Lead Opinion
Opinion by Judge FRIEDLAND; Dissent by Judge RICE.
OPINION
In Garfias-Rodriguez v. Holder,
I. Facts
Gilberto Acosta-Olivarria, a native and citizen of Mexico, entered the United States in 1995 and took up residence in Arizona with his wife and child. His wife is a lawful permanent resident and two of
Between 1995 and 2005, Acosta-Olivarria made multiple trips to and from Mexico. During that period, he was unlawfully present in the United States for a total of over one year, and he reentered the country without being admitted at least once. In 2006, he was arrested for illegal entry and was placed in removal proceedings.
While in removal proceedings, AcostaOlivarria applied for adjustment of status pursuant to 8 U.S.C. § 1255(i) and paid the required $1,000 fee. At the time, our precedent had interpreted § 1255(i) as allowing individuals who had been unlawfully present in the United States for more than a year, but who were eligible for a visa, to apply for an adjustment of status to become lawful permanent residents. See Acosta v. Gonzales,
In December 2006, an immigration judge (“IJ”) considered Acosta-Olivarria’s application. Although Acosta-Olivarria was “inadmissible” because he had been unlawfully present in the United States for more than one year and reentered without being admitted, 8 U.S.C. § 1182(a)(9)(C)(i)(I), the IJ held that he was nonetheless eligible for adjustment of status. In doing so, the IJ relied on our court’s decision in Acosta, which allowed noncitizens to seek relief under § 1255(i) despite being inadmissible under § 1182(a)(9)(C)(i)(I).
The Department of Homeland Security appealed the IJ’s decision. Before the BIA ruled on the appeal, a BIA panel issued a published opinion, In re Briones, 24 I. & N. Dec. 355 (B.I.A.2007), in which it held that an alien who is inadmissible under § 1182(a)(9)(C)(i)(I) is not eligible for adjustment of status under § 1255(i). See Briones, 24 I. & N. Dec. at 371. Based on Briones, the BIA remanded Acosta-Olivarria’s case to the IJ for further proceedings.
On remand, the IJ applied Briones and denied Acosta-Olivarria’s application for adjustment of status. Acosta-Olivarria appealed that decision, but the BIA agreed that Briones controlled. Acosta-Olivarria timely filed a petition for review of the BIA’s decision.
II. Legal Background
Tension between 8 U.S.C. § 1255(i) and 8 U.S.C. § 1182(a)(9)(C)(i)
In 1994, Congress created a path to legal status for noncitizens who had entered the United States without inspection but were nonetheless eligible for a visa. See Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 1995, Pub.L. No. 103-317, § 506(b), 108 Stat. 1724, 1765-66 (1994) (codified as amended at 8 U.S.C. § 1255(i)). To qualify for this type of relief, noncitizens must be “admissible” for permanent residence. § 1255(i)(2)(A).
When Congress enacted the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (“IIRIRA”), it created
The Ninth Circuit and the BIA Weigh In
In Perez-Gonzalez v. Ashcroft,
The BIA disagreed. In a published opinion, In re Torres-Garcia, 23 I. & N. Dec. 866 (B.I.A.2006), the BIA rejected Perez-Gonzalez’s interpretation of the regulations. See Torres-Garcia, 23 I. & N. Dec. at 874-75. Accordingly, it held that inadmissibility under the removal-order bar precluded noncitizens from obtaining adjustment of status under § 1255(i). See Torres-Garcia, 23 I. & N. Dec. at 870, 876.
Less than one month after the BIA’s decision in Torres-Garcia, we addressed the corresponding question with respect to inadmissibility under the one-year bar. In Acosta v. Gonzales,
Twenty-one months after our decision in Acosta, the BIA addressed whether noncitizens inadmissible under the one-year bar are prohibited from seeking adjustment of status under § 1255(i). Again, the BIA disagreed with us. In In re Briones, 24 I. & N. Dec. 355 (B.I.A.2007), the BIA held that inadmissibility under the one-year bar prevents a noncitizen from obtaining adjustment of status under § 1255(i). See Briones, 24 I. & N. Dec. at 370.
When we next were presented with the questions from Perez-Gonzalez and Acosta, we applied the Supreme Court’s decision in Brand X
Neither Briones nor our adoption in Garfias-Rodriguez of the BIA’s
(1) whether the particular case is one of first impression, (2) whether the new rule represents an abrupt departure from well established practice or merely attempts to fill a void in an unsettled area of law, (3) the extent to which the party against whom the new rule is applied relied on the former rule, (4) the degree of the burden which a retroactive order imposes on a party, and (5) the statutory interest in applying a new rule despite the reliance of a party on the old standard.
Garfias-Rodriguez,
III. Discussion
Applying the Montgomery Ward retroactivity analysis to Acosta-Olivarria’s case,
The First Factor: Whether the Issue Is One of First Impression
As we recognized in Garfias-Rodriguez v. Holder,
The Second and Third Factors: Whether the New Rule Represents an Abrupt Departure and the Extent of the Petitioner’s Reasonable Reliance on the Former Rule
The second and third Montgomery Ward factors are “closely intertwined.” Garfias-Rodriguez,
Acosta-Olivarria applied for adjustment of status in July 2006. At the time, our decision in Acosta v. Gonzales,
Acosta-Olivarria argues that he relied on our decision in Acosta in two ways. First, he filed his application for adjustment of status, along with the corresponding $1,000 fee, at a time when the law in our circuit allowed noncitizens to apply for adjustment of status under 8 U.S.C. § 1255© despite being inadmissible under the one-year bar (8 U.S.C. § 1182(a)(9)(C)(i)(I)). Indeed, in granting his request for adjustment of status, the IJ specifically relied on Acosta in holding that Acosta-Olivarria was eligible for relief under § 1255®, despite being inadmissible under the one-year bar. Retroactive application of the rule from Briones would cause Acosta-Olivarria’s application for adjustment of status to be denied, without any refund of the $1,000 fee. Second, Acosta-Olivarria gave up the opportunity to voluntarily depart the United States and start a ten-year clock after which he could have sought admission. Had he voluntarily departed in 2006 instead of staying and filing his application for adjustment of status, Acosta-Olivarria would have been able to seek admission starting in 2016.
The government does not contest that Acosta-Olivarria subjectively relied on Acosta. Rather, it contends that no one who applied for adjustment of status between our decision in Acosta and the BIA’s decision in Briones could have reasonably relied on Acosta because the BIA’s decision in In re Torres-Garcia, 23 I. & N. Dec. 866 (B.I.A.2006), held that inadmissibility under the removal-order bar precludes the noncitizen from applying for adjustment of status under § 1255(i). See Torres-Garcia, 28 I. & N. Dec. at 870-71, 876. In the government’s view, Torres-Garcia should have enabled noncitizens such as Acosta-Olivarria to predict that Acosta would not survive.
We disagree. It was reasonable for Acosta-Olivarria to rely on our decision in Acosta. At the time he applied for adjustment of status, a published opinion of this court allowed noncitizens in his position to apply for adjustment of status despite being inadmissible, and there was no contrary BIA decision interpreting the one-year bar because Briones had not yet been decided. When we announce a legal rule, we do so not only for the benefit of courts, but also for the benefit of the general public. People within the Ninth Circuit should be able to rely on our opinions in making decisions. See U.S. Bancorp Mortg. Co. v. Bonner Mall P’ship,
Consistent with this, we noted in Garfias-Rodriguez that reliance “might have been reasonable” if the petitioner had applied within the 21-month period between this court’s decision in Acosta and the BIA’s decision in Briones. Garfias-Rodriguez,
We hold that it was reasonable for Acosta-Olivarria to rely on the law of this circuit deciding the precise legal question he faced, so the second and third Montgomery Ward factors weigh against applying Briones retroactively.
The Fourth Factor: The Degree of the Burden That a Retroactive Order Imposes on a Party
The fourth Montgomery Ward factor cuts strongly against applying the rule from Briones retroactively because doing so would substantially burden Acosta-Olivarria. See Garfias-Rodriguez,
The Fifth Factor: Interest in Applying the New Rule Consistently
We recognized in Garfias-Rodriguez that retroactive application of the rule from Briones helps ensure uniformity in the application of the immigration laws. But we emphasized that, because the new rule in Briones does not follow from the plain language of the statute, this factor “only leans” in favor of retroactive applica-, tion. Garfias-Rodriguez,
* * *
Weighing all the factors, we hold that Briones should not be applied retroactively in this case. Acosta-Olivarria’s reliance interests and the burden that retroactivity would impose on him outweigh the interest in uniform application of the immigration laws.
IV. Conclusion
For the foregoing reasons, we GRANT the petition for review and REMAND with instructions to reinstate the IJ’s 2006 order granting adjustment of status.
Notes
. Title 8 U.S.C. § 1182(a)(9)(C)(i) is the codification of the Immigration and Nationality Act ("INA”) § 212(a)(9)(C)(i). Tifie 8 U.S.C. § 1255(i) is the codification of INA § 245(i).
. A fuller summary of this legal background is provided in Garfias-Rodriguez v. Holder,
. Although the BIA did not rule on the retro-activity question, we may address it in the first instance. The parties have filed supplemental briefs on the issue, and the BIA has no special expertise regarding retroactivity. See Garfias-Rodriguez v. Holder,
. See Nat’l Cable & Telecomms. Ass'n v. Brand X Internet Servs.,
. The inadmissibility bars in 8 U.S.C. § 1182(a)(9)(C)(i)(I) and (II) are subject to a relevant exception: if the noncitizen has been outside of the United States for more than ten years, he or she may apply for admission without being subject to the two bars. See § 1182(a)(9)(C)(ii).
Dissenting Opinion
dissenting:
I respectfully dissent. On balance, the Montgomery Ward factors do not weigh in favor of departing from the general principles of retroactivity. Applying In re Briones, 24 I. & N. Dec. 355 (BIA 2007), the BIA properly found Acosta-Olivarria
As an initial matter, it is important to recognize “[t]he general rule ... that an appellate court must apply the law in effect at the time it renders its decision.” Thorpe v. Hous. Auth. of Durham,
The D.C. Circuit’s Retail, Wholesale & Department Store Union v. NLRB,
I contend the majority’s balancing of the Montgomery Ward factors here is no longer tethered to the general rule applied for over 200 years. Rather, the majority’s analysis — in which the factors are divorced from the general rule and allowed to become a framework in and of itself — loses sight of the guidance centuries of jurisprudence have offered. With this background, I will analyze the factors.
I agree with the majority’s analysis of the first, fourth, and fifth Montgomery Ward factors. The first factor — whether the issue presents one of first impression — does not weigh in favor of either party as it is one “not ... well suited to the context of immigration law.” See Garfias-Rodriguez v. Holder,
The second and third Montgomery Ward factors are most appropriately analyzed together. The second factor analyzes whether a rule is an “abrupt departure from well established practice or merely attempts to fill a void in an unsettled area of law.” Garfias-Rodriguez,
From our experience in applying the [retroactivity analysis], there has emerged a basic distinction between (1) new applications of law, clarifications, and additions, and (2) substitution of new law for old law that was reasonably clear. In the latter situation, which may give rise to questions of fairness, it may be necessary to deny retroactive effect to a rule announced in an agency adjudication in order to protect the settled expectations of those who had relied on the preexisting rule. By contrast, retro-activity in the former case is natural, normal, and necessary, a corollary of an agency’s authority to develop policy through case-by-case adjudication rather than rulemaking.
Williams Nat. Gas Co. v. FERC,
Importantly — and contrary to the majority’s protestations — the retroactivity analysis does not treat mere precedent and well-established practice alike.
When Acosta-Olivarria applied for adjustment of status, there was no settled practice upon which he could reasonably rely. The Ninth Circuit’s pre-Briones opinions hardly constitute a well established practice, especially in light of the tension created by the BIA’s contrary view. True, the Circuit’s opinion in Acosta affirmed its previous reasoning in Perez-Gonzalez, but the BIA’s decision in Torres-Garcia cannot be discounted. Given the unsettled tension between the BIA and this Circuit at the time of Acosta-Olivarria’s application, as well as the resulting
The majority primarily faults me for conflating the two bars to admissibility. True, the Circuit’s opinion in Perez-Gonzalez and the BIA’s contrary decision in Torres-Garcia addressed the tension between eligibility for status adjustment under a different bar to admissibility — subsection II, rather than subsection I of 8 U.S.C. § 1182(a)(9)(C)(i). However, as companion provisions, both subsections present the same conflict, see Garfias-Rodriguez,
In reaching its conclusion that AcostaOlivarria’s reliance was reasonable, the majority overstates the effect of the dicta in Garfias-Rodríguez regarding the reasonableness of reliance during the 21-month period between the Circuit’s opinion in Acosta and the BIA’s decision in Briones. Although the en banc court noted that reliance during this period “might” have been reasonable — perhaps in an attempt to further highlight the unreasonableness of Garfias-Rodriguez’s reliance— the opinion far from binds this Court to a holding that such reliance during this 21-month window is, as a blanket rule, reasonable. See Garfias-Rodriguez,
From the outset, the tension between § 212(a)(9)(c) and § 245(i) was obvious. That ambiguity in the law — which resulted in a six-year dialogue between the BIA and us — should have given Garfias no assurances of his eligibility for adjustment of status. Garfias might have had reason to be encouraged after our generous reading of the statute in Perez-Gonzalez and Acosta, but, even then, any reliance he placed on our decisions held some risk because our decisions were subject to revision by the BIA under Chevron and Brand X.
Id. at 522-23; see also Carrillo de Palacios v. Holder,
Because the BIA’s opinion in Briones cannot justifiably be characterized as an abrupt break from any well established practice but rather should have been no surprise, the reasonableness of Acosta-Olivarria’s reliance is greatly diminished. The extent of Acosta-Olivarria’s reliance— a $1,000 application fee incurred after removal proceedings had already commenced and years beneficially spent in the United
In light of the foregoing, no manifest injustice has been shown here. The more equitable and fair approach would be to treat Aeosta-Olivarria like all other aliens who are ineligible for adjustment under Briones. Retroactivity is the general rule and has been for over 200 years. An exception is not warranted in the case of Aeosta-Olivarria. Accordingly, I would not disturb the BIA’s decision.
. The Immigration Judge, under the old rule, had granted Acosta-Olivarria’s application for adjustment of status and thus allowed him to remain in the United States with his family; conversely, upholding the BIA's retroactive application of Briones would cause him to face certain deportation. But deportation has always been the consequence at the heart of Acosta-Olivarria’s proceedings. Our system of justice does not allow an initial wrong decision to dictate the final result, especially when that decision is subject to timely review by a higher authority, as was the case here.
. The Acosta court did not distinguish — let alone mention — the BIA’s decision in Torres-Garcia, which had been issued one month before Acosta.
