FRANK FETZER MILLS, JR., ET AL. v. LUIS L. WONG, M.D., ET AL.
No. W2002-02353-SC-R11-CV
IN THE SUPREME COURT OF TENNESSEE AT MEMPHIS
Filed February 16, 2005
November 9, 2004 Session
155 S.W.3d 916
FRANK F. DROWOTA, III, C.J.
The plaintiffs in this medical malpractice action filed their complaint approximately three weeks after the three-year medical malpractice statute of repose,
Tenn. R. App. P. 11; Judgment of the Court of Appeals Affirmed
FRANK F. DROWOTA, III, C.J., delivered the opinion of the court, in which E. RILEY ANDERSON, ADOLPHO A. BIRCH, JR. and JANICE M. HOLDER, J.J., joined. WILLIAM M. BARKER, J., did not participate.
William H. Haltom, Jr. and Joseph M. Clark, Memphis, Tennessee, for the appellee Charter Lakeside Behavioral Health System, Inc.
Robert B.C. Hale, and John T. Moses, Memphis, Tennessee, for the appellees Janet K. Johnson, M.D., Yvette Marion
Michael L. Robb, and Kevin Baskette, Memphis, Tennessee, for the appellee John F. O’Connell, M.D.
OPINION
I. Factual and Procedural Background
Frank Fetzer Mills, Jr. (“Mr. Mills”) was suffering from depression, insomnia and other mental and physical ailments. On November 17, 1994, he sought professional care at defendant Charter Lakeside Behavioral Health System, Inc. (“Charter”). Mr. Mills was admitted to one of Charter’s treatment facilities where he was hospitalized at least until November 27, 1994 and possibly until December 3, 1994. He subsequently received care at one of Charter’s rehabilitation facilities until December 29, 1994. During this period, defendants John F. O’Connell, M.D. (“Dr. O’Connell”), Kenneth F. Tullis, M.D. (“Dr. Tullis”), and Janet K. Johnson, M.D. (“Dr. Johnson”) provided Mr. Mills with psychiatric and medical care. After his treatment at Charter ended, Mr. Mills continued to experience mental and neurological problems such as depression, speech abnormality, decreased physical coordination, headaches and tremors. When treatment by other physicians failed to improve his condition, in January 1997, he consulted Lee Stein, M.D. (“Dr. Stein”), who performed upon Mr. Mills a general physical examination and a variety of tests. On February 7, 1997, Dr. Stein performed an ophthalmological exam which revealed for the first time that Mr. Mills’ condition was caused by Wilson’s Disease, a treatable
On January 21, 1998, Mr. Mills and his wife, Rebecca Smith Mills (“Mrs. Mills”) (collectively the “plaintiffs”), filed a medical malpractice suit against Charter and Drs. O’Connell, Tullis, and Johnson2 (collectively the “defendants”), alleging that the defendants negligently failed to discover that Mr. Mills was suffering from Wilson’s Disease.3 The plaintiffs alleged that the defendants’ failure to discover the disease in 1994 caused Mr. Mills to suffer irreversible damage to his brain and to certain internal organs which could have been reduced or avoided by a proper diagnosis. Mrs. Mills also claimed that she suffered damages such as loss of her husband’s services and consortium.
The defendants filed motions to dismiss the plaintiffs’ claims, maintaining that the plaintiffs’ initial complaint was not filed within the three-year statute of repose for medical malpractice actions. See
In response to the motions to dismiss, the plaintiffs supplied affidavits of experts who concluded that, as a result of Wilson’s Disease, Mr. Mills had been mentally incompetent from at least November 17, 1994 until approximately July 1997. The plaintiffs argued that due process requires the medical malpractice statute of repose to be tolled for the period of Mr. Mills’ mental incompetency. The plaintiffs relied upon precedents which have tolled on the basis of mental incompetency the one-year statute of limitations for post-conviction petitions, contending that these precedents should apply in the present case.
Treating the motions to dismiss as motions for summary judgment, the trial court granted summary judgment in favor of the defendants. The Court of Appeals affirmed. Following this Court’s decision in Penley v. Honda Motor Co., 31 S.W.3d 181 (Tenn. 2000), the Court of Appeals held that there is no statutory basis for tolling the medical malpractice statute of repose during the period of Mr. Mills’ mental incompetency. The Court of Appeals further held that due process does not require tolling of the medical malpractice statute of repose, stating:
While post-conviction relief maybe characterized as a civil action, all the substantive rights involved are those stemming from a criminal action and protected by rules of criminal procedure. This Court is not willing to extend the due process analysis . . . to a case involving the civil medical malpractice statute of repose.
Given these holdings, the Court of Appeals found to be moot the question of whether the statute at issue in the Post-Conviction
II. Analysis
The primary issue now before us is whether due process requires tolling of the medical malpractice statute of repose during the period of a plaintiff’s mental incompetency. In order to resolve this question, we must first address preliminary statutory matters.
A. Medical Malpractice Statute of Repose
We begin by describing the medical malpractice statutes of limitations and repose.
However, the statute of repose sets an absolute limit on the time in which a plaintiff may bring a medical malpractice action. This statute provides:
In no event shall any such action be brought more than three (3) years after the date on which the negligent act or omission occurred except where there is fraudulent concealment on the part of the defendant[,] in which case the action shall be commenced within one (1) year after discovery that the cause of action exists.
B. Statutory Tolling of the Statute of Repose
By statute, the absolute temporal bar imposed by the medical malpractice statute of repose may be tolled only in exceedingly limited circumstances. The statute of repose itself expressly provides for tolling on the basis of fraudulent concealment,
Moreover, this Court held in Penley that the general legal disability statute provided in
If the person entitled to commence an action is, at the time the cause of action accrued, either under the age of eighteen (18) years, or of unsound mind, such person, or such person’s representatives and privies, as the case may be, may commence the action, after the removal of such disability, within the time of limitation for the particular cause of
action, unless it exceeds three (3) years, and in that case within three (3) years from the removal of such disability.
C. Constitutional Tolling of the Statute of Repose
Given the lack of any statutory basis for tolling the medical malpractice statute of repose for mental incompetency, the plaintiffs in this case have advanced a constitutional basis for tolling. Specifically, they contend that due process requires tolling of the medical malpractice statute of repose during the period of Mr. Mills’ mental incompetency. The plaintiffs accurately point out that we did not squarely address this constitutional issue in Penley.
It is correct to say that the plaintiffs’ vested right of action for medical malpractice in this case enjoys constitutional protection. Mr. Mills’ cause of action accrued in February 1997, when the plaintiffs first discovered that he had Wilson’s Disease. A vested right of action in tort is a cause of action which has accrued, thereby becoming presently enforceable. See Jones v. Morristown-Hamblen Hosp. Assoc., Inc., 595 S.W.2d 816, 820-21 (Tenn. Ct. App. 1979). Vested rights of action in tort may be classified as constitutionally-protected property interests. “[A] vested right of action is as much property as are tangible things . . . and enjoys the full protection of the due process clauses of the Federal and State Constitutions.” Morris v. Gross, 572 S.W.2d 902, 905 (Tenn. 1978); see also Logan v. Zimmerman Brush Co., 455 U.S. 422, 428 (1982) (“[A] cause of action is a species of property protected by the Fourteenth Amendment’s Due Process Clause.”).4 The Fourteenth Amendment to the United States Constitution provides that no state shall “deprive any person of life, liberty, or property, without due process of law . . . .” The Law of the Land Clause of the Tennessee Constitution correspondingly states that no person “shall be taken or imprisoned, or disseized of his freehold, liberties or privileges, or outlawed, or exiled, or in any manner destroyed or deprived of his life, liberty or property, but by the judgment of his peers or the law of the land.” Art. I, § 8. Analysis under the Fourteenth Amendment and the Law of the Land Clause are to be treated synonymously, Daugherty v. State, 393 S.W.2d 739, 743 (Tenn. 1965), although “[i]n the interpretation of the Tennessee Constitution, this Court is always free to expand the minimum level of protection mandated by the federal constitution,” Doe v. Norris, 751 S.W.2d 834, 838 (Tenn. 1988) (citing Miller v. State, 584 S.W.2d 758, 760 (Tenn. 1979)).
Although common law rights of action in tort receive constitutional protection, they are not fundamental rights
Consequently, the Tennessee General Assembly has the sovereign power prospectively to limit and even to abrogate common law rights of action in tort as long as the legislation bears a rational relationship to some legitimate governmental purpose. See Duke Power Co. v. Carolina Envtl. Study Group, Inc., 438 U.S. 59, 83-84, 88 n.32 (1978) (applying rational basis review to economic legislation and stating that no person has a vested interest in the common law itself); Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 16 (1976) (“[L]egislation readjusting rights and burdens is not unlawful solely because it upsets otherwise settled expectations.”); Silver v. Silver, 280 U.S. 117, 122 (1929) (“[T]he Constitution does not forbid the creation of new rights, or the abolition of old ones recognized by the common law, to attain a permissible legislative object.”); Sutphin v. Platt, 720 S.W.2d 455, 457 (Tenn. 1986) (“If the court is able to conceive of a rational basis for [a] statute that is reasonably related to a legitimate state purpose, the court cannot further question the wisdom of the legislation.”).
Absent any retroactive application,5 once an applicable repose period has run, a rationally-based statute of repose validly extinguishes not only unaccrued causes of action, but also causes of action which have already accrued and vested as rights. As stated above, “the Constitution does not forbid the creation of new rights, or the abolition of old ones recognized by the common law, to attain a permissible legislative object.” Silver, 280 U.S. at 122. In Tennessee, the common law right of action for medical malpractice is inherently limited from its inception by
In reasonably limiting a tort right of action via a statute of repose, the legislative process provides all the process that is due. See Logan, 455 U.S. at 432-33 (“[T]he [statutory] grant of immunity [from tort claims] arguably did deprive the plaintiffs of a protected property interest. But they were not thereby deprived of property without due process . . . . [T]he legislative determination provides all the process that is due.”) (citations omitted); cf. Tulsa Prof’l Collection Servs., Inc. v. Pope, 485 U.S. 478, 486-87 (1988) (noting that a state’s involvement in the self-executed running of a statutory limitations period falls short of the kind of state action required to implicate procedural due process). The Tennessee General Assembly itself has the power to weigh and to balance competing public and private interests in order to place reasonable limitations on rights of action in tort which it also has the power to create or to abolish. Cf. Texaco, Inc. v. Short, 454 U.S. 516, 526 (1982) (“We have no doubt that, just as a State may create a property interest that is entitled to constitutional protection, the State has the power to condition the permanent retention of that property right on the performance of reasonable conditions that indicate a present intention to retain the interest.”).
Notwithstanding, the plaintiffs contend that our precedents which hold that due process requires tolling of the Post-Conviction Procedure Act statute of limitations on the basis of mental incompetency are applicable to civil tort actions. Specifically, the plaintiffs attempt to rely upon Burford v. State, 845 S.W.2d 204 (Tenn. 1992), Seals v. State, 23 S.W.3d 272 (Tenn. 2000), and their progeny as support for their position. In order to decide whether these precedents should apply in the case at bar, it is instructive to review their relevant holdings.
Under the Post-Conviction Procedure Act, a person “in custody under a sentence of a court of this state,”
In determining what procedural protections a particular situation demands, three factors must be considered: (1) the private interest at stake; (2) the risk of erroneous deprivation of the interest through the procedures used and the probable value, if any, of additional or substitute safeguards; and finally, (3) the government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
23 S.W.3d at 277 (citing Mathews v. Eldridge, 424 U.S. 319, 335 (1976) and Phillips v. State Bd. of Regents, 863 S.W.2d 45, 50 (Tenn. 1993)).
The plaintiffs in this case argue that divestiture of their tort claim via application of the medical malpractice statute of repose deprives them of a constitutionally-protected property right without fair process. They compare their situation to that of a mentally-incompetent prisoner who has been deprived of a constitutional liberty interest without the opportunity to be heard at a meaningful time and in a meaningful manner. We find this comparison to be inapposite.
Although post-conviction petitions are procedurally civil in nature, Watkins v. State, 903 S.W.2d 302, 305 (Tenn. 1995), superseded by
In light of the foregoing analysis, we hold that due process does not require tolling of the medical malpractice statute of repose during the period of a plaintiff’s mental incompetency. We thus affirm the Court of Appeals, which refused “to extend the due process analysis used in Seals to a case involving the civil medical malpractice statute of repose.” Although a rule which extinguishes medical malpractice rights of action even though a plaintiff was mentally incompetent may be harsh, it is fully within the constitutional power of the legislature so to provide, and thus it is not our place to debate its wisdom. See Harrison v. Schrader, 569 S.W.2d 822, 828 (Tenn. 1978). As Harrison held, the Tennessee General Assembly had a rational basis for enacting the medical malpractice statute of repose. Id. at 824-28. Just as the medical malpractice statute of repose validly extinguishes undiscovered causes of action which have yet to accrue, it also validly extinguishes even accrued and vested rights of action. See supra.
D. Summary Judgment
Summary judgment requires a demonstration that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.
III. Conclusion
For the reasons explained herein, we hold that due process does not require the three-year medical malpractice statute of repose to be tolled during the period of a plaintiff’s mental incompetency. In this regard, we affirm the judgment of the Court of Appeals. Based on this holding, we also affirm summary judgment as to the plaintiffs Mr. and Mrs. Mills in favor of the defendants Charter, Dr. O’Connell, Dr. Tullis and the estate of Dr. Johnson. Costs of this appeal are taxed to the plaintiffs,
FRANK F. DROWOTA, III, CHIEF JUSTICE
Notes
Except as provided in subsection (b) and (c), a person in custody under a sentence of a court of this state must petition for post-conviction relief under this part within one (1) year of the date of the final action of the highest state appellate court to which an appeal is taken or, if no appeal is taken, within one (1) year of the date on which the judgment became final, or consideration of such petition shall be barred. The statute of limitations shall not be tolled for any reason, including any tolling or saving provision otherwise available at law or in equity. Time is of the essence of the right to file a petition for post-conviction relief or motion to reopen established by this chapter, and the one-year limitations period is an element of the right to file such an action and is a condition upon its exercise. Except as specifically provided for in subsections (b) and (c), the right to file a petition for post-conviction relief or a motion to reopen under this chapter shall be extinguished upon the expiration of the limitations period.
