ESTATE OF Wilbert Lee HENSON, deceased; Barbara Kay Henson Reed, individually and on behalf of Estate of Wilbert Lee Henson; Iwiller G. Henson Hendrix; Wilma Lynn Henson; Shelisha Richardson, Plaintiffs-Appellants v. WICHITA COUNTY, TEXAS; Doctor Daniel Bolin, Defendants-Appellees.
No. 14-10126.
United States Court of Appeals, Fifth Circuit.
July 28, 2015.
Before BARKSDALE, SOUTHWICK, and HIGGINSON, Circuit Judges.
STEPHEN A. HIGGINSON, Circuit Judge:
This
FACTUAL AND PROCEDURAL BACKGROUND
On November 23, 2004, Henson was arrested for an outstanding warrant of bond forfeiture for driving with a suspended license and was taken to the Wichita County jail. Upon arrival, he informed the detention officer that he had pneumonia and emphysema and had been in the ER a few days earlier. The detention officer called the nurse on duty, Nurse George, and informed her that Henson was having trouble breathing.1 When Nurse George saw Henson, he was “yelling and screaming” that he was short of breath. Nurse George gave Henson an albuterol inhaler and Keflex (an antibiotic), filled out an “Inmate Request for Medical Attention” (a “pink card“), and put him on the list to see Dr. Bolin, the physician in charge of the jail, the next morning. Overnight, however, Henson was transferred from the downtown facility to the jail annex, so he was not seen by Dr. Bolin during sick call on November 24. While Dr. Bolin usually held sick call at the annex the next day, he did not hold one on November 25 because it was Thanksgiving.
While at the annex, Henson‘s health declined. Henson, joined by other inmates in his cell block who recognized that he was sick, asked the officers to provide him medical care. On November 26, after Henson informed one of the detention officers that he had been using his inhaler every 10 minutes with no relief, the officer contacted Nurse Krajca. Nurse Krajca saw Henson and filled out a pink card, which noted that Henson was complaining of COPD (chronic obstructive рulmonary disorder) and pneumonia. Nurse Krajca gave him albuterol, put him on the list to see Dr. Bolin at the next sick call, and left instructions to the officers that Henson “may have one [breathing] treatment every 4 hrs if needed.”
The last medical professional to see Henson was Nurse Coleman, who visited the general population tank on November 27 and spoke with Henson through the bars. Nurse Coleman gave him a seven-
Early in the morning of November 29, so a day later, Henson pushed an emergency button located in his cell. The detention officers found him in his cell gasping for air, saying “I‘m not going to make it.” The officers put him in a wheelchair and took him to the multipurpose room, where they tried to give him a breathing treatment and calm him down. After a few minutes of struggling, Henson‘s eyes rolled back in his head and he passed out. The officers tried to perform CPR on Henson and called an ambulance. Henson was taken to the hospital where he was pronounced dead at approximately 6:17 a.m. on November 29.
Henson‘s four daughters filed the present lawsuit against numerous Defendants, including Wichita County, Sheriff Callahan, Dr. Bolin, and Nurse Krajca.2 Relevant to this appeal, Plaintiffs contend that they are entitled to damages pursuant to
Although this court did not explicitly address Dr. Bolin‘s or Wichita County‘s potential liability, both Defendants asked the district court to reconsider its previous orders denying their motions for summary judgment, in light of this court‘s decisions. The parties consented to proceed before a magistrate judge who, relying heavily on Krajca and Callahan, granted the motions to reconsider and granted summary judgment, dismissing the Plaintiffs’ remaining claims. Plaintiffs timely appealed.
DISCUSSION
I. Standard of Review & Applicable Law
This court reviews “a district court‘s summary judgment ruling de novo, applying the same standard as the district court.” Stanley v. Trinchard, 500 F.3d 411, 418 (5th Cir.2007). “The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
The constitutional rights of a pretrial detainee are found in the procedural and substantive due process guarantees of the Fourteenth Amendment. Hare v. City of Corinth, Miss., 74 F.3d 633, 639 (5th Cir.1996) (en banc); see also Krajca, 440 Fed.Appx. at 343 (“The Fourteenth Amendment requires that state officials not disregard the ‘basic human needs’ of pretrial detainees, including medical care.“). This is becаuse,
when the State by the affirmative exercise of its power so restrains an individual‘s liberty that it renders him unable to care for himself, and at the same time fails to provide for his basic human needs—e.g., food, clothing, shelter, medical care, and reasonable safety—it transgresses the substantive limits on state action set by the Eighth Amendment and the Due Process Clause.
DeShaney v. Winnebago Cnty. Dep‘t of Soc. Servs., 489 U.S. 189, 200 (1989). Though the state has a recognized interest in detaining defendants for trial, the substantive limits on state action set by the Due Process Clause provide that the state cannot punish a pretrial detainee. Bell v. Wolfish, 441 U.S. 520, 535 (1979). In this circuit, the legal standard used to measure the due process rights of pretrial detainees depends on whether the detainee challenges the constitutionality of a condition of his confinement or whether he challenges an episodic act or omission of an individual state official. Hare, 74 F.3d at 644-45.
II. Episodic Acts vs. Conditions of Confinement
The parties dispute whether Plaintiffs challenge a condition of Henson‘s confinement or an episodic act or omission by one or more state officials. This distinction was developed by our en banc court in Hare v. City of Corinth, Mississippi, 74 F.3d at 644-45. See also Nerren v. Livingston Police Dept., 86 F.3d 469, 473 n. 25 (5th Cir.1996) (describing Hare as “a single opinion that clearly and concisely articulates and unifies our court‘s case law in this area“). In this circuit, post-Hare, “[c]onstitutional challenges by pretrial detainees may be brought under two alternative theories: as an attack on a ‘condition of confinement’ or as an ‘episodic act or omission.‘” Shepherd v. Dallas Cnty., 591 F.3d 445, 452 (5th Cir.2009) (citing Hare, 74 F.3d at 644-45).
For example, in Shepherd v. Dallas County, a former pretrial detainee sued Dallas County after he suffered a stroke in the Dallas County Jail allegedly as a result of not receiving proper medication and medical attention. 591 F.3d at 449. In his complaint, the plaintiff alleged that: “The jail‘s evaluation, monitoring, and treatment of inmates with chronic illness was, at the time of [the plaintiff‘s] stroke, grossly inadequate due to poor or non-existent procedures and understaffing of guards and medical personnel, and these deficiencies caused his injury.” Id. at 453. This court affirmed the jury‘s verdict in favor of the plaintiff, holding that the plaintiff properly prеsented a successful conditions-of-confinement claim. Id. The court emphasized that the plaintiff‘s claim did “not implicate the acts or omissions of individuals but the jail‘s system of providing medical care to inmates with chronic illness.” Id. The court stressed that the plaintiff “relied on evidence showing that the inadequate treatment he received in a series of interactions with the jail‘s medical system inevitably led to his suffering a stroke.” Id. The court noted, however, that because “no single individual‘s error actually caused [the plaintiff‘s] hypertensive decline into a stroke,” the district court was correct in granting summary judgment to the defendant on the plaintiff‘s episodic-acts-or-omissions claim. Id. at 453 n. 2.
An episodic-acts-or-omissions clаim, by contrast, “faults specific jail officials for their acts or omissions.” Id. at 452; see also Scott v. Moore, 114 F.3d 51, 53 (5th Cir.1997) (en banc) (“[W]here the complained-of harm is a particular act or omission of one or more officials, the action is characterized properly as an ‘episodic act or omission’ case....“). In such a case, an actor is “interposed between the detainee and the municipality, such that the detainee complains first of a particular act of, or omission by, the actor and then points derivatively to a policy, custom, or rule (or lack thereof) of the municipality that permitted or caused the act or omission.” Scott, 114 F.3d at 53. The relevant
In Scott v. Moore, the court characterized the plaintiff‘s lawsuit, arising out of a jailer‘s sexual assault of a pretrial detainеe, as an episodic-acts-or-omissions case. 114 F.3d at 53-54. The court rejected the plaintiff‘s argument that the assault was directly caused by constitutionally inadequate staffing, and thus implicated a condition of confinement rather than an episodic act. Id. at 53. The court explained that “the actual harm of which [the plaintiff] complains is the sexual assaults committed by [the jailer] during the one eight-hour shift—an episodic event perpetrated by an actor interposed between [the plaintiff] and the city, but allegedly caused or permitted by the aforesaid general conditions.” Id. The court emphasized that “[the plaintiff] did not suffer from the mere existence of the alleged inadequate staffing, but only from [the jailеr‘s] specific sexual assaults committed on but one occasion.” Id.; see also Flores v. Cnty. of Hardeman, Tex., 124 F.3d 736, 738 (5th Cir.1997) (applying Hare and Scott and classifying claim arising out of inmate‘s suicide as an episodic-acts-or-omissions claim, despite allegations regarding jail‘s training and staffing policies); Olabisiomotosho v. City of Hous., 185 F.3d 521, 526 (5th Cir.1999) (characterizing plaintiff‘s complaint as “turn[ing] on [two detention officers‘] alleged failure to take better care of [the plaintiff,] and [a third officer‘s] failure to medically screen her” for asthma and explaining that this complaint “fits the definition of the episodic omission“).
Significantly, there is no rule barring a plaintiff from pleading both alternative theories, and a court may properly evaluate each separately. See Shepherd, 591 F.3d at 452 n. 1. Because the Plaintiffs’ allegations against the two remaining Defendants differ, we will discuss each separately.
III. Dr. Bolin
Plaintiffs’ allegations against Dr. Bolin are properly characterized, and have been treated by both parties below, as attacking episodic acts or omissions rather than conditions of Henson‘s confinement. In Plaintiffs’ First Amended Complaint, they asserted that Dr. Bolin acted with “deliberate indifference to Mr. Henson‘s constitutional rights” through a series of omissions, such as his “failure to provide appropriate medical evaluation” and his “failure to transport Mr. Henson to an appropriate medical facility.” Plaintiffs also asserted that Dr. Bolin failed to provide adequate training and supervision for the nurses, who, as a result, failed to “exercisе that degree of care that a nurse of ordinary prudence would have exercised under the same or similar circumstances on the occasion in question.” These allegations fault “specific jail officials for their acts or omissions,” id. at 452, rather than “conditions, practices, rules, or restrictions,” Hare, 74 F.3d at 644. Indeed, throughout Plaintiffs’ pleadings in the district court, they consistent-
Given the Plaintiffs’ allegations before the district court, we decline their invitation now to construe their claims against Dr. Bolin as attacking conditions of Henson‘s confinement. To do so would effectively allow Plaintiffs to amend their complaint at the appellate stage. See Shepherd, 591 F.3d at 452 n. 1 (describing a challenge to conditions of confinement as a “claim” that can be pled and evaluated separately from, and in addition to, an episodic-acts-or-omissions claim). Accordingly, we find that as to Dr. Bolin, Plaintiffs challenged only episodic acts and omissions by him and the nurses that he supervised, rather than conditions of Henson‘s confinement. Because Plaintiffs on appeal have abandoned a theory of liability against Dr. Bolin based on episodic acts or omissions, no viable claims are left against him.
Even if we were to construe Plaintiffs’ allegations against Dr. Bolin as challenging a conditiоn of Henson‘s confinement—despite Plaintiffs’ consistent representation to the district court that the deliberate indifference standard, applicable to episodic-acts-or-omissions claims, should apply—Plaintiffs’ claims against Dr. Bolin would fail. Plaintiffs generalized in their complaint that Dr. Bolin “condoned and enforced with fear and intimidation a well-known policy and custom among the nurses of the Wichita County Sheriff‘s Department not to send inmates with serious medical conditions to the hospital.” And on appeal, Plaintiffs allege that “Dr. Bolin fostered an environment of intimidation at the Jail, such that the LVNs (and other Jail staff) were so discouraged from contacting him regarding severely ill inmates ... that the LVNs ultimately decided on a treatment plan for inmates.” As there was no explicit policy of nurse intimidation, Plaintiffs would have to show that an unstated or de facto policy existed. See Shepherd, 591 F.3d at 452 (“In some cases, a condition may reflect an unstated or de facto policy....“). However, in order to base a constitutional claim on Dr. Bolin‘s implementation of an unstated rule or policy, Plaintiffs must show that Dr. Bolin‘s “acts or omissions were sufficiently extended or pervasive, or otherwise typical of extended or pervasive misconduct by other officials, to prove an intended condition or practice.” Hare, 74 F.3d at 645. Plaintiffs have not done so.
Plaintiffs’ evidence of a de facto “policy” of nurse intimidation comes mostly from a previous case involving the death of Jason Brown, a pretrial detainee who died in the Wichita County jail four months before Henson. Plaintiffs presented: (1) deposition testimony of Sheriff Callahan, taken in the Brown case, stating that Dr. Bolin is “grumpy” and “[d]oesn‘t like to be bothered“; (2) an affidavit of Pathena Dawn Tweed, a former nurse at the Wichita County jail, who stated that she was “per-
Because Plaintiffs did not assert a conditions-of-confinement claim against Dr. Bolin, and because, even if they had, such claim would fail, we find that Dr. Bolin is entitled to summary judgment аnd the district court‘s order is affirmed with respect to Plaintiffs’ claims against him.
IV. Wichita County
As to Wichita County, Plaintiffs’ First Amended Complaint challenged conditions, practices, and customs—both explicit and de facto—as well as acts and omissions by individual officials. For instance, Plaintiffs asserted that “Wichita County did not have adequate facilities, equipment, or trained staff to appropriately assess and treat inmates with serious illnesses,” and that Wichita County “adopt[ed] a custom and practice of allowing untrained detention officers and nurses to unlawfully practice medicine.” Plaintiffs also alleged that Wichita County “adopt[ed] a custom and practice of discouraging detention officers and nurses from sending critically ill inmatеs such as Mr. Henson to the hospital.” Plaintiffs identified more than ten prison officials who had contact with Henson while he was at the jail and who, according to Plaintiffs, did not respond properly to his medical
To assess Plaintiffs’ conditions-of-confinement claim against Wichita County, we apply the test established by the Supreme Court in Bell v. Wolfish. See Hare, 74 F.3d at 644. In Bell, the Supreme Court explained that “the Government ... may detain [a pretrial detainee] to ensure his presence at trial and may subject him to the restrictions and conditions of the detention facility so long as those conditions and restrictions do not amount to punishment, or otherwise violate the Constitution.” 441 U.S. at 536-37,
[I]f a particular condition or restriction of pretrial detention is reasonably related to a legitimate governmental objective, it does not, without more, amount to “punishment.” Conversely, if a restriction or condition is not reasonably related to a legitimate goal—if it is arbitrary or purposeless—a court permissibly may infer that the purpose of the governmental action is рunishment that may not constitutionally be inflicted upon detainees qua detainees.
Id. at 539,
With the goal of the Bell test—to identify conditions that amount to punishment—in mind, we turn to the conditions that Plaintiffs have challenged in the present case. In order to succeed on their conditions-of-confinement claim against Wichita County, Plaintiffs need to show: (1) “a rule or restriction or ... the existence of an identifiable intended condition or practice ... [or] that the jail official‘s acts or omissions were sufficiently extended or pervasive“; (2) which was not reasonably related to a legitimate governmental objective; and (3) which caused the violation of [the inmate‘s] constitutional rights. Duvall, 631 F.3d at 207 (alterations in original) (quoting Hare, 74 F.3d at 645); see also Edler v. Hockley Cnty. Comm‘rs Court, 589 Fed.Appx. 664, 668 (5th Cir.2014). Analyzing the first prong of this test is challenging here, as Plaintiffs do not identify one rule or practice that, standing alone, is unconstitutional. Instead, Plaintiffs, on appeal, allege that a combination of eight policies and practices, both explicit and de facto, created an “inadequate medical care system.”5
During the time of Henson‘s death, the County had a “Health Services” plan (“HSP“) in effect, which indicated that the jail would employ six full-time nurses and one jail physician to work at the Wichita County jail facilities. The nurses were to “assist the [jail physician] and render day-to-day care to the inmates.” Dr. Bolin, who contracted with the County to provide “medical services to the jail inmates and juvenile detainees, at County detention facilities,” was only required to be present at the fаcilities three times per week for “sick call clinics.” Dr. Bolin was also required to “provide medical care for inmates needing emergency treatment in the emergency room” as well as “24 hours telephone coverage.” In the event of an emergency, the nurse or detention officer was to send the inmate to the hospital. Dr. Bolin was supposed to help the jail staff and nurses establish procedures for handling acute and/or emergency situations. The nurses were not present at the facilities 24-hours per day but did receive calls during their off hours.
Plaintiffs emphasize that all of the nurses who interacted with Henson were LVNs, rather than registered nurses. Plaintiffs claim that the County‘s use of LVNs was in violation of the scope of their license, as provided in the Texas Nurse Practice Act, which stated that “[t]he licensed vocational nurse practice is a directed scope of nursing practice under the supervision of a registered nurse, advanced practice registered nurse, physician‘s assistant, physician, podiatrist, or dentist.”
While the Plaintiffs have identified a combination of staffing policies and practices, there is nothing constitutionally deficient about the terms of the HSP and certainly nothing that resembles punishment. Bell, 441 U.S. at 542,
Our court does not downplay the tragic death of Wilbert Henson, see Callahan, 440 Fed.Appx. at 354 (“On appeal, we granted Krajca qualified immunity, finding her actions indicative of negligence, gross negligence, or malpractice, but not rising to the level of deliberate indifference to Henson‘s rights.“), however, “the inquiry of federal courts into prison management must be limited to the issue of whether a particular system violates any prohibition of the Constitution.” Bell, 441 U.S. at 562,
CONCLUSION
For the reasons above, we AFFIRM the district court‘s order granting summary judgment in favor of defendants.
STEPHEN A. HIGGINSON
UNITED STATES CIRCUIT JUDGE
