Ex Parte Randall Lee ROEMER, Applicant.
No. AP-75104.
Court of Criminal Appeals of Texas.
Feb. 28, 2007.
887
Because the jury charge tracked the language of the statute, the trial court did not abuse its discretion by including the word “victim” in the charge. See Woods v. State, 152 S.W.3d 105, 115 (Tex.Crim.App. 2004). We decline appellant‘s invitation to act as a super-legislature and rewrite this section of the Penal Code.
III.
We reverse the judgment of the court of appeals. We remand the cause to the court of appeals to address appellant‘s remaining points of error.
PRICE, J., dissented.
Timothy S. Corwin, Waco, for Appellant.
OPINION
MEYERS, J., delivered the opinion of the Court, in which KELLER, P.J., and PRICE, WOMACK, KEASLER, HERVEY, and HOLCOMB, JJ., joined.
Applicant was indicted for the offense of Driving While Intoxicated. Following the advice of his counsel, he stipulated to a prior offense and pled guilty. The prior involuntary-manslaughter1 conviction was used for enhancement purposes, and he was sentenced to four years in the Texas Department of Criminal Justice—Correctional Division. Applicant filed an application for a writ of habeas corpus alleging that his counsel was ineffective for stipulating to a prior involuntary manslaughter conviction for the purposes of enhancing his offense to a felony and, as a result, his sentence was illegal. We filed and set the application and requested briefing on this issue and the issue of whether Applicant is estopped from raising an illegal-sentence claim.
ANALYSIS
Applicant stipulated to a 1990 conviction for involuntary manslaughter, and this conviction was used to enhance his offense to a felony.
(a) Except as provided by Subsection (b), an offense under Section 49.04, 49.05, 49.06, or 49.065 is a Class A misdemeanor, with a minimum term of confinement of 30 days, if it is shown on the trial of the offense that the person has
previously been convicted one time of an offense relating to the operating of a motor vehicle while intoxicated, an offense of operating an aircraft while intoxicated, an offense of operating a watercraft while intoxicated, or an offense of operating or assembling an amusement ride while intoxicated. (b) An offense under Section 49.04, 49.05, 49.06, or 49.065 is a felony of the third degree if it is shown on the trial of the offense that the person has previously been convicted:
(1) one time of an offense under Section 49.08 [intoxication manslaughter] or an offense under the laws of another state if the offense contains elements that are substantially similar to the elements of an offense under Section 49.08; or
(2) two times of any other offense relating to the operating of a motor vehicle while intoxicated, operating an aircraft while intoxicated, operating a watercraft while intoxicated, or operating or assembling an amusement ride while intoxicated.
(c) For the purposes of this section:
(1) “Offense relating to the operating of a motor vehicle while intoxicated” means:
(A) an offense under Section 49.04 or 49.045;
(B) an offense under Section 49.07 or 49.08, if the vehicle operated was a motor vehicle;
(C) an offense under Article 6701l–1, Revised Statutes, as that law existed before September 1, 1994;
(D) an offense under Article 6701l-2, Revised Statutes, as that law existed before January 1, 1984;
(E) an offense under Section 19.05(a)(2), as that law existed before September 1, 1994, if the vehicle operated was a motor vehicle; or
(F) an offense under the laws of another state that prohibit the operation of a motor vehicle while intoxicated.
(emphasis added). Applicant‘s sentence was enhanced under
Although the statute treats the former offense of involuntary manslaughter under
The State argues that Applicant is estopped from asserting a claim that his sentence is illegal because he stipulated to the prior offense and pled guilty. However, estoppel does not apply here because there is no invited error in this case. Invited error is when a party asks for something, gets what they ask for, and then complains about it. Applicant simply stipulated to a prior conviction that was erroneously used to enhance his sentence to a felony when it should have been used only to enhance from a Class B misdemeanor to a Class A misdemeanor. He did not ask for his stipulation to be used to enhance his sentence to a level that is not allowed under the statute, which is what occurred in this case. He did plead guilty to an offense of a higher classification than that for which he was eligible, but this is not invited error. If a defendant was charged with criminally negligent homicide, but was somehow induced by the State to plead guilty to manslaughter, then his sentence for a second-degree felony would be illegal because he was charged with only a state-jail felony.
Similarly, in this case, Applicant was encouraged to plead guilty to felony DWI when he was charged with only a Class A misdemeanor DWI. This is the basis for Applicant‘s ineffective-assistance claim. Applicant‘s attorney states that he “intensively researched” the issue of
CONCLUSION
Although Applicant‘s attorney offered reasonable assistance, Applicant‘s prior conviction for involuntary manslaughter was improperly used to enhance his sentence to a felony, and thus Applicant is serving an illegal sentence. Relief is granted.
KEASLER, J., filed a concurring opinion, in which HERVEY, J., joined.
COCHRAN, J., filed a dissenting opinion.
JOHNSON, J., concurred in the result.
KEASLER, J., filed this concurring opinion in which HERVEY, J., joined.
Randall Lee Roemer pled guilty to driving while intoxicated in exchange for a four-year sentence recommendation. Roemer now claims that his counsel was ineffective for stipulating to an alleged improper enhancement conviction and that his sentence was illegal. I join the Court‘s opinion but write separately to explain why our precedent supports the finding that counsel was effective and why the result under the plain language of the statute is troublesome.
Facts and Procedural History
Roemer was charged with driving while intoxicated (“DWI“) on May 8, 2003.1 The indictment alleged that he used or exhibited a deadly weapon during the commission of the primary offense. It also contained a jurisdictional enhancement paragraph alleging that Roemer had a 1990 conviction for “intoxication” manslaughter. Under
(b) An offense under Section 49.04, 49.05, 49.06, or 49.065 is a felony of the third degree if it is shown on the trial of the offense that the person has previously been convicted:
(1) one time of an offense under Section 49.08 [intoxication manslaughter] or an offense under the laws of another state if the offense contains elements that are substantially similar to the elements of an offense under Section 49.08; or
(2) two times of any other offense relating to the operating of a motor vehicle while intoxicated, operating an aircraft while intoxicated, operating a watercraft while intoxicated, or operating or assembling an amusement ride while intoxicated.3
The State later amended the indictment to reflect that Roemer had been convicted of “involuntary” manslaughter under
At the time of Roemer‘s 1990 involuntary manslaughter conviction, there was no offense called “intoxication” manslaughter. Rather,
Because
Roemer‘s counsel “explained the results of [his] research and [his] conclusions to
Roemer filed this application for a writ of habeas corpus claiming that his counsel was ineffective for stipulating to the validity of his prior conviction for enhancement and that he received an illegal sentence. The trial judge filed findings of fact and conclusions of law, which included the following:
- At his guilty plea hearing, Roemer told the trial judge that he was satisfied with his attorney and that his attorney had represented him adequately and advised him fully as to the law and facts of his case.
- Roemer‘s attorney extensively researched whether the State could increase Roemer‘s DWI charge to a felony based on his prior involuntary manslaughter conviction.
- Roemer‘s attorney explained to him that the State‘s use of the prior conviction was legitimate but that Roemer could challenge that use by plead- ing not guilty and by appealing any resulting conviction.
- When he pled guilty to felony DWI, Roemer was aware of the legal issue concerning the use of his involuntary manslaughter conviction to elevate his DWI offense to a felony and was aware that he could challenge the use of his prior conviction at trial and on appeal.
- Roemer knowingly and voluntarily chose to waive that issue, and all other legal and factual issues associated with his case, by pleading guilty to felony DWI and accepting a negotiated punishment.
- Roemer‘s attorney was not deficient in his representation of Roemer.
I. Ineffective Assistance of Counsel
“To obtain habeas corpus relief for ineffective assistance of counsel under Strickland v. Washington, an applicant must show that his counsel‘s performance was deficient and that there is a ‘reasonable probability‘—one sufficient to undermine confidence in the result—that the outcome would have been different but for counsel‘s deficient performance.”10 Roemer argues that “his counsel‘s performance was deficient in his first stipulating to the wrong prior intoxication conviction, and in not challenging the imposition of a felony sentence after it was clear that the State did not have, and could not have sufficient proof to convict [Roemer] of a felony.” In response, the State contends that his “representation ... was not deficient under an objective standard of reasonableness” because Roemer‘s counsel identified and researched the legal issue in the State‘s in-
An appellate court gives “almost total deference to a trial judge‘s determination of the historical facts supported by the record, especially when those fact findings are based on an evaluation of credibility and demeanor.”11 The trial judge in this case found that “[a]t the time he pleaded guilty to the felony offense of driving while intoxicated, [Roemer] was aware of the legal issue concerning the use of his prior conviction for involuntary manslaughter to elevate his DWI offense to a felony.” The judge also found that Roemer was aware he could challenge the use of his prior conviction using trial and appeal procedures. Because the record supports them, these findings receive great deference.12
In Ex parte Chandler, we explained that “a reasonably prudent attorney in Texas is not constitutionally deficient if he relies upon pertinent judicial opinions in assessing the validity of a legal proposition.”13 Moreover, because “‘what an attorney thinks the law is today may not be what a court decides tomorrow[,]‘” “‘the rule that an attorney is not liable for an error in judgment on an unsettled proposition of law is universally recognized.‘”14 “[C]ounsel‘s performance will be measured against the state of the law in effect during the time of trial and we will not find counsel ineffective where the claimed error is based upon unsettled law.”15 We also stated that “legal advice which only later proves to be incorrect does not normally fall below the objective standard of reasonableness under Strickland.”16
Roemer‘s counsel‘s legal advice was correct at the time he offered it. Counsel relied on the only available opinion dealing with the issue. “[T]he state of the law in effect during the time of trial”17 consisted of a single opinion, which clearly resolved the issue against his client. Counsel thoroughly explained the legal issue and the effect of the court of appeals‘s opinion to his client. But the final decision to accept the plea agreement was Roemer‘s alone. It could not, therefore, be counsel‘s judgment error. Roemer‘s counsel‘s actions fall squarely within our explanation of effective assistance of counsel in Ex parte Chandler.
Moreover, “the only required duty of counsel under the most liberal construction when a plea of guilty is entered is that counsel should ascertain if the plea is entered voluntarily and knowingly.”18 Roemer‘s counsel fulfilled that duty in this case. Because Roemer cannot satisfy
II. Illegal Sentence
Today the majority decides that Roemer‘s sentence is illegal “because [Roemer] has only one prior conviction for an offense relating to the operating of a motor vehicle while intoxicated [ (involuntary manslaughter under former Penal Code Section 19.05(a)(2))] and does not have even a single conviction for intoxication manslaughter.”19 Because Roemer‘s prior conviction for involuntary manslaughter is substantially similar to the current offense of intoxication manslaughter, but the statute treats the two offenses differently, I write separately to point out this inconsistency.
(b) An offense under Section 49.04 [(Driving While Intoxicated)], 49.05 [(Flying While Intoxicated)], 49.06 [(Boating While Intoxicated)], or 49.065 [(Assembling or Operating an Amusement Park Ride While Intoxicated)] is a felony of the third degree if it is shown on the trial of the offense that the person has previously been convicted:
(1) one time of an offense under Section 49.08 [(Intoxication Manslaughter)] or an offense under the laws of another state if the offense contains elements that are substantially similar to the elements of an offense under Section 49.08; or
(2) two times of any other offense relating to the operating of a motor vehicle while intoxicated, operat- ing an aircraft while intoxicated, operating a watercraft while intoxicated, or operating or assembling an amusement ride while intoxicated.
(c) For the purposes of this section:
(1) “Offense relating to the operating of a motor vehicle while intoxicated” means:
(A) an offense under Section 49.04 [(Driving While Intoxicated)] or 49.045 [(Driving While Intoxicated With Child Passenger)];
(B) an offense under Section 49.07 [(Intoxication Assault)] or 49.08 [(Intoxication Manslaughter)], if the vehicle operated was a motor vehicle;
(C) an offense under Article 6701l–1, Revised Statutes [(Driving While Intoxicated)], as that law existed before September 1, 1994;
(D) an offense under Article 6701l-2, Revised Statutes [(Driving While Intoxicated)], as that law existed before January 1, 1984;
(E) an offense under Section 19.05(a)(2) [(Involuntary Manslaughter)], as that law existed before September 1, 1994, if the vehicle operated was a motor vehicle; or
(F) an offense under the laws of another state that prohibit the operation of a motor vehicle while intoxicated.20
“Where the statute is clear and unambiguous, the Legislature must be understood to mean what it has expressed, and it is not for the courts to add or subtract from such a statute.”21 If a statute‘s
- Defendant #1: Convicted in Texas of Involuntary Manslaughter under former Texas Penal Code Section 19.05(a)(2) on August 31, 1994, and currently on trial for the offense of Driving While Intoxicated under Texas Penal Code Section 49.04 committed on February 1, 2003. Under the majority‘s opinion, the current DWI offense may not be enhanced to a third-degree felony under
Texas Penal Code Section 49.09(b)(1) . It may only serve as one of two necessary predicate convictions underSection 49.09(b)(2) and49.09(c)(1)(E) to enhance the current DWI offense to a third-degree felony. - Defendant #2: Convicted in Texas of Intoxication Manslaughter under Texas Penal Code Section 49.08 on September 1, 1994, and currently on trial for the offense of Driving While Intoxicated under Texas Penal Code Section 49.04 committed on February 1, 2003. The current DWI offense may be enhanced to a third-degree felony under
Texas Penal Code Section 49.09(b)(1) . - Defendant #3: Convicted in another state of an offense with similar elements to Intoxication Manslaughter under
Texas Penal Code Section 49.08 on August 31, 1994, and currently on trial for the offense of Driving While Intoxicated underTexas Penal Code Section 49.04 committed on February 1, 2003. The current DWI offense may be enhanced to a third-degree felony underTexas Penal Code Section 49.09(b)(1) . - Defendant #4: Convicted in another state of an offense with similar elements to Intoxication Manslaughter under
Texas Penal Code Section 49.08 on September 1, 1994, and currently on trial for the offense of Driving While Intoxicated underTexas Penal Code Section 49.04 committed on February 1, 2003. The current DWI offense may be enhanced to a third-degree felony underTexas Penal Code Section 49.09(b)(1) .
Consequently, under a plain reading of the statute and the majority‘s decision, only a defendant convicted of involuntary manslaughter under
If we were to apply the literal meaning of the words in Section 508.149, conduct committed on the day before the effective date of the repealed sexual offense statutes would make an inmate eligible for mandatory supervision release. But, the same conduct committed just a day later would render the inmate ineligible for mandatory supervision release. It sometimes happens that defendants are sentenced to more or less severe punishment for the same conduct based on the date on which the offense is committed. But in this context, we cannot believe that the legislature intended to produce these results.26
Similar to the result in Ex parte Ervin, Defendant # 1‘s previous conviction for involuntary manslaughter under Section 19.05(a)(2) on August 31, 1994, would not enhance his current DWI offense to a third-degree felony without another conviction for an “offense relating to the operating of a motor vehicle while intoxicated.”27 But if Defendant # 1 had been convicted one day later (September 1, 1994) of intoxication manslaughter under
The inconsistencies illustrated by these hypothetical cases demonstrate that
Additionally,
Although the statute is incongruous and appears to distinguish convictions solely by date of offense, established principles of statutory construction and separation of powers prevent this Court from “legislating from the bench” to correct a perceived inconsistency in a statute.
The dissent maintains that our decision in Griffith v. State31 is controlling and criticizes the majority for failing to acknowledge and follow this unanimous precedent. The dissent should not be so quick to conclude that “[a] strict literal reading of section 49.09 ... would lead to exactly the absurd results that this Court unanimously rejected in Griffith”32 without acknowledging the entire text of the statute. The dissent‘s interpretation actually expands, rather than follows, Griffith. In Griffith, we considered “whether
Although the results under the DWI enhancement statute are inconsistent, our reasoning in Griffith and Ex parte Ervin does not apply here. For the statute here to be analogous to those in Griffith and Ex parte Ervin, we would have to subtract
COCHRAN, J., filed a dissenting opinion.
I respectfully dissent because the result in this case should be controlled by our recent unanimous decision in Griffith v. State.1 Applicant‘s sentence is not illegal, and his trial attorney was not ineffective for declining to object to enhancement with the 1990 “involuntary manslaughter” conviction because that offense had been renamed in 1994 as “intoxication manslaughter.” Applicant‘s attorney accurately predicted this Court‘s decision in Griffith. A rose by any other name is still a rose. Involuntary manslaughter under
In Griffith, this Court exercised common-sense and logic in concluding that just because “rape” and “aggravated rape” had changed their names to “sexual assault” and “aggravated sexual assault,” the offenses themselves had not changed one whit. Thus, a prior conviction for “rape” could be used for enhancement purposes under
The literal language of the provision dictates that defendants convicted of a prior rape or aggravated rape avoid an automatic life sentence simply because they committed the crime when it was titled differently in the Penal Code.... This would lead to disparate treatment of repeat sex offenders. The plain language dictates that prior convictions for “substantially similar” offenses from all forty-nine other states are available for such enhancements, but the statute does not explicitly refer to the enhancement for “substantially similar” offenses in Texas. Under the construction proposed by the appellant, prior convictions for rape and aggravated rape from any other state could be used to enhance a later offense, but prior convictions for rape and aggravated rape from Texas could not be used.5
Today, we fail to follow our own unanimous precedent and fail to distinguish it in any meaningful way.
If “rape” and “aggravated rape” are the same crimes as “sexual assault” and “aggravated sexual assault,” why is “involuntary manslaughter” under
Under
The incomparable Judge Learned Hand once admonished that statutes “should be construed not as theorems of Euclid, but with some imagination of the purposes which lie behind them.”7 Courts normally recognize that the purposes in drafting a statute control their interpretation rather than the application of algebraic formulae.8 Indeed, we recently reiterated that the first command in statutory interpretation is to use common sense in divining the evident purpose of the statute:
When we interpret a statute, we try to give effect to the collective intent or purpose of the legislature. We interpret a statute according to the literal meaning of the words in the statute, unless doing so would lead to an absurd result that the legislature could not have in-
tended. If the literal meaning of the words in the statute produce absurd results, we resort to extratextual factors to arrive at a sensible interpretation of the statute and bring about the legislature‘s intent.9
In this case we suggest that maybe the Legislature intended to exclude musty old pre-1994 Texas involuntary manslaughter convictions from being used for enhancement purposes, even though it did explicitly include musty old pre-1994 involuntary/intoxication manslaughter convictions from any other state for enhancement purposes. I see nothing in the statute to support this suggestion.10 Alternatively, we rap the legislature‘s knuckles for its less-than-perfect draftsmanship with the schoolmarm‘s admonition to “alter the statute accordingly.”11 I think we should give greater deference to the statutory purpose and not make a fortress out of the grammarian‘s correction book.
I conclude that applicant‘s DWI charge was properly enhanced with his 1990 involuntary manslaughter conviction. He is not serving an illegal sentence.
I therefore respectfully dissent.
