Lornson v. SiddiquiLornson v. Siddiqui
Lead Opinion
¶ 1. This сase is before the court on certification by the court of appeals, pursuant to
¶ 2. Lornson and Hoertsch are the adult daughters of Janice and Joseph Sanders, both deceased. They appear in this litigation in several capacities, but appear in this appeal as (1) personal representatives of their father's estate; and (2) individual claimants as adult children of their late mother.
¶ 3. During his lifetime, Joseph Sanders filed a wrongful death claim against the defendants for medical negligence in the death of his wife Janice. He died before his case could go to trial. His daughters, Lornson and Hoertsch, were appointed personal representatives for their father's estate, and, in that cаpacity, they pursued his wrongful death claim, citing
¶ 4. The circuit court dismissed these wrongful death claims on grounds that Lornson and Hoertsch lacked standing under the applicable statutes to maintain medical malpractice wrongful death claims. Lorn-son and Hoertsch appealed. The court of appeals certified the case to this court. After carefully reviewing the governing statutes and case law, we affirm. We hold that in wrongful death actions, an eligible claimant's cause of action does not survive the death of the claimant. Thus, Joseph Sanders' wrongful death claim does not survive. In a non-medical malpractice wrongful death case, under
¶ 5. In addition, we hold that our interpretation of
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
¶ 6. This appeal arises out of a medical malpractice wrongful death/survival action. On November 11, 2002, Janice Sanders died from complications of a large paraesophageal hiatal hernia. On October 22, 2003, Joseph Sanders filed a complaint against the defendants on behalf of himself individually and as special administrator of the estate of his deceased wife. In his complaint, Joseph Sanders alleged that defendants acted negligently by failing to timely diagnose and treat Janice Sanders' paraesophageal hernia. He alleged that the defendants' negligence led to Mrs. Sanders' excessive vomiting, asрiration, cardiopulmonary arrest, resuscitation, coma, and eventual death.
¶ 7. Joseph Sanders sought compensatory damages on behalf of his wife's estate
¶ 8. After initial discovery but before trial, Joseph Sanders died. On April 26, 2005, Joseph Sanders' counsel filed a motion for substitution of plaintiffs and for leave to file a supplemental complaint. The motion asked the court for three things: (1) an order substituting Lornson and Hoertsch for Joseph Sanders as successor special administrators of the estate of Janice Sanders; (2) an order appointing Lornson and Hoertsch as personal representatives of the estate of Joseph Sanders; and (3) an order allowing Lornson and Hoertsch to file a supplemental complaint. The court issued two orders, one that appointed Lornson and Hoertsch as personal representatives of their father's estate and one that appointed Lornson and Hoertsch as successor administrators of their mother's estate. By consent of the parties, a supplemental complaint was filed on May 3, 2005.
¶ 9. Lornson and Hoertsch sought compensatory damages under three theories of recovery: (1) on behalf of the estate of Janice Sanders in their capacities as special administrators; (2) on behalf of the estate of Joseph Sanders in their capacities as personal representatives; and (3) alternative to the second theory, on behalf of themselves in their individual capacities as the surviving daughters and lineal heirs of Janice Sanders.
¶ 10. All defendants joined in a motion to dismiss the wrongful death claim asserted on behalf of Joseph Sanders' estate, and in the alternative, on behalf of Lornson and Hoertsch individually. The defendants asserted Lornson and Hoertsch lacked standing to bring a wrongful death claim in their capacities as personal representatives of their father's estatе or as individuals. The defendants argued that the wrongful death claim did not survive the death of Joseph Sanders and that Lornson and Hoertsch, in their individual capacities, were not eligible to make a medical malpractice wrongful death claim under
¶ 11. The parties submitted their briefs, and on July 21, 2005, the Honorable Robert A. Hawley, judge of the Winnebago County Circuit Court, heard oral argument. The circuit court granted the defendants' motions to dismiss the wrongful death claims. The court reasoned that
¶ 12. Lornson and Hoertsch filed a notice of appeal of the wrongful death dismissal, and the parties agreed to adjourn the trial of the estate's survival claim pending the resolution of this appeal. On May 17, 2006, the court of appeals certified the case to this court, asking us to address the issue of whether "a surviving spouse's wrongful death claim in a medical malpractice action survive [s] his or her own death such that his or her personal representatives have standing to pursue that claim."
II. STANDARD OF REVIEW
¶ 13. This case comes to us on review of a motion to dismiss. We address whether Lornson and Hoertsch (hereinafter Lornson) assert claims upon which relief can be granted. See Brew City Redevelopment Group, LLC v. Ferchill Group,
¶ 14. To determine whether Lornson has asserted claims upon which relief can be granted, we must interpret and apply several statutes, including
III. DISCUSSION
¶ 15. Defendants challenge the standing of Lornson to bring wrongful death claims under Wisconsin Statutes. To determine whether adult children of a deceased parent or the personal representatives of a surviving but now deceased spouse are eligible to bring a medical malpractice wrongful death claim, we look to the language of
¶ 16. Wisconsin Stat.
¶ 17. Wisconsin Stat.
¶ 18. Wisconsin Stat.
¶ 19. There would be no dispute that Lornson also has a derivative claim under
[T]he language ofWis. Stat. § 893.55(4)(f) makes applicable to medical malpractice death cases only the limit on damages, and does not incorporate the wrongful death classification of claimants entitled to bring such an action. The classification of claimants entitledto bring a wrongful death suit for medical malpractice is limited to those enumerated in Wis. Stat. § 655.007 . Legislative history shows that adult children were not intended to be included within this classification.
We hold that an adult child lacks standing to recover for loss of society and companionship in a wrongful death case involving medical malpractice.
Czapinski,
¶ 20. Only minor children and minor siblings, plus the spouse and parents of the patient, have derivative claims under
¶ 21. In addition, there is no dispute that Joseph Sanders had a derivative wrongful death claim before his death, for he was a "spouse ... of the patient." The certified question in this appeal is whether this derivative claim survived Joseph Sanders' death, inasmuch as the personal representative of any "spouse, parent, minor sibling or child of the patient" — like an adult child — is not included in the
¶ 22. Wisconsin has a separate statute on "[w]hat actions survive."
A. Exclusivity of Wisconsin Statute Chapter 655
¶ 23. Chapter 655 of the Wisconsin Statutes was enacted in 1975 "in response to a perceived economic and social crisis." State ex rel. Strykowski v. Wilkie,
¶ 24. One line of cases supports the proposition that Chapter 655 "precludes from application those statutory provisions not expressly referred to in that chapter." Dziadosz v. Zirneski,
¶ 25. There is, however, another line of cases that supports the proposition that Chapter 655 is not totally self-contained and that statutory provisions may be applied in medical malpractice cases if they do not conflict with Chapter 655. See Storm v. Legion Ins. Co.,
¶ 26. As we interpret statutes, we are mindful of our obligation, first, to apply the plain language of a statute so long as it does not produce a plainly absurd result, and, second, when the statute is ambiguous, to seek out and faithfully apply legislative intent. Teschendorf v. State Farm Ins. Co.,
B. Eligible Claimants in Wrongful Death Actions Under Wisconsin Stat.
¶ 27. Wisconsin Stat.
¶ 28. Wisconsin Stat.
If the deceased leaves surviving a spouse, and minor children under 18 years of age with whose support the deceased was legally charged, the court before whom the action is pending, or if no action is pending any court of record, in recognition of the duty and responsibility of a parent to support minor children, shall determine the amount, if any, to be set aside for the protection of such children .... If there are no such survivingminor children, the amount recovered shall belong and be paid to the spouse of the deceased; if no spouse survives, to the deceased's lineal heirs as determined by s. 852.01; if no lineal heirs survive, to the deceased's brothers and sisters. If any such relative dies before judgment in the action, the relative next in order shall be entitled to recover for the wrongful death.
¶ 29. Wisconsin Stat.
C. Survival of Wrongful Death Claim Upon Death of the Claimant
¶ 30. Lornson's claim as Joseph Sanders' personal representative is more difficult to assess because
¶ 31. Because Chapter 655 is silent regarding the survival of a spouse's medical malpractice wrongful death claim, we refer to the general wrongful death provisions in Chapter 895 to determine whether the spouse's claim survives. We rely on statutory provisions, rather than common law, to determine survivability because a wrongful death action is a purely statutory creation unknown to common law, and thus its survivability depends solely on a statutory provision. Kranz v. Wis. Trust Co.,
¶ 32. Wisconsin Stat.
(1) In addition to the causes of action that survive at common law, all of the following also survive:
(o) Causes of action for wrongful death, which shall survive the death of the wrongdoer whether or not the death of the wrongdoer occurred before or after the death of the injured person.
¶ 33. Lornson argues that the language of
¶ 34. Though arguing that
¶ 35. If the legislature intended for the wrongful death cause of action to survive the death of both the claimant and the wrongdoer, why did it include specific language about the death of the wrongdoer but not include language about the death of the claimant? If the legislature intended for the wrongful death cause of action to survive the death of both the claimant and the wrongdoer, why did the legislature not write paragraph (o) consistent with the other paragraphs in the survival statute by stopping after the words "wrongful death"? In all the other paragraphs under
¶ 36. Lornson's interpretation, while a strict adherence to the rules of grammar, is not the only possible interpretation of
¶ 37. Thus,
Context is important to meaning. So, too, is the structure of the statute in which the operative language appears. Therefore, statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole; in relation to the language of surrounding or closely-related statutes; and reasonably, to avoid absurd or unreasonable results.
Kalal,
¶ 38. Wisconsin Stat.
¶ 39. This statute specifically provides that "[i]f any such relative dies before judgment in the action, the relative next in order shall be entitled to recover for the wrongful death."
¶ 40. Therefore, because
¶ 41. We begin with historical context. Actions for wrongful death arе created by statute and did not survive at common law. Thus, "[u]nless some statute can be found providing for survival, the action abates." Kranz,
¶ 42. The first case to discuss this principle was Woodward v. Chicago & Northwestern Railway Co.,
In this case, the deceased, who was a married woman, left a husband, who survived until some time after this action was commenced. Upon her death, therefore, the right of action, by the statute, vested solely and exclusively for the benefit of her husband. He alone was entitled to the amount to be recovered, and could hold and dispose of the same at pleasure. The lineal descendants and ancestors of the deceased had no interest whatever in the action ....
The question then arises as to the effect of the death of the husband: Did the action abate thereby, or does it survive, so that it may still be prosecuted for the benefit of the infant child ... ?
[Being] an action of tort, and the sole party in interest having died, the next inquiry is, whether it falls within the general rule of the common law, that such an action does not survive the death of the party in whose favor it existed. It is very clear to our minds that it is not distinguishable in this particular from other actions of tort, and that the common law must govern, unless it has been taken out of the operation of that rule by some express provision of statute. We know of no such provision.
... It appears that theperson so entitled died, and that the right of action expired with him ....
Id. at 404-06.
¶ 43. The principle that a wrongful death claim does not survive the death of the claimant was affirmed in Schmidt v. Menasha Woodenware Co.,
¶ 44. To sum up, the legislature has historically used the wrongful death statute,
¶ 45. Wrongful death claims also abated at common law upon the death of the wrongdoer. See Kranz,
¶ 46. In Kranz, the court held that based on the survival statute at the time, a widow's claim for wrongful death of her husband did not survive the death of the wrongdoer. Kranz,
¶ 47. Sixteen years later, the Layton court upheld Kranz, noting that the legislature had takеn no action in response to Kranz, and therefore the court did "not deem it proper to reconsider the matter." Layton,
¶ 48. In 1933 the legislature responded to the court's suggestions that the survival statute,
¶ 49. A problem surfaced almost immediately. In Hegel v. George,
¶ 50. In response to Hegel, the legislature amended the survival statute in 1937 and added the following underlined language: "Actions for wrongful death shall survive the death of the wrongdoer whether or not the death of the wrongdoer occurred beforе or after the death of the injured person." § 1, ch. 189, Laws of 1937; see also drafting records, § 1, ch. 189, Laws of 1937 (located at the Legislative Reference Bureau in Madison, Wisconsin).
¶ 51. Although the survival statute was amended several times thereafter,
(1) In addition to the causes of action that survive at common law, all of the following shall also survive: causes
(o) Causes of action for wrongful death, which shall survive the death of the wrongdoer whether or not the death of the wrongdoer occurred before or after the death of the injured person.
¶ 52. The 1999 amendment made ambiguous the wrongful death survival provision. As described earlier, the addition of the comma and the "which" created a nonrestrictive clause, making all language about the death of the wrongdoer arguably nonessential and superfluous. Where the survival statute once provided that a wrongful death claim survived only the death of the
¶ 53. Before the 1999 legislation,
¶ 54. After analyzing the legislative history of
¶ 55. The first piece of evidence that the legislature intended merely to reorganize the statute with no substantive change is the fact that the assembly bill that led to 1999 Wis. Act 85 (codified in part at
The revisor of statutes shall:
(j) In cooperation with the law revision committee, systematically examine and identify for revision by the legislature the statutes and session laws to eliminate defects, anachronisms, conflicts, ambiguities, and unconstitutional or obsolete provisions. The revisor shall prepare and, at each session of the legislature, present to the law revision committee bills that eliminate identified defects, anachronisms, conflicts, ambiguities, and unconstitutional or obsolete provisions. These bills may include minor substantive changes in the statutes and session laws necessary to accomplish the purposes of this paragraph.
¶ 56. The second piece of evidence that the legislature intended no substantive change in the section is the "relating clause," which provides that 1999 Wis. Act 85 is an act "relating to: repealing, consolidating, renumbering, amending and revising various provisions of the statutes for the purpose of correcting errors, supplying omissions, correcting and clarifying references, eliminating defects, anachronisms, conflicts, ambiguities and obsolete provisions, reconciling conflicts and repelling unintended repeals." This descriptive language, which mirrors the Revisor's duties in
¶ 57. The third piece of evidence that the legislature intended no substantive change in the section is the legislative note to the revision of
¶ 58. The fourth piece of evidence that the legislature did not intend to make any substantive change to
¶ 59. The fifth piece of evidence that the legislature did not intend to make any substantive change to
¶ 60. Based on this evidence, we hold that the legislature did not intend to make any substantive change to
¶ 61. This holding applies equally to medical malpractice claims and non-medical malpractice claims. We decline to entertain arguments that the survival rule should be applied more expansively to medical malpractice wrongful death actions. Lornson argues that because this court has held that the succession rule in
¶ 62. Lornson's argument is without merit. First, Boynton is not applicable because it involved a worker's compensation statute that specifically allowed the widow's wrongful death claim to be assigned. See Boynton,
¶ 63. We also decline to entertain notions that the wrongful death claim could survive under other
¶ 64. The court in Schmidt held that a widow's wrongful death claim could not survive her death under the "or other damage to the person" provision. Schmidt,
It will be observed that this action is not prosecuted to recover for damages to the person of the deceased [the husband]. As already stated, it can only be maintained for the recovery of such pecuniary loss as the widow sustained, and cannot, by the broadest latitude of construction, be held to fall under the clause "or other damage to the person ...."
Id.
¶ 65. In addition, the long line of cases interpreting the survivability of the wrongful death claim has never applied either of these survival provisions to preserve a wrongful death claim. To apply these general provisions when a more specific wrongful death provision exists in paragraph (o) would be contrary to the canon of statutory construction that where two conflicting statutes apply to the same subject, the more specific statute controls. State v. Anthony D.B.,
¶ 66. Because Joseph Sanders' wrongful death claim does not survive his death, his estate's claim for damages for loss of society, companionship, and consortium of his wife and of her services of pecuniary value, together with medical, funeral, and burial expenses, must be dismissed. The case must be remanded to the circuit court for further proceedings on the separate claim of the estate of Janice M. Sanders. The circuit court is authorized to permit an amendment of that claim to include Janice Sanders' medical, funeral, and burial expenses. See Schwab v. Nelson,
D. Lornson's Constitutional Claims
¶ 67. Lornson contends that any interpretation of
¶ 68. As we address these constitutional arguments, we begin "with the presumption that a statute is constitutional^] and [we] will continue to preserve a statute's constitutionality if there is a reasonable basis for the exercise of legislative power." Czapinski,
As the right is created by statute, the right to recover damages for wrongful death and the terms of the recovery are confined to what is specified in the statute, and the right to recover damages is limited to members of those groups, or classes, of beneficiaries listed in the statute.
Id. (internal citation omitted). As noted previously, a wrongful death cause of action
¶ 69. We also conclude that Joseph Sanders and his estate were not deprived of equal protection of the law. We will "uphold a statute under an equal protection analysis [i]f a rational basis exists to support the classification, unless the statute impinges on a fundamеntal right or creates a classification based on a suspect criterion." Czapinski,
¶ 70. Our interpretation of
¶ 71. In applying rational basis reviеw to equal protection challenges, we are "not concerned with the wisdom or correctness of the legislative determination." Id., ¶ 29. Rather, we determine whether the legislature relied on a reasonable basis in enacting the statute. A statute must meet five criteria of reasonableness.
(1) All classifications must be based upon substantial distinctions which make one class really different from another.
(2) The classification adopted must be germane to the purpose of the law.
(3) The classification must not be based upon existing circumstances only and must not be so constituted as to preclude addition to the numbers within a class.
(4) To whatever class a law may apply, it must apply equally to each member thereof.
(5) The characteristics of each class should be so far different from those of other classes as to reasonably suggest at least the propriety, having regard to the public good, of substantially different legislation.
Strykowski,
¶ 72. In this case, Lornson is challenging our interpretation of
¶ 73. Furthermore, we note that our interpretation of
¶ 74. We therefore find that the classifications of spouses who survive final judgment and spouses who do not survive final judgment are not arbitrary or irrational, but are based on reasonable criteria. Thus, Lornson's equal protection argument fails.
IV CONCLUSION
¶ 75. We hold that in wrongful death actions, an eligible claimant's cause of action does not survive the death of the claimant. Thus, Joseph Sanders' wrongful death claim does not survive. In a non-medical malpractice wrongful death case, under
¶ 76. In addition, we hold that our interpretation of
¶ 77. These conclusions are consistent with the statutory framework promulgated by the legislature. As we stated in Hegel and shall state again, "Th[is] situation is one which might properly be directed to the attention of the legislature, but one in which this court is powerless to act." Hegel,
By the Court. — The judgment of the circuit court is affirmed and the cause is remanded to the circuit court for further proceedings consistent with this opinion.
Notes
All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
The circuit court granted the Wisconsin Patients Compensation Fund's motion for summary judgment on the basis that the overall damages claimed by Lornson and Hoertsch would not exceed $1 million. Lornson and Hoertsch do not seek review of this order.
In Pierce v. American Family Mutual Insurance Co.,
See, e.g.,
(1) In addition to the causes of action that survive at common law, all of the following also survive:
(a) Causes of action to determine paternity.
(b) Causes of action for the recovery of personal property or the unlawful withholding or conversion of personal property.
(c) Causes of action for the recovery of the possession of real estate and for the unlawful withholding of the possession of real estate.
(d) Causes of action for assault and battery.
The contemporary equivalent of the above-quoted language is contained in
At least one other jurisdiction has cited Wisconsin as a jurisdiction that holds that the wrongful death claim abates upon the death of the claimant. See Johnson v. Consolidated Freightways, Inc.,
The complete survival statute, as amended by § 1, ch. 53, Laws of 1933, read as follows:
In addition to the actions which survive at common law the following shall also survive: Actions for the recovery of personal property or the unlawful withholding or conversion thereof, for the recovery of the possession of real estate and for the unlawful withholding of the possession thereof, for assault and battery, false imprisonment or other damage to the person, for all damage done to the property rights or interests of another, for goods taken and carried away, for damages done to real or personal estate, equitable actions to set aside conveyances of real estate, to compel a reconveyance thereof, or to quiet the title thereto, and for a specific performance of contracts relating to real estate; provided this act shall have no application to pending litigation. Actions for wrongful death shall survive the death of the wrongdoer.
See, e.g., § 3, ch. 176, Laws of 1977; 1987 Wis. Act 399, § 472zkbb; 1993 Wis. Act 481, § 192.
Lornson's reliance on Martin v. Richards,
Concurrence Opinion
¶ 78. {concurring in part, dissenting in part). I join only that part of the majority opinion which concludes that Holly Lornson and Kim Hoertsch cannot, in their individual capacities, bring claims for their mother's wrongful death because, under Czapinski v. St. Francis Hospital, Inc.,
¶ 79. Under
On and after July 24,1975, any patient or the patient's representative having a claim or any spouse, parent, minor sibling or child of the patient having a derivative claim for injury or death on account of malpractice is subject to this chapter.
Among the various statutory provisions found in Chapter 655, none describe what happens to a wrongful death claim for medical malpractice after the death of an eligible claimant. As this court stated in Storm v. Legion Insurance Co.,
¶ 80. It is helpful, then, to examine Chapter 877 of Wisconsin's Probate Code, in order to determine the authority of personal representatives to continue an action for the estate of an еligible claimant upon the death of the claimant. Wisconsin Stat. § 877.01 makes direct reference to Chapter 895, providing:
If a cause of action survives under ch. 895, a personal representative may maintain an action on the cause of action against the wrongdoer in every case inwhich the decedent could, if living, maintain the action and, after the wrongdoer's death, against the wrongdoer's personal representative, except that this section shall not extend to actions for slander or libel.
The majority opinion does not claim that § 877.01 is ambiguous, but disallows the personal representatives' wrongful death claim here chiefly because the decedent's adult children are his estate's personal representatives. Majority op., ¶ 75.
¶ 81. It seems clear based on the language of
¶ 82. I strongly agree with the personal representatives' position that
¶ 83. The personal representatives correctly point out that, in
¶ 84. The majority relies on five "pieces of evidence" in claiming that the legislature made a substantive change to
The bureau prepares revisor's corrections bills to correct errors or resolve conflicts arising from the enactment of laws. It reviews attorney general's opinions, federal district and appellate court decisions, and state appellate orsupreme court decisions that declare a Wisconsin statute or session law to be ambiguous, in conflict with other laws, anachronistic, unconstitutional, or otherwise in need of revision.
State of Wisconsin 2005-2006 Blue Book 303 (Lawrence S. Barish, ed. 2005). These responsibilities are significant, despite the majority's assertion that the revisor's duties are "mainly ministerial and editorial...." Majority op., ¶ 55. Bills submitted to the legislature by the revisor of statutes and enacted into law "nevertheless are acts of the legislature, and where there is no ambiguity such acts must be applied as they read. ..." Dovi v. Dovi,
¶ 85. The majority opinion states that the 1999 amendment to
¶ 86. The majority opinion examines
¶ 87. In Ferdon v. Wisconsin Patients Compensation Fund, 2005, WI 125, ¶¶ 89, 91,
The primary, overall legislative objective is to ensure the quality of health care for the people of Wisconsin. The legislature obviously did not intend to reach this objective by shielding negligent health care providers from responsibility for their negligent actions. After all, "[i]t is a major contradiction to legislate for quality health care on one hand, while on the other hand, in the same statute, to reward negligent health care providers."
Legislative Objective #1: Ensure adequate compensation for victims of medical malpractice with meritorious injury claims. The legislature retained the tort system as a means of identifying health care providers who are practicing below the required due care standards and as a means of deterring them and other health care providers from negligent practices. The legislature obviously considers noneconomic injuries to be real injuries for which plaintiffs should be compensated in appropriate cases.
(quoting Farley v. Engelken,
¶ 88. For the reasons stated herein, I respectfully concur in part and dissent in part.
¶ 89. I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice ANN WALSH BRADLEY join this concurrence/dissent.