DENISE EMERICK v. ROGER EMERICK
(AC 38258)
Appellate Court of Connecticut
January 31, 2017
Beach, Sheldon and Flynn, Js.*
Argued October 20, 2016
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(Appeal from Superior Court, judicial district of Hartford, Ficeto, J.)
Roger Emerick, self-represented, the appellant (defendant).
Jon T. Kukucka, with whom were Johanna S. Katz, and, on the brief, Campbell D. Barrett, for the appellee (plaintiff).
Opinion
FLYNN, J. In this marital dissolution action, the self-represented defendant, Roger Emerick, appeals from the judgment of the trial court, Ficeto, J., claiming that the court (1) demonstrated bias against him on the basis of his gender and status as a self-represented party; (2) abused its discretion in awarding the plaintiff, Denise Emerick, $100,000 in lump sum alimony and in distributing the marital property; (3) improperly denied his request for an order regarding the plaintiff‘s grandchildren; (4) improperly denied his request for a jury trial; and (5) improperly denied his motions for reargument and for a mistrial. Wе find none of these claims persuasive and, accordingly, affirm the judgment of the trial court.
The following facts, as found by the court in its memorandum of decision, and procedural history are relevant to this appeal.
The defendant owned the marital home, located at 580 Hopewell Road in South Glastonbury, prior to the marriage. While the plaintiff and the defendant did not have children, the plaintiff was the primary caregiver for an assortment of family members who came to reside in the marital home, some of whom were more than ninety years old and required constant care. At some point during the marriage, the plaintiff‘s daughter and her two children began residing in the marital home.1
In 1996, the parties constructed a substantial addition to the marital home in order to accommodate the plaintiff‘s mother. The plaintiff‘s mother paid for the renovations, which cost $212,000 and added an 850 square foot apartment and bedroom suite to the home. The value of the marital home, which was owned exclusively by the defendant, significantly appreciated as a result of the construction financed by the plaintiff‘s mother.2
In addition to her role as caregiver, the plaintiff handled the family‘s finances. She paid the bills, handled some of the investments, and prepared federal and state tax filings. The defendant was unemployed for a period of time in the mid to late 1990s.3 While the defendant was unemployed, the plaintiff‘s mother contributed her social security benefits plus an additional $70 per month to pay for the family‘s household expenses. The defendant began day trading in 1999, and financed the endeavor with $175,000 in credit card debt and by taking out a line of credit on the marital home. He lost the entire $175,000. The plaintiff and the defendant repaid the $175,000 debt over the course of nine years, in part with a $66,000 contribution from the plaintiff‘s mother.4
On June 25, 2015, following a two day trial, the court entered judgment dissolving the marriage on the ground of irretrievable breakdown, finding that the breakdown was primarily the fault of the defendant. As to the approximate value of the plaintiff‘s assets at the time of dissolution, the court found that her West Hartford home was valued at $232,500 and that she had bank accounts totaling $14,700, a bond in the amount of $8000, and $334,111 in retirement assets. With respect to the defendant‘s assets, the court found that his Glastonbury residence, to which thе plaintiff did not make any claim in the dissolution proceeding, had an approximate value of $654,200.5 The defendant also had $277,000 in a checking account and approximately $653,365 in retirement assets, including a 401 (K) plan valued at $375,153 and an individual retirement account (IRA) valued at $22,270. In its financial orders, the court awarded the plaintiff lump sum alimony in the amount of $100,000, payable in four $25,000 installments, and further ordered the defendant to transfer to the plaintiff all sums in his 401 (K) plan and IRA, which totaled $397,423. The court declined to award periodic alimony.
On July 24, 2015, the defendant filed a “motion to reargue/reconsider” and a motion for a mistrial. The court denied both motions. This appeal followed. Additional facts and procedural history will be set forth where nеcessary.
I
The defendant‘s first claim is that the court was biased against him, and in favor of the plaintiff, on the basis of his gender and status as a self-represented party. We disagree.
As an initial matter, the defendant has failed to comply with
While that procedural deficiency is reason enough to reject the defendant‘s claim, given the grave nature of his accusation, we, as this court did in Wendt v. Wendt, 59 Conn. App. 656, 693, 757 A.2d 1225, cert. denied, 255 Conn. 918, 763 A.2d 1044 (2000), address the substance of the claim. “The standard to be employed when determining whether a judge should recuse herself or himself pursuant to canon 3 (с) [of the Code of Judicial Conduct] is well established. The standard . . . is an objective one [meant to assess] whether [the judge] can be fair and impartial in hearing the case. . . . Any conduct that would lead a reasonable [person] knowing all the circumstances to the conclusion that the judge‘s impartiality might reasonably be questioned is a basis for the judge‘s disqualification. Thus, an impropriety or the appearance of impropriety . . . that would reasonably lead one to question the judge‘s impartiality in a given proceeding clearly falls within the scope of the general standard. . . . The question is not whether the judge is impartial in fact. It is simply whether another, not knowing whether or not the judge is actually impartial, might reasonаbly question [the judge‘s] . . . impartiality, on the basis of all of the circumstances.” (Internal quotation marks omitted.) Mercer v. Cosley, 110 Conn. App. 283, 291, 955 A.2d 550 (2008).
The defendant has not offered a scintilla of evidence to support his claim of judicial bias. Instead, the defendant simply asserts that he is a male, self-represented party, that the court was female, and that the court entered financial and other orders and made credibility determinations with which he does not agree. Our common law and statutory law have always authorized a single Superior Court judge to preside over the trial of marriage dissolution cases. Some marriages in our state, like the defendant‘s, are contracted between persons of the opposite sex. In such situations, the mere fact that the trial judge is of the same sex as one of the parties is not evidence of bias against the other. The mere fact that a trial judge is of a sex different from one of the litigants could not lead a reasonable person to question the judge‘s impartiality. Our careful review of the record and the defendant‘s brief does not point to any predisposition on the part of the court against persons who appear in court on their own behalf.7
On May 13, 2015, the first day of trial, the defendant sought to renew a recusal motion made before Judge Albis, a prior judge in the case who presided over the defendant‘s motion to disqualify Judge Simon and Judge Bozzuto. Judge Ficeto permitted him to do so. The defendant argued to Judgе Ficeto: “For my part I feel in general, I‘ve never met you,
The defendant fares no better with respect to his assertion that thе court demonstrated judicial bias by awarding alimony and distributing the marital property in a manner that was adverse to him. When the defendant moved to disqualify the court prior to the start of the second day of trial on May 14, 2015, the court had not yet issued any orders that were adverse to the defendant. The simple fact that, at the conclusion of the trial, the court declined to issue financial orders that were more favorable to the defendant does not evidence judicial bias or prejudice against the defendant. See McKenna v. Delente, 123 Conn. App. 137, 145, 1 A.3d 260 (2010) (rejecting claims of prejudice and judicial bias where they “amount[ed] to nothing more than a collateral attack on the financial orders issued in connection with the dissolution judgment“). The cоurt‘s several other rulings and credibility determinations that the defendant disagrees with likewise do not evidence judicial bias. “It is an elementary rule of law that the fact that a trial court rules adversely to a litigant, even if some of these rulings were to be determined on appeal to have been erroneous, does not demonstrate personal bias.” (Internal quotation marks omitted.) Wendt v. Wendt, supra, 59 Conn. App. 694. “Obviously, if a ruling against a party could be used as . . . indicia of bias, at least half of the time, every court would be guilty of being biased against one of the two parties. . . . The fact that the plaintiff strongly disagrees with the substance of the court‘s rulings does not make those rulings evidence of bias.” (Citation omitted; internal quotation marks omitted.) Burns v. Quinnipiac University, 120 Conn. App. 311, 317, 991 A.2d 666, cert. denied, 297 Conn. 906, 995 A.2d 634 (2010).
It is a trial court‘s functiоn to decide issues of credibility. Put simply, in situations in which the court is acting as the fact finder and there is conflicting evidence as to an issue of fact, the court is charged with evaluating and determining which evidence is more credible, and the mere fact that the court makes such a finding in favor of one party does not form the basis for a challenge to the court‘s impartiality by the other. The defendant‘s claims of bias are without merit.
II
The defendant next claims that the court abused its discretion in awarding the plaintiff $100,000 in lump sum alimony, and in distributing the marital property. We disagree with both claims.
“The standard of review in family matters is well settled. An appellate
At the outset, we note that the defendant‘s claims of error with respect to the court‘s financial orders are based in large part on his belief that the court erred in not crediting his testimony over that of the plaintiff with respect to the valuation of the plaintiff‘s assets, her contribution to the marital estate, and the events that contributed to the deterioration of their marriage.8 It is well established, howеver, “that the evaluation of a witness’ testimony and credibility are wholly within the province of the trier of fact. . . . Credibility must be assessed . . . not by reading the cold printed record, but by observing firsthand the witness’ conduct, demeanor and attitude. . . . An appellate court must defer to the trier of fact‘s assessment of credibility because [i]t is the [fact finder] . . . [who has] an opportunity to observe the demeanor of the witnesses and the parties; thus [the fact finder] is best able to judge the credibility of the witnesses and to draw necessary inferences therefrom.” (Citation omitted; internal quotation marks omitted.) Schoenborn v. Schoenborn, 144 Conn. App. 846, 851, 74 A.3d 482 (2013). Thus, while we may review the court‘s underlying factual determinations under the clearly erroneous standard, our standard of review requires us to defer to the court‘s evaluation of the plaintiff‘s credibility relative to that of the defendant. See, e.g., Jalbert v. Mulligan, 153 Conn. App. 124, 138, 101 A.3d 279 (“At its essence, the defendant‘s claim asks this court to engage in an independent review of the credibility of the respective parties. That we cannot do.“), cert. denied, 315 Conn. 901, 104 A.3d 107 (2014). With that in mind, we address, in turn, the defendant‘s claims regarding the court‘s award of alimony and distribution of the marital property.
A
We conclude that the court did not abuse its discretion in awarding $100,000 in lump sum alimony to the plaintiff. In its memorandum of decision, the court stated that it fashioned the alimоny award on the basis of all of the evidence admitted at trial and the statutory criteria set forth in
The defendant argues that the court abused its discretion in issuing its financial orders because it improperly failed to consider evidence that the plaintiff had absconded with $1.3 million in marital assets. In support of this argument, the defendant cites the multitude of spreadsheets and documents that he prepared and that were admitted into evidence at trial. In its memorandum of decision, however, the court indicated that it had considered the spreadsheets and related evidence but that the defendant‘s “argument [was] without merit.”9 Thus, the court did not disregard the spreadsheets;
B
We are also not persuaded that the court abused its discretion in distributing the marital property. The distribution of assets in a dissolution action is governed by
Here, the court ordered both parties to retain ownership over the marital assets in their respective possessions, except that the defendant was ordered to transfer $397,423 of his $653,365 in retirement assets to the plaintiff.10 We disagree that this order constituted an abuse of discretion.
III
The defendant next claims that the court improperly refused to order the plaintiff to provide him with periodic updates regarding the well-being of the plaintiff‘s grandchildren. We disagree.
In the defendant‘s proposed orders, the defendant sought an order requiring the plaintiff to “have [her grandchildren] send a short note to [the] [d]efendant telling [the defendant] how they are doing,” or, in the alternative, requiring the plaintiff to send the defendant a monthly “e-mail or letter . . . with any updates on them.” The court denied the request in its memorandum of decision, noting the lack of evidence at trial regarding the age of the plaintiff‘s grandchildren, their relationship to the defendant or whether their parents consented to their continued contact with the defendant. The court also observed that the plaintiff was not the custodian of the grandchildren and thus lacked authority to compel them to write the defendant.
We live in an age where many families are blended and where children of one spouse may not be children of the other. The marriage of the plaintiff and defendant was one in which the plaintiff‘s grandchildren were not the blood descendants of the defendant. The defendant has expressed an abiding, avuncular concern and affection in his briefs and at oral argument before this court for the plaintiff‘s grandchildren, who lived with the parties in the marital home for a period of time during the marriage. The defendant believes his relationship with the grandchildren should not end simply because his marriage with the plaintiff ended in divorce. We do not denigrate the importance that the defendant places on this issue. We conclude, however, that the court did not err in concluding that the plaintiff was not
The United States Supreme Court held in Troxel v. Granville, 530 U.S. 57, 120 S. Ct. 2054, 147 L. Ed. 2d 49 (2000), that the due process clause of the fourteenth amendment to the United States constitution “does not permit a [s]tate to infringe on the fundamental right of parents to make child rearing decisions simply because a state judge believes a ‘better’ decision could be made.” Id., 72–73. Id., 61. Our Supreme Court has held that, under the federal due process clause, parents have “the fundamental right . . . to raise their children as they see fit . . . .” Roth v. Weston, 259 Conn. 202, 216, 789 A.2d 431 (2002). “[A]mong those interests lying at the core of a parent‘s right to care for his or her own children is the right to control their associations. . . . The essence of parenthood is the companionship of the child and the right to make decisions regarding his or her care, control, education, health, religion and association.” (Citation omitted.) Id., 216–17. In the present case, there was no evidence that the parents of the plaintiff‘s grandchildren consented to their continued contact with the defendant or to the plaintiff‘s provision of information about them to the defendant. Significantly, there also was no evidence that the plaintiff had any authority over the plaintiff‘s grandchildren by any award of custody. In light of this record, we see no basis for concluding that the court erred in failing to grant the defendant‘s proposed order regarding the plaintiff‘s grandchildren.
IV
The defendant next claims that the court erred in denying his request for a jury trial. It is well settled, however, that “there is no right to a jury trial in an equitable action. . . . Whether the right to a jury trial attaches in an action presenting both legal and equitable issues depends on the relative importance of the two types of claims. . . . In an action that is essentially equitable, the court may determine incidental issues of fact without a jury.” (Citations omitted.) Gaudio v. Gaudio, 23 Conn. App. 287, 301, 580 A.2d 1212, cert. denied, 217 Conn. 803, 584 A.2d 471 (1990). “A dissolution of a marriage is essentially an equitable action.” Id., 302. Here, because the plaintiff‘s cause of action sought only a dissolution of her marriage, together with alimony and an equitable division of property, her cause of action is essentially equitable, for which the defendant has no right to a trial by jury. Accordingly, the defendant‘s claim lacks merit.
V
The defendant‘s final claim is that the court improperly denied his motions for reargument and for a mistrial. On July 24, 2015, the defendant filed a motion to “reargue/reconsider” the court‘s June 25, 2015 judgment of dissolution, and a motion for a mistrial. The court denied both motions on August 4, 2015.
As to the defendant‘s motion to “reargue/reconsider,” “[t]he standard of review for a court‘s denial of a motion to . . . reargue is abuse of discretion.” Terry v. Terry, 102 Conn. App. 215, 230, 925 A.2d 375, cert. denied, 284 Conn. 911, 931 A.2d 934 (2007). “[T]he purpose of a reargument is . . . to demonstrate to the court that there is some decision or some principle of law which would have a controlling effect, and which has been overlooked, or that there has been a misapprehension of facts.
Finally, “[t]he trial court has wide discretion in deciding a motion for a mistrial. . . . The denial of a motion for a mistrial will be reversed only if the trial court abused its discretion by denying the motion. . . . [A] mistrial should be granted only as a result of some occurrence upon the trial of such a character that it is apparent to the court that because of it a party cannot have a fair trial and the whole proceedings are vitiated.” (Citations omitted; internal quotation marks omitted.) Matza v. Matza, 226 Conn. 166, 190–91, 627 A.2d 414 (1993). Our review of the defendant‘s motion discloses nothing that warranted a mistrial. It is simply a reiteration of the same challenges to the court‘s financial orders that were resolved at trial and the defendant‘s claim of judicial bias. Thus, the court acted within its discretion in denying the defendant‘s motion for a mistrial.
The judgment is affirmed.
In this opinion the other judges concurred.
* The listing of judges reflects their seniority status on this court as of the date of oral argument.
