Kim M. Andruss, Plaintiff-Appellant, Thomas E. Price M.D., Secretary, Department of Health & Human Services, Involuntary-Plaintiff, Estate of Anne Oros, Plaintiff, v. Divine Savior Healthcare Inc. d/b/a Tivoli at Divine Savior Healthcare, Defendant-Respondent-Petitioner, ProAssurance Casualty Company, Defendant, Dean Health Plan Inc., Intervenor.
2020AP202
SUPREME COURT OF WISCONSIN
May 6, 2022
2022 WI 27
ZIEGLER, C.J.
L.C. No. 2018CV100
REVIEW OF DECISION OF THE COURT OF APPEALS Reported at 395 Wis. 2d 676, 953 N.W.2d 914 PDC No: 2021 WI App 8 - Published
ORAL ARGUMENT: February 14, 2022
SOURCE OF APPEAL:
COURT: Circuit
COUNTY: Columbia
JUDGE: Andrew W. Voigt
JUSTICES:
ZIEGLER, C.J. delivered the majority opinion for a unanimous Court.
NOT PARTICIPATING:
ATTORNEYS:
For the plaintiff-appellant there was a brief filed by Drew De Vinney and Martin Law Office, S.C. There was an oral argument by Drew De Vinney.
For the defendant-respondent-petitioner there were briefs filed by Samuel Leib. There was an oral argument by Samuel Leib and Leib, Knott, Gaynor, LLC.
An amicus curiae brief was filed on behalf of the Wisconsin Association for Justice by Scott Thompson and Gingras, Thomsen and Wachs LLP.
NOTICE
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
ZIEGLER, C.J., delivered the majority opinion for a unanimous court.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶2 Oros allegedly died as a result of negligence on the part of Divine Savior Healthcare, Inc., d/b/a Trivoli at Divine Savior Healthcare (“Divine Savior“). Divine Savior and ProAssurance Casualty Company, Divine Savior‘s insurer, (collectively, “the defendants“) argue that Andruss cannot bring a wrongful death claim as an adult child of Oros. According to the defendants, the liability protections given to certain healthcare providers under
¶3 Divine Savior owns and operates a medical campus with a hospital, nursing home, and a community-based residential facility (“CBRF“). When Oros received the injuries at issue in this case, she was a resident of Divine Savior‘s CBRF. The basis of Andruss‘s claim is alleged negligence on the part of the CBRF, and CBRFs, even ones that share common ownership with hospitals and nursing homes, fall outside the liability protections of
I. FACTUAL BACKGROUND AND PROCEDURAL POSTURE
¶4 Oros was admitted as a resident of Divine Savior‘s CBRF in Portage, Wisconsin, in January 2015. At that time, Oros was 88 years old and was diagnosed as having Alzheimer‘s disease. On the same medical campus as the CBRF, Divine Savior owned and operated a hospital and a nursing home. At various points during the time period at issue, Oros received treatment at Divine Savior‘s hospital and nursing home.
¶5 Between April and December 2015, Oros had four falls at Divine Savior‘s CBRF. In April 2015, Oros fell and struck her head at the CBRF. She was taken to Divine Savior‘s hospital for observation and treatment. In June 2015, Oros fell again and hit her head at the CBRF. She was again taken to Divine Savior‘s hospital. In October 2015, Oros slipped and fell at the CBRF, and she was taken to Divine Savior‘s hospital. Andruss asserts that Divine Savior never informed Oros‘s primary care physician of these falls, nor did they consult with administrators, medical professionals, or Oros‘s family on the proper level of care Oros needed.
¶6 In December 2015, Oros fell again at the CBRF and fractured her wrist. She was taken to Divine Savior‘s hospital for surgery, and she was discharged over a week later to undergo rehabilitation at Divine Savior‘s nursing home. While at the nursing home, she fell twice. Also while at the nursing home, she was hospitalized for unrelated medical ailments.
¶7 In January 2016, Oros was transferred from the nursing home to the CBRF. Within a few days, in February 2016, Oros fell for a fifth time at the CBRF. No injuries were reported, and Oros was not taken to the hospital. Less than a week after this incident, Oros fell for a sixth time and hit her head. After being transported to the hospital, she was diagnosed with a subdural hematoma. In May 2016, Oros passed away while in hospice. At the time of each of Oros‘s six falls at the CBRF, she was not an admitted
¶8 In March 2018, Andruss, on behalf of Oros‘s estate and as the adult child of Oros, brought negligence and wrongful death claims against the defendants in Columbia County circuit court. Andruss alleged that Divine Savior‘s employees at the nursing home and the CBRF failed to implement a proper plan of care, failed to provide adequate and timely treatment, failed to sufficiently monitor Oros, and provided medical care falling below the professional standard of care. Defendants filed an answer in May 2018.
¶9 Over a year passed, and in June 2019, the defendants filed a “Motion for the Application of Wisconsin Chapter 655.” In the motion, the defendants asserted that “the application of
the circuit court was “not convinced” that
¶10 In September 2019, Andruss filed a document entitled, “Motions for Leave to Amend the Complaint and for Reconsideration.” Andruss attached an amended complaint that removed all claims brought against Divine Savior‘s nursing home. She argued that the wrongful death claim remaining against the CBRF was not barred under
¶11 In November 2019, the circuit court held a hearing on Andruss‘s motion to amend and for reconsideration. It noted its prior analysis that CBRFs were not “necessarily or obviously subject to [
¶12 Andruss appealed the circuit court‘s decision, and the court of appeals reversed. Estate of Oros, 395 Wis. 2d 676, ¶39. The court of appeals construed the defendants’ Motion for the Application of
II. STANDARD OF REVIEW
¶14 The standard of review in this case requires clarification. The focus of this appeal is whether the circuit court properly granted the defendants’ Motion for the Application of
against Divine Savior‘s CBRF. But we are aware of no authority under Wisconsin civil procedure, statutes, or caselaw recognizing a “Motion for the Application of
¶15 A motion to dismiss for failure to state a claim “tests the legal sufficiency of the complaint.” DeBruin v. St. Patrick Congregation, 2012 WI 94, ¶11, 343 Wis. 2d 83, 816 N.W.2d 878. When reviewing a motion to dismiss, “we accept as true all facts well-pleaded in the complaint and the reasonable inferences therefrom.” Id. However, if “matters outside of the pleadings are presented to and not excluded by the court, the motion shall be treated as one for summary judgment.”
¶16 Before the circuit court, the defendants submitted substantial record evidence that was neither mentioned nor
included in Andruss‘s original complaint or her amended complaint. For instance, the defendants submitted affidavits that described in detail Divine Savior‘s corporate structure, the nature of Oros‘s falls, how she was transported to Divine Savior‘s hospital on several occasions, and how she was moved between Divine Savior‘s CBRF, nursing home, and hospital on the same campus. Those facts were neither stated nor referenced in either Andruss‘s complaint or her amended complaint. The original complaint alleged injuries and health care services provided only at the nursing home and CBRF, while the amended complaint focused solely on injuries and services at the CBRF. Neither the complaint nor the amended complaint alleged that Divine Savior owned a hospital.
¶17 In response to the defendants’ motion, Andruss cited to her own record evidence. She described how Divine Savior separated the nursing home and CBRF into different divisions, and the divisions had separate patients, admissions, and care plans. Andruss also explained the timeline of her mother‘s falls and her movements to different facilities on Divine Savior‘s campus. This information was also not included in either the complaint or the amended complaint.
¶18 The circuit court received this evidence and explicitly relied on it in its
motion for reconsideration in November 2019. At that time, the circuit court noted that Oros “was back and forth among these entities,” and questioned “how on earth do you parse” through the shifting service providers during a jury trial.
¶19 The defendants’ Motion for the Application of
¶20 To facilitate effective and efficient appellate review, circuit courts must properly identify the motion that is before them and structure their analysis under the correct, applicable standard. The defendants’ motion presented itself as a motion for summary judgment, and the circuit court should have recognized it as such when it granted the motion and explained its reasoning. See, e.g., Gauger v. Ludwig, 56 Wis. 2d 492, 496-97, 202 N.W.2d 233 (1972) (explaining that a motion to
strike can be construed as a motion to dismiss in order to “put substance above form“); Schwab v. Timmons, 224 Wis. 2d 27, 34-35, 589 N.W.2d 1 (1999) (describing how a circuit court properly converted a motion to dismiss into a motion for summary judgment, despite labels given to the motion by parties). Alternatively, the circuit court should have directed the defendants to clarify under which type of dispositive motion they intended to proceed.
¶21 The parties on appeal and the court of appeals construed the defendants’ motion as a motion to dismiss. This was incompatible with the nature of the motion and the circuit court‘s analysis. In fact, the court of appeals should have recognized this discrepancy when it analyzed Divine Savior‘s corporate structure, its ownership of a hospital, and the intertwining nature of care provided to Oros between Divine Savior‘s various facilities. Estate of Oros, 395 Wis. 2d 676, ¶¶21-38. A facial view of Andruss‘s complaints would have revealed that none of those facts were properly alleged. See Jamerson v. DCF, 2013 WI 7, ¶¶64-65, 345 Wis. 2d 205, 824 N.W.2d 822 (noting that in the proceedings below, an administrative law judge and the litigants labeled a motion in a manner that was not legally recognized and analyzing the motion on appeal under the proper standard).
¶22 Procedural posture matters. In many cases, it materially impacts the outcome of disputes.4 When analyzing the defendants’
¶23 “Whether the circuit court properly granted summary judgment is a question of law that this court reviews de novo.” Racine County v. Oracular Milwaukee, Inc., 2010 WI 25, ¶24, 323 Wis. 2d 682, 781 N.W.2d 88 (quotations omitted). Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
that there is a genuine issue for trial.‘” Oracular Milwaukee, 323 Wis. 2d 682, ¶26 (quoting
¶24 This case also presents questions of statutory interpretation. “Interpretation of a statute is a question of law that we review de novo, although we benefit from the analyses of the circuit court and the court of appeals.” Estate of Miller v. Storey, 2017 WI 99, ¶25, 378 Wis. 2d 358, 903 N.W.2d 759. “[S]tatutory interpretation begins with the language of the statute. If the meaning of the statute is plain, we ordinarily stop the inquiry. Statutory language is given its common, ordinary, and accepted meaning, except that technical or specially-defined words or phrases are given their technical or special definitional meaning.” State ex rel. Kalal v. Cir. Ct. for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (citations and quotations omitted). In addition, “statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole; in relation to the language of surrounding or closely-related statutes; and reasonably, to avoid absurd or unreasonable results.” Id., ¶46.
III. ANALYSIS
¶25 The defendants argue that Andruss‘s wrongful death claim must be dismissed because it is brought against Divine Savior‘s CBRF. It is undisputed that Divine Savior owns and operates a hospital and a nursing home at which Oros received treatment prior to her death. Oros was transferred between the CBRF, the hospital, and the nursing home at various points to receive care for Oros‘s falls between April 2015, when Oros was
first admitted into Divine Savior‘s CBRF, and February 2016, when Oros fell and was diagnosed with a subdural hematoma.
¶26 When applicable, ”
¶27 An adult child cannot bring a wrongful death claim alleging medical malpractice on the part of a health care provider covered by
companionship in medical malpractice cases,” we have read
¶28 Andruss alleges that Divine Savior was negligent in the care and treatment of Oros. As a result of Divine Savior‘s negligence——specifically, a failure to develop an appropriate plan of care and a failure to provide Oros adequate oversight——Andruss alleges that she experienced injuries such as the loss of society and companionship. Andruss is the adult child of Oros, and she can bring this wrongful death claim only if Divine Savior falls outside the coverage of
¶29 Andruss‘s wrongful death claim is not against a health care provider covered by
the same CBRF. Oros does not seek to recover for negligence at Divine Savior‘s hospital or its nursing home.
¶30 CBRFs are not included in the list of health care providers under
¶31 “[S]tatutory language is interpreted in the context in which it is used,” and context supports our reading of
(2)(a) “Hospital” means any building, structure, institution or place devoted primarily to the maintenance and operation of facilities for the diagnosis, treatment of and medical or surgical care for 3 or more nonrelated individuals hereinafter designated patients, suffering from illness, disease, injury or disability, whether physical or mental, and including pregnancy and regularly making available at least clinical laboratory services, and diagnostic X-ray services and treatment facilities for surgery, or obstetrical care, or other definitive medical treatment.
. . .
(c) “Hospital” includes “special hospitals” or those hospital facilities that provide a limited type of medical or surgical care, including orthopedic hospitals, children‘s hospitals, critical access hospitals, mental hospitals, psychiatric hospitals or maternity hospitals.
¶32 The coverage of a hospital under
government oversight under
¶33
means a place where 5 or more adults who are not related to the operator or administrator and who do not require care above intermediate level nursing care reside and receive care, treatment or services that are above the level of room and board but that include no more than 3 hours of nursing care per week per resident.
¶34 Further, the legislature has enacted provisions in
¶35 Thus, it is clear from the plain text of
¶36 The defendants argue that this plain reading of
homes, which are statutorily distinct from CBRFs,
¶37 The legislature had the ability to cover CBRFs that share common operations and corporate ownership with a hospital. It expressly did so for nursing homes.
¶38 The defendants note that Oros received medical services from Divine Savior‘s hospital and nursing home during the timeframe at issue. It is undisputed that after Oros‘s various falls at the CBRF, she was taken to the hospital, and after she fractured her wrist upon her fourth fall, she received treatment at both the hospital and nursing home. The hospital, nursing home, and CBRF are on the same medical campus.
¶39 But simply receiving services from a nearby health care provider that is covered by
by
below can make evidentiary rulings and give instructions that would properly allow a jury to determine the liability of Divine Savior, if any, based on its CBRF operations alone.
¶40 The plain text of
IV. CONCLUSION
¶41 Oros allegedly died as a result of negligence on the part of Divine Savior. The defendants argue that Andruss cannot bring a wrongful death claim as an adult child of Oros. According to the defendants, the liability protections given to certain healthcare providers under
¶42 When Oros received the injuries at issue in this case, she was a resident of a CBRF owned and controlled by Divine Savior. The basis of Andruss‘s claim is alleged negligence on the part of the CBRF, and CBRFs fall outside the liability protections of
By the Court.—The decision of the court of appeals is affirmed.
