employee to return to work following medical treatment shall not be considered a violation of this section if the refusal is pursuant to [FRA] medical standards for fitness of duty or, if there are no pertinent [FRA] standards, a carrier’s medical standards for fitness for duty. ...
49 U.S.C. § 20109(c) (highlighting and emphasis added) (on-duty; off-duty). This elephant-in-mousehole construction, see Whitman,
The Board’s responses to these contextual and structural arguments essentially sound in public policy: “[T]ying subsections (c)(1) and (c)(2) so tightly together narrows the effect of the provision in a manner that is inconsistent with FRSA’s central purpose.” Resp’t Br. at 19-20. To the extent the Board invites us to engage in purposivism, let’s look to the legislative history.
C
While reliance on legislative history has become less prevalent over time, “substantive canons have not displaced legislative history.” Anita S. Krishnakumar, Reconsidering Substantive Canons, 84 U. Chi. L. Rev. 825 (2017) (noting “eight of the eleven justices who have served on the Roberts Court ... referenced legislative history more often than they referenced substantive canons in the opinions they authored”); see, e.g., Corley v. United States,
The legislative history favors Grand Trunk’s, and not the Board’s, position. In 2008, Congress added several amendments to the FRSA’s employee-protection provisions. These amendments included measures to “strengthen existing whistleblower protections for railroad employees .... [and] [prohibit railroad carriers from interfering with the medical treatment of injured workers.” H.R. Rep. No. 110-336, at 59 (2007).
The remedial avenues under this statutory section reinforce the-legislative intent. The retaliation claim in this case necessarily arose through OSHA’s administrative processes. In response to “personal injuries and illnesses arising out of toork situations,” Congress created OSHA primarily to “assure so far.,as possible every working man and woman in the Nation [epjoys] safe and healthful working conditions.” 29 U.S.C. §. 651(a)-(b) (emphasis added). The statutory scheme does not support a conclusion, that Congress (or the Department of Labor) intended OSHA to handle retaliation claims in connection with off-duty illnesses and injuries.
In sum, the Board even concedes “that much of the legislative history discusses
D
As a final matter, Chevron deference is inapposite under these circumstances. “An agency’s interpretation is not entitled to Chevron deference, for example, if the apparent statutory ambiguity can be resolved using ‘traditional tools of statutory construction.’” Mid-Am. Care Found. v. N.L.B.B.,
In short, because traditional tools resolve any “apparent statutory ambiguity” in Grand Trunk’s favor, Chevron and Skidmore do not resuscitate the Board’s position.
III
In sum, we join every other federal court that has interpreted 49 U.S.C. § 20109(c) and reject the Board’s reliance on Russello. We therefore GRANT the petition and REMAND this matter to the Board with instructions that it dismiss the proceeding below.
Notes
. Williams chose not to' inform the company he was using FMLA leave on six of those days because he was afraid he had exhausted his FMLA leave. Therefore, because Williams’s six unexcused absences over a seventeen-day period exceeded the work requirement threshold, Grand Trunk noticed a formal investigative hearing pursuant to the CBA on December 29, 2011.
. In Bala, the Board found that § 20109(c)(2) applied to treatment plans for both on and off-duty injuries.
. The parties seem to acknowledge ambiguity because their arguments rely upon other tools of statutory interpretation. While the Board and Williams sporadically claim that the “plain meaning” dictates an answer in their favor, the very canon they rely upon presumes the need to employ tools of interpretation. See, e.g., Walton v. Hammons,
, The in pari materia canon supports giving the same meaning of the identical phrase, "medical or first aid treatment,” in both subsections (c)(1) and (c)(2). See Mertens v. Hewitt Assocs.,
. Moreover, the Russello "presumption is based on ... ‘a hypothesis of careful draftsmanship,' " PATH,
.While "the title of a statute and the heading of a section cannot limit the plain meaning of the text," Bhd. of R.R. Trainmen v. Baltimore & Ohio R.R. Co.,
. PATH’S treatment of Burlington is also open ' to some criticism because it failed to address the Supreme' Court’s principal holding that substantive and antiretaliation provisions advancing the same purpose need'not be "coterminous,” and that antiretaliation provisions may sweep more broadly than the substantive provisions to which they relate. Burlington,
. Congress has expressly provided other robust remedial schemes to protect workers like Williams, including the FMLA, the Americans with Disabilities Act (ADA), and so forth.
. Subsection (c)(1) includes "requested” in this context: “If transportation to a hospital is requested by an employee who is injured during the course of employment, the railroad shall promptly arrange to have the injured employee transported to the nearest hospital where the employee can receive safe and appropriate medical care.” 49 U.S.C. § 20109(c)(1) (emphasis added). This precedes "requesting medical or first aid treatment” in subsection (c)(2).
. The first amendment transferred responsibility for employee whistleblower protection from the Railroad Labor Act’s arbitration process to the Secretary of Labor, consistent with other federal whistleblower statutes. It also added 49 U.S.C. § 20109(a)(4), which protects an employee from retaliation for reporting his own workplace injury.
. Only work-related injuries must be reported to the Federal Railroad Administration (FRA). See 49 C.F.R. §§ 225.11, 225.19(d). The reporting processes require each railroad to implement an Internal Control , Plan ("ICP”) to help ensure complete and accurate reporting of on-the-job injuries; ICPs must address intimidation and harassment calculated to prevent or discourage any employee from receiving proper medical treatment for a workplace injury. 49 C.F.R. § 225.33. These regulations were implemented because of concerns that railroad companies were manipulating the reportability of on-the-job incidents. In 2005, motivated by similar concerns that rail carriers may have been denying or interfering with the medical treatment of injured employees, Illinois and Minnesota passed statutes requiring railroads to provide "prompt medical treatment” to injured employees. These laws were found pre-eppted by the FRA’s regulations mandating the use of ICPs. See, e.g., BNSF Ry, Co. v. Swanson,
. Take just one additional example. In a .joint statement to the House of Representatives, the Teamsters Rail Conference and the United Transportation Union distilled § 20109(c) to "require[] a rail carrier to provide rail workers with immediate medical attention when the workers are injured on the job," and in their comment that followed, gave absolutely no indication that protection for "simply following the plan of a treating physician” had anyindependent, off-duty application. See Rail Safety Legislation: Hearing Before, the Subcomm. on R.Rs., Pipelines, and Hazardous Materials of the H. Comm. on Transp, and Infrastructure, 110th Cong. 169-70 (2007) (joint statement of the Teamsters Rail Conference and the United Transportation Union) (emphasis added).
. Since the legislative history does not sup-, port an extension of subsection (c)(2) to non-work injuries 'and illnesses, the so-called remedial, or liberal construction, canon is unpersuasive in this context. See Sutton v. United Air Lines, Inc.,
Concurrence Opinion
concurring.
CONCURRENCE
I write separately to comment on the Board’s adherence to the same position it advanced before the Third Circuit in PATH. There, the Board also argued (albeit unsuccessfully) that § 20901(c)(2) covers injuries and illness that were not sustained during the course of employment. I do not think it was unreasonable for the Board to continue to advance that position in this litigation. Apart from today’s decision, PATH remains the only published circuit court opinion that addresses the specific statutory interpretation question at issue in this case. (And I agree with the majority opinion that PATH itself is open to some criticism.) The other cases that the majority opinion idéntifies as having rejected the Board’s position include an unpublished Third Circuit decision citing PATH but interpreting-a different subsection, see Stokes v. Se. Pa. Transp., Auth.,
