E.C. v. VIRGINIA DEPARTMENT OF JUVENILE JUSTICE
Record No. 110523
Supreme Court of Virginia
March 2, 2012
Senior Justice Elizabeth B. Lacy
Prеsent: Kinser, C.J., Lemons, Goodwyn, Millette, and McClanahan, JJ., and Carrico and Lacy, S.JJ.
Charles S. Sharp, Judge
E.C. was released from custody while his petition for a writ of habeas corpus was pending. In this appeal we consider whether the circuit court erred in holding that because the petitioner was no longer in custody, its jurisdiction ended or, alternatively, the case was rendered moot.
BACKGROUND
In June 2007, E.C., then 15 years old, was charged in the Juvenile and Domestic Relations District Court of Stafford County (JDR Court) with the rape of a 14 year-old girl, E.G., in violation of
On August 18, 2009, a consortium of attorneys from various entities2 filed a petition for a writ of habeas corpus on E.C.’s behalf alleging that E.C.’s guilty plea was neither knowing nor voluntary and was constitutionally invalid for a number of reasons generally relating to the ineffective assistance of counsel. E.C. also asserted that he was actually innocent of the crimes, alleging that on or about November 23, 2007, E.G. recanted her complaint against E.C. and admitted that “she had lied about the incident with E.C. and that the encounter had been consensual” and that on November 28, 2007, E.G.’s mother informed E.C.’s court-appointed counsel of this recantation. E.C. alleged that his court-appointed counsel filed a motion to set aside the verdict on February 28, 2008, but the JDR Court denied the motion as untimely.
On November 3, 2009, the DJJ moved to dismiss E.C.’s petition for a writ of habeas corpus arguing, inter alia, that the circuit court lacked jurisdiction to consider the petition because E.C. was no longer under any form of detention.
Following oral arguments on the motion, the circuit court granted the DJJ’s motion to dismiss finding that, in the absence of detention, it had no jurisdiction to consider a petition for a writ оf habeas corpus. The circuit court also concluded that “the requirement for sex offender registration [is] not the functional equivalent of detention, confinement, or custody, or the contigent [sic] exposure to confinement inherent in parole or a suspended sentence.” Alternatively, the circuit court held that even if it had jurisdiction, the petition was moot because E.C. was “under no form of confinement or detention” and,
E.C. filed a timely appeal challenging these three rulings of the circuit court.
DISCUSSION
I. JURISDICTION
In his first assignment of error, E.C. asserts that a circuit court’s jurisdiction to consider a petition for a writ of habeas corpus is established at the time the petition is filed and because E.C. was under parole supervision at the time his petition was filed, the circuit court had jurisdiction to consider the petition. The DJJ does not dispute that the circuit court had the requisite jurisdiction to consider the case at the time the petition was filed, but contends that the circuit court’s jurisdiction was extinguished or ended when E.C. was released from parole supervision because, at that point, the court could no longer enter an order that would impact the duration of E.C.’s confinement.
To consider the habeas corpus petition in this case, the circuit court had to have subject matter or “potential” jurisdiction as well as “active” jurisdiction. Ghameshlouy v. Commonwealth, 279 Va. 379, 388-89, 689 S.E.2d 698, 702-03 (2010). Our jurisрrudence has long held that a court’s jurisdiction is determined at the time the litigation is filed
[I]t is axiomatic that when a court acquires jurisdiction of the subject matter and the person, it retains jurisdiction until the matter before it has been fully adjudicated.
See also Jones v. Commonwealth, 227 Va. 425, 429, 317 S.E.2d 482, 484 (1984) (court acquired and retained jurisdiction until matter fully adjudicated); Rochelle v. Rochelle, 225 Va. 387, 391, 302 S.E.2d 59, 62 (1983) (same); 20 Am. Jur.2d, Courts §§ 98, 100, 101 (2011) (citing cases). While intervening events may affect the nature of the relief available, they do not end or extinguish the jurisdiction of the Court.
The DJJ argues that a habeas corpus proceeding is not subject to this “axiomatic” principle relying primarily on language in the per curiam opinion issued in Blair v. Peyton, 210 Va. 416, 171 S.E.2d 690 (1970). Closer review of the record and history of Blair demonstrates that it is not dispositive of the issue in this case and has little, if any, precedential value.
The petitioner in Blair filed a petition for a writ of habeas corpus challenging two convictions he had received from the Corporation Court of the City of Norfolk. At the time he filed his petition, the petitioner had already completed the
The respondent filed a motion to dismiss the habеas corpus petition arguing that the corporation court had no jurisdiction because the petitioner had already served the sentences imposed for the Norfolk convictions. The corporation court granted the motion to dismiss and the petitioner appealed.
In an unpublished order, this Court reversed the corporation court’s judgment and remanded the case for a plenary hearing citing Peyton v. Christian, 208 Va. 105, 155 S.E.2d 335 (1967). Blair v. Peyton, Record No. 7046 (October 10, 1967).
On remand, the respondent again urged dismissal of the petition on jurisdictional grounds and that Christian was not applicable to the jurisdictional issue in the case. The record indicates that the corporation court concluded that the mandate from this Court required it to conduct a plenary hearing. Following that hearing, the corporation court dismissed the petition on its merits and the petitioner again appealed to this Court.
The Court did not address the jurisdictional question raised by the respondent in both appeals; yet, eight months later, in Moore v. Peyton, 211 Va. 119, 119-20, 176 S.E.2d 427, 427 (1970), the Court reaffirmed the principle that a court does not acquire jurisdiction to determine the validity of a sentence fully served before the proceeding for a writ of habeas corpus is instituted. The Court also stated that Christian was not applicable to such cases. Moore, 211 Va. at 120, 176 S.E.2d at 428. The Court did not refer to its previous decision in Blair.
The DJJ relies on the language in the Blair per curiam opinion that the Court was “without jurisdiction further to
For these reasons, the precedential value of Blair is suspect and we reject the DJJ’s argument that Blair is dispositive of the jurisdictional issue in this case.
In summary, the habeas corpus statutes vested the circuit court with subject matter jurisdiction of the proceeding and active jurisdiction arose because the petitioner was detained for purposes of habeas corpus when the petition was filed. Ghameshlouy, 279 Va. at 388-89, 689 S.E.2d at 702-03. That jurisdiction did not end because E.C. was released from detention during the course of the proceeding. Laing, 205 Va. at 514, 137 S.E.2d at 899. Accordingly, the circuit court erred in determining that it did not have jurisdiction to consider E.C.’s petition for a writ of habeas corpus.
II. MOOTNESS
The circuit court also held that, even if jurisdiction continued, the case was moot because E.C. no longer was subject to confinement and, therefore, no order favorably affecting the duration of his confinеment could be entered. E.C. challenges this holding, arguing that under established principles, the
Our jurisprudence provides that a case is moot and must be dismissed when the case or controversy that existed between litigants has ceased to exist:
Whenever it appears or is made to appear that there is no actual controversy between the litigants, or that, if it once existed, it has ceased to do so, it is the duty of every judicial tribunal not to proсeed to the formal determination of the apparent controversy, but to dismiss the case. It is not the office of courts to give opinions on abstract propositions of law, or to decide questions upon which no rights depend, and where no relief can be afforded. Only real controversies and existing rights are entitled to invoke the exercise of their powers.
Franklin v. Peers, 95 Va. 602, 603, 29 S.E. 321, 321 (1898); see also Miller v. International Union of United Brewery, etc. Workers of Am., 187 Va. 889, 897, 48 S.E.2d 252, 255 (1948); Hankins v. Town of Virginia Beach, 182 Va. 642, 643-44, 29 S.E.2d 831, 832 (1944); Potts v. Mathieson Alkali Works, 165 Va. 196, 225, 181 S.E. 521, 533 (1935); Board of Supervisors of Amherst County v. Combs, 160 Va. 487, 497, 169 S.E. 589, 593 (1933); Wallerstein v. Brander, 136 Va. 543, 546, 118 S.E. 224, 225 (1923); Hamer v. Commonwealth, 107 Va. 636, 637, 59 S.E. 400, 400 (1907).
E.C. asserts that, even though he has been released from confinement, a controversy still exists because his convictions and the JDR court’s order requiring him to register as a sex offender bаsed on the convictions impose collateral consequences that are obvious and severe. Under these circumstances, he argues that his petition is not moot and that the circuit court erred in holding otherwise.
In support of his position E.C. cites United States Supreme Court cases that have held that termination of a petitioner’s custody prior to adjudication of a habeas corpus petition does not automatically terminate the existence of an actual controversy and render the case moot. When a petitioner challenging the legality of his conviction continues to suffer a concrete and continuing injury, which is a collateral consequence of the conviction, a case or controversy remains and release from the sentence imposed does not render the case moot. This principle has been applied whether the petition for a writ of habeas corpus challenged the legality of a conviction for violation of a federal statute pursuant to
A significant number of the states that have considered the issue also have determined that collateral consequences of a conviction may be sufficient to defeat a claim of mootness when the petitioner in a habeas proceeding has been released from custody subsequent to the filing of the petition. See e.g. Mead v. State, 504 P.2d 855, 856 (Alaska 1972); People v. Villa, 202 P.3d 427, 432 (Cal. 2009); Moland v. People, 757 P.2d 137, 139 (Colo. 1988); Lebron v. Comm’r of Corr., 876 A.2d 1178, 1193 (Conn. 2005); Gural v. State, 251 A.2d 344, 344-45 (Del. 1969); Gardner v. State, 548 So.2d 900, 901 (Fla. Dist. Ct. App. 1989); Capote v. Ray, 577 S.E.2d 755, 757 n.4 (Ga. 2002); Smith v. State, 491 P.2d 733, 735 (Idaho 1971); Rawlins v. State, 182 P.3d 1271, 1274 (Kan. Ct. App. 2008); Bennett v. State, 289 A.2d 28, 31 (Me. 1972); In re Hackett, 463 A.2d 376, 383 (N.J. Super. Ct. App. Div. 1983); McDuffie v. Berzzarins, 330 N.E.2d 667, 669 (Ohio 1975); Morasch v. State, 493 P.2d 1364, 1366 (Or. 1972); Commonwealth v. Doria, 364 A.2d 322, 324-25 (Pa. 1976); State v. McCraw, 551 S.W.2d 692, 694 (Tenn. 1977); Ex parte Guzman, 551 S.W.2d 387, 388 (Tex. Crim. App. 1977); Duran v. Morris, 635 P.2d 43, 45 (Utah 1981); Monohan v. Burdman, 530 P.2d 334, 336-37 (Wash. 1975); State v. Theoharopoulos, 240 N.W.2d 635, 637-38 (Wis. 1976).
We have not previously been asked to consider whether collateral consequences stemming from a criminal conviction are sufficient to survive a claim of mootness in a habeas corpus proceeding.3 We have, however, applied this principle in another context.
In Tazewell County School Board v. Brown, 267 Va. 150, 591 S.E.2d 671 (2004), the school division superintendent suspended Brown with pay from his position as principal of a high school and notified Brown that he would recommend to the School Board that Brown be reassigned as a principal at another school in the system and subsequently reassigned to a classroom. Brown lodged a grievance based on his suspension from his job duties and requested “immediate reinstatement” to his position as principal of his former high school. When the School Board determined that Brown’s claim was not a grievable matter, he appealed to
This Court rejected the Board’s mootness claim, asserting thаt the fact of, and reasons for, Brown’s suspension and reassignment would remain in his personnel file unless determined to be unfounded. “In other words, if Brown prevailed in this appeal, there is relief, other than reinstatement to his former position, that could be afforded to him under the circuit court’s judgment directing the School Board to resolve his grievance.” Id. at 158, 591 S.E.2d at 674. In considering the lingering impact the School Board’s action could have on Brown’s reputation, this Court determined that such collateral consequences precluded rendering the case moot.
In this case, E.C. asserts that his convictions and attendant requirement of registering as a sex offender impose substantial consequences on him which are sufficiently
The DJJ contends, however, that regardless of these collateral consequences, the circuit court was correct in its alternative holding that the habeas proceeding was moot because the only relief that a court considering a habeas petition can afford is “discharge from custody,” citing Carroll v. Johnson, 278 Va. 683, 685, 685 S.E.2d 647, 647 (2009), West v. Director, Dep‘t of Corrs., 273 Va. 56, 639 S.E.2d 190 (2007), and McClenny v. Murray, 246 Va. 132, 431 S.E.2d 330 (1993) along with
McClenny, West, and Carroll each address the availability of the writ of habeas corpus to petitioners in specific factual situations. In McClenny, the petitioner’s sentence did not include any period of incarceration and consequently the petitioner was not in custody when the petition was filed. The petitioner argued that certain terms of his suspended sentence including reporting to a probation officer, submitting to DNA tests and performing community services qualified as “detention” for purposes of vesting jurisdiction in the trial court. The Court rejected this argument, citing Smyth v. Holland, 199 Va. 92, 96-97, 97 S.E.2d 745, 748 (1957), and held the circuit court did not have jurisdiction of the case, beсause “he was not sentenced to any term of incarceration . . . [t]hus, he cannot show that he is ‘detained’ within the intendment of
Similarly, neither West nor Carroll supports the DJJ’s position. These cases established that habeas corpus relief was available even if a successful petitioner would not be discharged from custody. West declared that a petitioner was entitled to seek habeas corpus relief even when he challenged only one of two concurrent sentences he was serving. 273 Va. at 66, 639 S.E.2d at 197. Carroll reversed the long-standing “immediate release rule” and allowed habeas relief for recomputation of the length of a petitioner’s sentence. 278 Va. at 692-94, 685 S.E.2d at 651-52. Both of these cases expanded the relief available in a habeas corpus proceeding and did not restrict such relief to discharge of the petitioner.
Finally, the DJJ points to the habeas corpus statutes, specifically
The habeas corpus statutes are remedial in nature and are to be liberally construed. Carroll, 278 Va. at 693, 685 S.E.2d at 651-52. The narrow construction advanced by the DJJ would work a particularly harsh result in this case and in other cases involving juveniles who received indeterminate terms of confinement or parole under the supervision and control of the DJJ. See
The DJJ’s position also would allow the dismissal of a petition when the amount of time required by the litigation and appeal processes extends beyond the length of time the petitioner was detained. The length of time necessary to fully adjudicate a petition for a writ of habeas corpus is the result of a number of factors, many of which are not within the control of the petitioner. In other circumstances we have refused to deny the right to seek habeas corpus relief on the basis of judicial economy and convenience and held that such burden in our justice system “should rest on the shoulders of the judiciary rather than on those of an imprisoned petitioner.” West, 273 Va. at 66, 639 S.E.2d at 197. Applying that philosophy here dictates that a petitioner exercising his right to challenge the validity of a conviction through a petition for a writ of habeas corpus should not be deprived of that right because factors beyond his control have caused the proceeding to extend beyond the period of his sentence, probation or parole.
After consideration of our jurisprudence оn mootness, as well as that of other state and federal jurisdictions, the habeas corpus statutes, their remedial purpose and prior applications, we conclude that collateral consequences of a conviction challenged in a habeas corpus proceeding may be considered in determining whether the proceeding is moot. Release from confinement, probation or parole during the
This holding does not dramatically expand habeas corpus jurisdiction. The predicate to establish habeas corpus jurisdiction remains; the petitioner must have been detained at thе time the petition is filed and the petition must be filed within a discrete time period.
Turning to the facts of this case, we hold that the collateral consequences imposed on E.C. by the convictions he is challenging are sufficient to sustain a continued controversy. The relief from these consequences that E.C. seeks is a determination that the convictions which imposed them are invalid because of the ineffective assistаnce of counsel and that he is entitled to a new trial. If successful, the relief he seeks can be afforded by the court exercising its habeas corpus jurisdiction.
In summary, for the reasons stated, we will reverse the circuit court’s judgment that it did not have jurisdiction to consider E.C.’s petition for a writ of habeas corpus and that
Reversed and remanded.
E.C. v. VIRGINIA DEPARTMENT OF JUVENILE JUSTICE
Record No. 110523
Supreme Court of Virginia
March 2, 2012
JUSTICE McCLANAHAN, concurring in part and dissenting in part
I concur in the majority‘s holding that the circuit court erred in finding it lacked jurisdiction since E.C. was “detained” within the meaning of
The remedy afforded under Virginia‘s habeas corpus statute is relief from an unlawful detention.
After hearing the matter both upon the return and any other evidence, the court before whom the petitioner is brought shall either discharge or remand him, or admit him to bail and adjudge the cost of the proceeding, including the charge for transporting the prisoner.
(emphasis added). Therefore, the statute necessarily contemplates that the petitioner is detained such that the court shall either “discharge” the petitioner if it finds in his favor, or “remand” him if it does not find in his favor or if only the duration of his detention is affected by a finding in
“When the language of a statute is plain and unambiguous, we are bound by the plain meaning of that statutory language.” Lee County v. Town of St. Charles, 264 Va. 344, 348, 568 S.E.2d 680, 682 (2002). ” ‘It is a cardinal rule of construction that statutes dealing with a specific subject must be construed together in order to arrive at the object sought to be accomplished.’ ” Alston v. Commonwealth, 274 Va. 759, 769, 652 S.E.2d 456, 462 (2007) (quoting Prillaman v. Commonwealth, 199 Va. 401, 406, 100 S.E.2d 4, 7 (1957)).
Under the rule of statutory construction of statutes in pari materia, statutes are not to be considered as isolated fragments of law. . . . [T]hey should be so construed as to harmonize the general tenor or purport of the system and make the scheme consistent in all its parts and uniform in its operation, unless a different purpose is shown plainly or with irresistible clearness.
Id. (quoting Prillaman, 199 Va. at 405, 100 S.E.2d at 7). Construing provisions of Virginia‘s habeas corpus statute together, in particular
Holding that a petitioner may seek relief from the collateral consequences associated with a criminal conviction, the majority not only construes our habeas corpus statute in a
“While in the construction of statutes the constant endeavor of the courts is to ascertain and give effect to the intention of the legislature, that intention must be gathered from the words used . . . . Where the legislature has used words of a plain and definite import the courts cannot put upon them a construction which amounts to holding the legislature did not mean what it has actually expressed.”
Chase v. DaimlerChrysler Corp., 266 Va. 544, 547, 587 S.E.2d 521, 522 (2003). The “expansive scope” given by the majority to the relief available through a writ of habeas corpus “simply do[es] not appear in the statute, and we cannot change or amend a statute under the guise of construing it.” Coca-Cola Bottling Co. of Roanoke, Inc. v. County of Botetourt, 259 Va. 559, 565, 526 S.E.2d 746, 750 (2000).
As we explained in Carroll v. Johnson, 278 Va. 683, 693, 685 S.E.2d 647, 652 (2009), Virginia‘s habeas corpus statute allows the petitioner to challenge his detention “so long as an ordеr entered in the petitioner‘s favor will result in a court order that, on its face and standing alone, will directly impact the duration of the petitioner‘s confinement.” However, “disputes which only tangentially affect an inmate‘s confinement . . . are not proper matters for habeas corpus jurisdiction
Finding that our habeas corpus statute is not limited to relief from an unlawful detention, the majority reasons that “[p]etitioners who successfully challenge their criminal conviction are not relеased from the charges” but only gain “the right to a new trial.” The majority is certainly correct in this regard because “[t]he office of the writ of habeas corpus is not to determine the guilt or innocence of the prisoner. The only issue which it presents is whether or not the prisoner is restrained of his liberty by due process of law.” Lacey v. Palmer, 93 Va. 159, 163, 24 S.E. 930, 931 (1896). The fact that the petitioner is not “released from the charges” does not answer the question of what relief he is afforded when he proves an unlawful detention; rather, it begs the question of what relief he is afforded. That question is answered by the plain
Because we must apply Virginia‘s habeas corpus statute, jurisprudence from the United States Supreme Court applying the federal habeas corpus statute and from other jurisdictions applying their state habeas corpus statutes or post-conviction relief rules does not provide persuasive authority. While the federal habeas corpus statute requires the petitioner to be “in custody” to file a petition,
majority were decisions in which the courts acknowledged the broad relief available under federal jurisprudence without any analysis of whether such relief was available under their own habeas corpus statutes.5 Thus, these decisions are not instructive in determining the scope of relief afforded under Virginia‘s habeas corpus statute.
In sum, I cannot join in the majority‘s holding that Virginia‘s habeas corpus stаtute provides relief from collateral consequences stemming from a criminal conviction since the plain language of the statute only affords relief from an unlawful
