Estela ESPINA, et al., v. Steven JACKSON, et al.
No. 35, Sept. Term, 2014.
Court of Appeals of Maryland.
March 30, 2015.
112 A.3d 442 | 442 Md. 311
judgment rule—to promote judicial efficiency by limiting piecemeal appeals.
III
Conclusion
The order of the Circuit Court remanding the case for the agency to reconsider its decision—issued prior to any judicial review of the agency‘s decision, at the request of the Board and with consent of the party that sought judicial review—is not a final, appealable judgment. The Court of Special Appeals properly dismissed Metro Maintenance‘s appeal as premature.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS TO BE PAID BY PETITIONER.
112 A.3d 442
Estela ESPINA, et al.,
v.
Steven JACKSON, et al.
No. 35, Sept. Term, 2014.
Court of Appeals of Maryland.
March 30, 2015.
Michael J. Winkelman, Esquire, McCarthy & Winkelman, L.L.P., Lanham, MD, for Amicus Curiae brief of Maryland Association for Justice.
Anna Jagelewski, Esquire, Francis D. Murnaghan, Appellate Advocacy Fellow, Public Justice Center, Baltimore, Deborah A. Jeon, Esquire, Sonia Kumar, Esquire, American Civil Liberties Union Foundation of Maryland, Baltimore, for Amici Curiae brief of ACLU of Maryland, Public Justice Center, and Caucus of African American Leaders.
Victoria M. Shearer (Daniel Karp, Karpinski, Colaresi & Karp, P.A., Baltimore, MD), on brief, for respondents.
Kara K. Lynch, Esquire, Assistant Solicitor, Office of Legal Affairs, Baltimore, George A. Nilson, Esquire, City Solicitor, William R. Phelan, Jr., Esquire, Chief Solicitor, Baltimore City Department of Law, Baltimore, for Amicus Curiae brief of the Mayor and City Council of Baltimore.
David M. Funk, Esquire, Karen J. Kruger, Esquire, Funk & Bolton, P.A., Baltimore, for Amicus Curiae brief of the Local Government Insurance Trust, Harford County, Maryland, Montgomery County, Maryland.
Argued before BARBERA, C.J., HARRELL, GREENE, ADKINS, MCDONALD, WATTS, JOHN F. MCAULIFFE (Retired, Specially Assigned), JJ.
GREENE, J.
At issue in the present case is the extent to which the General Assembly intended, and was within its authority, to limit a local government‘s financial liability under the Local Government Tort Claims Act (“LGTCA“),
I. FACTUAL AND PROCEDURAL BACKGROUND
This case stems from a confrontation between Espina and Jackson, occurring on August 16, 2008, which ultimately re-sulted in the tragic death of Espina. Prior to the confrontation, Espina was having a drink with a friend outside his apartment complex.2 Jackson, wearing his Prince George‘s County police officer uniform, was patrolling the area in his marked police cruiser when he observed the two men drinking what he believed to be alcoholic beverages.3 Hoping they would leave the area simply by virtue of his display of authority, Jackson drove past Espina and his friend twice, then parked his police cruiser and proceeded on foot towards the men. Jackson followed Espina and his friend after they entered the apartment building, using his master key to access the locked building. Once inside, a violent confrontation ensued between Jackson and Espina. Ultimately, Jackson shot and killed Espina and arrested Manuel, who had entered the apartment complex and came to his father‘s aid during the altercation. Although the tragic outcome of this confrontation is clear, the versions of events presented by the witnesses at trial lie in stark contrast. For a complete statement of the underlying events as presented by each party, we refer to the Court of Special Appeals‘s reported opinion. See Espina v. Prince George‘s Cnty., 215 Md.App. 611, 620-28, 82 A.3d 1240, 1245-50 (2013).
committing these acts. Petitioners were awarded damages totaling $11,505,000 as follows:4
- $5 million in non-economic damages for violation of Espina‘s Article 24 rights;
- $5,000 in economic damages for violation of Espina‘s Article 24 rights;
- $0 for assault and battery of Espina;
- $5 million in non-economic damages for the wrongful death of Espina (to be divided 95% to Estela and 5% to Manuel); and
- $1.5 million in non-economic damages for violation of Manuel‘s Article 24 rights.
No punitive damages were awarded. Thereafter, the trial court entered judgment in the amount of $11,505,000 in favor of Petitioners against Jackson and the County, jointly and severally.
On Respondents’ motion for remittitur, the trial court, looking to the LGTCA‘s “limits on liability,” first reduced the judgment as against the County to $805,000. Subsequently, in light of the Court of Special Appeals‘s opinion in Leake v. Johnson, 204 Md.App. 387, 40 A.3d 1127 (2012), the Circuit Court further reduced the judgment entered against the County to $405,000 following Respondents’ motion for reconsideration and a full hearing on the matter. Based on the jury‘s finding of malice and pursuant to
Subsequently, we granted Petitioners’ certiorari request, Espina v. Jackson, 438 Md. 142, 91 A.3d 613 (2014), to answer the following questions, which we have rephrased and reorganized for clarity:
- Do the LGTCA‘s limits on liability apply to damages arising from Petitioners’ state constitutional claims?
- Is the imposition of the LGTCA‘s limits on liability to Petitioners’ “self-executing” state constitutional claims permissible in light of the supremacy of the state constitution?6
- Are the LGTCA‘s limits on liability, as applied to Petitioners’ state constitutional
claims, permissible under Article 19? - Did the Court of Special Appeals correctly apply the LGTCA‘s limits on liability to Petitioners’ state constitutional claims, despite the jury‘s finding of malice and the County‘s stipulation as to the scope of employment?
- Did the Court of Special Appeals correctly reduce the verdict, as against the County, to $400,000 by reducing Petitioners’ wrongful death and survivorship actions to “an individual claim” under the LGTCA?
For the reasons stated below, we shall answer each of the questions above in the affirmative and affirm the judgment of the Court of Special Appeals.
II. DISCUSSION
In the present case, we are required to discern the extent to which the LGTCA “limits on liability” (commonly
differentiate between economic and non-economic damages.” Espina, 215 Md.App. at 647, 82 A.3d at 1262.
referred to as the “damages cap“) apply, or may apply, to Petitioners’ “self-executing”7 state constitutional claims. In essence, Petitioners urge this Court to conclude that the LGTCA damages cap has no application to state constitutional claims, or, alternatively, if the damages cap does indeed limit recovery for violations of the state constitution, its application here violates the supremacy of the Maryland Declaration of Rights, is unconstitutional under Article 19 of the Maryland Declaration of Rights, and was improper. Respondents contend that the trial court and the Court of Special Appeals properly applied the LGTCA damages cap to Petitioners’ state constitutional claims and therefore we should affirm the judgment of the Court of Special Appeals.
A. Petitioners’ State Constitutional Claims
In addressing whether the LGTCA damages cap circumscribes Petitioners’ state constitutional claims, we are confronted with an issue of statutory interpretation. We have long held that “[t]he cardinal rule of statutory interpretation is to ascertain and effectuate the intent of the Legislature.” Williams v. Peninsula Reg‘l Med. Ctr., 440 Md. 573, 580, 103 A.3d 658, 663 (2014) (citation omitted). Our primary goal “is to discern the legislative purpose, the ends to be accomplished, or the evils to be remedied by the statutory provision[.]” Bd. of Cnty. Comm‘rs v. Marcas, L.L.C., 415 Md. 676, 685, 4 A.3d
946, 951 (2010) (citation omitted). As we have so often explained, in undertaking this endeavor:
[W]e begin with the normal, plain meaning of the language of the statute. If the language of the statute is unambiguous and clearly consistent with the statute‘s apparent purpose, our inquiry as to legislative intent ends ordinarily and we apply the statute as written, without resort
to other rules of construction. We neither add nor delete language so as to reflect an intent not evidenced in the plain and unambiguous language of the statute[.] . . . We, however, do not read statutory language in a vacuum, nor do we confine strictly our interpretation of a statute‘s plain language to the isolated section alone. Rather, the plain language must be viewed within the context of the statutory scheme to which it belongs, considering the purpose, aim, or policy of the Legislature in enacting the statute. . . . Where the words of a statute are ambiguous and subject to more than one reasonable interpretation, or where the words are clear and unambiguous when viewed in isolation, but become ambiguous when read as part of a larger statutory scheme, a court must resolve the ambiguity by searching for legislative intent in other indicia, including the history of the legislation or other relevant sources intrinsic and extrinsic to the legislative process. In resolving ambiguities, a court considers the structure of the statute, how it relates to other laws, its general purpose, and the relative rationality and legal effect of various competing constructions.
In every case, the statute must be given a reasonable interpretation, not one that is absurd, illogical, or incompatible with common sense.
Marcas, 415 Md. at 685-86, 4 A.3d at 951-52 (quoting Lockshin v. Semsker, 412 Md. 257, 274-76, 987 A.2d 18, 28-29 (2010)).
Accordingly, we begin with the plain language of the Act. The LGTCA provides that “[e]xcept as provided in sub-section (c) of this section, a local government shall be liable for any judgment against its employee for damages resulting from tortious acts or omissions committed by the employee within the scope of employment with the local government.”
(1) Subject to paragraph (2) of this subsection, the liability of a local government may not exceed $200,000 per an individual claim, and $500,000 per total claims that arise from the same occurrence for damages resulting from tortious acts or omissions, or liability arising under subsection (b) of this section and indemnification under subsection (c) of this section.
(2) The limits on liability provided under paragraph (1) of this subsection do not include interest accrued on a judgment.
Petitioners aver that the LGTCA damages cap has no application to their state constitutional claims, which arise out of violations of Article 24 of the Maryland Declaration of Rights. Specifically, with regard to the language of the statute, Petitioners contend that the Legislature‘s use of the term “tort” does not serve to encompass constitutional violations because constitutional violations are not torts within the meaning of the LGTCA. Petitioners explain that constitutional violations “are claims arising under the state constitution and not torts in the common law sense[.]” Respondents counter that the broad term “tortious acts or omissions” is plainly inclusive of all tortious conduct, including both constitutional and non-constitutional torts. Moreover, Respondents contend that constitutional violations have been “routinely referred to as ‘constitutional torts‘” by our courts. The Court of Special Appeals
The current language of the LGTCA plainly appears to encompass constitutional torts. Our prior decisions addressing the definition of “tortious act or omission,” albeit in a different context, indicate that the term encompasses state constitutional torts. For example, in Lee v. Cline, 384 Md. 245, 863 A.2d 297 (2004), this Court addressed “whether the Maryland Tort Claims Act [(MTCA)]8 grants qualified immunity to state personnel for tortious acts or omissions, within the scope of [employment], when those acts or omissions involve violations of state constitutional rights or constitute so-called ‘intentional’ torts.” Id., 384 Md. at 255, 863 A.2d at 303 (emphasis added). The Court explained that “the [ ] language of the [MTCA] plainly appears to cover intentional torts and constitutional torts[.] . . . There are no exceptions in the statute for intentional torts or torts based upon violations of the Maryland Constitution.” Id., 384 Md. at 256, 863 A.2d at 304. Noting that there was no basis in the statutory language to exclude constitutional torts, the Court declined to do so. Id.
This Court also had occasion to discern the meaning of the term “tort” in Green v. N.B.S., Inc., 409 Md. 528, 976 A.2d 279
(2009), concluding that “tortious conduct” encompassed a broad range of tortious actions. In Green, we were asked to review whether the general cap on non-economic damages contained in
“Tortious” is defined as “[c]onstituting a tort; wrongful.” Black‘s Law Dictionary 1497 (7th ed. 1999). A “tort” is defined as “[a] civil wrong for which a remedy may be obtained, usually in the form of damages; a breach of a duty that the law imposes on everyone in the same relation to one another as those involved in a given transaction.” Id. at 1496. Therefore, the term “tort” as defined by Blacks encompasses all “civil wrong,” not just wrongs that were recognized as a civil wrong at common law.
Id., 409 Md. at 542, 976 A.2d at 287 (emphasis added). The Court went on to note that
Importantly, we have previously referred to constitutional violations as “constitutional torts.” As this Court explained in DiPino v. Davis, “we have characterized civil violations of State Constitutional protections as ‘constitutional torts,’ which seems to be the common appellation now applied to them.” Id., 354 Md. 18, 50, 729 A.2d 354, 371 (1999) (citation omitted). See also Ashton v. Brown, 339 Md. 70, 104, 660 A.2d 447, 464 (1995) (referring to a violation of the state constitution as a “constitutional tort“). Petitioners take issue with the use of the term “constitutional tort,” suggesting at oral argument that it is “sloppy legal shorthand,” or mere “scholarly slang.” We disagree with such a characterization, because our prior statements are consistent with our reading of the term “tortious acts or omissions” in light of the language the General Assembly elected to use.
Moreover, as we have explained on several occasions, “there is no exception in the [LGTCA] for constitutional torts. In fact, there is no exception in the statutory language for any category of torts.” Ashton, 339 Md. at 108 n. 19, 660 A.2d at 466 n. 19. See also Prince George‘s Cnty. v. Longtin, 419 Md. 450, 521, 19 A.3d 859, 902 (2011) (Harrell, J., concurring and dissenting) (explaining that “[w]e implied that the LGTCA damages cap should apply to constitutional claims [in Ashton v. Brown]“); Rounds v. Md.-Nat. Capital Park & Planning Comm‘n, 441 Md. 621, 109 A.3d 639 (2015) (“Nothing in the [LGTCA‘s] language or its legislative history indicates that the General Assembly intended to exclude any category of tortious conduct committed by a local government or its employees, from the scope of the LGTCA notice requirement.“). “This Court has been most reluctant to recognize exceptions in a statute when there is no basis for the exception in the statutory language.” Lee, 384 Md. at 256, 863 A.2d at 304. Indeed, to recognize an exception not apparent in the statutory language would be contrary to our effort to “neither add nor delete language so as to reflect an intent not evidenced in the plain and unambiguous language of the statute.” Marcas, 415 Md. at 685, 4 A.3d at 951 (citation omitted).
Notwithstanding our plain reading of the text of the statute, we do not read the plain language “in a vacuum,” instead, we also look to the statutory scheme in which it is found. Marcas, 415 Md. at 685, 4 A.3d at 951. Previously, we held that the LGTCA prevented plaintiffs from proceeding on their tort claims, including those involving state constitutional violations, where the plaintiffs failed to comply with the LGTCA notice requirement. See Rounds, 441 Md. at 642, 109 A.3d at 651 (holding that, where the LGTCA is applicable, a plaintiff must comply with the Act‘s notice requirement in order to bring a cause of action for unliquidated damages for violations of the state constitution against a local government); Dehn Motor Sales, LLC v. Schultz, 439 Md. 460, 487, 96 A.3d 221, 238 (2014) (upholding the trial court‘s grant of summary judgment in favor of defendants on plaintiff‘s state constitutional tort claims for failure to comply with the LGTCA notice requirements).
We also view the plain language in light of the statutory scheme‘s purpose. Marcas, 415 Md. at 685, 4 A.3d at 951. The language of the LGTCA begins by noting, in part, that it is “[f]or the purpose of establishing a limit on the liability of the local governments of the State.” Chapter 594, Laws of Maryland 1987. As we explained previously, “[i]t is clear that the limitation on liability provision [of the LGTCA] was enacted ‘for the purpose of limiting the civil liability of local government.‘” Marcas, 415 Md. at 686, 4 A.3d at 952 (quoting S. Judicial Proceedings Comm., Summary of Com. Rep., S.B. 237, at 3 (Md. 1987)). See also Balt. Police Dept. v. Cherkes, 140 Md.App. 282, 324, 780 A.2d 410, 435 (2001) (“The overarching purpose of the [LGTCA] was to bring stability to what was perceived as an escalating liability picture for local governments by containing their exposure while guaranteeing payment to tort victims of judgments against employees of local government entities in certain situations.“). Including Petitioners’ state constitutional claims within the scope of the LGTCA damages cap is clearly consistent with the Legislature‘s goal of limiting civil liability.
To confirm our interpretation of the term “tort” as including Petitioners’ state constitutional claims, we shall also review the legislative history as it is relied upon extensively by the parties in this case. Petitioners make the dubious assertion that the legislative history is entirely devoid of any reference to constitutional violations. Our review of the legislative history demonstrates otherwise. “The [LGTCA] was passed in response to a perceived insurance crisis plaguing counties, municipalities and their employees.” Ennis v. Crenca, 322 Md. 285, 291, 587 A.2d 485, 488 (1991). Maureen Lamb, then Vice President of the Maryland Association of Counties, testified before the Senate Judicial Proceedings Committee:
In the Spring of 1985 the Legislative Committee of the Maryland Association of Counties became aware of the problems that local governments were having in purchasing insurance. . . . In analyzing the situation it was soon realized that the problem was greater than merely a down cycle of the insurance market. Insurance companies were not only raising prices, they were abandoning the business of insuring governments.
S. Judicial Proceedings Comm., Testimony of Maureen Lamb (Feb. 25, 1987). In direct response to this perceived liability crisis, then Governor Harry Hughes established a Task Force led by then Lieutenant Governor Joseph Curran, Jr. in 1985, which ultimately proposed the LGTCA, along with the non-economic damages cap of
The Task Force Report, among other things, explains that the language of the LGTCA “is patterned generally after the
In January, 1986 the Maryland Municipal League [MML] conducted a survey among the cities and towns in Maryland to find out their extent of litigation. Within the last 5 years [between 1985 and 1980], nearly one half of the respondents had lawsuits filed against them. Some of the towns had multiple suits. Several of these suits asked for millions of dollars in compensatory and punitive damages. The startling fact, however, is that while only 4 suits were filed in 1980, by 1985 the number had increased 500% to 20. The seventy lawsuits reported filed against these towns between 1980-1985 sought $106 million in damages.
A summary of the MML survey, sent by MML Executive Director Jon C. Burrell on January 22, 1986, upon which the Governor‘s briefing paper relied, includes the “[n]umber and kinds of issues being brought,” in addition to outlining the 500% increase in tort litigation from four cases in 1980-81 to twenty in 1984-85. Importantly, the summary notes that of the cities and towns subject to lawsuits between 1980 and 1985, there were fourteen “False Arrest/Police Injury” cases, four “Voting Rights Act” cases, and seven “Civil Rights Act” cases.
We also note that the primary opponent of the LGTCA, the Maryland Trial Lawyers Association (“MTLA“) (now the “Maryland Association for Justice“), raised concerns to the Legislature similar to those presented by Petitioners in this case. Indeed, when the LGTCA was first introduced to the General Assembly in 1986,9 the MTLA contended that “[i]t will impose a cap on damages in all claims against local governments.”
Bill File to S.B. 557/H.B. 724 (1986) (emphasis in original). Against this legislative background, we find unpersuasive Petitioners’ insistence that the General Assembly never considered constitutionally based tort suits. Indeed, the legislative history only furthers a conclusion that the General Assembly was aware that the LGTCA would be read as covering a broad range of civil actions, and nonetheless declined to carve out any exceptions.
We also find support for this proposition in the General Assembly‘s response to our decision in Housing Authority of Baltimore City v. Bennett, 359 Md. 356, 754 A.2d 367 (2000). In Bennett, this Court held that the LGTCA damage cap did not apply to any tort actions where the local government itself is a defendant.10 Id., 359 Md. at 368, 754 A.2d at 373. In direct response to our decision, the General Assembly enacted an emergency measure “clarifying that the monetary limits on the liability of a local government under the [LGTCA] apply to claims against local governments when named as defendants[.]” Chapter 286, Laws of Maryland 2001. Importantly,
the General Assembly explained, in the uncodified sections 2 and 3 of the emergency legislation, that “it is the intent of the General Assembly that the total liability of a local government, directly or otherwise, in an action arising from tortious acts or omissions, may not exceed the limits on liability” and that the “Act shall apply to any claim for damages under [the LGTCA]” respectively. Id. (emphasis added). Petitioners argue that Section 3 “is nothing more than a timing provision.” We disagree with Petitioners’ reading, noting that Section 3 used the same timing provision as the original 1987 Act—namely, that the LGTCA applies to cases arising out of events occurring after its enactment on July 1, 1987. Section 3 clarifies that the LGTCA applies to “any claim for damages under [the LGTCA]” arising after its enactment. Petitioners attempt to cast doubt upon this interpretation of the 2001 legislation by noting that the Legislature used the term “tortious act or omission” in Section 2, which according to Petitioners excludes state constitutional violations. As we explained above, however, this term plainly includes Petitioners’ state constitutional claims.
In the interest of completeness, we now address two additional arguments advanced by Petitioners concerning the LGTCA‘s application to state constitutional violations. First, Petitioners argue strenuously that “Maryland local governments and their employees have never enjoyed any immunity for constitutional claims” and that the LGTCA, if applicable to state constitutional claims, would conflict with this longstanding principle. Petitioners’ theory is that the General Assembly could not have intended to include state constitutional violations within the scope of the LGTCA because to do so would conflict with Maryland Law. We note that this is precisely the argument made by the MTLA in opposition to the LGTCA in 1986, see Bill File to S.B. 557/H.B. 724 (1986) (“[The LGTCA] will bestow immunity upon local governments in areas in which they presently have no immunity of any sort.“), and again in 1987, see Bill File to S.B. 237 (1987) (“This Bill represents an unwarranted extension of immunities[.]“). See also Statement of John J. Sellinger to Sen. Judicial Proceedings Comm., S.B. 557 (March 14, 1986) (“This Bill will extend immunity above the cap to ‘local governments’ (and other entities which presently enjoy no immunities) for activities for
Petitioners also argue that if this Court holds that the LGTCA damage cap applies to the case at hand, “[t]here are serious implications for all constitutional claims in Maryland.” Petitioners further contend that “[t]here is, of course, no principled way to make a distinction between limiting the remedy here and limiting other constitutional claims, like takings cases[.]” We disagree for two reasons. First, our decision does not imply that all constitutional violations fall under the purview of the LGTCA. Indeed, such a holding would be contrary to our case law. See Rounds, 441 Md. 621 n. 13, 109 A.3d 639 n. 13 (2015) (explaining “that a cause of action may not lie for all violations of the state constitution“). Second, although we need not determine whether takings are subject to the Act‘s limitations on liability, as this issue is not before us, we disagree that the LGTCA damages cap as applied in the instant case would necessarily apply where a taking is alleged. We note, without deciding, that where a taking in the constitutional sense occurs, ”
B. Supremacy
Petitioners contend that applying the LGTCA damages cap to “limit remedies for constitutional violations runs afoul of the supremacy of the state constitution.” In essence, Petitioners argue that because their constitutional claims are self-executing, meaning that they arise directly from the state constitution,12 those claims, and the remedies that flow from them, may not be limited or restricted by statute. In addition, Petitioners contend that limiting the local government‘s liability would clearly and impermissibly impair their cause of action arising from
Petitioners cite, rather cursorily, to several out of state cases which stand for the proposition that self-executing rights may not be “restricted,” “destroyed,” or “limited” by statute. Upon review, however, we find these cases wholly inapposite and unpersuasive. Petitioners, for instance, cite to the Supreme Court of Colorado‘s 1950 opinion in Baker v. Bosworth, 122 Colo. 356, 222 P.2d 416 (1950). In Baker, the
Moreover, of the numerous cases Petitioners rely upon, none involve a finding that a limitation on liability for damages in tort is unconstitutional on supremacy grounds. Indeed, the cases cited by Petitioners involve issues irrelevant to our discussion. See, e.g., Shell v. Jefferson Cnty., 454 So. 2d 1331 (Ala. 1984) (addressing the validity of a statute limiting the County‘s authority to set sewer services rates, where such authority was unrestricted under the state constitution); Loonan v. Woodley, 882 P.2d 1380 (Colo. 1994) (reviewing a challenge to an initiative petition “that would require parental notification of an unemancipated minor‘s decision to have an abortion” for failure to collect a sufficient amount of signatures); In re Inter-Faith Villa, L.P., 39 Kan. App. 2d 810, 185 P.3d 295 (2008) abrogated by In re Mental Health Ass‘n of Heartland, 289 Kan. 1209, 221 P.3d 580 (2009) (reviewing a decision of the Kansas State Board of Tax Appeals denying appellants’ application for exemption from ad valorem taxes); Movants to Quash Multicounty Grand Jury Subpoena v. Dixon, 184 P.3d 546 (Okla. 2008) (reviewing a challenge concerning the authority of a multicounty grand jury to investigate illegal activity occurring in one county).
Apart from relying upon inapplicable, out of state cases, Petitioners cite to our opinion in Longtin for the proposition that the application of the damages cap to a constitutional claim is violative of the supremacy of the state constitution because it “impairs” a plaintiff‘s cause of action. We find this reliance misplaced. In Longtin, this Court held that the retroactive application of the LGTCA damages cap was unconstitutional, because “Longtin had a vested right in bringing his cause of action—with no statutory cap on damages—prior to the enactment of the LGTCA revisions.” 419 Md. at 489-90, 19 A.3d at 883. In other words, in that case, the retroactive application of the cap would “impair” Longtin‘s right to bring a cause of action, as it existed at the time his injury accrued. Id. This is plainly not at issue here. Thus, Longtin provides no support for Petitioners’ position. In our view, application of the LGTCA damages cap to state constitutional claims does not violate the supremacy of the state constitution.
C. Article 19
Petitioners assert that the application of the LGTCA damages cap to their constitutional claims, which strips nearly 98% of the total jury verdict, is unconstitutional under
That every man, for any injury done to him in his person or property, ought to have remedy by the course of the Law of the land, and ought to have justice and right, freely without sale, fully without any denial, and speedily without delay, according to the Law of the land.
Article 19 was part of the original Maryland Declaration of Rights adopted in 1776, although it was then designated asArticle 17 of the Declaration of Rights . Except for one word, the wording today is identical to the 1776 wording.5 All of the original state constitutions adopted at the time of the Revolutionary War, except Virginia‘s and North Carolina‘s, contained provisions likeArticle 19 . While the United States Constitution contains no comparable provision, today the constitutions of 39 states have clauses similar toArticle 19 . These provisions, often referred to as ‘Remedy Clauses’ or ‘Open Courts Clauses’ or ‘Access to Courts Clauses,’ are based on Chapter 40 of the Magna Carta or, more particularly, Lord Coke‘s interpretation of Chapter 40.6 For a review of the history, purpose, interpretation, and application of such clauses, see, e.g., Smothers v. Gres- ham Transfer, Inc., 332 Or. 83, 23 P.3d 333 (2001); Comment, The Kansas Remedy by Due Course of Law Provision: Defining a Right to a Remedy, 47 Kan. L. Rev. 655 (1999); Hoffman, By the Course of the Law: The Origins of the Open Courts Clause of State Constitutions, 74 Or. L. Rev. 1279 (1995); Schuman, The Right To A Remedy, 65 Temp. L. Rev. 1197 (1992); Schuman, Oregon‘s Remedy Guarantee, 65 Or. L. Rev. 35 (1986); Linde, First Things First: Rediscovering The States’ Bills of Rights, 9 U. Balt. L. Rev. 379, 385 (1980); Perry and Cooper, Sources of Our Liberties 341-351 (rev. ed. 1990); Stringham, Magna Carta Fountainhead of Freedom 54-57 (1966); Thorne, Dunham, Kurland, and Jennings, The Great Charter 52-61 (1965); Thompson, Magna Carta 97-99, 364-365 (1948). See also Everstine, The General Assembly of Maryland 1634–1776 at 566 (1980).
Dackman, 422 Md. at 376-77, 30 A.3d at 865-66 (quoting Piselli, 371 Md. at 204-05, 808 A.2d at 517-18). In addition, “[w]e have held that ‘it is a basic tenet, expressed in
Petitioners contend that application of the LGTCA damages cap to their constitutional claims in this case is contrary to this “basic tenet” and violates
Thus, Petitioners argue, the LGTCA damages cap is an unreasonable restriction on their right to a remedy. Respondents counter that the application of the LGTCA to Petitioners’ claims does not infringe
We have previously held that the notice provision of the LGTCA does not violate
This is our first occasion to address specifically an
It is useful to begin by reviewing restrictions that we have previously held to be unreasonable. “We have indicated, with regard to causes of action to recover for violations of certain fundamental rights, that an abrogation of access to the courts which would leave the plaintiff totally remediless would be unreasonable.” Murphy, 325 Md. at 366, 601 A.2d at 113 (emphasis added). Restrictions resulting in no compensation or “drastically inadequate” compensation (i.e., “almost no compensation“) were held to be unreasonable in Piselli and Dackman.
In Piselli, we were called upon to address whether the three-year statute of
Before this Court, by certification from United States Court of Appeals for the Fourth Circuit, the plaintiff argued that the commencement of the statute of limitations from the time his parents discovered his injury, when he was a minor and therefore unable to bring suit on his own behalf, deprived him of his
Dackman bears somewhat more similarity to the instant case than does Piselli, because Dackman involved a statutory “substituted remedy” with a maximum recovery of $17,000.00. Specifically, Dackman involved a provision of the Reduction of Lead Risk in Housing Act (“RLRHA“) that, under certain conditions, substituted a statutory remedy in exchange for a grant of immunity to rental property owners. 422 Md. at 361, 30 A.3d at 856. The RLRHA provided, in relevant part, that a property owner would be immune from suit for injuries from lead paint ingestion, if the property were registered and in compliance with the RLRHA, and, under certain conditions, if he or she had submitted to the injured tenant a “qualified offer.” Dackman, 422 Md. at 364-68, 30 A.3d at 858-59. Under the statute, a “qualified offer” had a statutory maximum of $17,000.00, most of which would be payable directly to the injured person‘s service provider rather than to the injured person. Dackman, 422 Md. at 365-66, 30 A.3d at 859-60. The RLRHA further provided that the property owner would be required to make a “qualified offer” only if the tenant had given notice of the injured person‘s blood lead levels. Dackman, 422 Md. at 368, 30 A.3d at 860. In addition, the immunity from suit applied whether or not the tenant accepted the “qualified offer.” Dackman, 422 Md. at 366-67, 30 A.3d at 859. Moreover, we noted, the immunity provisions indicated that they were “intended to be very broad.” Dackman, 422 Md. at 368, 30 A.3d at 860.
The plaintiff/tenant in Dackman brought suit against the defendants/landlords for damages suffered due to lead in- gestion while living in defendants’ rental properties. 422 Md. at 370, 30 A.3d at 861. The defendants maintained that they were immune from suit, however, because they were in compliance with the RLRHA and the plaintiff had given no notice of the injured child‘s blood lead levels, and, consequently, the defendants had no opportunity to make a “qualified offer.” Dackman, 422 Md. at 373, 30 A.3d at 863. The trial court granted the defendants’ motion for summary judgment based on those grounds. Dackman, 422 Md. at 374, 30 A.3d at 864. On appeal before this Court, the plaintiff argued that the immunity provisions of the RLRHA violated
In undertaking our
To summarize, in Piselli, we concluded that the limitations statute completely denied the injured child a remedy. Likewise, in Dackman, we held that the RLRHA immunity provisions operated either to completely deny the injured child a remedy, or to provide the injured child with a “drastically inadequate” remedy of $17,000, most of which was payable directly to an individual other than the injured child or guardian. Dackman is distinguishable from the case at bar, in that Dackman involved immunity provisions in the law that prevented the claimant from
Damages caps have been upheld as reasonable under
Article 19 does guarantee access to the courts, but that access is subject to reasonable regulation. A statutory restriction upon access to the courts violatesArticle 19 only if the restriction is unreasonable.... There is a distinction between restricting access to the courts and modifying the substantive law to be applied by the courts. The plaintiffs’ cause of action based on negligence was not abolished by§ 11-108 . Instead,§ 11-108 simply modifies the law of damages to be applied in tort cases. While the right to recover noneconomic damages exceeding $350,000 was abrogated, this change in the substantive law is not a restriction upon access to the courts.
325 Md. at 365-66, 601 A.2d at 113-14 (citations omitted). Similarly, in this case, neither Petitioners’ cause of action nor right to bring their case in the courts has been affected by the LGTCA. We agree with the Court of Special Appeals‘s conclusion, consistent with our own case law, that “the LGTCA damages cap modifies the law of damages applied in cases involving claims against local governments. It does not operate—as the Espinas suggest—as a restriction upon access to the courts.” Espina, 215 Md. App. at 645, 82 A.3d at 1260.
Petitioners argue that the LGTCA damages cap is “drastically inadequate,” like the substitute remedy in Dackman, and that the Court of Special Appeals erred in distinguishing Dackman. The Court of Special Appeals stated:
The LGTCA damages cap of $200,000 per claim is over ten times the amount of the qualified offer at issue in Dackman. Moreover, in Dackman, if a qualified offer was rejected, the landlord had full immunity, including immunity against future claims by an injured child once she reaches majority, leaving a lead paint poisoned child with no remedy whatsoever. There is no similar immunity provision in the LGTCA, and plaintiffs injured by a local government may recover up to $200,000 per individual claim.
Espina, 215 Md. App. at 644, 82 A.3d at 1260. We agree that the LGTCA damages cap is distinguishable from Dackman, because the statute at issue in that case granted immunity to the alleged tortfeasor and provided a substituted remedy, in exchange for the grant of immunity, that was not only “minuscule” but also primarily payable to individuals other than the injured plaintiff. Dackman, 422 Md. at 382, 30 A.3d at 868. It is necessary to emphasize, however, that in comparing the $200,000 LGTCA cap to the $17,000 substituted remedy, we do not mean to imply that there is any bright line monetary value that we use to determine whether a remedy is reasonable.
Petitioners further argue that the cap is unreasonable because the maximum amount allowed by the cap decreased the amount awarded by the jury in their case by approximately 98%. Respondents refute this argument as irrelevant, stating that, by comparing the jury award to the damages cap, Petitioners are improperly claiming that the cap “is unconstitutional under
This Court has explained, “[t]o be sure, applying a damage cap does not vitiate a person‘s remedy altogether.” Longtin, 419 Md. at 488, 19 A.3d at 882. In his concurring and dissenting opinion in Longtin, Judge Harrell further stated that “the LGTCA is not so unduly low as to equate with cutting off all remedy.” 419 Md. at 520, 19 A.3d at 901 (Harrell, J., concurring and dissenting). We are unable to conclude that the LGTCA‘s $200,000 per individual claim/$500,000 per occurrence damages cap leaves the plaintiff “totally remediless” or is “drastically inadequate.” Although not necessary for our conclusion that the cap is reasonable, we note also, as did the Court of Special Appeals, that in a case involving malice on the part of the government employee, like in this case, the plaintiff may still attempt to enforce the judgment against the employee individually. The Legislature has determined, however, that the responsibility of the local government entity to indemnify the employee should be limited to $200,000 per individual claim and $500,000 per occurrence.18 This decision is a matter of policy, and it is not unreasonable. See Longtin, 419 Md. at 490, 19 A.3d at 883 (“The legislature may, in its wisdom, limit tort damages prospectively.“).
Petitioners also maintain that if the LGTCA damages cap applies to constitutional violations, plaintiffs will be forced to rely on “the lesser protections” of
D. Judicial Admission and Finding of Malice
Petitioners urge this Court to “avoid the constitutional clash” purportedly created by the application of the LGTCA in this case, and hold the County liable “as it has multiple times represented it is.” Petitioners aver that the County‘s opening statement before the jury, in which counsel explained that “if the plaintiffs’ theory is true about Officer Jackson ... then Prince George‘s County is going to be [liable] for it” is judicially binding on the County. Essentially, Petitioners contend that because the County said it would be liable for Jackson‘s conduct, the County must now pay the entire amount awarded in favor of the Espinas. Petitioners’ argument is devoid of any merit. The County correctly realized that, in accordance with the LGTCA, it would be liable for Jackson‘s conduct committed within the scope of employment. Having stipulated to the scope of employment, the County knew it would be liable up to the limit imposed by the LGTCA upon a verdict against Jackson and the County. We decline the invitation to take counsel‘s opening remarks as binding the County to the entirety of a then-unknown multimillion dollar verdict.
We also address Petitioners’ apparent confusion over two related concepts: “scope of employment” and “malice.” Under the LGTCA, a local government is required to defend and indemnify, up to certain limits, its employees acting within the scope of employment.
E. Aggregation of Claims
Petitioners’ final question asks us to consider whether the Court of Special Appeals concluded correctly that all of Petitioners’ survivorship and wrongful death claims should be reduced to one claim for the purposes of the LGTCA cap because the family‘s wrongful death claims were derivative of the decedent‘s estate‘s claims. In this case, the Circuit Court originally reduced the jury‘s verdict as to the County from $11,505,000 to $805,000,19 but, after the Court of Special Appeals issued its opinion in Leake v. Johnson, 204 Md. App. 387, 40 A.3d 1127 (2012), it aggregated the wrongful death claims of the family with the survivorship claims of the decedent‘s estate to further reduce the verdict as to the County to $405,000: $200,000 for the survivorship/wrongful death claims, $200,000 for Manuel‘s claim for violation of his own constitutional rights, and $5,000 in non-economic damages. The Court of Special Appeals concluded that the Circuit Court “properly applied Leake when it found that Estela and Manuel‘s wrongful death claims were derivative of Espina‘s
survival claim and limited recovery to $200,000.” Id. In addition, the Court of Special Appeals concluded that the Circuit Court was correct in “finding that Manuel‘s constitutional claim was separate and not derivative[,]” therefore, Manuel‘s claim was properly reduced to $200,000. Espina, 215 Md. App. at 647, 82 A.3d at 1262. Finally, the Court of Special Appeals determined that the trial court erred in awarding $5,000 in economic damages, because “the LGTCA damages cap does not differentiate between economic and noneconomic damages[,]” and, therefore, the total damages award should have been reduced to $400,000. Id.
The answer to the question of aggregation of claims turns on the interpretation of the phrase “per an individual claim” as used in the LGTCA.
In Marcas, we began by noting that “[t]he terms, ‘individual claim,’ and ‘same occurrence,’ are not defined in the LGTCA.” 415 Md. at 684, 4 A.3d at 951. In defining “individual claim,” we looked to Black‘s Law Dictionary and determined that “[c]laim is synonymous with ‘cause of action[.]’ ” Marcas, 415 Md. at 689, 4 A.3d at 953. A “cause of action,” in turn, is defined as “a set of facts sufficient to justify a court in rendering judgment for the plaintiff.” Id. (citing Paul Mark Sandler and James K. Archibald, Pleading Causes of Action 2 (4th ed. 2008)). In the context of that case, we concluded that the plaintiff‘s complaint, although it asserted numerous tort counts, contained one cause of action, arising from the contamination of the property caused by the county‘s negligence, and therefore constituted one “individual claim” for the purposes of the LGTCA damages cap. Marcas, 415 Md. at 689, 4 A.3d at 954. We also noted, more broadly, that “if a local government negligently fails to comply with applicable state and federal regulations pertaining to a particular landfill, and that negligence is the proximate cause of contamination to one or more adjacent properties, each adjacent property owner‘s claim for money damages would constitute an ‘individual claim,’ regardless of how many theories of recovery are asserted.” Marcas, 415 Md. at 688, 4 A.3d at 953. Therefore, we held that if there were multiple affected properties, each property owner‘s claims for damages would constitute one “individual claim.”20
In Marcas, we also discussed the legislative history of the LGTCA, referring specifically to the difficulties of local governments in purchasing liability insurance. We explained that “the General Assembly intended that courts would use the insurance industry‘s definitions of ‘individual claim’ and ‘same occurrence’ when applying [the LGTCA damages cap].” 415 Md. at 687, 4 A.3d at 952. For that reason, our cases discussing insurance caps on wrongful death claims are instructive in wrongful death cases involving the LGTCA. The Court of Special Appeals applied that reasoning in Leake v. Johnson, a case involving claims against police officers by the decedent‘s estate, wife, and son, after the decedent died as a result of injuries sustained during an arrest and subsequent transportation in a police vehicle. 204 Md. App. at 389, 40 A.3d at 1128. After trial in that case, the jury found for the plaintiffs and awarded damages “to the estate of Mr. Johnson in the amount of: (1) $87,000 for compensatory, economic damages; and (2) $5,000,050 for compensatory, non-economic damages, including pain and suffering[; and] ... to both [sons], individually, in the amount of: (1) $34,000 for loss of financial support; and (2) $1,100,000 for
Both parties in Leake took issue with the trial court‘s reduction of the verdict, based upon the unique issues presented by wrongful death claimants. The question on appeal, therefore, was “whether wrongful death claims are aggregated with a survivor claim, or considered separately, with respect to the LGTCA limitation of liability ‘per an individual claim.’ ” Leake, 204 Md. App. at 412, 40 A.3d at 1142. Relying on this Court‘s opinions in Daley v. United Services Automobile Association, 312 Md. 550, 541 A.2d 632 (1988), and Surratt v. Prince George‘s County, 320 Md. 439, 578 A.2d 745 (1990), two wrongful death cases, the Court of Special Appeals explained that wrongful death claims are derivative from the claim based on the injury to the decedent. Leake, 204 Md. App. at 412, 40 A.3d at 1142. In Daley, this Court determined that where an insurance policy set a maximum recovery for bodily injury to one person, “consequential or derivative damages are comput- ed together with the claim for injury of which they are a consequence.” Daley, 312 Md. at 554, 541 A.2d at 634. As explained in Leake, this Court applied the conclusion in Daley regarding aggregating derivative damages in Surratt to conclude that “wrongful death claims were derivative of the claim based on the injury to the [decedent], and therefore, all three claims presented a single claim under [the County Charter‘s] ‘per individual’ limit of liability.” Leake, 204 Md. App. at 415, 40 A.3d at 1144. Thus, applying this Court‘s analysis in Daley and Surratt, the Court of Special Appeals in Leake held that “a wrongful death claim will be aggregated with the claim of the injured person in applying the LGTCA limitation of liability of a local government to $200,000 per an ‘individual claim.’ ” Leake, 204 Md. App. at 417, 40 A.3d at 1145.
Petitioners in this case contend that the lower courts’ reliance on Leake to aggregate their wrongful death claims for the purposes of the LGTCA damages cap is inconsistent with the Court of Special Appeals‘s opinion in Goss v. Estate of Jennings, 207 Md. App. 151, 51 A.3d 761 (2012). In Goss, filed shortly after Leake, in which the court refused to aggregate wrongful death and survivorship claims for the purposes of applying the general noneconomic tort damages cap contained in
In Goss, the Court of Special Appeals specifically distinguished Leake, stating “that conclusion turned on the particular language of the LGTCA, where the cap was keyed to claims that arise from ‘the same occurrence.’ Quite simply, Leake‘s
distinction. In other words, the LGTCA contains “extremely narrow language” applicable to all claims brought under it. Goss, 207 Md. App. at 174, 51 A.3d at 774.
Petitioners also contend that Leake is inconsistent with our opinion in Marcas, which they assert stands for the principle that each legally cognizable plaintiff may bring a separate “claim” for purposes of calculating the LGTCA damage cap. We disagree. First, Marcas involved a single plaintiff who filed numerous tort claims against the county arising out of contamination of the plaintiff‘s property. 415 Md. at 679, 4 A.3d at 947-48. Second, our statement in that case that “if a local government[‘s] ... negligence is the proximate cause of contamination to one or more adjacent properties, each adjacent property owner‘s claim for money damages would constitute an ‘individual claim,’ ” 415 Md. at 688, 4 A.3d at 953, does not mean that any “legally cognizable plaintiff” in any action would have an “individual claim” for purposes of the LGTCA. Rather, an “individual claim,” as we defined it in Marcas, will depend on the cause of action and the set of facts necessary to create that cause of action. See 415 Md. at 689, 4 A.3d at 953.
We are mindful of our longstanding principle that wrongful death and survival
damage awards, “consequential or derivative damages are computed together with the claim for bodily injury of which they are a consequence.” Daley, 312 Md. at 554, 541 A.2d at 634. Based on our review of Marcas, Daley, Surratt, and Leake, we agree with the Court of Special Appeals‘s conclusion that, for the purposes of the LGTCA damages cap, “wrongful death claims, which are derivative of another person‘s claim of injury [the survival claim], are considered collectively as one individual claim.” Leake, 204 Md. App. at 416, 40 A.3d at 1144. Accordingly, we affirm the judgment of the Court of Special Appeals aggregating Estela and Manuel‘s wrongful death claims with the estate‘s survivorship claims for the purpose of limiting recovery to $200,000. Like the Court of Special Appeals, we leave intact the $200,000 award for Manuel‘s claim for violation of his own constitutional rights. Manuel‘s claim arises out of Jackson‘s treatment of him during the confrontation. It is not derivative of the estate‘s survivorship claims, which arise out of the fatal shooting of Espina. Therefore, Manuel‘s claim constitutes “an individual claim” under the LGTCA separate from the survivorship/wrongful death claims. Thus, Petitioners’ recovery against the County is limited to $400,000.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. PETITIONERS TO PAY COSTS IN THIS COURT AND THE COURT OF SPECIAL APPEALS.
112 A.3d 468
In re TYRELL A.
No. 49, Sept. Term, 2014.
Court of Appeals of Maryland.
March 30, 2015.
Notes
It would not be a reasonable construction of the statutory language, however, to apply the monetary caps to tort actions directly against local governments when the bases for such actions are enactments of the General Assembly, state common law, the state constitution, or federal law.
359 Md. at 373-74, 754 A.2d at 376. Although the Court did refer to state constitutional torts, the opinion does not focus solely on state constitutional torts, or reach the conclusion Petitioners advance. Rather, the Bennett Court held that the LGTCA did not apply to any tort action brought against the local government directly. See Marcas, 415 Md. at 684, 4 A.3d at 950 (explaining that the holding of Bennett was “that the LGTCA‘s damages cap provision does not limit the liability of a local government in a tort action in which the local government itself is a defendant“). This, the Court noted, included state constitutional torts, as well as common law or statutory based causes of actions. Bennett, 359 Md. at 373-74, 754 A.2d at 376. We decline to read this statement as giving state constitutional torts the significance Petitioners ascribe.
In a normal personal injury action based on injuries to more than one person, each plaintiff, whether suing separately or joining with other plaintiffs, represents a separate case. Any judgments are awarded separately, on an individual basis. The plaintiffs do not share in one gross award. That is not the case with a wrongful death action. Only one wrongful death action is permissible with respect to the death of a person. All beneficiaries seeking a recovery are required
Dixon v. Ford Motor Co., 433 Md. 137, 166, 70 A.3d 328, 345 (2013). See alsoto join in that action, and one award is made, which is divided among the plaintiffs as directed by the verdict.
