John WATTS, Appellant, v. The STATE of Texas.
No. 2115-01.
Court of Criminal Appeals of Texas.
March 12, 2003.
604, 605, 606, 607, 608, 609, 610, 611, 612, 613, 614, 615
In this way, Rule 47.1 suggests that the courts of appeals should “show their work,” much as we had to when learning long division in elementary school, unless they have written a memorandum opinion.
The appellant‘s main argument before the Court of Appeals was that the tapes are the best evidence that he was not intoxicated when he was driving the night he was arrested, despite the officer‘s testimony. This was an issue necessary to the decision. If the Court of Appeals reviewed, considered, and disregarded the tapes in its analysis, it would take no more than a short paragraph to explain why they did not have the persuasive force the appellant claimed they had.
In this case, the opinion of the Court of Appeals fails to mention this important evidence that the appellant asserted was crucial to his claim. The judgment of the Court of Appeals is vacated, and the case is remanded to that Court to consider the evidence that the appellant asserted was the most important evidence that conflicted or contradicted the State‘s evidence of guilt.
HERVEY, J., concurred in the judgment.
WOMACK and KEASLER, JJ., dissented.
Paul Mewis, Houston, for Appellant.
OPINION
COCHRAN, J., delivered the opinion of the Court, joined by MEYERS, PRICE, JOHNSON, and HOLCOMB, JJ.
A jury convicted appellant of discharging raw sewage from a broken septic tank line on his property into or adjacent to water in the state, in violation of Water Code section 26.121(a)(1).1 We must determine whether the trial judge, when taking judicial notice of a Texas water pollution case entitled American Plant Food v. State,2 properly restricted her comments to notice of adjudicative facts, or whether she improperly commented on the weight of the evidence before the jury.3 The court of appeals held that there was no error, either in taking judicial notice of American Plant Food, or in the substance of the instruction.4
We disagree. Because we find that the trial judge did not judicially notice an adjudicative fact, but rather directly addressed the jury on the application of a point of law, immediately before the parties rested and before she read the charge to the jury, we hold that the trial judge committed
I.
In June 1998, the Harris County Health Department received a nuisance complaint concerning trash, junk, and debris strewn about appellant‘s property. While investigating the complaint, Harris County Health Department workers discovered a serious sewage leak on appellant‘s property. Specifically, they found a large puddle of raw sewage adjacent to a round concrete lid, the kind that typically covers septic tanks. The workers also discovered a broken septic pipe that was discharging human waste and toilet paper from appellant‘s trailer directly onto the ground nearby. During rainfall, a shallow trench funneled this waste from appellant‘s property into a nearby county drainage ditch. This normally dry drainage ditch, in turn, diverted run-off into Coal Creek, which led to White Oak Bayou, then to Buffalo Bayou, the Houston Ship Channel, and ultimately into Galveston Bay.
Immediately before the State rested and closed its case-in-chief, the trial judge heard objections to the charge outside the jury‘s presence. Defense counsel stated:
MR. MEWIS: I object to the conclusion of the cases of judicial knowledge section. I object to that being as a comment on the way to [sic] the evidence and also not an item that can be judicially noticed. I object because it‘s a issue of fact for the jury to determine. That‘s my objection.
MR. BILY: And for the record I was requesting a judicial instruction.
The jury re-entered and the trial judge asked whether the State had any further witnesses or evidence to present. The prosecutor responded:
MR. BILY: Judge, we have no further witnesses but we would request the Court take judicial notice of the Court of Criminal Appeals [sic] holding in [American Plant Food v. State, 587 S.W.2d 679].
THE COURT: Any objection from the defense?
MR. MEWIS: Same objection I think I already have it on the record.
MR. BILY: Judge, we request the holding in regard to a drainage ditch.
THE COURT: Ladies and gentlemen, the Court will take judicial notice that the Texas Court of Criminal Appeals in a 1979 case entitled American Plant Food versus the State of Texas. That Court of Criminal Appeals found that in that case where evidence showed that a pollutant escaped from the premises onto an adjacent field that formed a large pool and then flowed into a drainage ditch that in that case the drainage ditch was one of the types of surface water the legislature sought to protect under the Water Code Act.
Ladies and gentlemen of the jury, you are instructed that you may but are not required to exempt [sic] as conclusive any fact judicially noticed. Anything further from the State?
MR. BILY: No.
THE COURT: State rests and close?
MR. BILY: Rest and close.
THE COURT: Defense have anything further?
MR. MEWIS: Nothing further.
Therefore, if you believe from the evidence beyond a reasonable doubt, that the defendant, John Watts, [did] unlawfully, intentionally, or knowingly discharge or allow the discharge of a waste and pollutant, namely sewage[,] into or adjacent to water in the state, namely, a drainage ditch located near 9134 West Little York[,] that caused or threatened to cause water pollution, said discharge not being in strict compliance with all the required permits or with an order issued or rule adopted by the appropriate regulatory agency ... or if you believe from the evidence beyond a reasonable doubt that the defendant [did] unlawfully, intentionally, or knowingly discharge or allow the discharge of a waste or pollutant, namely sewage, from a point source, namely a septic tank line, in violation of
Water Code Section 26.121(a)(1) , prohibiting the unauthorized discharge of sewage into or adjacent to any water in the state, you will find the defendant guilty.
During the State‘s closing argument, the prosecutor reviewed his burden of proof with the jury. Regarding the element, “water in the state,” he told the jurors:
MR. BILY: ... Really I‘m not going to argue about the water in the State because I think when you get back there and look at the definition and you remember a hydrologist came in here and testified as to the water in the State and you read the definition and you see it includes all beds and banks of all water course, I think it‘s pretty set. And judicial notice of the fact that another Court, a hirer [sic] Court, the highest Court in Texas has held that drainage ditches are entitled to the protection of this statute. I think that‘s pretty clear.
MR. MEWIS: Objection, your Honor. I have to object. That‘s a misstatement you said, “a drainage ditch in that case.”
THE COURT: Sustained.
MR. BILY: Drainage ditch in that case. Well, you know that now a drainage ditch in cases can be accepted as a water in the State.
The jury returned a guilty verdict, and the trial judge sentenced appellant to one year in the Harris County Jail, probated for two years, and a $10,000 fine ($9,000 probated).
Appellant appealed and argued that the trial judge erred, in the first place, by taking judicial notice of this Court‘s holding in American Plant Food Corp. because: 1) statements contained in judicial opinions are not a proper subject for judicial notice; and 2) additionally, the instruction constituted an improper comment on the weight of the evidence. Second, appellant contended that the trial judge misread the case, and thus compounded her first error by misstating the law to the jury.
The court of appeals disagreed, holding that there was no error in the trial judge‘s taking judicial notice of this Court‘s hold-
The court of appeals explained that, in American Plant Food, “the issue presented to [the Court of Criminal Appeals] was whether a stagnant drainage ditch that flowed only intermittently” constituted ” ‘water in the state” ’ for purposes of the statute.10 The court of appeals explained that this Court had held that the statute did not distinguish between ” ‘perennial and intermittent streams[,]” ’ and that therefore, ” ‘drainage ditch water [was] one of the types of surface water [that] the Legislature sought to protect.’ ”11
Turning to the facts of the instant case, the court of appeals noted that appellant himself testified that the drainage ditch in question drained a large area, including his property.12 Presumably, from this evidence, the court of appeals inferred that there was no dispute: 1) that a county drainage ditch existed near appellant‘s property; and 2) that the drainage ditch intermittently contained water run-off from appellant‘s property and the surrounding area. Therefore, it concluded, any water entering that ditch constituted “waters of the state,” as a matter of law, and thus the trial judge did not err when she took judicial notice of this Court‘s interpretation of a statute.13 It also held that, because the judge‘s statement tracked the applicable statutory language and this Court‘s interpretation of it in American Plant Food, the trial judge did not comment on the weight of the evidence, but gave an accurate statement of the law, that a drainage ditch falls under the statutory definition of “water within the state.”14
II.
We must distinguish between a trial judge taking judicial notice of adjudicative facts, and taking judicial notice of the law. We must further distinguish between taking judicial notice of the law,15 outside the jury‘s presence, and instructing the jury regarding a specific application of law to fact.
When a trial judge takes judicial notice of adjudicative facts, he authorizes the fact-finder to accept the truth or existence of those specific facts without requir-
Judicial notice of state law, in contrast, is not governed by Article II,20 but by individual statutes and cases. Texas courts can, of course, take judicial notice of the laws of this State.21 In determining the content, scope, and meaning of the applicable law, the judge may look to statutes, rules, case law, and legislative history. The judge is not restricted in his investigation into the content or applicability of the laws of the forum; he may make an independent search for persuasive data or rest content with the materials the parties provide.22
A trial judge might, for example, be requested to rule on a defendant‘s motion for directed verdict, alleging that the State had failed to prove an essential element of its case—that certain sewage running into a drainage ditch constituted “water in the state.” In that case, the trial judge might well take judicial notice of the existence, content, and applicability of one of this Court‘s decisions, such as American Plant Food, in ruling upon that motion for directed verdict. That is a perfectly ap-
The jury, however, determines questions of fact in light of the law as it is finally determined and given to it by the court in the written jury charge.24 All of the applicable law is contained within that written jury charge. The jury charge does not contain excerpts from judicial decisions or any statements that an appellate court has held that proof of “X” fact fulfills “Y” legal requirement.
III.
In this case, the trial judge directly addressed the jury at a crucial time in the proceedings and instructed it as to this Court‘s interpretation of the pertinent Water Code statute in a prior case.25 The trial judge‘s instruction gave a fairly accurate,26 if somewhat simplified,
Viewing the evidence in the light most favorable to the verdict, we hold it sufficient to prove a violation of
Section 21.552 , supra, as alleged in the information. The evidence shows that the pollutant escaped from American Plant Food‘s premises onto the adjacent field. It formed a large pool and then flowed into a drainage ditch. This drainage ditch contained not only waste from the factory, [sic] another stream of water also flowed into it from the northeast. The water in this stream had a neutral pH of 7 until it combined with the very acidic solution discharged by appellant. The water polluted was not merely that in the pool formed by the discharge but all the water in the ditch and that flowing into it. It is readily apparent from the above broad definitions that this drainage ditch water is one of the types of surface water the Legislature sought to protect, and we so hold.27
We did not hold that all drainage ditches or all materials that flow into a drainage ditch necessarily constitute water in the state, as a matter of law. Our holding stated only that under the specific facts of that case, that particular drainage ditch water met the statutory definition. Thus, the evidence in that particular case was sufficient to support the jury‘s verdict. The conclusion, however, that some drainage ditch water may be the type of surface water that the Legislature sought to protect in the Water Code, is not a notorious or easily-verifiable adjudicative fact subject to judicial notice under
The State argues that the issue of whether a drainage ditch is water “should no longer be litigated in every case involving a discharge into or adjacent to a drainage ditch. The issue has been decided as a matter of law and is clearly a holding upon which the State is entitled to rely.”
We find that the trial judge did not judicially notice an adjudicative fact, but rather directly addressed the jury on the specific application of law to facts in a different judicial decision, immediately before the parties rested and before she read the charge to the jury. We therefore hold that the trial judge committed error by commenting on the weight of the evidence. Accordingly, we reverse the judgment of the court of appeals and remand the case to that court for it to conduct a harm analysis.
KEASLER, J., filed a concurring opinion, joined in Part I by WOMACK, J.
KELLER, P.J., and HERVEY, J., concurred in the judgment.
KEASLER, J., delivered this concurring opinion. WOMACK, J., joined Part I.
I disagree with the majority‘s discussion of judicial notice and its inclusion of statements unnecessary to the resolution of this case. I therefore concur only in the result.
I.
The majority distinguishes between “taking judicial notice of adjudicative facts, and taking judicial notice of the law.”1 But judicial notice applies only to facts, not law. Professor Weinstein points out that courts sometime state that they are taking judicial notice of a law, and this is not appropriate.2 He explains that the Advisory Committee to
Granted, as the majority points out, Evidence
The majority relies on our opinion in Legg v. State4 as authority for taking judicial notice of state law.5 In that case, the defendant argued that the State failed to prove that the Taylor County Jail was a penal institution. We took judicial notice that the Taylor County jail was a jail.6 In doing so, we stated that “courts can take judicial notice of the laws of this State.”7 But we were not actually taking judicial notice of a law. We were taking judicial
I agree with the majority that the trial judge erred in this case by “directly address[ing] the jury on the specific application of law to facts in a different judicial decision.”9 I also agree with the majority that the trial judge was not taking judicial notice of either an adjudicative or a legislative fact. But neither was the judge‘s comment taking judicial notice of a law. Rather, as the majority also recognizes, the judge‘s comment “communicated an opinion concerning the weight of the evidence in this case,”10 and that was inappropriate.
II.
I must also register my disapproval of the majority‘s inclusion of statements not necessary to the resolution of this case:
- The Court uses as examples fact situations inapposite to this case.11
- The Court discusses judicial presumptions used in reviewing resolution of sufficiency claims on appeal12 when that issue is not before us.
- The Court discusses the trial judge‘s apparent “inadvertence” in excluding the word “water” from the charge and concludes that the court of appeals should consider whether this omission harmed Watts,13 although this issue is also not before us.
Statements which are “unnecessary to the issue upon which the ... Court ... is writing” are dicta.14 Dicta include “[a]n opinion expressed by a court, but which, not being necessarily involved in the case, lacks the force of an adjudication; an opinion expressed by a judge on a point not necessarily arising in a case; an opinion of a judge which does not embody the resolution or determination of the court, and made without argument, or full consideration of the point; not the professed deliberate determination of the judge himself.”15
It is dangerous to include dicta in court opinions. “With neither case facts to sharpen analysis nor help from advocates’ arguments, a dictum-issuing court necessarily writes broadly and ambiguously.”16 Additionally, “a court that employs a rule broader than the facts before it may properly consider the rule in relation to that particular case; however, the rule‘s potential bearing on all other cases will rarely be completely contemplated by the court.”17 Finally, “[i]t is often unwise for
As Chief Justice Warren has explained, “[i]t has not been the custom of the Court, in deciding the cases which come before it, to write lengthy and abstract dissertations upon questions which are neither presented by the record nor necessary to a proper disposition of the issues raised.”19 He complained that the majority‘s opinion in that case “departed from this custom and is in the nature of an advisory opinion, for it attempts to resolve with finality many difficult problems which are at best only tangentially involved here.”20 The majority‘s opinion in this case does the same thing.
Given the prevalence of dicta in court opinions and the standard complaints from dissenters, “[o]ne wonders why obiter dicta are even present.”21 One author has some theories:
Sometimes, they are included for reasons of contrast. Sometimes, judges appear to be writing short essays on the law. Perhaps the judge wants the opinion included in a case book. Perhaps he is bucking for another job. Perhaps the judge writes well and is looking for a mode of self-expression. Perhaps he does not write the opinions at all but leaves them to law clerks who do not know any better, or who think they still are writing term papers. Perhaps all of these reasons apply, and perhaps there are others as well.22
Regardless of the reasons, the urge to write beyond what is necessary in any case should be tamed. Justice Selya of the United States Court of Appeals for the First Circuit argues that appellate courts should strive for prudence in their opinions. “[P]rudence counsels judges not to reach out and decide large, controversial issues in the absence of a necessity to do so. The prudent jurist will typically decide cases on the narrowest, surest ground available, leaving tougher calls, with broader implications, for future cases that squarely present them.”23
I concur in the Court‘s judgment.
