*1 in Finally, nothing I see the record FIELDS, Appellant, Murphy leads me to believe that Samuel Steven
which failure to by Fratzke’s prejudiced for dam- unliquidated itemize her claims Kentucky, COMMONWEALTH filed in this case ages. pleadings Appellee. pain Murphy notice to clearly gave expenses, suffering, future medical No. 1997-SC-0424-MR. wages, permanent impairment lost Kentucky. Supreme Court of power money were is- to earn labor within this case that Fratzke intended sues 24, 2000. Feb. provide litigate. Fratzke did documen- of her claim for showing tation the extent bound her-
past expenses, medical and she $50,000, maximum
self to a verdict of
thereby Murphy notice of the total gave unliquidated damages, in sought
amount stipulated
when she the amount contro-
versy prevent removal to federal court. Co.,
See, Cole v. Great Atlantic and Tea F.Supp. (E.D.Ky.1990). Note
Contrary majority to the statement
opinion a judg- “[t]he court entered verdict,”
ment accordance with [the] $50,000.00,
verdict was entered apportioned
not for the total amount jury.
Murphy by
Although separately I write dissent Lambert, I wholeheart-
from Chief Justice regarding
edly agree with statements superior position judge
analyze and determine issues of this sort. think; judges
Rules cannot can. It is for great
this that we accord discretion should I judges
to trial in matters of this nature. acknowledges by apply- Bums
believe
ing an abuse discretion standard. See- facts, these
ing no abuse discretion on of Appeals.
would reverse the Court
LAMBERT, C.J., joins this dissent. *2 General,
al, Attorney Criminal Office Frankfort, Division, appellee. Appellate COOPER, Justice. hours of Au- early morning
During *3 19, 1993, was murdered Bess Horton gust Grayson, her home in the bedroom of slashed, and Kentucky. Her throat was with such in the head she was stabbed the hilt knife buried to force temple point of the blade right her and temple. Officers protruded from her left Larry Ron Lindeman and Green Department were in the Grayson Police investigating suspected neighborhood they light saw a in the burglary when Lindeman entered Horton residence. open through Mrs. bedroom an Horton’s body lying in window and discovered her Appellant He also encountered her bed. posses- Samuel Fields the bedroom knife, blades, nu- razor and sion of two jewelry. merous items Mrs. Horton’s by jury a trial in the Rowan Following Court, Appellant was convicted of Circuit Horton’s murder and sentenced to death. as a matter of appeals He this Court 110(2)(b). § We re- right. Ky. Const. (1) trial, for a because verse new permitted to hear the recorded narra- staged videotaped reenactment of tive of investigation Lindeman’s of the crime scene, erroneously judge the trial jury manslaughter failed to instruct the on included degree in the second as a lesser offense of murder.
I. FACTS. Burton, Appellant’s girlfriend, Minnie acted as a chauffeur for Mrs. Horton and requested. her when ran errands for exchange, Horton allowed Burton to live duplex apartment rent-free in a located Tustaniwsky, R. M. Rans- Oleh Thomas evi- Horton’s residence. There was near dell, Advocates, Depart- Assistant Public Burton that Horton decided to evict dence Frankfort, Advocacy, ment of Public for cut off the water to Burton’s she appellant. spend nights her to apartment, forcing Chandler, III, General, There was also Attorney A.B. the homes of friends. Frankfort, Smith, Burton had remarked that Young, David A. Kent T. evidence that (Horton),” Todd, ought M. to kill and that Attorneys Dana Assistant Gener- “someone friend, Phyllis again Elmer Berry, she had told that windows. Burton fled. police kept a box Prichard called the and Officers containing Horton metal $4,000.00 responded in her This in- Lindeman and Green bedroom. latter call. Appellant pro- testified that he then significant formation became when another for looking ceeded to the Horton residence Berry witness testified that had confessed Burton, Burton told him of to him that she Minnie Burton went her sat intention to “rob” Horton. He on Horton’s to steal the residence metal box beer, porch drinking Horton’s for a while (Berry) and that she killed Horton when through then entered Horton’s bedroom burglary Horton awoke open cigarette He turned window. on his recognized Burton. lighter illumination that the and saw From about August noon on However, room had been ransacked. Appellant, until after midnight, Minnie body did not notice Horton’s the bed. *4 Burton, Phyllis and others Berry, drove began He then whatever he pocketing Counties, Boyd around Carter and con- find, including jewelry could and a knife. alcohol, suming large mostly amounts of the investigating attempted While bur- separate group trips beer. The made two glary duplex, of the Lindeman and Officers purchase Ashland to to several cases of a Horton light Green noticed inside the They at the stopped beer. residence of found door They garage residence. the Berry’s Phyllis Boyd County, brother in open, but the inside door locked. Linde- Appellant whiskey where drank some and man the and open then discovered window tranquilizers.” Ap- ingested some “horse inside, climbed where he both Hor- found finally and pellant Burton returned to jewelry, a body Appellant. ton’s and Some Grayson the spending intention of knife, blades fell from and two razor either night occupied Appel- at a residence Appellant’s pockets. or were removed from mother After entering lant’s and brother. Lindeman, he to read According to offered residence, Appellant continued drink- Appellant his Miranda rights, Appel- but and ing began quarreling beer with Bur- lant to recite them verbatim. was able food, throwing ton. When he furni- began me, Kill Appellant then stated: “Kill Ron. knives, including other objects, ture and big me. her and I’m into it stabbed kitchen, Burton fled around the resi- he time.” Lindeman testified that when and told was Appellant going dence she to Horton, he Appellant why asked had killed apartment. destroying her After some Kill me Appellant replied: “I don’t know. personal property threatening more and my prison going Ron. I’m to for the rest knife, Appellant brother with his a broke this, uttering Appellant life time.” denied fist, on the door with glass kitchen his these His was statements. version arm. causing right lacerations of his After knocked on him and jumped Lindeman retrieving beer, Ap- several more cans of floor, put to his gun him to the then proceeded apartment. pellant to Burton’s head, Horton, and him of killing accused gain entry Burton had been unable to to him. threatened to shoot Prichard, apartment, her Elmer Appellant transported was arrested and duplex, the other resident of the Trooper to by Kentucky Roy State Wolfe Appellant locked the doors. arrived and. King’s Medical Ash- Daughters’ Center told Burton that he had killed his brother injuries right land for to his treatment (which not), he had and asked her if she opinion, arm. that in his Wolfe testified dispose weap- murder alleged would Appellant intoxicated. knife, gave He Burton a which she on. Appellant After from nearby Appel- threw into some bushes. removed scene, un- frenzy” went crime Lindeman and an lant then into “a and at- Officer staged tempted gain entry apart- lengthy Burton’s cameraman identified by ripping videotaped off of the dramatic reenactment ment the screens II. EVIDENCE. leading up Appellant’s ar- VIDEOTAPED investigation The camera- alleged rest and confession. suppress moved in limine to Appellant his man filmed Lindeman as he retraced of Lindeman’s videotaped reenactment duplex apartment to the route from or, alternative, sup- investigation, door, residence, open garage Horton to the thereof, audio narrative press the through open then window and into repetition Appel- especially Lindeman’s bedroom. As he led the cameraman The motion was alleged confession. lant’s reenactment, through the Lindeman nar- played to videotape overruled and was, doing, what he was rated where entirety, in its both video why. He also described Officer audio, direct only during Lindeman’s After en- Green’s locations and activities. prose- testimony, during but also both the tering the bedroom the reenact- closing opening statement and his cutor’s ment, flashlight Lindeman used argument. Ap- gun demonstrate how he drew his pellant. jewelry, the He narrated how the scene, A videotape of crime knife, and the razor had either fall- blades position body including the the victim’s Appellant’s pock- en or been removed from and the location and nature of the victim’s ets, repeated Appellant’s verbatim injuries, just photo is as a admissible murdering confession to Mrs. Horton. *5 graph, assuming proper foundation panned The camera was then around Commonwealth, Ky., laid. Bedell v. 870 knife, jewelry, bedroom to the and the (1993); Milburn v. Common S.W.2d 779 blades, razor then to some blood on the (1989). wealth, If 253 788 S.W.2d carpet Ap- which Lindeman described as probative of an issue relevant and pellant’s Finally, blood. camera was scene, case, like a videotape of a crime focused on the bed where Mrs. Horton’s photograph, crime is admissible even scene body lay, still her throat slashed and the though gruesome. Mills v. Common temple. knife still buried in right her The wealth, Ky., 996 S.W.2d camera continued to focus on Mrs. Hor- Commonwealth, Ky., see also Dillard v. ton’s for approximately forty wounds sec- onds until the and cases cited video was concluded. S.W.2d we have some reservations therein. While Appellant emergency was treated in the respect propriety focusing to the King’s room at Daughters’ Medical Center the camera on the victim’s wounds for as right for some minor lacerations of his seconds, long forty as we conclude arm. No required. Appel- stitches were by jurors would be no more inflamed Dobson, lant was examined Jason depiction by being exposed than to lengthy (EMT), emergency medical technician photograph for the same crime scene opined at trial that there was too much Thus, of time. we conclude that duration Appellant’s clothing blood on arms and admitting the video there was no error injuries. have been caused such minor taped reenactment. The Appel- also testified that he Dobson asked however, portion, of the audio admission lant how he on him and that got blood rule. implicates hearsay significantly s.o.b., responded: stupid “You if Appellant you just lady, you had killed some would narration on the video The audio blood,
be covered with
too.” The blood on
tape
undoubtedly an out-of-court
Appellant’s arm
off at the
was washed
truth of the
prove
statement offered to
hospital. Subsequent
typing
blood
asserted,
ie., hearsay. KRE
matter
testing
DNA
revealed that none of the
801(c).
fall within
The narration did not
Appellant’s clothing
blood found on
hearsay
It was
any exception to the
rule.
Horton and none of the
traceable Mrs.
KRE
present
impression,
sense
blood found on Horton’s bed was traceable
803(1),
events
because it did not describe
Appellant.
Lawson,
Kentucky
The
Ev-
events which
R.
they
happening,
were
but
statement.
II,
§
Handbook
8.10
at 379-80'
It was not within
idence Law
already
occurred.
(3d
1993). None of those cir-
exception,
ed. Michie
the recorded recollection
KRE.
803(5),
in this
did not claim to
cumstances exist
case.
because Lindeman
of the facts as
have insufficient recollection
overruling
suppress
In
the motion to
reference to
testify
unable to
without
videotape, the trial
portion of the
audio
fact,
already
videotape.
he had
language
opinion
from our
judge relied
exact same facts which
testified
Commonwealth, supra:
in Milbum
in the recorded narration.
repeated
were
particularly objects
por-
to a
[Appellant]
characterizes the audio
Appellant’s brief
large
on a
tape
tion of the
which focused
videotape
police
as a
portion of the
“verbal
blood,
com-
pool of
and the simultaneous
under the
report,” which is inadmissible
investigating police offi-
mentary of the
803(8)(A).
KRE
public
exception,
records
cer.
qualify
No effort was made to
the video
does not fall
videotape
This
803(6);
KRE
tape as a business record.
category
photo-
outside of the broad
Resources,
Human
Prater
Cabinet for
have found admissible
graphs which we
(1997).
957-59
S.W.2d
recognized in
approach
a liberal
under
record, i.e.,
cameraman,
maker of the
Commonwealth, Ky., 607
Gall v.
S.W.2d
identified,
no
never
and there was
through
and continued
practice
proof
regular
that it was the
Commonwealth, Ky., 751
Wager v.
Grayson
Department
Police
to video
(1988).
The narrative
tape
investiga
of criminal
reenactments
up to a
way
measures
supplied
no
Rabovsky
tions.
ap-
description” as
grotesque “Poe-like
6, 10
up-
it. We
pellant
characterized
has so
The audio narration on the video
ruling of the trial
competent
hold the
*6
was,
fact,
tape
prior
in
consistent state
probative
court to admit
evidence.
Lindeman’s in-
ment offered to bolster
Id. at 257.
801A(a)(2). A
testimony.
pri-
court
KRE
first
interpreted the
judge
The trial
generally is admis
or consistent statement
the “simul-
sentence to mean that
quoted
implied
only
express
to rebut an
or
sible
investigating
of the
commentary
taneous
improper
recent fabrication or
charge of
ac-
recording
police officer” was an audio
id.,
motive,
of which is
influence or
neither
The Common-
companying
videotape.
the
fact,
videotape
In
the
present in this case.
fact,
that,
videotape
in
the
wealth concedes
rebuttal,
was first
was not offered as
but
por-
the audio
played
was
Milbum
opening
played during
prosecutor’s
the “simultaneous
muted and that
tion
statement,
only prior
which occurred not
the investi-
provided by
commentary” was
evidence, but
any
to the introduction of
de-
witness stand
gating officer from the
opening state
prior to defense counsel’s
it
videotape as
of the
scribing the contents
Lawson enumerates
ment.
Professor
no
provides
Milbum
being played.
was
prior
circumstances when a
some other
hear an
jury
authority
allowing
for
possess “proba
could
consistent statement
of video-
out-of-court narration
unsworn
i.e.,
repetition,”
beyond
value
mere
tive
taped evidence.
an alleged
on whether or not
cast doubt
uttered,
does not assert
was
The Commonwealth
prior inconsistent statement
narration of
video
pre-recorded
to refute a claim of inaccurate recollection
hear
exception to the
tape falls within an
prior
state
by the witness
made
rule,
solely on
cases
ment,
prior
say
but relies
amplify
clarify
alleged
or
an
(Ind.1988),
State,
statement,
526 N.E.2d
upon
reflect
Lee v.
inconsistent
or to
State,
Rita v.
grounds,
other
overruled on
alleged
inconsistencies
the seriousness
(Ind.1996)
and State
N.E.2d 968
testimony
prior
and a
inconsistent
between
Tran,
(Tenn.1993),
Van
reading excerpts
Hodges
frying pan;
from the record.
don’t
in a
and that
State,
837,
that,
Ga.App.
Appellant
any
v.
194
392
262
“I don’t have
S.E.2d
told her
Gross,
74,
(1990);
Phyllis
People
Ill.App.3d
anything
Berry
v.
265
control over
do.”
(1994).
250,
“highly
202
637 N.E.2d
Appellant
Ill.Dec.
789
described
as
intoxicat
Here, however,
replay
Appellant’s
videotape
Ap
ed.”
testified that
brother
repetition
ready
pellant
up
fight.”
but a
of Lindeman’s entire
was “wired
to
testimony,
recalling
Appellant
tantamount
to
Linde-
as being
Officer Wolfe described
man
transported
stand
him
to the witness
the middle
intoxicated when he
from
Dotson,
Compare Egan v.
crime
King’s Daughters’
summation.
36 the
Med
scene
evidence,
459,
(1915),
S.D.
The
of a
his
case
own
monwealth, Ky., 549 S.W.2d
contemplate
privilege
does not
(1977),
grounds, Payne
on other
overruled
giving testimony three times in the same
283 denied, prejudicial 2508, is Springer 929, error. v. Common- cert. 408 U.S. 92 S.Ct. 33 wealth, 439, (1999); (1972); Ky., 998 S.W.2d 454-55 L.Ed.2d 342 Miller v. United States, (8th 492, Cir.1968), supra, Slaven at 856- 396 F.2d 496 denied, 1031, 643, cert. 21 Having Appellant 57. determined that U.S. 89 S.Ct. (1969). case, “In was entitled to an L.Ed.2d 574 each instruction on the de- defendant, intoxication, question ultimate is: Did the fense of with a full knowledge legal rights, his judge’s refusal to instruct on second-de- knowingly intentionally relinquish gree manslaughter was reversible error States, supra, them?” Miller United requiring new trial. arrest, Appellant 496. At the time of his told Officer Lindeman that he was aware IV. DOBSON’S OPINION and, fact, of Miranda rights his recited TESTIMONY. them verbatim to Lindeman. He does not Appellant it asserts was error to claim and there no reason to assume EMT, Dobson, permit the express that he suddenly forgot being them while opinion that there was too much blood on transported from the crime scene to the Appellant’s arms and clothing to have re hospital. solely sulted from Appellant’s relatively Furthermore, police Dobson was not a injuries. minor The trial found judge officer, employee but an of the hospital. Dobson training experi had sufficient There was no support evidence to a conclu- express ence to opinion, such an KRE sion that he was a state actor as is re- 104(a), 702, KRE and we conclude that his quired support a claim of a of a violation finding in regard was not an abuse of constitutional right. Fugate discretion. police (1999); causally Absent conduct related to
process of law. V. 164, APPELLANT’S STATEMENT 157, Colorado v. Connelly, 479 U.S. 515, 520, (1986);
TO DOBSON.
107 S.Ct.
EVIDENCE. 803(6); Rabovsky so. KRE v. Common wealth, 10; supra, at Prater v. Cabinet An arguably exculpatory investi for Resources, 959; supra, Human at Law gative report was in the discovered rec son, V, was, § at If it 8.65 465-66. supra, Grayson Department ords of the Police Fields, indeed, prepared by he did Ronald prior and furnished to defense counsel to employee so at a time he was not an when report trial. unsigned The and con Department. Grayson Police Final primarily hearsay sisted information ob not have ly, the would opinion author’s tained its from unidentified author wit (cid:127) exception. been under this admissible Burton, implicated nesses who Minnie 803(6)(B). KRE Phyllis Berry Berry’s boyfriend, and Scott Trent, in the murder Mrs. Horton. The VII. MISCELLANEOUS ISSUES.
report concluded: I, Appellant cites instanc after several myself, talking believe with es in he people their which believes Commonwealth listening these and sto- ries, acts” in introduced evidence of “other bad burglary that the murder took KRE.404(b). have exam violation of We place evening earlier that and that the disagree ined people off each of these claims Sammy other had ran and left (sic) Appellant’s characterization this gotten because he had wild for Sammy Specifically, evidence. the fact Offi them and had returned to did im Appellant cer Lindeman apartment Minnie and broke in Burton’s knew conduct, Appellant’s ply prior bad since looking finding there her. for Not her police had there, father was a officer and former he returned to the crime scene of ly Grayson Depart for worked Police Mrs. Horton’s home. ment.. The fact that Minnie Burton was speculated Lindeman Officer Appellant logically afraid of followed the report by Appellant’s had been authored Appellant facts that had thrown knives at father, Fields, employee Ronald a former her while at his mother’s residence Grayson Department Police just had killed his told her that he had employed by Hill Police Olive Berry Phyllis The fact that testi brother. Department on the date Mrs. Horton’s prison fied that her brother was now murder. Ronald Fields admitted that he Appellant’s cast character no reflection on investigation his own conducted just was an ac Berry’s brother prepared report which he furnished to quaintance of Appellant. Department, though the Grayson Police upon identify called crime were ad par photographs never The scene report. report ticular consisted al same reasons as video missible videotape. The exclusively most of the kind of of the crime scene “investiga Officer Lindeman hearsay” consistently prosecutor’s inquiry tive which we have killing Appellant whether denied condemned. Slaven 859; on Appel Mrs. a comment supra, Bussey Horton was not Lindeman, According Sanborn silence. lant’s *10 Appellant did not right exercise his assignment justifies of error our reversal silent, remain but admitted killing Mrs. of Fields’ conviction.
Horton. The trial judge did not abuse his deny Appellant public
discretion or
trial NARRATED VIDEOTAPE EVIDENCE
by removing spectators from the court
agree
majority’s
While I
with the
conclu
prior
hearing
room
legal arguments
sion that the narrated
of the video
instructions,
concerning jury
particularly
tape was
hearsay,
inadmissible
I cannot
any objection.
the absence of
gen
See
agree
improper
that the
admission of this
erally
Co.,
Lexington Herald-Leader
Inc.
sufficiently prejudicial
evidence was
under
(1983).
Meigs, Ky.,
Ex
9.24
RCr
to warrant reversal of the convic
cept for the failure to include an instruc
tion. Much of the material
contained
tion on second-degree manslaughter,
the video demonstration concerns the loca
judge’s
instructions accurately framed
tions and
investigating
movements of the
the law of the case.
It was not error to
scene,
officers while on the
and these were
admit
Appellant’s
evidence of
prior
five
issues,
uncontested
but also minor
convictions during
penalty phase
type
matters of the
found harmless in
532.025(l)(b).
trial. KRS
Use of the bur
Tran,
(Tenn.
State v. Van
Accordingly, judgment of conviction ton, but Fields admitted his testi and sentence imposed in this case are re- mony may that he have made the state versed and this case is remanded to the ments in an appease effort Officer Rowan Circuit Court for a new trial in Lindeman. accordance with the opin- contents of this While I believe the majority is correct to
ion. describe the audio narration on the video- tape as an prior inadmissable consistent LAMBERT, C.J.; JOHNSTONE, and statement offered to bolster Lindeman’s STUMBO, JJ., concur. testimony, in-court I do not feel that its KELLER, J., by separate dissents introduction into evidence and the Com- opinion, with GRAVES and presentations monwealth’s of the video to WINTERSHEIMER, JJ., joining that rights” “affected the substantial dissent. Fields. 9.24. RCr KELLER, Justice, dissenting. Fields testified during guilt/inno- I dissent majority opinion trial, and, from the phase be- cence of his in addition to cause I disagree with the conclusions it exposing impeachment himself to on the reaches regarding videotaped record, both the prior evi- basis felony gave of his dence, II, Part and the intoxication de- an opportunity theory to hear his fense, Part III. my opinion, girlfriend neither had killed Bess Horton. Of- *11 286 degree
ficer Lindeman testified trial consistent- the crime committed was of a lower ly v. videotape culpability.” with his narration on or lesser Brown the Common- wealth, 252, (1977). opportunity Ky., Fields had an 555 S.W.2d 257 cross-exam- testimony. jury concerning him on all of As all the ine that The of evidence Bess EMT, emergency from an an inten- heard room Ja- Horton’s murder demonstrates Dobson, any son that Fields him- murder com- incriminated tional devoid wanton whatsoever, by explaining self the amount of large ponent majority holding the on the clothing special .judges blood his arms and with creates a rule trial that statement, s.o.b., stupid you juries “You if had the of voluntary instruct on defense just you always lady, killed some would be cov- intoxication must also instruct on blood, deliberating with as second-degree manslaughter “package ered too.” After a presented, jury principled on all of the evidence I can no the deal.” Because see rule, support a beyond statutory believed a reasonable doubt that basis or for such Fields murdered Bess Horton. must I dissent. are an Lesser included' offenses not enti a
RCr 9.24 directs this Court to reverse tlement, consistently Court has criminal the conviction on basis eviden- held that trial on courts should instruct tiary appears to us matters when it if, “only lesser included consider offenses “the that denial such relief would evidence, ing totality the the jury the justice.” inconsistent with substantial I might have reasonable doubt as to the cannot conclude di- jury that so offense, guilt greater defendant’s of the over the credi- vided issue of the relative yet beyond believe a reasonable doubt bility of Fields and Lindeman that Officer guilty that of the lesser offense.” he is they swayed were number times Tamme v. 973 presented Officer version Lindeman’s (1998) 13, (citing v. 36-7 Webb S.W.2d them. Both Fields Officer Linde- Commonwealth, Ky., 904 S.W.2d man testified in trial. court (1995)); also, v. See Brown Common opportunity jury This afforded wealth, supra; Tipton v. credibility. weigh assess and their relative (1982) (“[T]o Ky., 640 S.W.2d I the trial court’s of the believe admission erroneous, support a lesser included instruction the videotape narrated in- but posture of the evidence must be such as to sufficiently prejudicial to justify reversal as create reasonable doubt to whether I if not believe that the audio do guilty higher the defendant is or videotape played been Id.); degree.” lower Moore Common times, all, jury fewer or not at (cit wealth, (1989) Ky., 771 any have reached other conclusion. would ing Hayes (“It (1982)) proper S.W.2d 583 INTOXICATION DEFENSE instruct on a offense when wanton & SECOND-DEGREE that it would be all evidence indicates MANSLAUGHTER jury to unreasonable believe opinion, majority In Part III of the oth anything the defendant’s conduct was trial committed Court holds that the court Id.); v. Com er than intentional.” Gall failing reversible error to instruct monwealth, 108-109 jury on the lesser included offense of sec- disagree ond-degree manslaughter. Court, Supreme majority’s this conclusion because the United States Evans, Hopper 102 S.Ct. holding represents departure a radical U.S. clarified precedent from which holds that the L.Ed.2d 367 whether to instruct a may only court on lesser included the decision instruct has a “jus- on offenses presented offenses when the lesser included process re- constitutional dimension: “due theory doubt based tifies] quires that a in- lesser included offense fining per- offense when he fails to given struction be when the evidence unjustifiable ceive substantial and risk *12 warrants such an But instruction. due the result will occur or that process requires that a lesser included of- circumstance exists. The risk must be given fense instruction be of such nature only degree when the that failure to perceive evidence gross warrants such an it constitutes a instruction.” deviation 2049; Id at 102 S.Ct. from the standard of care that a See Cox v. reason- person able would S.W.2d 834 observe the situa- (1973). tion. 501.020. KRS
KRS 501.020 defines the mental states important that, It is to realize unlike at applicable in the Kentucky Penal Code: law,1 culpable common mental states (1) “Intentionally” person in- acts —A fully defined at KRS 501.020are and clear- tentionally respect with ato result or to ly mutually defined so as to be exclusive. conduct by described a statute defining In Wells v. Ky., 561 an offense when objective his conscious we described intent is to cause that result or engage manifesting wantonness extreme indif- that conduct. ference to the of value human life as “two distinct culpable mental states.” Id. “ (3) “Wantonly” person acts wanton- —A ‘Culpable mental state’ means ‘intention- ly respect with to a result or to a cir- ally’ or ‘knowingly’ “wantonly’ or or ‘reck- cumstance described a statute defin- lessly,’ as those terms are defined in KRS ing an offense when he is aware of and 501.010(1) (emphasis 501.020.” KRS add- consciously disregards a substantial and ed). Although the draft Model Penal Code unjustifiable risk that the result will oc- provision included a which defined less cur or that the circumstance exists. The culpable mental fully states as encom- risk must be of such nature and degree passed within “purposely” its definition of that disregard thereof constitutes a (what Kentucky Penal Code refers to gross deviation from the standard of as intentional conduct in an identical defi- 'conduct that a person reasonable would nition),2 the Assembly General did not observe person situation. A subsection, adopt this and defined the cul- creates such a risk but is unaware there- pable given mental states so that a act is solely by reason of involuntary intoxi- intentionally undertaken either or know- cation also acts wantonly respect with ingly or wantonly recklessly.3 or thereto. court should instruct the on both (4) “Recklessly” person acts reck- intentional murder and second-degree —A lessly respect to a result manslaughter, or to a offenses with conflicting circumstance states, described a statute de- mental presents when the evidence 1. "At charge common law a knowingly murder em- recklessly. or When reckless- degrees braced all culpable the lower element, ness suffices to establish an such jury may homicide” and “the find a defendant person element also is established if a acts guilty offense, aof lesser-included even purposely knowingly. acting or When though support there is no evidence to element, knowingly suffices to establish an greater lesser than the Commonwealth, crime....” Smith v. such element person also is established if a Ky., 737 S.W.2d 688-89 purposely. acts 3. See Robert G. Lawson and William H. For- 2.02(5): 2. Model Penal Code Section tune, Law, Kentucky Criminal Section 2- Negligence, Substitutes for Recklessness 2(c)(2) (LEXIS 1998) for a discussion of infer- Knowledge. provides When the law ences which can negligence be drawn from the General suffices to establish an ele- offense, Assembly's ment of an failure such element also is to include Model Penal person 2.02(7) purposely, established if a legislation. acts Code Section in the final question given to whether act was vorsen v. (1987) (“In number, accomplished intentionally wantonly. view of the loca or However, tion, and lethal proves magnitude gunshots, when all of the it have give doubt would been unreasonable to beyond reasonable that someone 925); here, murder intentionally, as is the the wanton instruction.” Id. acted case requirements of another mental competing product murder was Bess Horton’s law, state, as a matter cannot be estab- rationally of a criminal act which cannot lished. or product described as the a wanton *13 mental Bess mur- Commonwealth, reckless state. Horton’s v. 979 Ky., Hudson began sawing open victim’s 106, by derer that S.W.2d 110 we stated knife, of multiple passes throat with a and of evidence the mental state connected finished, opin- in the majority the words of may a criminal act inferred from ion, by “in the with such stabbing her head examining results of that the act: the hilt in force that knife buried to the Intent to kill can be from the inferred temple point right her and the of the blade inju- of extent and character a victim’s temple.” protruded from left A her Further, pre- a person ries. because is not reasonably could conclude that Bess logical probable sumed to intend the and decision hack the Horton’s murderer’s conduct, consequences person’s of his “a victim’s throat and his blade apart plunge of ac- may state mind be inferred from her “created a risk” that through skull the preceding following tions Horton and that mur- Bess would die the charged offense. either the risk or was too ignored derer (citations deleted); Id. See also McGinnis appreciate possibility drunk to the 518, Commonwealth, Ky., v. can stabbing through the head someone rationally 524 crimes cannot Some have only kill them. murderer could The acts product be viewed as the of wanton open throat and buried sawed victim’s tangible because of those results temples if “his con- his knife between her absurdity crimes of defin demonstrate objective to cause [her scious [was] ing scope certain within actions 501.020(1). death].” KRS The evidence risky contemplated the Ken by behavior second-degree a justify this case did not wantonly. Penal tucky Code’s definition of instruction manslaughter because there is See, Moore v. 771 juror no evidence a reasonable from which (victim 34, (1989) pushed S.W.2d 37 unintentionally could believe that Fields missed, embankment, down an shot at and killed Bess Horton. then in shot in the head four times holds, however, a cluding top majority contact of the wound head); Commonwealth, present- voluntary v. 827 evidence of intoxication Foster (five 670, were him to a second- by S.W.2d 677 victims ed Fields entitles hours, a mat- brutally period as degree manslaughter killed over of four instruction incorrect, majori- range, repeated shot at of law. each close stabbed ter While car, given ly, by ty’s crushed instances conclusion understandable some voluntary burned, sepa haphazard then dead and inconsistent left for at three state,4 in this throughout city); jurisprudence rate Hal intoxication locations War, manslaughter ev voluntary 4. Since the time of the American Civil offense of may Kentucky voluntary evi influ recognized have idence of intoxication courts jury’s presence voluntary determination of the dence intoxication was somehow ence See, e.g., prosecutions. aforethought. v. Com significant The ex malice monwealth, Smith to homicide 224, intoxication, 224, 227 Ky. 1 Duvall act 62 role evidence Commonwealth, however, (1864); Ky., 63 far At v. has been from consistent. Golliher 163, 163, (1865); 2 165 Blimm Ky. Commonwealth, of volun Duvall times courts have held 320, Ky. 7 325 tary requires 70 Bush intoxication the trial court Commonwealth, Ky. 71 to the included Shannahan instruct lesser afternoon, pistol particularly adoption chased bullets for his one before the wife, Kentucky bought Prior shot his then more bullets today’s Penal Code.5 however, majority opinion, the law in and “fired several more shots into her Id.); Weick v. that, Common- body.” state has lifeless always been even inten- wealth, tional presenting questions Ky. homicide 258 S.W. cases (1924) (No intoxication, refusing of voluntary lesser included error in to instruct on requiring manslaughter offenses unintentional mental where defendant laid justi- states to ride vic- given should be where wait his victim fied him with a bicycle This was the case tim’s and shot once evidence. Richards pistol); early juris- both in our tifie and twice with Commonwealth’s prudence just adoption before the See, (1975) (Conviction e.g. Mar- despite Code. Kentucky Penal affirmed failure
shall v.
Ky.
voluntary manslaughter
instruct on
be-
(1910) (Defendant’s
S.W. 139
murder con-
cause
the case now before us there
“[i]n
decapitating
pas-
viction for
his former
was no
sudden heat of
girl-
evidence of
*14
sion,
friend with a
despite
affray,
provocation.
razor affirmed
sudden
or
Therefore,
court’s refusal to
on lesser
was not
to
instruct
includ-
Richards
entitled
Commonwealth,
offenses);
v.
ed
Harris
voluntary
manslaughter
instruction on
542,
(1919) (No
Ky.
509,
183
209
511
regardless
S.W.
at the time
his drunkenness
Id.);
Elmore v. Com-
reversible error
the trial
where
court re-
shot Carter.”
monwealth,
manslaughter
328,
fused to instruct
in light
on
331
(1975) (Conviction
pur-
evidence
showing
voluntary
defendant
under
man-
463,
463,
(1871); Rogers
provided
8
by
broadly
Bush
470-71
v.
the more
defined homi-
Commonwealth,
24,
813,
murder,
Ky., Ky.
voluntary
96
27 S.W.
manslaughter,
cides of
(1894);
Commonwealth,
814
Bishop v.
involuntary manslaughter.
109
and
Involun-
558,
(1901);
Ky.
statute;
defense.”
at 935
was decided
Id
which
Today’s
slaughter)
of second-
majority
6.
describes the interaction
to the wanton crime
degree manslaughter.
voluntary
defense
between the
intoxication
Slaven v.
In
and lesser
offense
included
instructions
(1997),
language was less
the Court’s
holding
stating:
jury’s belief
rigid
was that the
...
defense
intoxication
reduce
in the intoxication defense “could
acquittal
does not
an
authorize
if
to wanton
offense from intentional homicide
was so
added).
finds the defendant
intoxicated
(emphasis
at 857
homicide....”
Id.
requisite
he could not form the
intent
interpreted
can
version
be
Slaven
While
Rather,
commit
effect is to
consistently
murder.
its
with McGuire
majority
today’s
reduce the offense from the intentional
context, jettisons Today’s majority and defini- cation. and concluding “[t]he person ‘wantonly^ provides any voluntary tion that a wanton conduct labels wantonly ‘solely by who acts reason of intoxication which is sufficient to excuse an wantonly voluntary intoxication also acts intent crime. “ respect thereto.’ Finally, dispute majority’s I conclu- voluntarily sion: a defendant was so “[I]f ignores redefinition This KRS 501.030’s that he killed without intoxicated another a act which requirement so, intent to do the fact of his volun- culpable certain risks a accompany creates intoxication, itself, constituted tary the ele- A reading mental state. correct 501.020(3) necessary ment of wantonness to convict of third sentence of KRS must rec- second-degree manslaughter.” other ognize that it in operative is situations words, majority any holds that defen- objectively where someone’s behaviors and person after dant who kills another volun- independently of intoxication would create ingesting quantities or tarily of alcohol contemplated in types risks the point other controlled substances to previous language sentences. The KRS 501.020(3) he to form the where is too intoxicated concerning voluntary intoxi- necessary commit intentional “eliminate, intent merely cation serves to law, has, murder as a matter of committed situation, one the distinction between manslaughter. second-degree KRS “wantonly’ ‘recklessly,’ mental states of and “ second-degree manslaugh- 507.040 defines by: person manslaughter “A guilty ter: [B]ring[ing] play special into a definition when, including, but not degree the second of “wantonly,” one that eliminates the to, vehicle, operation of motor limited proof of need for awareness con- he the death of another wantonly causes disregard scious of risk. The intoxicat- person.” ed fails perceive actor who risk that perceived by would have been sober any person today The Court holds though actor is treated as he was aware large number of beers and drinks consciously disregarded un- tranquilizers” creates a some “horse takes perceived risk. unjustifiable [that risk “substantial Fortune, kill nature and Kentucky someone] Criminal will ... of such Lawson 1998). Law, 2-2(d)(3) (LEXIS disregard thereof constitutes degree Section See (quoted gross of con Commentary also to KRS 501.080 deviation from standard above). person ob Today’s majority overlooks duct that a reasonable would also 501.020(3). KRS Todd S.W.2d serve the situation.” applaud gross where this Court focused on While see no reason *17 501.030(3) abuse, conclude, statutory espe I language of KRS substance cannot in correctly cially any evidence sub explained interaction the absence trial, per- voluntary in that mitted on this issue at sentences subsection: “A intoxication, alone, creates a risk standing [a son who creates such a risk substantial unjustifiable risk that a result that the will kill someone and will abuser solely by justify second- but is unaware thereof this risk sufficient occur] voluntary manslaughter instruction. KRS degree reason of intoxication also acts 501.060(3); See, respect e.g. v. Common wantonly with thereto.” Id. Lofthouse (brackets wealth, (Ky.2000). original). held Todd We risky substance proper reading that a of the last sentence did not find that Fields’ 501.020(3) a knife between behavior buried required of KRS two conditions abusive (1) precedent temples. They determined finding to a of wantonness: Bess Horton’s murder and creating type defined Fields himself Conduct risk committed subsection, face of instructions they obliviousness of did so they could properly virtue of intoxi- which informed them risk if acquit they Fields felt he was too intoxi- struct on second-degree man- slaughter. cated to know what doing. he was There nothing wanton about Fields’ crime I would affirm the conviction. and the trial court properly declined to give instructions not warranted the evi- GRAVES, WINTERSHEIMER, JJ„ agree dence. cannot majority join this dissent. opinion’s conclusion that an intentional (murder) crime somehow sublimates into
an unintentional crime (second-degree
manslaughter) when a defendant is too
intoxicated form the intent to commit
the intentional crime. The trial court cor-
rectly decided it unnecessary to in-
