Ann GORE, Petitioner and Appellant, v. Horace GRANT, Respondent and Appellee.
No. 20130871-CA.
Court of Appeals of Utah.
April 30, 2015.
2015 UT App 113
¶ 11 Collazo-Collazo has not demonstrated that a decision to reject the plea bargain would have been rational under the circumstances. Collazo-Collazo argues that because “there was ample evidence to suggest [he] did not know about the drugs and had no intent to distribute them,” had counsel properly advised him about the deportation consequences of his plea, Collazo-Collazo “would have taken the case to trial and a jury would have ample basis to conclude he was not guilty.”
¶ 12 That is not how we read the record. Police recovered two pounds of methamphetamine in a lined cooler that Collazo-Collazo knowingly transported from Arizona to Utah. Collazo-Collazo invites us to “disregard the State‘s repeated reference ... to the supposed fact that [he] was aware of the drugs in the car and intended to distribute them” because the statements “are the very product of ... [counsel‘s] ineffective assistance.” But the record shows that before any charges were filed—and thus before counsel appeared in the case—Collazo-Collazo told police that he knew about the drugs and that he intended to distribute them. This confession was not the product of any act on the part of counsel. And Collazo-Collazo has not shown why, on the facts of this case, his confession did not make conviction at trial all but inevitable.
¶ 13 Given the weight of the evidence against him, Collazo-Collazo rationally exchanged a greater offense, an additional offense, and longer incarceration for a lesser criminal penalty carrying no greater deportation consequences. See Ramirez-Gil, 2014 UT App 122, ¶ 13, 327 P.3d 1228. In short, we agree with the district court that Collazo-Collazo did not suffer prejudice because he “faced no option that eliminated the risk of deportation, and thus he was forced to make his choices based solely on the weight of the direct consequences of his plea.” Accordingly, the district court correctly granted summary judgment on the element of prejudice.
¶ 14 The judgment of the district court is affirmed.
Aaron B. Millar, Salt Lake City, Attorney for Appellee.
Judge STEPHEN L. ROTH authored this Opinion, in which Judges JOHN A. PEARCE and KATE A. TOOMEY concurred.
Opinion
ROTH, Judge:
¶ 1 Ann Gore (Mother) challenges the district court‘s order modifying the child support agreement she entered into with Horace Grant (Father). First, she contends that modification of the support order is unjust, inappropriate, and not in the best interest of the parties’ child. Second, she asserts that the district court did not have the authority to order her to pay Father a $1,700 security deposit. Finally, she appeals from the denial of her requests for attorney fees. We affirm the district court‘s order on the security deposit but reverse and remand for further proceedings on the other two issues. We decline to award Mother the attorney fees she incurred on appeal.
BACKGROUND
¶ 2 Mother and Father have one daughter (Daughter), who was born in January 1996. In fall 1997, the parties entered into an agreement governing Father‘s support obligations to Daughter throughout her minority (the Agreement). The Agreement initially
¶ 3 At the time, Father was employed as a professional basketball player for the National Basketball Association (NBA). His NBA career began in 1987 and lasted seventeen seasons (ten before execution of the Agreement and seven after). In 1997, the year the Agreement was executed, Father earned nearly $14.3 million—about $1.19 million per month—from salary alone. Over the next seven seasons, Father earned nearly $27 million more—an average of $3.85 million per year in salary, with his lowest salary for any one year being $583,267. Father retired after the 2004 season and received an additional $2.5 million in deferred compensation. From his retirement through fall 2010, Father remained unemployed and lived solely on his previous earnings. During those years, Father also “lost substantial sums of money from investments and failed business ventures.” In late 2010, Father began doing promotional engagements for the NBA. In total, between 1996, the year Daughter was born, and 2011, the year Father moved to modify child support, Father had earned $46.5 million in salary from the NBA. At the time of trial in May 2013, Father was earning $124,000 a year, or $10,352 a month, for his promotional appearances, which took up less than seven weeks per year. Since Daughter‘s birth, Mother has earned only minimal income from songwriting and a self-owned business. Both parties testified that when they entered into the Agreement, they expected that Mother would not seek full-time employment but instead would stay at home to care for Daughter until her majority.
¶ 4 From 1997 through 2008, Father complied with the Agreement. He purchased a home for Mother and Daughter in Utah and kept current with his child support obligation. In 2009, Father began reducing his monthly support payments. Over the next three years, he typically paid just $3,000 per month, which, in 2009, was about $1,200 less than what he was obligated to pay under the Agreement and by 2011 resulted in a $1,500 monthly deficit. In November 2011, Father filed a petition to modify the Agreement to reduce his monthly child support obligation
¶ 5 Father‘s motion for temporary orders reducing his child support payments was denied, but he continued to pay less than his obligation under the Agreement. With the assistance of the Office of Recovery Services and the contempt power of the district court, Mother eventually recovered the child support arrearages. The district court deemed its contempt order against Father purged after he paid his overdue child support in full.
¶ 6 Following a one-day trial in May 2013, the district court granted Father‘s petition to modify. The court concluded that a reduction in child support was warranted because Father had experienced a substantial, non-temporary reduction in annual income from $14 million at the peak of his career in 1997 to $124,000 in 2013. The court found that Father was “no longer capable of working as a professional basketball player due to age and physical injuries” and that without any “discernible specific education, training, or skills qualifying him for employment,” Father had no ability to obtain employment other than the kind of promotional appearances he was already doing. The court fur-
¶ 7 With respect to Father‘s request that he be released from his obligation to provide Mother and Daughter with a home, the court concluded that “it is fair and equitable that the requirements of the [Agreement] pertaining to the Utah House continue” until the termination of child support. The court, however, found merit in Father‘s claim that
Mother had failed to maintain the home as required by the Agreement. As a consequence, it ordered Mother to pay Father “a security deposit for the Utah House in the amount of $1,700, the equivalent of one month‘s rent.” This deposit was to be “applied to the reasonable costs of cleaning and repairing the Utah House upon its vacation by [Mother] and/or [Daughter]” with “[a]ny unused portion” to be “refunded to [Mother].”
¶ 8 Finally, the court denied Mother‘s requests for attorney fees. It reasoned that Father, not Mother, was the prevailing party and that Mother had not demonstrated a need for fees and costs. The court also determined that there was no basis for an “imposition of sanctions against [Father,] due to the purging of his contempt.”
¶ 9 Mother appeals from the district court‘s decisions reducing child support, ordering that she pay Father a security deposit to live in the Utah home, and denying her requests for attorney fees.
ISSUES AND STANDARDS OF REVIEW
¶ 10 Mother challenges the district court‘s decision to modify Father‘s child support obligations. Ordinarily, “[i]n reviewing child support proceedings, we accord substantial deference to the trial court‘s findings and give it considerable latitude in fashioning the appropriate relief.” Diener v. Diener, 2004 UT App 314, ¶ 4, 98 P.3d 1178 (omission in original) (citation and internal quotation marks omitted). But because the district court was considering child support in the context of a previously stipulated child support arrangement, we also review the district court‘s interpretation and application of the Agreement for correctness. See Cantrell v. Cantrell, 2013 UT App 296, ¶ 10, 323 P.3d 586 (noting that appellate courts “review the trial court‘s legal determinations regarding ... entitlement to child support modification for correctness” (citation and internal quotation marks omitted)).
¶ 11 Mother also challenges the denial of her requests for attorney fees pursuant to
ANALYSIS
I. Child Support Modification
¶ 12 This case is unusual. Early in Daughter‘s life, the parties entered into a child support agreement that would be in effect until Daughter reached majority. The parties agreed to child support payments that were not calculated from any applicable support guidelines but would increase from an initial $3,000 per month to nearly $5,000 per month over the life of the Agreement. And they entered into the Agreement with an understanding that Father would very likely not be able to continue working as an NBA player during the Agreement‘s entire term. Yet now, after Father‘s income has, as expected, decreased markedly, he seeks to reduce his child support payment to fit within the guidelines. We conclude that the district court erred in granting Father‘s modification request without fully considering the extraordinary circumstances of this case.
¶ 13 Contracts relating to domestic arrangements, created without judicial intervention, can be enforceable. Cf. Levin v. Carlton, 2009 UT App 170, ¶ 9, 213 P.3d 884 (“[Pre]nuptial agreements are to be construed and treated as are contracts in general. They are in no way different from any other ordinary contract.” (alteration in original) (citation and internal quotation marks omitted)). The enforceability of a contract governing a child‘s support, however, is limited. See, e.g.,
¶ 14 There is no dispute that the parties’ Agreement satisfied these conditions and was an enforceable child support order.6 When there is a support order in effect, “[p]rospective support shall be [ordered in an amount] equal to the amount granted by [the] court order.”
- the standard of living and situation of the parties;
- the relative wealth and income of the parties;
- the ability of the obligor to earn;
- the ability of the obligee to earn;
- the ability of an incapacitated adult child to earn, or other benefits received by the adult child or on the adult child‘s behalf including Supplemental Security Income;
- the needs of the obligee, the obligor, and the child;
- the ages of the parties; and
- the responsibilities of the obligor and the obligee for the support of others.
¶ 15 Father filed his petition to modify the Agreement‘s child support obligations on the ground that he had suffered a substantial change in circumstances due to a significant loss of income following the termination of his NBA career. Father requested that the
¶ 16 Moreover, before the modification petition, Father‘s child support had never been governed by the child support guidelines. Instead, the parties had agreed, in writing, to specific amounts of child support to be paid over the course of Daughter‘s minority notwithstanding Father‘s actual income. At trial, Mother testified that she had agreed to the amounts set in the Agreement because she wanted to “insure a stable income” that would allow her “to stay home with [Daughter],” as both parties agreed she should. The parties were aware that Father was unlikely to continue his NBA career for the Agreement‘s entire duration, but given the magnitude of his income in the meantime, they expected that he would preserve suffi-
¶ 17 The court accepted Father‘s invitation. After finding that Father‘s income had significantly and permanently decreased and accepting his representations that he had “lost substantial sums of” his accumulated wealth, the court concluded that a decrease in child support to the guidelines amount was appropriate because Mother had “offered no direct evidence that a reduction ... to an amount consistent with the Utah child support guidelines would have an actual adverse effect on the financial needs or wellbeing of [Daughter].” The court then reduced Father‘s monthly support obligation to the guidelines amount of $1,011, which is substantially less than what Father had agreed to pay to meet what the parties must have expected to be increasing expenses as Daughter grew older. Under the totality of these circumstances, Mother reasons, “ordering an award amount resulting from use of the guidelines would be unjust, inappropriate, or not in the best interest of” Daughter. See
¶ 18 We agree with Mother that in modifying child support in accordance with the guidelines, the district court failed to adequately take into account the totality of the evidence pertinent to whether the presumption in favor of the guidelines had been rebutted, focusing narrowly on whether the requested reduction of child support “would have an actual adverse effect on the financial needs or wellbeing of [Daughter],” instead of taking a broader look at whether the result would have been otherwise unjust or inappropriate under all the circumstances. Al-
¶ 19 We therefore remand for the district court to specifically address the question of whether the guidelines have been rebutted and then to establish the appropriate child support amount, either in accordance with the guidelines if the presumption has not been rebutted or after consideration of the statutory factors if the presumption has been rebutted. In remanding, we express no opinion about whether the presumption has or has not been rebutted.8 Indeed, despite the information cited in this opinion that seems to support a finding that the guidelines have been rebutted, there may well be other circumstances that warrant their application. See Busche v. Busche, 2012 UT App 16, ¶ 17 & n. 8, 272 P.3d 748 (explaining, in the context of assessing the appropriateness of modification of support when one parent claimed that the other was voluntarily underemployed, that district courts must take into account the realities of the parents’ financial situations, even under circumstances where one parent or both should have been able to fulfill the original support obligation by acting more prudently).
II. Security Deposit
¶ 20 Next, Mother challenges the district court‘s order that she pay a $1,700 security deposit to remain in the home that Father was contractually obligated to provide for Daughter. We conclude that such an order fell within the district court‘s discretion to fashion appropriate child support orders. See Diener v. Diener, 2004 UT App 314, ¶ 4, 98 P.3d 1178.
¶ 21 Under the Agreement, Father‘s child support obligation included a requirement that he purchase a home for Mother and Daughter to reside in rent-free during the Agreement‘s term.9 When Father moved to
¶ 22 The district court denied Father‘s request to eliminate the requirement that he provide a rent-free home for Daughter because requiring Daughter to move after nearly seventeen years would be “unnecessarily disruptive” and “would be neither equitable nor just, nor in the child‘s best interests.” The court, however, did order Mother to pay a security deposit in the amount of $1,700, the “equivalent of one month‘s rent,” which was to be “applied to the reasonable costs of cleaning and repairing the Utah House upon its vacation” with “[a]ny unused portion ... [to be] refunded” to Mother. Imposition of a reasonable security deposit seems to be an appropriate response to Father‘s concern, validated by the commissioner‘s findings, that there would likely be some need for repairs to the home at the end of the Agreement‘s term. That the court acted within its discretion seems particularly true where the Agreement itself does not provide Father with the typical remedies available to a landlord should the tenant breach his or her maintenance obligations.
¶ 23 Mother nevertheless contends that imposition of the security deposit, no matter how reasonable its amount, was an abuse of discretion because she did not have adequate resources with which to pay $1,700. In support of her position, Mother cites the district court‘s findings that she had nearly $5,200 in monthly expenses but only $200 in income (other than from child support). Mother‘s description of the court‘s findings, however, is incomplete. First, the district court expressed doubt about the reasonableness of Mother‘s claimed expenses, stating, “[Mother] claims combined monthly expenses totaling $5,129.41, despite having no rental or mortgage expense and only a two-person household.” Second, the court, with Mother‘s stipulation, imputed income to her in the amount of the “federal monthly minimum wage of $1,257.” The court further found that Mother has “over $31,000 in bank accounts,” although it also found that she had significant credit card debt. Mother has neither challenged these findings nor made any attempt to analyze her ability to pay using the figures actually attributed to her by the district court. We therefore do not further address her claim that she could not afford the $1,700 security deposit. Because we conclude that the district court acted within its discretion “in fashioning the appropriate relief” for Father‘s concern that his compliance with the obligation to provide housing for Daughter might cause him greater expense, see Diener, 2004 UT App 314, ¶ 4, 98 P.3d 1178 (citation and internal quotation marks omitted), we affirm the order requiring Mother to pay a $1,700 security deposit.
III. Attorney Fees
¶ 24 Finally, Mother claims that the district court abused its discretion when it denied her requests for attorney fees. Mother also requests an award of her attorney fees incurred on appeal. We reverse the district court‘s denial of attorney fees and remand for further consideration. However, we deny Mother‘s request for attorney fees on appeal because she has not asserted a basis or provided any reasoned analysis for awarding them.
A. Attorney Fees Incurred in the District Court
¶ 25 Mother requested that the district court award her attorney fees pursuant to
¶ 26 The district court denied Mother‘s requests for attorney fees because it found that she “is not the prevailing party” and “has failed to sufficiently demonstrate a need for an award of fees and costs.” In making these findings, the court did not appear to distinguish between fees requested for the enforcement action (the contempt proceedings) and the fees requested for the establishment action (the modification proceedings). Mother contends that the district court abused its discretion in denying her requests for attorney fees because the denials were based on findings that are not supported by the record. As we explain below, we remand for the district court to reconsider its denial of Mother‘s requests for attorney fees.
1. Contempt Proceedings
¶ 27 Mother initiated an enforcement action when she sought to collect past-due child support and payment for Daughter‘s dental bill. Cf. Busche v. Busche, 2012 UT App 16, ¶ 28, 272 P.3d 748 (observing that an order to show cause hearing was a child support enforcement action). Thus, the guiding factor for the district court in determining whether it ought to award Mother the attorney fees she incurred in the contempt proceedings is whether Mother prevailed upon her claims. Connell, 2010 UT App 139, ¶ 28, 233 P.3d 836. The district court found that Mother “is not the prevailing party.” This finding is erroneous.
¶ 28 In early 2012, Mother moved for a judgment against Father for non-payment of nearly $50,000 in child support obligations from January 2009 to December 2011 and for failure to pay Daughter‘s $1,071 dental bill. She also sought to have Father held in contempt for his noncompliance. In March 2012, the district court entered judgment for Mother in the amount of $48,652 for Father‘s child support arrearages10 and set the issue of Father‘s contempt for hearing. The district court subsequently found Father to be in contempt for failing to pay his past-due child support. About this same time, the commissioner considered Father‘s failure to pay Daughter‘s dental bill. Although the commissioner declined to certify the issue of contempt, he entered a judgment against Father for the $1,071 bill. Thus, Mother clearly prevailed in the proceedings to enforce the Agreement.11 See Olsen v. Lund, 2010 UT App 353, ¶ 7, 246 P.3d 521 (explain-
¶ 29 The district court, however, determined that Mother had not prevailed when assessing her request for attorney fees. While the district court‘s determination is correct with respect to the modification proceedings that established a lower child support obligation for Father, it is not accurate with regard to the contempt proceedings. It appears that the court failed to take into account the distinction between the two types of proceedings but rather considered only which party was the “comparative victor[]” overall. See id. ¶ 12 (citation and internal quotation marks omitted). But these two proceedings are distinct both in subject matter and in the statutory basis for a fee award and, as a result, should be treated by the court as legally distinct in determining whether to award attorney fees.
¶ 30 Nevertheless, the fact that Mother prevailed in the contempt proceedings does not mean that she is automatically entitled to attorney fees. Rather, an award of attorney fees in a child support enforcement case is generally left to the sound discretion of the district court. See Connell v. Connell, 2010 UT App 139, ¶ 27, 233 P.3d 836; see also
2. Modification Proceedings
¶ 31 The modification proceedings, on the other hand, involved a request to modify child support, in other words, to establish a different support obligation. See Busche, 2012 UT App 16, ¶ 28, 272 P.3d 748 (noting that a modification proceeding is a child support establishment proceeding). Thus, in deciding whether to award Mother her attorney fees, the district court was required to assess Mother‘s need for money to pay fees, Father‘s ability to pay fees, and the reasonableness of the amount of fees requested. See Connell, 2010 UT App 139, ¶ 28, 233 P.3d 836. The district court found that Mother had “failed to sufficiently demonstrate a need for an award of fees and costs.”12 We do not address whether this finding is supported by the evidence but rather simply remand for reconsideration because the district court did not distinguish between the two types of fees at issue here and the court‘s view of the merits of Mother‘s request may be affected by its reconsideration of the child support modification issue in any event. In doing so, we express no opinion on the merits of Mother‘s request.
B. Attorney Fees Incurred on Appeal
¶ 32 Finally, Mother requests that we award her the attorney fees she incurred on appeal. “Generally, when the trial court awards fees in a domestic action to the party who then substantially prevails on appeal, fees will also be awarded to that party on appeal.” Stonehocker v. Stonehocker, 2008 UT App 11, ¶ 52, 176 P.3d 476 (citation and internal quotation marks omitted). Although Mother has prevailed on appeal in the sense that she has successfully challenged the district court‘s finding that
CONCLUSION
¶ 33 We affirm the district court‘s order that Mother pay Father a security deposit to reside in the home. We reverse the district court‘s decision to modify the Agreement and its decisions to deny attorney fees and remand for further consideration of those issues. We deny Mother‘s request for attorney fees incurred on appeal.
