MERRICK B. GARLAND, ATTORNEY GENERAL v. MING DAI
No. 19-1155
SUPREME COURT OF THE UNITED STATES
June 1, 2021
593 U.S. ___ (2021)
Together with No. 19-1156, Garland v. Alcaraz-Enriquez, also on certiorari to the same court.
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
GARLAND, ATTORNEY GENERAL v. MING DAI
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 19-1155. Argued February 23, 2021—Decided June 1, 2021*
In
*Together with No. 19-1156, Garland v. Alcaraz-Enriquez, also on certiorari to the same court.
Syllabus
Applying its own judge-made rule that a reviewing court must treat the noncitizen‘s testimony as credible and true absent an explicit adverse credibility determination, the Ninth Circuit granted relief.
Held: The Ninth Circuit‘s deemed-true-or-credible rule cannot be reconciled with the INA‘s terms. Pp. 6-15.
(a) The Ninth Circuit‘s rule has no proper place in a reviewing court‘s analysis. The INA provides that a reviewing court must accept “administrative findings” as “conclusive unless any reasonable adjudicator would be compelled to conclude to the contrary.”
Judicial proceedings in cases like these do not constitute “appeals” in which the “rebuttable presumption of credibility on appeal” applies absent an explicit credibility determination.
(b) Mr.
(1) The presumption of credibility on appeal under the INA is “rebuttable.” And the INA contains no parallel requirement of explicitness when it comes to rebutting the presumption on appeal. Reviewing courts, bound by traditional administrative law рrinciples, must “uphold” even “a decision of less than ideal clarity if the agency‘s path may reasonably be discerned.” Bowman Transp., Inc. v. Arkansas-Best Freight System, Inc., 419 U. S. 281, 286. In neither case did the Ninth
Syllabus
Circuit consider the possibility that the BIA implicitly found the presumption of credibility rebutted. The BIA expressly adopted the IJ‘s decision in Mr. Alcaraz-Enriquez‘s case, which, in turn, noted that Mr. Alcaraz-Enriquez‘s story changed from the time of the probation report to the time of the hearing—a factor the statute specifically identifies as relevant to credibility, see
(2) The presumption of credibility applies with respect to credibility but the INA expressly requires the noncitizen to satisfy the trier of fact on credibility, persuasiveness, and the burden of proof.
884 F. 3d 858 and 727 Fed. Appx. 260, vacated and remanded.
GORSUCH, J., delivered the opinion for a unanimous Court.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
Nos. 19–1155 and 19–1156
MERRICK B. GARLAND, ATTORNEY GENERAL, PETITIONER
19–1155 v.
MERRICK B. GARLAND, ATTORNEY GENERAL, PETITIONER
19–1156 v. CESAR ALCARAZ-ENRIQUEZ
ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[June 1, 2021]
JUSTICE GORSUCH delivered the opinion of the Court.
The Ninth Circuit has long applied a speciаl rule in immigration disputes. The rule provides that, in the absence of an explicit adverse credibility determination by an immigration judge or the Board of Immigration Appeals, a reviewing court must treat a petitioning alien‘s testimony as credible and true. At least 12 members of the Ninth Circuit have objected to this judge-made rule, and we granted certiorari to decide whether it can be squared with the terms of the Immigration and Nationality Act (INA), 66 Stat. 163, as amended,
Opinion of the Court
I
A
The question comes to us in cases involving Cesar Alcaraz-Enriquez and Ming Dai. Mr. Alcaraz-Enriquez is a Mexican national. Authorities detained him when he attempted to enter this country illegаlly. In proceedings before an immigration judge (IJ), Mr. Alcaraz-Enriquez sought to avoid being returned to Mexico on the ground that his life or freedom would be threatened there. See
The key question thus became whether Mr. Alcaraz-Enriquez‘s California conviction amounted to “a particularly serious crime.” The parties appear to agree that the answer to that question turns on which version of events one accepts: The version found in a probation report issued at the time of Mr. Alcaraz-Enriquez‘s conviction, or the version he testified to years later as part of his removal proceeding. The IJ received and considered both.
The probation report indicated that Mr. Alcaraz-Enriquez locked his 17-year-old girlfriend in his bedroom one еvening, caught her trying to escape, dragged her back into the room, threatened to stab her and dump her body in a dumpster, and forced her to have sex with him. The next morning, he beat the young woman, leaving bruises on her back, neck, arms, and legs—stopping only when she begged for her life. Later that evening, when she asked to leave,
Opinion of the Court
he dragged her out, threw her against the stairs, and kicked her as she rolled down. Her ordeal lasted nearly 24 hours. Police arrested Mr. Alcaraz-Enriquez days later as he tried to flee his residence. At that time, Mr. Alcaraz-Enriquez admitted to the officers that he chased, grabbed, and punched his girlfriend in the fаce. He also admitted that he prevented her from leaving the house. But he claimed that he didn‘t hit her “that hard.” App. to Pet. for Cert. in No. 19–1156, p. 14a.
Against this evidence, the IJ considered Mr. Alcaraz-Enriquez‘s testimony during his immigration proceeding. There, he “admitted hitting his girlfriend, but not in the
Ultimately, the IJ held Mr. Alcaraz-Enriquez ineligible for relief, relying in part on the version of events in the probation report. Among other things, the IJ found it significant that there was “no mention” in the contemporaneous probation report of the girlfriend hitting Mr. Alcaraz-Enriquez‘s daughter. App. to Pet. for Cert. in No. 19–1156, at 14a. On appeal, the Board of Immigration Appeals (BIA) “adopt[ed] and affirm[ed]” the IJ‘s decision. Id., at 7a. The BIA held that the IJ had “properly considered all evidence of record,” “weighing and comparing [Mr. Alcaraz-Enriquez‘s] testimony at the hearing and the probation officer‘s report.” Id., at 8a. The BIA alsо stressed its view that the IJ was not required to credit Mr. Alcaraz-Enriquez‘s “version of events over other plausible alternatives.” Ibid.
Opinion of the Court
The Ninth Circuit saw the matter differently. Applying circuit precedent, it held that “[w]here the BIA does not make an explicit adverse credibility finding, [the court] must assume that [the alien‘s] factual contentions are true.” Alcaraz-Enriquez v. Sessions, 727 Fed. Appx. 260, 261 (2018). And because this rule required taking Mr. Alcaraz-Enriquez‘s testimony as true—even in the face of competing evidence—the Ninth Circuit held that the BIA erred in denying relief and granted the petition for review.1
B
Ming Dai is a Chinese national who came to the United States on a tourist visa. Shortly after arriving, he sought asylum. To win relief, Mr. Dai bore the burden of proving that he was a “refugee“—someone “unable or unwilling” to return to China “because of persecution or a well-founded fear of persecution . . . for failure or refusal to undergo [involuntary sterilization] or for other resistance to a coercive population control program.”
Opinion of the Court
Once more, the evidence before the IJ cut both ways. On the one hand, Mr. Dai claimed that, after his wife became pregnant with their second child in 2009, family-planning
On the other hand, Mr. Dai failed to disclosе the fact that his wife and daughter had already traveled to the United States—and voluntarily returned to China. The IJ observed that Mr. Dai “hesitated at some length” when confronted with these facts. App. to Pet. for Cert. in No. 19–1155, p. 170a. After being asked to tell the “real story,” Mr. Dai proceeded to admit that his daughter returned to China to go to school; that his wife chose to return to her job and her elderly father; that Mr. Dai did not have a job in China; and this was “why he stayed” in the United States. Id., at 171a. Asked directly why he did not return to China with his family, Mr. Dai responded, “[b]ecause at that time, I was in a bad mood and I couldn‘t get a job, so I want to stay here for a bit longer and another friend of minе is also here.” App. 103.
The IJ denied relief. In the IJ‘s view, the “principal area of concern” arose when Mr. Dai was confronted with his wife and daughter‘s trip to the United States and their voluntary return to China. App. to Pet. for Cert. in No. 19–1155, at 169a. The record showed that Mr. Dai failed “to disclose” these facts in his own statements, and that he “paused at length” when confronted with them. Id., at 168a, 173a. The IJ concluded that “I do not find that [Mr.
Opinion of the Court
Dai‘s] explanations for [his wife‘s] return to China while he remained here are adequate.” Id., at 175a. In the IJ‘s view, Mr. Dai‘s eventual admissions regarding his wife and daughter‘s return to China to pursue school and economic opportunities undermined his claims of past and future persecution, particularly given that his wife was “the primary object of the persecution in China.” Ibid. On appeal, the BIA “adopt[ed] and affirm[ed]” the IJ‘s decision. Id., at 163a.
Again, the Ninth Circuit saw things differently. Much as it had in Alcaraz-Enriquez, a divided panel held that “in the absence of an explicit adverse credibility finding by the IJ or the BIA,” Mr. Dai‘s testimony had to be “deemed” credible and true. Ming Dai v. Sessions, 884 F. 3d 858, 868 (2018). On the strength of that testimony, the court then proceeded to find Mr. Dai eligible for asylum. Later, the court of appeals denied the government‘s petition for rehearing en banc over the objections of 12 judges.
II
A
For many years, аnd over many dissents, the Ninth Circuit has proceeded on the view that, “[i]n the absence of an explicit adverse credibility finding [by the agency], we must assume that [the alien‘s] factual contentions are true” or at least credible. E.g., Kataria v. INS, 232 F. 3d 1107, 1114 (2000); Zhiqiang Hu v. Holder, 652 F. 3d 1011 (2011); 884 F. 3d, at 868; 727 Fed. Appx., at 261. This view appears to be an outlier. The First Circuit, for example, has held that a reviewing court is not bound to accept a witness‘s statements as fact whenever the agency is less than explicit about credibility. Wan Chien Kho v. Keisler, 505 F. 3d 50, 56 (2007).
Opinion of the Court
entirely the evidence contained in the probation reрort and credit only Mr. Alcaraz-Enriquez‘s version of events. 727 Fed. Appx., at 261. In Dai, the court deemed Mr. Dai‘s favorable testimony credible and true and prohibited the unfavorable testimony about his “real” reasons for remaining in the country from being “smuggled” into the removal analysis. 884 F. 3d, at 872. As one of the dissents in Dai put it, the Ninth Circuit‘s rule leads to “the extraordinary position” that a court “must take as true an asylum applicant‘s testimony that supports a claim for asylum, even in the face of other testimony from the applicant that would undermine an asylum claim.” Ming Dai v. Barr, 940 F. 3d 1143, 1149 (2019) (opinion of Callahan, J.).
The Ninth Circuit‘s rule has no proper place in a reviewing court‘s analysis. Congress has carefully circumscribed judicial review of BIA decisions. When it comes to questions of fact—such as thе circumstances surrounding Mr. Alcaraz-Enriquez‘s prior conviction or Mr. Dai‘s alleged persecution—the INA provides that a reviewing court must accept “administrative findings” as “conclusive unless any reasonable adjudicator would be compelled to conclude to the contrary.”
This does not mean that the BIA may “arbitrarily” reject an alien‘s evidence. Director, Office of Workers’ Compensation Programs v. Greenwich Collieries, 512 U. S. 267, 279 (1994). But it does mean that, so long as the record contains
Opinion of the Court
“contrary evidence” of a “kind and quality” that a reasonable factfinder could find sufficient, a reviewing court may not overturn the agency‘s factual determination. Ibid. In this process, a reviewing court must be mindful too that the agency, like any reasonable factfinder, is free to “credit part of [a] witness’ testimony without” necessarily “accepting it all.” Banks v. Chicago Grain Trimmers Assn., Inc., 390 U. S. 459, 467 (1968). It does not matter whether the agency accepts all, none, or some of the alien‘s testimony: its reasonable findings may not be disturbed.
Admittedly, there is a wrinkle. Elsewhere, the INA does discuss a presumption of credibility. The statute provides that absent an “explici[t]” “adverse credibility determination,” “the applicant or witness shall have a rebuttable presumption of credibility on appeal.”
It‘s easy to see how one might assume judicial proceedings in cases like ours constitute “appeals” subject to this presumption of credibility. But such an assumption would be mistaken. As the Ninth Circuit itself has recognized, in immigration cases like those before us, there
Historical understandings confirm the point. Article III courts do not traditionally hear direct appeals from Article
Opinion of the Court
II executive agencies. See, e.g., Ex parte Yerger, 8 Wall. 85 (1869); FCC v. Pottsville Broadcasting Co., 309 U. S. 134, 144 (1940). Instead, judicial intervention generally comes, if at all, thanks to some collateral review process Congress has prescribed, initiating a new action in the federal courts. See, e.g.,
That the presumption of credibility applies only “on appeal” to the BIA makes sense as a matter of basic administrative law principles too. Reviewing courts have no need for a presumption of credibility one way or the other because they do not make credibility determinations. Instead, courts deferentially review the agency‘s fact determinations. See
All of which returns us to where we began. A presumption of credibility may arise in some аppeals before the BIA. But no such presumption applies in antecedent proceedings
Opinion of the Court
before an IJ, or in subsequent collateral review before a federal court. The only question for judges reviewing the BIA‘s factual determinations is whether any reasonable adjudicator could have found as the agency did. The Ninth Circuit‘s rule mistakenly flips this standard on its head. Rather than ask whether the agency‘s finding qualifies as one of potentially many reasonable possibilities, it gives conclusive weight to any piece of testimony that cuts against the agency‘s finding. That was error.
B
Perhaps recognizing the problems with the Ninth Circuit‘s rule, Mr. Alcaraz-Enriquez and Mr. Dai ask us tо affirm that court‘s judgments primarily by means of a different, though closely related, chain of reasoning. The argument goes like this:
Although we leave the full application of the
Opinion of the Court
the Ninth Circuit‘s reasoning was flawed. One can think about the reason why in еither of two ways.
1
Start with the fact that the INA‘s “presumption” of credibility on appeal is “rebuttable.” Necessarily, that means the presumption is not conclusive. Notably, too, unlike the requirement that any initial adverse credibility determination must be “explicitly made,” the INA contains no parallel requirement of explicitness when it comes to rebutting the presumption on appeal.
Of course, reviewing courts remain bound by traditional administrative law principles, including the rule that judges generally must assess the lawfulness of an agency‘s action in light of the explanations the agency offered for it rather than any ex post rationales a court can devise. See, e.g., SEC v. Chenery Corp., 318 U. S. 80 (1943). But nonе of that means the BIA must follow a particular formula or incant “magic words” like “incredible” or “rebutted” to overcome the INA‘s presumption of credibility on appeal. Cf. INS v. Aguirre-Aguirre, 526 U. S. 415, 431–432 (1999). To the contrary, a reviewing court must “uphold” even “a decision of less than ideal clarity if the agency‘s path may reasonably be discerned.” Bowman Transp., Inc. v. Arkansas-Best Freight System, Inc., 419 U. S. 281, 286 (1974); see also
In the cases before us, the Ninth Circuit did not consider
Opinion of the Court
the possibility that the BIA implicitly found the presumption of credibility rebutted. In Mr. Alcaraz-Enriquez‘s case, the court ignored whether the agency‘s statements could be fairly understood as rejecting his credibility. Concluding that the IJ properly “weigh[ed] and compar[ed]” the probation report and Mr. Alcaraz-Enriquez‘s hearing testimony, the BIA cited precedent about how an IJ is “not required to adopt” an applicant‘s denial of culpability. See App. to Pet. for Cert. in No. 19–1156, at 8a; Matter of D–R–, 25 I. & N. Dec. 445, 455 (BIA 2011)
The same might be said of Mr. Dai‘s case. The BIA specifically highlighted Mr. Dai‘s family “voluntarily returning and his not being truthful about it” as “detrimental to his claim.” App. to Pet. for Cert. in No. 19–1155, at 164a. And here again the BIA adopted the IJ‘s decision, which discussed specific problems with Mr. Dai‘s assertions about his past persecution and fear of future persecution—including Mr. Dai‘s intentional failure to disclose highly probative and damaging facts, his inadequate explanations for contradictions in his presentation, and his ultimate conces-
Opinion of the Court
sions about the “real story.” Such a detailed analysis certainly goes to the presumption of credibility, even if the agency did not utter the words “adverse credibility finding.” The INA provides instructions about the appropriate considerations for making a credibility determination, including the witness‘s demeanor, candor, and internal inconsistency in his testimony. See
2
There is, however, another problem with the Ninth Circuit‘s reasoning in these cases. Not only is the presumption of credibility before the BIA rebuttable, it applies only with respect to credibility.
Opinion of the Court
agency need not find his evidence persuasive or sufficient to meet the burden of proof. See, e.g., Doe v. Holder, 651 F. 3d 824, 830 (CA8 2011); Gutierrez-Orozco v. Lynch, 810 F. 3d 1243, 1246 (CA10 2016).
Admittedly, credibility and persuasiveness are closely bound concepts, sometimes
The Ninth Circuit erred by treating credibility as dispositive of both persuasiveness and legal sufficiency in these cases. Even setting aside the credibility of Mr. Alcaraz-Enriquеz or Mr. Dai, perhaps the BIA did not find their evidence persuasive or sufficient to meet their burden on essential questions. In Mr. Alcaraz-Enriquez‘s case, the probation report may have outweighed his testimony. Similarly, in Mr. Dai‘s case, his later admissions about his fam-
Opinion of the Court
ily‘s voluntary return and his decision to stay in this country for economic reasons may have outweighed his initial testimony about his past and feared future persecution. Faced with conflicting evidence, it seems likely that a reasonable adjudicator could find the unfavorable account more persuasive than the favorable version in both cases.
*
The Ninth Circuit‘s deemed-true-or-credible rule cannot be reconciled with the INA‘s terms. Instead, immigration cases like these should proceed as follows. First, the factfinder—here the IJ—makes findings of fact, including determinations as to the credibility of particular witness testimony. The BIA then reviews those findings, applying a presumption of credibility if the IJ did not make an explicit adverse credibility determination. Finally, the court of appeals must accept the agency‘s findings of fact as “conclusive unless any reasonable adjudicator would be compelled to conclude to the contrary.”
Nor can we affirm the Ninth Circuit‘s judgments on alternative grounds. The Ninth Cirсuit failed to consider that the BIA may have implicitly rebutted the presumption of credibility. The Ninth Circuit also erroneously allowed credibility to operate as a trump card, foreclosing the possibility that even credible testimony may be outweighed by other more persuasive evidence or be insufficient to satisfy the burden of proof. Accordingly, the judgments of the Court of Appeals are vacated, and these cases are remanded for further proceedings consistent with this opinion.
It is so ordered.
