HONG FEI GAO, AKA Xue Liang Zhang, Petitioner, v. JEFFERSON B. SESSIONS III, United States Attorney General, Respondent; HAO SHAO, Petitioner, v. JEFFERSON B. SESSIONS III, United States Attorney General, Respondent.
Docket Nos. 16-2262-ag, 16-2493-ag
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
Decided: May 25, 2018
August Term 2017 (Argued: December 11, 2017)
Before: WINTER and CHIN, Circuit Judges, and KORMAN, Judge.*
Petitions for review heard in tandem from decisions of the Board of Immigration Appeals affirming the decisions of Immigration Judges denying petitioners asylum and related relief on adverse credibility grounds. During removal proceedings, petitioners testified to certain details about their experiences that they had not included in their initial applications and supporting documents. The Immigration Judges relied substantially on these omissions in finding petitioners not credible.
PETITIONS GRANTED.
MONA LIZA FABULAR LAO, New York, New York, for Petitioner Gao.
JOSHUA E. BARDAVID, Law Office of Joshua E. Bardavid, New York, New York, for Petitioner Shao.
BRETT F. KINNEY and JESSE LLOYD BUSEN, Trial Attorneys, Jeffery R. Leist, Senior Litigation
CHIN, Circuit Judge:
These petitions for review heard in tandem challenge two decisions of the Board of Immigration Appeals (the “BIA“), affirming decisions by two Immigration Judges (“IJs“), denying asylum, withholding of removal, and protection under the Convention Against Torture (“CAT“) to two petitioners seeking relief from religious persecution in China on adverse credibility grounds. During removal proceedings, petitioners testified regarding the medical attention they received for injuries they sustained from police beatings. The IJs and the BIA relied substantially on the omission of that information from petitioners’ initial applications and supporting documents to determine that petitioners lacked credibility.
On appeal, petitioners principally challenge the agency‘s adverse credibility determinations. In light of the totality of the circumstances and in the context of the record as a whole, in each case we conclude that the IJ and BIA erred in substantially relying on certain omissions in the record. Accordingly,
BACKGROUND
We summarize the facts and procedural history of each case separately, as follows:
I. Hong Fei Gao
Around April 2010, Gao, a native and citizen of China, entered the United States without inspection. In September 2010, Gao applied for asylum, withholding of removal, and protection under the CAT.
In his application, which included a short personal statement in Chinese, Gao explained that in February 2009, influenced by his mother, he began practicing Christianity in China. In November 2009, while he was praying at a friend‘s house with other church members, the police broke into the house and arrested Gao and his friends. Gao was brought to the police station and was detained for ten days, during which he was repeatedly interrogated and beaten. His family spent money and relied on connections to secure Gao‘s release, and the police required Gao to sign a letter promising not to attend church activities anymore. After his release and before he recovered from his detention, Gao was
In December 2010, Gao was served with a notice to appear in removal proceedings. Through counsel, Gao conceded removability.
On September 12, 2014, following a hearing on September 27, 2012, the IJ (Loprest, IJ) issued written orders denying Gao‘s application for asylum, withholding of removal, and protection under the CAT, and ordered Gao removed to China. The IJ denied relief principally on adverse credibility grounds.1 The IJ cited the following “evidentiary shortcomings that might not undermine [Gao‘s] case individually, but when considered cumulatively,” led the IJ to conclude that Gao lacked credibility, Gao Cert. Admin. R. 64:
- Gao testified that he was interrogated by police four times and was beaten during those interrogations, but his application omitted the number of interrogations and the fact that his injuries required medical attention.2
Gao testified that he was beaten and visited a clinic, but Gao‘s mother‘s letter did not mention that Gao was physically injured or that she and Gao‘s father took him to a clinic. Instead, her letter stated that she was “afraid that [he] would be beaten by the police.” Id. at 251. - Gao could not explain why his Chinese birth certificate and a letter from his underground church used identical photographs.
- Gao could not explain how he traveled under an electronic airline ticket in his real name while simultaneously using a fraudulent passport.
- Gao lacked candor and responsiveness, as he responded to questions vaguely, asked for many questions to be repeated, and paused for a long time before answering.
Gao failed to explain the inconsistencies and omissions to the IJ‘s satisfaction. The IJ was not persuaded by Gao‘s explanation that he did not know why his mother failed to mention the clinic visit in her letter. The IJ noted that he reached the adverse credibility determination “with some reluctance” as “the documentary record appears to corroborate certain aspects of Gao‘s claim,” citing letters, photographs, and statements relating to Gao‘s mistreatment in
On June 6, 2016, the BIA affirmed the IJ‘s decision and dismissed Gao‘s appeal, finding no clear error in the IJ‘s determination that Gao lacked credibility. In re Hong Fei Gao, No. A200 922 341 (B.I.A. June 6, 2016), aff‘g No. A200 922 341 (Immig. Ct. N.Y. City Sep. 12, 2014). Although it noted that some of the IJ‘s findings did not support an adverse credibility determination, citing one example of the discrepancy relating to the number of interrogations, the BIA upheld the adverse credibility determination based on two omissions: (1) the omission in Gao‘s mother‘s letter of the facts that he was physically injured and that his parents took him to a clinic, and (2) the omission in Gao‘s asylum application of the fact that he required medical treatment and the extent of his mistreatment. After considering Gao‘s proffered explanations -- he did not know why his mother failed to mention his medical treatment, he did not request that her letter include all details about what happened after his release, and he could not produce a receipt because the clinic did not give him one -- the BIA found no error in the IJ‘s conclusion that Gao did not reasonably explain the omissions.
II. Hao Shao
Around September 2010, Shao, a native and citizen of China, entered the United States without inspection. In May 2011, Shao applied for asylum, withholding of removal, and protection under the CAT.
In his updated application, Shao explained that he began practicing Christianity in January 2003 through a neighbor‘s influence and he was baptized in October 2005. One night in April 2010, while he was gathered with other Christians at someone else‘s house, the police broke into the house, confiscated their religious texts, and arrested Shao and others. Shao was brought to the police station, interrogated, and severely beaten. He was detained for eleven days and interrogated two more times, but as he testified during immigration proceedings, he was not physically injured the other two times. Shao‘s application further explained that his family spent money to secure his release, and the police required Shao to report to the station twice a month and sign a
In July 2011, Shao was served with a notice to appear in removal proceedings. Through counsel, Shao conceded removability.
On June 24, 2015, following a hearing, the IJ (Cheng, IJ) denied by oral decision and written order Shao‘s application for asylum, withholding of removal, and protection under the CAT, and ordered Shao removed to China. The IJ denied relief principally on adverse credibility grounds. The IJ noted that the following “serious concerns about [Shao‘s] credibility” warranted an adverse credibility determination, Shao Cert. Admin. R. 74:
- Shao lacked responsiveness and his demeanor “changed dramatically” when discussing how many times he reported to the police. Id. at 74.
Shao testified that he sustained injuries from the police beating, his parents took him to a local village clinic for treatment, his mother helped him apply “medical liquid” to his wounds, he went to the clinic for a follow-up visit, and it took one month for him to recover, but he omitted these facts from his application. - Shao‘s father‘s letter did not mention that Shao‘s parents took him to a clinic or that his mother helped apply “medical liquid” to his wounds.
- Shao vacillated regarding how many times he reported to the police -- he answered “five times, wait, 15 times, seven times,” and after an approximately ten-second pause, finally “seven times.” Id. at 142.
- Shao offered two different dates -- September 1 and September 4, 2010 -- for when he contacted his cousin in the United States.
- The letter Shao submitted from his church‘s pastor did not mention his arrest, even though the pastor was aware of it.
After giving Shao “ample opportunity to reconcile these inconsistencies,” the IJ concluded that Shao‘s explanations were “neither plausible nor reasonable.” Id. at 78. The IJ was not persuaded by Shao‘s explanations that he did not mention the medical treatment because it was a
On June 27, 2016, the BIA affirmed the IJ‘s decision denying relief and dismissed Shao‘s appeal, finding no clear error in the IJ‘s determination that Shao lacked credibility. In re Hao Shao, No. A200 168 340 (B.I.A. June 27, 2016), aff‘g No. No. A200 168 340 (Immig. Ct. N.Y. City June 24, 2015). The BIA upheld the adverse credibility determination based on three omissions and inconsistencies: (1) omissions regarding Shao‘s medical treatment from his asylum application and his father‘s letter; (2) the inconsistent testimony Shao offered on the number of times he reported to the police; and (3) the omission of Shao‘s arrest in the pastor‘s letter. The BIA was not persuaded by Shao‘s arguments that he did not believe the clinic treatment was important enough to include in his application; he did not know why his father omitted mention of his medical treatment and his father mainly discussed his arrest, where the letter was “otherwise detailed,” Shao Cert. Admin. R. 4; he did not keep exact count of
On appeal, Shao challenges the adverse credibility determination, contending that the agency erred in relying on minor inconsistencies when the record as a whole corroborates his claim. He also contends that the IJ failed to conduct the required individualized analysis when it concluded that Shao failed to establish a well-founded fear of persecution.
DISCUSSION
I. Applicable Law
A. Statutory Framework
“Asylum is a discretionary form of relief that hinges on persecution in the applicant‘s country of nationality.” Delgado v. Mukasey, 508 F.3d 702, 705 (2d Cir. 2007). To be eligible for asylum, a petitioner must establish that he or she is a “refugee,”
Withholding of removal is a mandatory form of relief that requires a petitioner to demonstrate “a clear probability of future persecution on account of a protected characteristic.” Kone, 596 F.3d at 147; see
Protection under the CAT is also a mandatory form of relief and requires an applicant to “establish that it is more likely than not that he or she would be tortured if removed to the proposed country of removal.” Kone, 596
Where the same factual predicate underlies a petitioner‘s claims for asylum, withholding of removal, and protection under the CAT, an adverse credibility determination forecloses all three forms of relief. See Paul v. Gonzales, 444 F.3d 148, 156-57 (2d Cir. 2006).
B. Standards of Review
“When the BIA agrees with an IJ‘s adverse credibility determination and adopts particular parts of the IJ‘s reasoning, we review the decisions of both the BIA and the IJ.” Xiu Xia Lin v. Mukasey, 534 F.3d 162, 166 (2d Cir. 2008) (per curiam). Our review of the IJ‘s decision “includ[es] the portions not explicitly discussed by the BIA,” Guan v. Gonzales, 432 F.3d 391, 394 (2d Cir. 2005) (per curiam), but not those grounds explicitly rejected by the BIA, see Xue Hong Yang v. U.S. Dep‘t of Justice, 426 F.3d 520, 522 (2d Cir. 2005) (“[W]e review the judgment of the IJ as modified by the BIA‘s decision -- that is, minus the single argument for denying relief that was rejected by the BIA.“).
“We defer . . . to an IJ‘s credibility determination unless, from the totality of the circumstances, it is plain that no reasonable fact-finder could make such an adverse credibility ruling.” Xiu Xia Lin, 534 F.3d at 167. Although we afford particular deference to the IJ‘s adverse credibility determination, “the fact that an IJ ‘has relied primarily on credibility grounds in dismissing an asylum application cannot insulate the decision from review.‘” Xiao Ji Chen v. U.S. Dep‘t of Justice, 471 F.3d 315, 335 (2d Cir. 2006)
Where an IJ relies on erroneous bases to reach an adverse credibility determination, and “we cannot confidently predict that the IJ would reach the same conclusion in the absence of these deficiencies, the IJ‘s adverse credibility determination cannot stand.” Pavlova v. INS, 441 F.3d 82, 88 (2d Cir. 2006); see also Kone, 596 F.3d at 151 (“Because we cannot confidently predict that absent these errors the IJ would have adhered to its [adverse credibility] determination, a remand is warranted.” (footnote omitted)).
C. Omissions and Inconsistencies
For cases filed after May 11, 2005, the effective date of the REAL ID Act, Pub L. No. 109-13, 119 Stat. 231 (2005), “an IJ may rely on any inconsistency or omission in making an adverse credibility determination as long as the ‘totality of the circumstances’ establishes that an asylum applicant is not credible,” Xiu Xia Lin, 534 F.3d at 167 (quoting
First, although the REAL ID Act authorizes an IJ to rely on “any inconsistency or omission in making an adverse credibility determination,” even one “collateral or ancillary” to an applicant‘s claims, id. at 167, the Act does not give an IJ free rein. The REAL ID Act does not erase our obligation to assess whether the agency has provided “specific, cogent reasons for the adverse credibility finding and whether those reasons bear a legitimate nexus to the
Second, although “[a] lacuna in an applicant‘s testimony or omission in a document submitted to corroborate the applicant‘s testimony . . . can serve as a proper basis for an adverse credibility determination,” Xiu Xia Lin, 534 F.3d at 166 n.3, we also recognize that “asylum applicants are not required to list every incident of persecution on their I–589 statement,” Lianping Li v. Lynch, 839 F.3d 144, 150 (2d Cir. 2016) (per curiam) (quoting Pavlova, 441 F.3d at 90); see also Secaida-Rosales v. INS, 331 F.3d 297, 308 (2d Cir. 2003) (noting that an applicant‘s “failure to list in his or her initial application facts that emerge later in testimony will not automatically provide a sufficient basis for an adverse credibility finding“), superseded by statute on other grounds as recognized in Xiu Xia Lin, 534 F.3d at 167; accord Pop v. INS, 270 F.3d 527, 531-32 (7th Cir. 2001) (“We hesitate to find that one seeking asylum must state in his or her application every incident of persecution lest the applicant have his or her credibility questioned if the
Although the federal evidentiary rules do not apply in immigration proceedings, Aslam v. Mukasey, 537 F.3d 110, 114 (2d Cir. 2008) (per curiam), it is nonetheless instructive to analogize the use of omissions in adverse credibility determinations to the use of a witness‘s prior silence for impeachment. In the latter context, we have indicated that “[w]here the belatedly recollected facts merely augment that which was originally described, the prior silence is often simply too ambiguous to have any probative force, and accordingly is not sufficiently inconsistent to be admitted for purposes of impeachment.” United
Finally, the REAL ID Act requires IJs to evaluate each inconsistency or omission in light of the “totality of the circumstances, and all relevant factors,”
II. Application
In light of the foregoing principles, we conclude that in both cases, the IJs and the BIA erred by substantially relying on certain inconsistencies and omissions that had no tendency to show that petitioners fabricated their claims when considered in light of the totality of the circumstances and in the context of the record as a whole. Because we cannot confidently predict that the IJs would
A. Omissions Regarding Medical Treatment
In both cases, the agency relied on the omission from petitioners’ initial applications of discussion of their medical treatment for their injuries after their release from custody. Although the fact that petitioners visited clinics for medical treatment may be probative of the degree of harm they suffered, the omissions of these details from petitioners’ initial applications did not warrant the heavy weight afforded to them by the IJs and the BIA.
First, Gao‘s and Shao‘s testimony regarding medical treatment was not inconsistent with their initial accounts. The information was supplementary, not contradictory: that their beatings warranted medical attention reinforces their claims of persecution. See Lai, 773 F.3d at 974 (“This is not a case where contradictory or even impeaching information came out; rather, it was information consistent with [the applicant‘s] own claimed experiences that would have helped his claim had he brought it out himself.“). Here, the IJs erred to the extent that they characterized these omissions as inconsistencies. See Shao Cert. Admin. R. 75 (characterizing Shao‘s failure to mention that he visited a
Second, although we would not necessarily characterize these omissions as trivial or minor, we are not convinced that the omissions were as serious as the IJs suggested. We have recognized that “asylum applicants are not required to list every incident of persecution on their I–589 statement.” Lianping Li, 839 F.3d at 150. By logical extension, nor are asylum applicants required to list every incident that occurs in the aftermath of the alleged persecution. Neither application attempted to describe the medical attention petitioners received, and in describing why they believed they were entitled to asylum, there is no reason petitioners would have described receiving medicine from a clinic.
In Shao‘s case, the IJ concluded that during testimony Shao “explained to this Court in detail that a doctor saw him, examined him, and provided medical treatment and even had a follow-up visit or appointment,” but the information was omitted from Shao‘s application and Shao‘s father‘s letter. Shao Cert. Admin. R. 76. The IJ characterized this discrepancy as a “troubling significant inconsistency” and “significant omission” because it “implicates a
We also note that petitioners’ testimony regarding their clinic visits was relatively short -- accounting for less than three pages of transcript in Shao‘s case, and about one page in Gao‘s case -- and was elicited through cross-examination (in Gao‘s case) and IJ questioning (in Shao‘s case). It was not as though Gao or Shao volunteered the information on direct examination in an effort to falsely buttress their claims through testimony. Cf. Zamanov v. Holder, 649 F.3d 969, 974 (9th Cir. 2011) (upholding adverse credibility determination where applicant‘s “supplemental declaration and his testimony before the IJ tell a much different -- and more compelling -- story of persecution than his initial
Third, in both cases, when considering the “record as a whole,” Tu Lin, 446 F.3d at 402, there was corroborating evidence of petitioners’ claims that they were severely beaten by police. In Shao‘s case, Shao‘s sister, brother, and father all submitted letters substantiating his claim that he was beaten in police detention. In Gao‘s case, Gao‘s friend -- the same friend in whose house Gao was praying when the police arrived -- submitted a letter corroborating Gao‘s account of what happened in the house and at the police station.
Finally, as far as the omissions in Gao‘s mother‘s letter and Shao‘s father‘s letter regarding the clinic visits, in both cases petitioners were asked to speculate about the state of mind of the letters’ authors. Although an omission by a third party may form a basis for an adverse credibility determination, see Xiu Xia Lin, 534 F.3d at 167, under these circumstances -- where a third party‘s omission creates no inconsistency with an applicant‘s own statements -- an applicant‘s failure to explain third-party omissions is less probative of credibility
We therefore conclude that, under the totality of circumstances, the omissions regarding Gao‘s and Shao‘s clinic visits warranted little, if any, weight.4
B. Remaining Issues in Shao‘s Case
In Shao‘s case, the IJ also relied on the omission of the fact that Shao was arrested in a letter from Shao‘s pastor, who was aware of Shao‘s arrest. The IJ did not accept Shao‘s explanation that he submitted the letter only to prove his church attendance and baptism. Although the BIA concluded that the omission “would not be sufficient by itself to support the adverse credibility determination, . . . it [could] be cited” in light of other discrepancies. Shao Cert. Admin. R. 5.
We recognize that other aspects of Shao‘s testimony -- such as his vacillating answers regarding how many times he reported to the police and his demeanor during that exchange -- support the IJ‘s adverse credibility finding. But because we cannot confidently predict that the IJ would have adhered to her determination absent the other errors we have identified, remand is warranted.
C. Remaining Issues in Gao‘s Case
In Gao‘s case, the IJ also relied on other inconsistencies and omissions that do not support the adverse credibility determination. The BIA correctly rejected the IJ‘s improper reliance on the purported discrepancy in Gao‘s statements regarding the number of times he was interrogated. We also note that Gao‘s failure to mention in his application that his interrogation room had a “small window,” a fact he later recounted in testimony, was an utterly trivial omission that had no bearing on Gao‘s credibility. See Latifi, 430 F.3d at 105; accord Shrestha, 590 F.3d at 1044; Kadia, 501 F.3d at 821.
We recognize that other discrepancies support the IJ‘s adverse credibility finding. For example, Gao‘s mother mentions in her letter that, upon hearing that Gao was arrested, she was “afraid that [her] son would be beaten by the police.” Gao Cert. Admin. R. 251. She does not, however, mention that he was in fact beaten and injured, although she discusses other post-arrest events. But because we cannot confidently predict that the IJ would have adhered to his determination absent the errors we have identified -- especially as the IJ commented that he reached the adverse credibility determination “with some reluctance,” id. at 64 -- remand is warranted.
Omissions need not go to the heart of a claim to be considered in adverse credibility determinations, but they must still be weighed in light of the totality of the circumstances and in the context of the record as a whole. In deciding on the appropriate weight to afford an omission, IJs must distinguish between (1) omissions that arise merely because an applicant‘s oral testimony is more detailed than his or her written application, and (2) omissions that tend to show that an applicant has fabricated his or her claim. In light of the foregoing, we conclude that a remand is appropriate in both cases to allow the BIA -- “or the IJ, if that is the most appropriate decision-maker in the first instance,” Mahmood v. Holder, 570 F.3d 466, 471 (2d Cir. 2009) -- to afford the omissions discussed above their appropriate weight when evaluating petitioners’ credibility.
CONCLUSION
For the reasons set forth above, we GRANT the petitions, VACATE the decisions of the BIA, and REMAND the cases to the BIA for further proceedings consistent with this opinion. As we have completed our review, Gao‘s pending motion for a stay of removal in this petition is DENIED as moot.
