ROBERT COHEN vs. ATTORNEY GENERAL (and a companion case)
Supreme Judicial Court of Massachusetts
June 5, 1970
357 Mass. 564
Suffolk. February 4, 1970.
4. Upon consideration of the case in accordance with our duty under
Judgments affirmed.
Suffolk. February 4, 1970. — June 5, 1970.
Present: WILKINS, C.J., SPALDING, CUTTER, KIRK, SPIEGEL, REARDON, & QUIRICO, JJ.
Constitutional Law, Initiative, Constitutional convention. Words, “Law.”
Review of precepts on the construction of the Constitution of the Commonwealth. [570-572]
Resumé of the Constitutional Convention of 1917-1918 with respect to the initiative provisions of the proposed
The provision in
The General Court is the sole voice to ascertain the will of the people on the matter of calling a constitutional convention. [578]
1Robert Cohen vs. Secretary of the Commonwealth.
The cases were reserved and reported without decision by Kirk, J.
Robert Cohen, pro se (Alexander J. Cella with him).
William E. Searson, III, Assistant Attorney General, for the Attorney General & another.
Morris M. Goldings (Richard B. Olson, Donald P. Quinn, Donald N. Sweeney & Donald F. Winter with him) for John M. Quinlan & others, intervening respondents.
KIRK, J. The petitioner, a citizen and taxpayer of Massachusetts who is a registered voter of Newton, brings two petitions, one for a writ of certiorari against the Attorney General and one for a writ of mandamus against the Secretary of the Commonwealth. Both petitions challenge as unconstitutional an initiative petition brought pursuant to
The petition for a writ of certiorari seeks to quash the Attorney General‘s certificate which accompanies the initiative petition. The petition for a writ of mandamus seeks to restrain the Secretary of the Commonwealth from placing the question set forth in the initiative petition on the ballot in the biennial State election in 1970.
The question reads: “Shall there be a convention to revise, alter or amend the constitution of the commonwealth in the year 1971; provided, that the convention shall be limited to considering and proposing revisions, alterations and amendments on [certain specified] subjects . . . and on no others.” The cases were each reserved and re-ported, without decision, by the single justice on the pe-
1. The statement of agreed facts recites the several steps which thus far have been taken to advance the proposed measure as an initiative petition for a “law” under the provisions of
We deem it unnecessary and unwise, however, to discuss any issue save the one issue which looms large above all others. Its resolution will be decisive of both cases. In terms of the pending litigation the issue is: Does
2. In addressing the basic issue, we quote certain pro-
I. Definition.
“[T]he popular initiative . . . is the power of a specified number of voters to submit constitutional amendments and laws to the people for approval or rejection.”
THE INITIATIVE.
II. Initiative Petitions.
§ 1. Contents. “An initiative petition shall set forth the full text of the constitutional amendment or law, hereinafter designated as the measure, which is proposed by the petition.”
IV. Legislative Action on Proposed Constitutional Amendments.
§ 1. Definition. “A proposal for amendment to the constitution introduced into the general court by initiative petition shall be designated an initiative amendment, and an amendment introduced by a member of either house shall be designated a legislative substitute or a legislative amendment.”
§ 2. Joint Session. “If a proposal for a specific amendment of the constitution is introduced into the general court by initiative petition, . . . [it shall be considered in joint session].”
§ 4. Legislative Action. “[A]n initiative amendment receiving the affirmative votes of not less than one-fourth of all the members elected, shall be referred to the next general court.”
§ 5. Submission to the People. “If in the next general court . . . an initiative amendment . . . shall again receive the affirmative votes of at least one-fourth of all the members elected . . . the secretary of the commonwealth . . . shall submit the amendment to the people at the next state election.”
§ 1. Legislative Procedure. “If an initiative petition for a law is introduced into the general court, signed . . . [by a specified number of persons], [and if] the general court fails to enact such law before . . . [a specified date] and if such petition is completed by filing with the secretary of the commonwealth . . . [by a specified date a required number of additional signatures], then the secretary of the commonwealth shall submit such proposed law to the people at the next state election” (emphasis supplied).
GENERAL PROVISIONS.
V. The Veto Power of the Governor.
“The veto power of the governor shall not extend to measures approved by the people.”
VI. The General Court‘s Power of Repeal.
“Subject to the veto power of the governor and to the right of referendum by petition as herein provided, the general court may amend or repeal a law approved by the people” (emphasis supplied).
3. Some of the significant differences in the requirements of
(a) A constitutional amendment must be considered by the joint conventions of two different General Courts; whereas a law must be considered by a single General Court without joint convention.
(b) A constitutional amendment must receive “the affirmative votes of not less than one-fourth of all the members elected” at the joint conventions of two General Courts before it can go on the ballot; whereas a law is not required to receive any minimum number of affirmative votes in the General Court. If the General Court fails to enact the proposed law, it automatically goes on the ballot at the next State election.
4. The nature of the initiative petition before us must be understood. It does not set forth the text of any constitutional amendment. See The Initiative, II, § 1, ante. Rather it sets forth a measure which has as its ultimate goal the holding of a constitutional convention for limited purposes. Excluded from consideration by the prospective convention are such matters as the judiciary power, the Declaration of Rights, and excluded matters enumerated in § 2 of The Initiative, II, Initiative Petitions of
5. The intervening respondents (the ten persons who originally signed and initiated the measure for the convention) contend that the measure which they propose is a “law” within the meaning of that word as used in
Our resolution of the basic issue requires that we decide whether the proposed measure falls within the meaning of the words “law” or “laws” as they are used in the initiative provisions of
6. This court has laid down precepts on the subject of construing our Constitution. In Tax Commr. v. Putnam, 227 Mass. 522, 523-524 (1917), the court said: “The Constitution of Massachusetts is a frame of government for a sovereign power. It was designed by its framers and accepted by the people as an enduring instrument, so comprehensive and general in its terms that a free, intelligent and moral body of citizens might govern themselves under its beneficent provisions through radical changes in social, economic and industrial conditions. It declares only funda-
This court has spoken with greater specificity in reference to the Constitutional Convention of 1917-1918 from which
7. It is altogether proper therefore that we give a resumé of the convention in so far as it would throw light on the issue before us and more particularly that we examine the records of the debates and proceedings of the convention, all for the purpose of understanding the conditions under which
We note that one of the main issues in the campaign for the election of delegates to the Constitutional Convention of 1917-1918 was whether the Constitution should be amended by adding provisions for the Initiative and Referendum. The issue received considerable newspaper coverage before as well as during the convention. Groups and committees on both sides of the issue sought commitments from candidates during the campaign. Questions were raised during the debates whether delegates had committed themselves to support or to oppose the Initiative and Referendum, or whether they had changed their positions on the issue. The Constitutional Convention voted on November 28, 1917, by a vote of 163 to 125, to submit what is now
The record indicates clearly what the delegates to the convention meant and intended to accomplish by the amendment which they submitted to the people for ratification and adoption. Many speakers referred to the two then existing and available methods of amending the Constitution, viz. (a) the method of calling a Constitutional Convention by action originating with the General Court and which had resulted in the conventions of 1820, 1853 and of 1917-1918 then in progress; and (b) the method provided by
An examination of the entire record of the debates and proceedings of the Constitutional Convention relating to the proposed Initiative and Referendum amendment discloses no expression of any thought, suggestion, belief, claim or fear on the part of either proponents or opponents that the amendment, if adopted, would permit the use of the popular initiative procedure to call a constitutional convention. The record demonstrates that the proponents argued that the people would be given a method of adopting “specific” or “particular” amendments to the Constitution by means of a popular initiative procedure; and that the opponents argued that the two methods then existing for amending the Constitution were adequate. Many compromises were suggested during the course of the debates, and some were reached. An important compromise (the Loring amendment,
It is clear from a reading of the debates of the delegates to the convention that the delegates thought and intended that the only part of the Initiative and Referendum proposal which could result in the amending of the Constitution was the part which referred to proposals for the specific amendments to the Constitution and that they never thought or intended that the part relating to an initiative petition for a law could ever and would ever be used for or result in constitutional amendments.7 It seems clear from the language
8. In further pursuit of our inquiry we trace the proceedings of the convention back to the proceedings in the committee of fifteen appointed to The Committee on Initiative and Referendum (Committee). Most of the Committee members appear to have been active and prominent in public affairs at that time. On July 23, 1917, a majority of eight members of the Committee filed a report recommending that the convention adopt a resolution favoring the amendment of the Constitution to provide substantially what is now contained in
9. We think it is fair to conclude from a study of the records and proceedings of the convention of 1917-1918 that to the delegates to that convention the use of the initiative petition as a device to call a constitutional convention was unthinkable.
10. Our conclusion is supported by the record of subsequent deliberations at the convention. As we have earlier noted in this opinion, on November 28, 1917, the Constitutional Convention voted to submit the Initiative and Referendum amendment, now
(a) The provision in
(b) The only part of
(c) The part of
(d) The words “law” and “laws” as appearing in
(e)
The holding of a constitutional convention is an act of the highest order in the body politic. By definition it may be held only with the consent of the people. Our Constitution, from the time it was adopted to this date, despite amendments in convention or otherwise, has contained no express provision for the ascertainment of the people‘s will on the subject. But time, tradition, experience and the common consent of the people have ordained that the sole authentic voice to make inquiry of the people‘s wish on the matter is the constitutionally representative body of the whole people, the General Court.
If the course of time and events should move the General Court to pose the inquiry to the people, and the answer is in the affirmative as it was in 1820, 1852, and 1916, then the solemn compact “by which the whole people covenants with each citizen, and each citizen with the whole people,” will be placed before their delegates in convention assembled to consider and make recommendations to the people for its modification, alteration and amendment.
In case No. 14,404 a writ of mandamus is to issue enjoining the Secretary of the Commonwealth from placing on the ballot for the 1970 State election the question whether a constitutional convention be held in 1971.
So ordered.
CUTTER, J. (concurring). I concur in the result on the limited ground stated below. Certain 1918 debates (3 Debates, 1281-1301) in the 1917-1918 Constitutional Convention are mentioned in part 10 of the opinion. These 1918 debates convince me that the participants thought that any constitutional convention, occurring after the adoption of
The proposal now before us seems to me to be of a type, which, if adopted by the Legislature and approved by the Governor, would be in the same category as
The 1918 debates mentioned above, however, reveal the contemporaneous understanding of some of the most active participants in framing
The Chief Justice and Mr. Justice Spalding authorize me to state that they concur in this separate opinion.
