KATE L. DOYLE ET AL. v. ASPEN DENTAL OF SOUTHERN CT, PC, ET AL.
(AC 39325)
Appellate Court of Connecticut
January 30, 2018
Sheldon, Keller and Bishop, Js.
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Syllabus
The plaintiff sought to recover damages from the defendant oral surgeon, K, for dental malpractice in connection with an implant procedure performed on the plaintiff by K. The trial court granted K‘s motion to dismiss on the ground that the plaintiff had failed to provide an opinion letter from a similar health care provider, as required by statute (
Argued October 17, 2017—officially released January 30, 2018
Procedural History
Action to recover damages for, inter alia, the defendants’ alleged dental malpractice, and for other relief, brought to the Superior Court in the judicial district of Fairfield, where the court, Wenzel, J., granted the defendants’ motions to dismiss and rendered judgment thereon; thereafter, the court denied the plaintiffs’ motion to reargue, and the plaintiffs appealed to this court; subsequently, the appeal was withdrawn as to the named defendant et al. Affirmed.
Beverly Knapp Anderson, with whom was Craig A. Fontaine, for the appellee (defendant Brandon Kang).
Opinion
BISHOP, J. This appеal arises out of a dental malpractice action brought by the plaintiffs, Kate L. Doyle and Brendan Doyle,1 against the defendants, Aspen Dental of Southern CT, PC, and Aspen Dental Management, Inc. (Aspen Dental), and Brandon Kang, DDS,2 in connection with a dental implant procedure performed by Kang. The plaintiff appeals from the judgment rendered by the trial court dismissing her action against the defendant on the basis of her failure to comply with
The plaintiff‘s complaint, filed on August 19, 2015, contained the following factual allegations, the truth of which the court was required to assume for purposes of deciding the defendant‘s motion to dismiss. On March 15, 2011, the plaintiff underwеnt an examination and treatment at Aspen Dental for a broken crown on one of her front teeth. The tooth was removed on March 29, 2011, after which the plaintiff, under sedation, received a dental implant for the missing tooth on July 29, 2011. By December 21, 2012, however, the plaintiff‘s implant was failing, allegedly because it had been placed at an improper angle. It penetrated the nasal floor, resulting in bone loss along the sides of the implant. The plaintiff alleged that the defendant knew or should have known that the implant was failing, but failed to inform her of this circumstance. On August 4, 2013, the defendant performed a bone grafting procedure. At that time, the defendant informed the plaintiff that the implant might have to be removed at a later date.
The plaintiff commenced the present dental malpractice action, alleging medical negligence by the defendant, by complaint dated August 19, 2015. As required by
On October 27, 2015, the defendant filed a motion to dismiss the action against him for lack of personal jurisdiction on the basis of the plaintiff‘s failure to provide a proper opinion letter, as required by
On December 14, 2015, the plaintiff filed a memorandum of law in opposition to the defendant‘s motion to dismiss. In support of her opposition, the plaintiff attached an affidavit from Mogelof, which stated, in relevant part, that he is “experiеnced in all of the relevant services provided by . . . [the defendant] in the case of [the plaintiff].” In this affidavit, Mogelof also acknowledged that he is “not trained as an oral and maxillofacial surgeon.” Mogelof further stated that “the failure to properly place and treat [the plaintiff‘s] dental implant was due to a failure to meet the standards of care of basic general surgery and diagnosis, which standards were required to have been met not only by general dentists but also oral surgeons such as [the defendant].”
Oral argument on the defendant‘s motion to dismiss took plaсe on December 21, 2015. Subsequently, the parties filed supplemental briefs and affidavits on December 31, 2015.6 Oral argument on the defendant‘s motion to dismiss continued on January 14, 2016. On May 5, 2016, the court, Wenzel, J., granted the defendant‘s motion to dismiss. In its memorandum of decision, the court held that “there is significant evidence . . . that the treatment afforded to the plaintiff fell into the area of oral and maxillofacial surgery. . . . [The defendant] began treating the plaintiff immediately after her referral to ‘the oral surgeon.’ Moreover, the records which detailed the treatment of [the] plaintiff were reviewed аnd quoted by the opinion author, including this very notation [referencing an oral surgeon]. Of the three criteria which can trigger a specialist level of evaluation, the court finds that the evidence submitted in support of this motion by the [defendant] proves that . . . [1] [the defendant] was in fact trained and experienced in the area of oral surgery and [2] was referred to and held out as an oral surgeon. . . . Accordingly, having determined that . . . the author of the opinion letter submitted was not a similar health care provider having not been board certified in [the defendant‘s] specialty, the court grants the [defendant‘s] motion to dismiss.”
On May 18, 2016, the plaintiff filed a motion to reargue or reconsider, which the court denied on June 6, 2016. This appeal followed.
On appeal, the plaintiff argues that the court erred in dismissing her malpractice action for her failure to attach to the complaint an opinion letter authored by a board certified specialist in oral and maxillofacial surgery. Specifically, the plaintiff argues that she “met the requirement of [
We first set forth our standard of review. “The court granted the [defendant‘s] motion to dismiss for lack of personal jurisdiction on the ground that the . . . opinion letter [attached to the plaintiff‘s complaint] was not legally sufficient.” Gonzales v. Langdon, 161 Conn. App. 497, 503, 128 A.3d 562 (2015). In reviewing “a challenge to a ruling on a motion to dismiss . . . [w]hen the facts relevant to an issue are not in dispute, this court‘s task is limited to a determination of whether, on the basis of those facts, the trial court‘s conclusions of law are legally and logically сorrect. . . . Because there is no dispute regarding the basic material facts, this case presents an issue of law, and we exercise plenary review.” (Internal quotation marks omitted.) Helfant v. Yale-New Haven Hospital, 168 Conn. App. 47, 56, 145 A.3d 347 (2016); see also Torres v. Carrese, 149 Conn. App. 596, 608, 90 A.3d 256 (“[o]ur review of a trial court‘s ruling on a motion to dismiss pursuant to
“[D]ismissal is the mandatory remedy when a plaintiff fails to file an opinion letter that complies with
“Pursuant to [
In the present case, it is undisputed that the defendant is trained and experienced in the specialty of oral and maxillofacial surgery. Pursuant to
The plaintiff attached to her complaint an opinion letter authored by a general dentist. It is undisputed that Mogelof was not board certified in the specialty of oral аnd maxillofacial surgery. In his affidavit dated November 12, 2015, Mogelof acknowledged that he is “not trained as an oral and maxillofacial surgeon.” Thus, although Mogelof claimed to have knowledge of the procedure performed by the defendant, and the relevant standard of care applicable to that procedure, the possession of such knowledge, alone, is insufficient to meet the credentialing requirements of
Despite the defendant‘s training and experience in oral and maxillofacial surgery, the plaintiff maintains that an opinion letter frоm a general dentist was sufficient in the present case because “there was no authentic public record by which to determine or verify that [the defendant] had training as an oral and maxillofacial surgeon” and she could verify only that the defendant was a licensed general dentist.7 More specifically, the plaintiff argues that because the defendant‘s profile on the website of the Department of Public Health (department) did not indicate that he was a board certified oral and maxillofacial surgeon, she was not required to obtain an opinion letter from a board certified oral and maxillofacial surgeon. In response, the defendant argues that “there is no statutory requirement that the defendant‘s specialty training be verifiable on the website of a public health authority.” We agree with the defendant.
As an initial matter, we reject the plaintiff‘s reliance on Gonzales v. Langdon, supra, 161 Conn. App. 497, to support her argument that she could rely solely on the information available on the department‘s website to determine the defendant‘s credentials. This court previously has rejected that argument. In Gonzales, “[t]he plaintiff argue[d] that she was only required to obtain an opinion letter authored by a board certified dermatоlogist because that was the only certification that was listed on [the defendant‘s] profile on the [department‘s] website.” Id., 503.
Nevertheless, the plaintiff in the present case claims that this court, in Gonzales, described reliance on the department‘s website as a “good faith effort . . . to attach an opinion letter authored by a similar health care provider.” Id., 515. Our review of the case reveals that the plaintiff takes this quote out of contеxt. In Gonzales, this court was simply explaining why the situation it confronted, where “the plaintiff made a good faith effort in her original complaint to attach an opinion letter authored by a similar health care provider“; id., 515; by looking at the department‘s website, differed from the situation in New England Road, Inc. v. Planning & Zoning Commission, 308 Conn. 180, 189, 61 A.3d 505 (2013), where “the plaintiff failed to comply in any fashion with one or more of the process requirements.” (Internal quotation marks omitted.) Gonzales v. Langdon, supra, 161 Conn. App. 515. More importantly, the reference to the plaintiff‘s “good faith effort” in Gonzales is found in this court‘s analysis of whether the trial court in that case improperly denied the plaintiff‘s request for leave to amend the complaint, not whether the plaintiff‘s reliance on the department‘s website rendered the opinion letter legally sufficient in the first place. Id., 509, 515. Accordingly, we find the plaintiff‘s reliance on Gonzales unavailing.8
The plaintiff argues that, aside from the department‘s website, she had no way of verifying the defendant‘s training in oral and maxillofacial surgery, and she “cannot be expected to match credentials that [she has] no way of discovering and verifying.” We disagree.
We first note that the plain language of
Further, in focusing her argument solely on information that was available on the departmеnt‘s website, the plaintiff ignores the existence of other methods for ascertaining a defendant health care provider‘s credentials. She specifically could have asked Aspen Dental or the defendant for the defendant‘s credentials or resume, a simple request that she does not allege she undertook unsuccessfully in her affidavit in opposition to the defendant‘s motion to dismiss. Even if the defendant was not forthcoming with the plaintiff‘s requests for information on the defendant‘s credentials, the plaintiff could have filed a bill of discovery. See, e.g., Journal Publishing Co., Inc. v. Hartford Courant Co., 261 Conn. 673, 680–81, 804 A.2d 823 (2002) (“The bill of discovery is аn independent action in equity for discovery, and is designed to obtain evidence for use in an action other than the one in which discovery is sought. . . . As a power to enforce discovery, the bill is within the inherent power of a court of equity . . . [and] is well recognized. . . . [B]ecause a pure bill of discovery is favored in equity, it should be granted unless there is some well founded objection against the exercise of the court‘s discretion. . . . To sustain the bill, the petitioner must demonstrate that what he seeks to discover is material and necessary for proof of, or is needed to aid in proof of or in defense of, another action already brought or about to be brought. . . . Although the petitioner must also show that he has no other adequate means of enforcing discovery of the desired material, [t]he availability of other remedies . . . for obtaining information [does] not require the denial of the equitable relief . . . sought.” [Internal quotation marks omitted.]). In sum, the department‘s website is not, as the plaintiff suggests, the only reliable method of obtaining or verifying a defendant health care provider‘s credentials.
The plaintiff‘s argument that she had no way of discovering or verifying the defendant‘s training and experience as an oral and maxillofacial surgeon is further undercut by Mogelof‘s identification, in his opinion letter, of notations in the medical file referring to the plaintiff‘s treatment by an “oral surgeon.” Even if the plaintiff was unaware up to that point that the defendant had training as an oral and maxillofacial surgeon, she was put on notice once Mogelof identified the references in the medical file to treatment by an “oral surgeon.” Moreover, if the plaintiff had become aware of the defect in the opinion letter before thе statute of limitations had expired, she could have requested leave to amend the complaint and cured the defect. See Gonzales v. Langdon, supra, 161 Conn. App. 510 (“if a plaintiff alleging medical malpractice seeks to amend his or her complaint in order to amend the original opinion letter, or to substitute a new opinion letter . . . the trial court . . . has discretion to permit such an amendment if the plaintiff seeks to amend within the applicable statute of limitations but more than thirty days after the return day“). On the basis of the foregoing, we reject the plaintiff‘s argument that she had no way of discovering or verifying the defendant‘s credentials in order to obtain an opinion letter authored by a similar health care provider.
In sum, it is undisputed that the defendant is trained and experienced in oral and maxillofacial surgery. It is also undisputed that Mogelof is not trained and experienced in, or board certified in, the defendant‘s specialty of oral and maxillofacial
The judgment is affirmed.
In this opinion the other judges concurred.
We also do not address the plaintiff‘s argument on appeal that “dismissal notwithstanding, the plaintiff still has a remedy under the accidental failure of suit statute,
