Lead Opinion
In 1984, appellant Inocente Capote pled guilty to trafficking in cocaine in Fulton County Superior Court, and received a sentence of ten years in prison, with six years to serve. In 1993, appellant was found guilty in United States District Court of a federal drug offense. Relying in part on the 1984 Fulton County conviction, the District Court gave appellant an enhanced sentence of life in prison. Appellant is currently incarcerated in a federal prison in South Carolina. Proceeding pro se, appellant filed an application for habeas corpus relief challenging his 1984 Fulton County conviction as having adverse collateral consequences on his current situation. Appellant filed his habeas corpus application in Fulton County, the site of his 1984 sentencing. He styled his application as being against Mickey Ray, the Warden of the federal prison in South Carolina where appellant is currently being held. Appellant’s application for habeas corpus relief was styled as being brought against only Warden Ray. However, appellant simultaneously filed a memorandum of law in support of his application, and the memorandum’s style showed the action as being brought against both the State of Georgia and Warden Ray. Despite this, the request for habeas relief was filed by the superior court as being brought against only Warden Ray, as styled in appellant’s application. On the motion of the United States Attorney, the habeas court dismissed the action because it lacked jurisdiction over Warden Ray.
1. It is this Court’s duty to raise and resolve questions pertaining to our jurisdiction whenever there is any doubt concerning whether such jurisdiction exists.
In the present appeal, it being undisputed that appellant was not informed of the proper appellate procedure, this appeal is not subject to dismissal under Fullwood, notwithstanding appellant’s failure to file an application for a certificate of probable cause with this Court.
2. Appellant correctly filed his application for habeas relief from his 1984 sentence in the Superior Court of Fulton County, the site of his 1984 conviction and sentencing.
3. Appellant incorrectly styled his application for habeas relief as being brought against Warden Ray of South Carolina. Because the Warden is beyond the jurisdiction of the Fulton County Superior Court, the habeas court dismissed appellant’s action. However, under the peculiar facts of this case, we believe that rather than dismissing the application, the habeas court would have better exercised its discretion by simply joining the State as a proper respondent.
When a habeas petitioner who seeks to challenge a Georgia conviction is not incarcerated by the Georgia Department of Corrections, his habeas corpus petition should be filed against the State of Georgia.
As discussed above, though, when filing his application for relief, appellant simultaneously filed a memorandum of law that was captioned with a style showing his action as being brought against both the State of Georgia and Warden Ray. It is obvious, then, that appellant, who was proceeding pro se, intended to file his action against both the Warden and the State. In fact, appellant’s application for habeas relief was served on the Georgia Attorney General and his memorandum of law was served upon the Georgia Attorney General and the Fulton County District Attorney, thereby providing the State with notice.
“The name given to the petition by appellant is not binding on him.”
Based upon these principles and under the facts of this particular matter, we believe the habeas court should not have dismissed appellant’s petition due to the lack of jurisdiction over Warden Ray. We believe the better exercise of the habeas court’s discretion would have been to correct appellant’s error in failing to join the State of Georgia as respondent to his application, as he did in his memorandum of law. The habeas court then could have released the Warden due to lack of jurisdiction over him, thereby leaving the State of Georgia as the sole, and proper, respondent to appellant’s action. Accordingly, we remand this matter to the habeas court for further proceedings.
4. Appellant correctly served his application for habeas corpus on Warden Ray, and on the Clerk of the Superior Court of Fulton County. Appellant incorrectly served his application on the Attorney General of Georgia rather than the Fulton County District Attorney.
OCGA § 9-14-45 provides that:
Service of a [habeas] petition . . . shall be made upon the person having custody of the petitioner. If the petitioner is being detained under the custody of the [Georgia] Department of Corrections, an additional copy of the petition shall be served on the Attorney General. If the petitioner is being detained under the custody of some authority other than the [Georgia] Department of Corrections, an additional copy of the petition shall be served upon the district attorney of the county in which the petition is filed. Service upon the Attorney General or the district attorney may be had by mailing a copy of the petition and a proper certificate of service.
Accordingly, because this Code section requires that inmates serve a copy of their habeas petitions upon the person having custody
As appellant’s improper service had no bearing on the habeas court’s dismissal of this action, he may make proper service on the Fulton County District Attorney in conjunction with the remand of this case to the habeas court. As stated in OCGA § 9-14-45, such service may be made by regular mail.
5. The dissent urges that the habeas court lacks subject matter jurisdiction over this matter because Capote seeks to challenge an expired 1984 state court conviction that was used to enhance his current federal sentence.
This Court granted this habeas corpus petition in order to determine:
What procedure should be followed by a petitioner who is serving a federal sentence in a state other than Georgia and who wants to challenge the validity of a Georgia conviction that was used to enhance his federal sentence, with particular emphasis on who are the proper defendants and how should they be served?
The issue of whether Capote may challenge the expired state court conviction used to enhance his federal sentence is outside the limited scope of the discretionary grant of review in this matter. Therefore, the dissent is unauthorized to address it.
Furthermore, the dissent is wrong when it urges that the United
Additionally, the Eleventh Circuit has ruled that the dissent’s argument (that the habeas court may not address the validity of expired convictions used to enhance current sentences) is based upon “a distinction without a difference.”
In the end, however, while this Court has sometimes referenced federal case law in resolving whether a habeas petitioner’s liberty can be restrained by a prior, expired conviction used to enhance a current sentence, Georgia’s Civil Code “provides the exclusive procedure” for providing habeas corpus relief to those “whose liberty is being restrained by virtue of a sentence imposed against them by a
6. In summation, a habeas petitioner such as appellant who is being held by federal authorities in a prison outside of Georgia and seeks to attack a Georgia conviction should file his application for habeas relief in the Georgia county in which he was sentenced. The application for relief should be brought (i.e., styled as) against the State of Georgia and should be served on both the person having custody of the petitioner and on the district attorney for the county in which the petition is filed. Such service may be made by regular United States mail.
Judgment reversed and case remanded.
Notes
Redfearn v. Huntcliffe Homes Assn.,
Contrary to the State’s argument, the fact that appellant’s 1984 sentence has expired does not, standing alone, render his petition attacking the 1984 conviction moot. Parris v. State,
OCGA § 9-14-43; Hicks,
Callahan v. State,
Callahan,
As explained in Division 4, infra, the Fulton County District Attorney was the proper party for service.
Webster’s New World (College) Dictionary (2nd ed.), p. 909.
Smith,
OCGA § 9-11-21. See Young v. Rider,
Id.
Hanson v. Wilson,
Cawthorn v. Waco Fire &c. Ins. Co.,
See Lamas Co. v. Baldwin,
Dismuke v. Stynchcombe,
Id.
OCGA § 9-14-45.
Id.
As noted by the dissent, this issue was not addressed below by either the petitioner or the habeas court.
See Franz v. Franz,
Battle v. Thomas, 923 F2d 165 (11th Cir. 1991).
Id.; Fox v. Kelso, 911 F2d 563 (11th Cir. 1990); accord Crank v. Duckworth, 905 F2d 1090, 1091 (7th Cir 1990); Feldman v. Perrill, 902 F2d 1445, 1449 (9th Cir 1990); Gamble v. Parsons, 898 F2d 117, 118 (10th Cir. 1990).
White v. Butterworth,
White,
Harper, 941 F2d at 1539.
See dissenting op. at p. 9.
The dissent’s discussion of Lackawanna County District Attorney v. Coss,
OCGA § 9-14-41.
Hardison v. Martin,
Dissenting Opinion
dissenting.
1. In Division 1 of its opinion, the majority anomalously holds that, because of a cursory and distinguishable ruling in Hicks v. Scott,
“ Tn habeas corpus cases, the General Assembly has determined that the unsuccessful petitioner must timely file both a notice of
Neither Hicks nor any other published opinion has held that this Court has jurisdiction to review habeas proceedings under OCGA § 9-14-40 et seq. notwithstanding the total absence of either the application or the notice of appeal. Indeed, Patterson v. Earp,
*9 OCGA § 9-14-52 requires this Court to engage in a discretionary review process concerning an appeal from the habeas court’s denial of relief to a prisoner held under sentence of a state court of record, thereby making unauthorized a direct appeal from the denial of a post-trial habeas petition.
Smith v. Nichols, supra at 552 (1). Thus, the application requirement is not a procedural nicety. It is a jurisdictional prerequisite. Fullwood v. Sivley, supra at 250. Having no jurisdiction to review the habeas court’s order, we are without authority to resolve the issues raised by Capote and addressed in Divisions 2 through 5 of the majority opinion. Under Patterson and Smith, this case must be dismissed. Therefore, I dissent to the reversal of the judgment of the habeas court and to the remand of this case for further proceedings.
2. Moreover, even if the majority were correct in refusing to dismiss this appeal, its resolution of the merits is erroneous. Assuming that the habeas court could not dismiss the proceeding for lack of personal jurisdiction over the Warden, it still does not have jurisdiction over the subject matter. Because Capote is in federal custody outside the State and his state sentence has expired, his liberty is not “being restrained by virtue of a sentence imposed against [him] by a state court of record.” OCGA § 9-14-41.
The United States Attorney, on behalf of the Warden, raised and briefed this issue in the habeas court and on appeal. The majority discusses the issue, but only after stating that we are not authorized to address it because it is beyond the scope of our inquiry. The cases cited by the majority for this proposition do not involve a granted application for certificate of probable cause in a habeas case, and do not prohibit this Court upon the grant of other forms of discretionary review from addressing a question raised below merely because it did not specifically pose that question. Nothing in the habeas statute which authorizes our review of this case prevents us from considering an issue which is not specified in our order granting the certificate of probable cause. OCGA § 9-14-52. Moreover, the question stated in our order broadly encompassed the procedure to be followed under the circumstances of this case, and subject matter jurisdiction is as much a procedural matter as is personal jurisdiction.
In interpreting OCGA § 9-14-41, this Court has followed federal precedent. Parris v. State,
The majority confuses the issue of subject matter jurisdiction with the issue of whether a habeas petitioner may ever mount a collateral attack on a prior, expired conviction as part of a post-conviction challenge to a subsequent sentence enhanced by the earlier conviction. After addressing the issue of jurisdiction over the subject matter, Maleng expressly left open the extent to which a previous, expired “conviction itself may be subject to challenge in the attack upon the [later] sentences which it was used to enhance. [Cit.]” Maleng v. Cook, supra at 494. Until the Supreme Court of the United States answered that question in Lackawanna County District Attorney v. Coss,
However, even if we do not retreat from Parris and its progeny at this time, but permit some direct attacks on expired convictions, we should refuse to extend the language of OCGA § 9-14-41 even farther. See Maleng v. Cook, supra at 492. That statute requires at least “ ‘significant restraints on the petitioner’s liberty other than physical custody.’ [Cit.]” Farris v. Slaton,
While the majority takes issue with this dissent, it apparently declines to make a decision on the merits of this issue of jurisdiction over the subject matter. Although it was not expressly ruled on below, the majority should at least recognize that the habeas court may consider this ground on remand. See Dodd v. City of Gainesville,
I am authorized to state that Justice Thompson and Justice Hines join in Division 1 of this dissent.
