JAMES H. DUNN & another vs. ATTORNEY GENERAL & others.
Supreme Judicial Court of Massachusetts
July 6, 2016
474 Mass. 675 (2016)
Suffolk. June 8, 2016. - July 6, 2016. Present: GANTS, C.J., SPINA, CORDY, BOTSFORD, DUFFLY, LENK, & HINES, JJ.
In an action challenging the Attorney General‘s certification of an initiative petition, pursuant to
Statement that actions challenging the Attorney General‘s certification of an initiative petition, pursuant to
This court did not reach the question whether the one-sentence statements jointly written by the Attorney General and the Secretаry of the Commonwealth describing the effect of a “yes” or “no” vote on a ballot question was clearly misleading, where no petition seeking amendment of the statements, pursuant to
CIVIL ACTION commenced in the Supreme Judicial Court for the county of Suffolk on April 25, 2016.
The case was reported by Duffly, J.
Diane Sullivan.1
Secretary of the Commonwealth.2 Three of the first ten signers of the initiative petition at issue (Stephanie J. Harris, Joann M. Lindenmayer, and Sharon B. Young) were allowed to intervene as defendants. We acknowledge the brief submitted by the interveners.
Elizabeth N. Dewar, Assistant Attorney General, for the defendants.
Thomas O. Bean for the interveners.
GANTS, C.J. In this case, we consider whether the Attorney Gеneral properly certified an initiative petition proposing a new law that would prohibit (1) confinement of egg-laying hens, calves raised for veal, and breeding pigs on a commercial farm “in a cruel manner,” i.e., under conditions that prevent them from lying down, standing up, fully extending their limbs, or turning around freely; and (2) the sale by any business within the Commonwealth of “shell” eggs, “whole veal meat,” and “whole pork meat” that the business owner or operator “knows or should know” was produced from animals so confined. The plaintiffs contend that this initiative petition was not properly certified because the animal confinement restriction and the prohibition against sale are not related or mutually dependent subjects, and beсause the petition is not in “proper form” insofar as it contains a statement of purpose that does not constitute a “law” to be voted upon by the people. See
Background. In August, 2015, the Attorney General received a signed initiative petition entitled “An Act to prevent cruelty to farm аnimals,” which she numbered as Initiative Petition 15-11 (petition 15-11 or petition). The petition contains two principal provisions, which we shall refer to as the “farm provision” and the “sales provision.”
The farm provision, contained in section 2 of the petition, would make it “unlawful for a farm owner or operator within the Commonwealth of Massachusetts to knowingly cause any covered animal to be confined in a cruel manner.” “Covered animal”
The sales provision, contained in section 3 of the petition, would make it “unlawful for a business owner or operator to knowingly engage in the sale within the Commonwealth of Massachusetts of any:
“(A) Shell egg that the business owner or operator knows or should know is the product of a covered animal that was confined in a cruel manner.
“(B) Whole veal meat that the business owner or operator knows or should know is the meat of a covered animal that was confined in a cruel manner.
“(C) Whole pork meat that the business owner or operator knows or should know is the meat of a covered animal that was confined in a cruel manner, or is the meat of the immediate offspring of a covered animal that was confined in a сruel manner.”5
“Sale,” as defined in the proposed measure, refers only to commercial sales by a business.6 The sales provision is not limited to the sale of eggs, veal, and pork from Massachusetts farms; the
Section 6 of the proposed law confers sole enforcement authority on the Attorney General, who is authorized to seek civil fines of up to $1,000 per violation, as well as injunctive relief. Under section 10, the Attorney General would also be responsible for promulgating, by January 1, 2020, rules and regulations to implement the new law. The law‘s operative provisions would take effect, pursuant to section 11, on January 1, 2022.
On September 2, 2015, the Attorney General certified to the Secretary of the Commonwealth (Secretary) that the measure proposed in petition 15-11
“is in proper form for submission to the people; that the measure is not, either affirmatively or negatively, substantially the same as any measure which has been qualified for submission or submitted to the people at either of the two preceding biеnnial state elections; and that it contains only subjects that are related or are mutually dependent and which are not excluded from the initiative process pursuant to
Article 48 , the Initiative, Part 2, Section 2.”
On April 25, 2016, the plaintiffs commenced an action against the Attorney General and the Secretary in the county court, seeking relief in the nature of certiorari and mandamus under
Discussion. When a new law is proposed by initiative petition, it cannot be presented to the Legislature and the voters for their consideration unless and until the Attorney General reviews it and certifies that it meets the requirements of
1. Related subjects requirement. The related subjects requirement in
In light of this history, there is no single “bright-line” test for determining whether an initiative meets the related subjects requirement. See Abdow, 468 Mass. at 500, quoting Carney I, 447 Mass. at 226. We do not construe the requirement “so narrowly as to frustrate the ability of voters to use the popular initiative as ‘the people‘s process’ to bring important matters of concern directly to the electorate” by effectively confining each petition to a single subject; we recognize that the delegates to the constitutional convention that approved
Balancing these concerns, the related subjects requirement is met where “one can identify a common purpose to which each subject of an initiative petition can reasonably be said to be germane.” Abdow, 468 Mass. at 499, quoting Massachusetts Teachers Ass‘n v. Secretary of the Commonwealth, 384 Mass. 209, 219-220 (1981). “We have not construed this requirement narrowly nor demanded that popular initiatives be drafted with strict internal consistency.” Abdow, supra at 500, quoting Mazzone v. Attorney Gen., 432 Mass. 515, 528-529 (2000). But we have also cautioned that “[a]t some high level of abstraction, any two laws may be said to share a ‘common purpose.‘” Abdow, supra, quoting Carney I, 447 Mass. at 226. Consequently, we have posed two questions to be considered in addressing the related subjects requirement: First, “[d]o the similaritiеs of an initiative‘s provisions dominate what each segment provides separately so that the petition is sufficiently coherent to be voted on ‘yes’ or ‘no’ by the voters?” Abdow, supra, quoting Carney I, supra. Second, does the initiative petition “express an operational relatedness among its substantive parts that would permit a reasonable voter to affirm or reject the entire petition as a unified statement of public policy“? Abdow, supra at 501, quoting Car-
In this case, the plaintiffs argue that petition 15-11 does not meet the related subjects requirement because the farm provision prohibiting confinement of covered animals in a cruel manner and the sales provision prohibiting sales of products from animals so confined address different public рolicies. They contend that the farm provision aims to prevent animal cruelty, whereas the sales provision seeks to mitigate the health and safety risks of animal confinement to Massachusetts consumers and to regulate the sale of products derived from these animals. They assert that the petition unfairly asks voters to decide simultaneously whether to ban certain animal farming methods and whether to require retailers to alter their purchasing decisions. The plaintiffs also argue that the petition contains unrelated subjects because it concerns three different species of animals: egg-laying hens, calves raised for veal, and breeding pigs. The plaintiffs contend that voters may believe that cеrtain confinement practices are beneficial for one species but detrimental for another, so that voters would not be able to affirm or reject the entire petition as a unified statement of public policy.
We are not persuaded by these arguments. Both the farm provision and the sales provision share a common purpose of preventing farm animals from being caged in overly cramped conditions, consistent with the statement of purpose in section 1 of the proposed law, “to prevent animal cruelty by phasing out extreme methods of farm animal confinement.” The two provisions also complement each other in the means of accomplishing this common рurpose. The farm provision bars farm owners and operators in Massachusetts from confining hens, calves, and pigs in a cruel manner, and the sales provision prevents businesses in Massachusetts from selling eggs, veal, and pork from animals that were confined in a cruel manner. The latter provision protects Massachusetts farmers who comply with the law by preventing Massachusetts businesses from selling eggs, veal, and pork obtained from out-of-State farmers who confine their animals in a cruel manner and who, by doing so, may be able to underprice their Massachusetts competitors. It also protects hens, calves, and pigs in other States (and other nations) by providing non-Massachusetts farmers with an economic incentive not to confine their animals in a cruel manner if they wish to sell their eggs, veal, and pork in the Massachusetts market. See Massachusetts Teachers
Finally, although the proposed law covers three different species of farm animals, the petition treats all three species similarly, applying the same prohibition against confinement in a cruel manner to each of them. It is conceivable, as the plaintiffs argue, that a voter might view the law‘s prohibition against confinement in a cruel manner as appropriate for one species but not for another. But that objection pertains to the scope of the law, i.e., whether it was appropriate to include all three species. “Provided the subjects are sufficiently related,” as we believe they are, “the choice as to the scope of an initiative petition is a matter for the petitioners, not the courts.” Abdow, 468 Mass. at 503.
Accordingly, we conclude that the Attorney General properly certified that petition 15-11 contains only subjects that are related or are mutually dependent. It is therefore fair to ask the people of the Commonwealth to vote “yes” or “no” on a single petition containing both the farm and the sales provisions.
2. Proper form requirement. Under
“Although we have avoided a precise construction of the term ‘law’ for purposes of
In the present case, the plaintiffs contend that petition 15-11 does not properly present a law due to its statement of purpose in section 1, which provides:
“The purpose of this Act is to prevent animal cruelty by phasing out extreme methods of farm animal confinement, which also threaten the health аnd safety of Massachusetts consumers, increase the risk of foodborne illness, and have negative fiscal impacts on the Commonwealth of Massachusetts.”
The plaintiffs assert that inclusion of this “argumentative” policy statement is improper, taints the entire petition, and results in the petition not being in proper form for submission to the people. The plaintiffs further argue that such policy statements are not contemplated under
We disagree. As a general matter, there is nothing inherently improper about including a statement of purpose in an initiative
Indeed, where we have been called upon to interpret the meaning of laws adopted by initiative petition, we have been guided by statements of purpose. Just last year, in Commonwealth v. Canning, 471 Mass. 341 (2015), wе cited the statement of purpose in the new medical marijuana law, which had been adopted by initiative petition, in analyzing whether the law affected the requirements for a search warrant where the crime alleged was the defendant‘s cultivation of marijuana plants. See id. at 344, 352. See also Bates v. Director of the Office of Campaign & Political Fin., 436 Mass. 144, 165-166 (2002).
The plaintiffs cite the Attorney General‘s Web site warning to initiative proponents that it may be safer not to include statements of purpose and declarations of public policy, because they may result in a conclusion that the proposed law is not in proper form for submission to the people. In response, the Attorney General states that this warning was prompted by concerns that a petition consisting solеly of such statements would not propose a proper law, or that a petition containing wide-ranging policy statements might violate the related subjects requirement. The Attorney General further states that the statement of purpose in section 1 of petition 15-11 does not raise these kinds of concerns. We agree.
The plaintiffs also contend that, even if a statement of purpose does not always render the form of a petition improper, it does here because it is “argumentative.” The plaintiffs have not called to our attention any case where we have found error in the
Accordingly, we conclude that an initiative petition presenting a proposed law with binding effect may properly include a statement of purpose. We therefore conclude that the Attorney General correctly certified that petition 15-11 is in proper form for submission to the people.
We now address two matters that do not affect our holding in this case: first, the timing of the filing of this action; and second, the one-sentence statements describing the effect of a “yes” and “no” vote on petition 15-11.
3. Timing of actions challenging the Attorney General‘s certification decisions.
The plaintiffs commenced this action on April 25, 2016. In her order reserving and reporting the case for consideration by the full court, the single justice asked the plaintiffs to “explain why this action was filed so late,” and invited the defendants to comment as well on the timing of this action and “what they consider to be reasonable and appropriate time guidelines for the
We share the single justice‘s concern with the timing of the complaint. The Secretary is responsible for distributing an Information for Voters guide (guide) describing initiative petitions in advance of an election. See
There is presently no such deadline in our Constitutiоn or laws, and we have previously held that an action alleging that an initiative petition failed to meet
The Attorney General and the Secretary propose that actions challenging the Attorney General‘s certification decisions should be commenced in the county court by February 1 of an election year. We agree this is a reasonable deadline, and therefore strongly urge plaintiffs to file such challenges by this date. As in a marriage ceremony, it is not unfair to ask those who object to the Attorney General‘s certification of an initiative petition to “speak now or forever hold your peace.” Filing a complaint by February 1 should ordinarily permit the parties to brief the issues for a May hearing, and enable this court to issue a decision by the end of June.10 Plaintiffs who delay filing beyond this date should bear in mind that such delay may make it impossible for this court to render a decision before the guide is distributed, and may risk causing voter confusion and additional costs for the Commonwealth if the court were to conclude that the Attorney General erred in certifying an initiative petition.
4. The one-sentence “yes” and “no” statements. The election ballot will contain only the summary of petition 15-11 written by the Attorney General and the one-sentence statements jointly written by the Attorney General and the Secretary describing the effect of a “yes” or “no” vote. See
“The secretary shall make available for public examination a
copy of the ballot question titles, [one]-sentence statements describing the effect of a yes or no vote and fiscal effect statements and shall publish them in the Massachusetts register by the second Wednesday in May. Any [fifty] voters may petition the supreme judicial court for Suffolk county to require that a title or statement be amended; provided, however, that the petition shall be filed within [twenty] days after the publication of the title and statement. The court may issue an order requiring amendment by thе attorney general and the state secretary only if it is clear that the title, [one]-sentence statement or fiscal effect statement in question is false, misleading or inconsistent with the requirements of this section.”
Neither the plaintiffs nor any other voters filed a petition seeking to amend the one-sentence statements prepared by the Attorney General and the Secretary for petition 15-11.
We, however, recognized that the one-sentence statements might be clearly misleading to voters because they make no reference to the sales provision, even though the initiative petition includes only two primary provisions and, in contrast with the farm provision, the sales provision will potentially affect every Massachusetts consumer of eggs, veal, and pork.12 We therefore invited the parties and interveners at oral argument to provide supplemental briefs as to whether we have the legal authority to order the Attorney General and Secretary to amend the one-sentence statements where no complaint was filed under
We conclude that, even if we were to find that the one-sentence statements are clearly misleading, we have no power to order
Conclusion. Having determined that the Attorney General properly certified petition 15-11 pursuant to
So ordered.
Notes
“A YES VOTE would prohibit any confinement of pigs, calves, and hens that prevents them from lying down, standing up, fully extending their limbs, or turning around freely.
“A NO VOTE would make no change in current laws relative to the keeping of farm animals.”
