DISCIPLINARY COUNSEL v. JOSEPH ELDER
(SC 19698)
Supreme Court of Connecticut
Argued November 7, 2016-officially released May 2, 2017
Rogers, C. J., and Palmer, Eveleigh, McDonald, Espinosa and Robinson, Js.
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Beth L. Baldwin, assistant disciplinary counsel, with whom was Karyl L. Carrasquilla, chief disciplinary counsel,
Opinion
PALMER, J. The issue that we must decide in this case is whether the six year limitation period set forth in
The record reveals the following procedural history and facts that were found by the trial court or that are undisputed. On July 26, 2004, two police officers with the Plainville Police Department were directed to secure the residence of a suspect while an arrest warrant was obtained. The suspect called his attorney from his cell phone from outside his residence. After speaking to his attorney, the suspect forced his way into the residence. The police officers followed the suspect into his residence, discovered him attempting to hide or destroy contraband and arrested him.
Dean Cyr, a sergeant with the Plainville Police Department, arrived at the suspect‘s residence shortly after his arrest. The suspect told Cyr that he had entered the residence on the advice of counsel, but he did not provide the name of his attorney. When the suspect‘s cell phone rang, Cyr took possession of it and answered the incoming call. The caller then hung up.
The next day, July 27, 2004, Cyr called the last telephone number that appeared on the call list of the suspect‘s cell phone and posed as a prospective client. The defendant answered the phone and identified himself as Spears. On August 25, 2004, Cyr again called the same telephone number from a telephone at the Plainville Police Department. The call was recorded. When the defendant answered the telephone, the following exchange took place:
“[The Defendant]: Hello. “[Cyr]: Attorney Spears?
“[The Defendant]: Who?
“[Cyr]: Attorney Spears?
“[The Defendant]: Yes.”
Cyr then identified himself and told the defendant that he was going to apply for a warrant for his arrest and file a grievance complaint in connection with the incident on July 26, 2004.
Thereafter, Cyr filed an application for an arrest warrant for Spears, which was denied. Cyr also filed a grievance complaint against Spears.3 Upon reviewing the grievance complaint, Spears noticed that the telephone number that Cyr had called was not his. When Spears called the telephone number, Deborah Pizzonia answered. Pizzonia told Spears that the telephone number had only recently been assigned to her, and that she had been receiving numerous telephone calls for the defendant. Several weeks later, Spears asked the defendant if he had impersonated him, and the defendant denied that he had.
Spears ultimately filed an action against Cyr and the town of Plainville.4 During the course of the ensuing litigation, Spears took Cyr‘s deposition and obtained a recording of the August 25, 2004 telephone conversation between Cyr and the defendant. Thereafter, Spears brought a civil action against the defendant, alleging, inter alia, impersonation and defamation. The trial court rendered judgment in favor of Spears in that action, and the judgment was affirmed by the Appellate Court. See Spears v. Elder, 124 Conn. App. 280, 281, 5 A.3d 500, cert. denied, 299 Conn. 913, 10 A.3d 528 (2010).
On April 4, 2014, Spears filed a grievance complaint against the defendant pursuant to
Pursuant to the direction of the reviewing committee, the plaintiff brought this presentment action. Thereafter, the defendant filed a motion to dismiss the action on the ground that it was barred by the six year limitation period set forth in
The presentment action was tried to the court, which concluded that the defendant had violated rules 4.1 and 8.4 of the Rules of Professional Conduct by misrepresenting himself to a third person in the course of his representation of a client. As a sanction, the trial court ordered that the defendant be suspended from the practice of law for a period of one year.
This appeal followed. The defendant claims that the trial court incorrectly concluded that the time limitation set forth in
We begin with the standard of review. “The interpretive construction of the rules of practice is to be governed by the same principles as those regulating statutory interpretation. . . . The interpretation and application of a statute, and thus a Practice Book provision, involves a question of law over which our review is plenary.” (Citations omitted; internal quotation marks omitted.) Wiseman v. Armstrong, 295 Conn. 94, 99, 989 A.2d 1027 (2010). “In seeking to determine [the] meaning [of a statute or a rule of practice, we] . . . first . . . consider the text of the statute [or rule] itself and its relationship to other statutes [or rules].” (Internal quotation marks omitted.) Thomas v. Dept. of Developmental Services, 297 Conn. 391, 399, 999 A.2d 682 (2010).
Accordingly, we turn to the provisions of
We conclude that the most reasonable interpretation of this rule is that the judges of the Superior Court intended that the six year period of limitation set forth in
Similarly, although
The conclusion that
Our determination that the time limitation set forth in
In support of its claim to the contrary, the plaintiff relies on this court‘s decision in Johnson v. Statewide Grievance Committee, 248 Conn. 87, 726 A.2d 1154 (1999). In that case, the plaintiff, Attorney Neil Johnson, brought an action in the Superior Court seeking an injunction prohibiting further proceedings in connection with a grievance complaint. Id., 93-94. Johnson claimed that a reviewing subcommittee had improperly denied his motion to dismiss the complaint on the ground that it was duplicative of two prior dismissed complaints and that it, therefore, should have been dismissed pursuant to
We acknowledge that this language, considered in isolation, arguably supports the plaintiff‘s position in the present case that the statewide bar counsel and screening panels have complete discretion in applying
Accordingly, we conclude that, if a screening panel improperly fails to dismiss a grievance complaint when one of the grounds for dismissal set forth in
In the present case, the sole reason that the trial court gave for denying the defendant‘s motion to dismiss was that the six year limitation period set forth in
The judgment is reversed and the case is remanded with direction to grant the defendant‘s motion to dismiss the complaint.
In this opinion the other justices concurred.
Notes
“(1) forward the complaint to a grievance panel in the judicial district in which the respondent maintains his or her principal office or residence, provided that, if the respondent does not maintain such an address in this state, the statewide bar counsel shall forward the complaint to any grievance panel and notify the complainant and the respondent, by certified mail with return receipt or with electronic delivery confirmation, of the panel to which the complaint was sent. The notification to the respondent shall be accompanied by a copy of the complaint. The respondent shall respond within thirty days of the date notification is mailed to the respondent unless for good cause shown such time is extended by the grievance panel. The response shall be sent to the grievance panel to which the complaint has been referred. The failure to file a timely response shall constitute misconduct unless the respondent establishes that the failure to respond timely was for good cause shown;
“(2) refer the complaint to the chair of the statewide grievance committee or an attorney designee of the chair and to a nonattorney member of the committee, and the statewide bar counsel in conjunction with the chair or attorney designee and the nonattorney member shall, if deemed appropriate, dismiss the complaint on one or more of the following grounds:
“(A) the complaint only alleges a fee dispute and not a clearly excessive or improper fee;
“(B) the complaint does not allege facts which, if true, would constitute a violation of any provision of the applicable rules governing attorney conduct;
“(C) the complaint does not contain sufficient specific allegations on which to conduct an investigation;
“(D) the complaint is duplicative of a previously adjudicated complaint;
“(E) the complaint alleges that the last act or omission constituting the alleged misconduct occurred more than six years prior to the date on which the complaint was filed;
“(i) Notwithstanding the period of limitation set forth in this subparagraph, an allegation of misconduct that would constitute a violation of Rule 1.15, 8.1 or 8.4 (2) through (6) of the Rules of Professional Conduct may still be considered as long as a written complaint is filed within one year of the discovery of such alleged misconduct.
“(ii) Each period of limitation in this subparagraph is tolled during any period in which: (1) the alleged misconduct remains undiscovered due to active concealment; (2) the alleged misconduct would constitute a violation of Rule 1.8 (c) and the conditions precedent of the instrument have not been satisfied; (3) the alleged misconduct is part of a continuing course of misconduct; or (4) the aggrieved party is under the age of majority, insane, or otherwise unable to file a complaint due to mental or physical incapacitation.
“(F) the complaint alleges misconduct occurring in a superior court, appellate court or supreme court action and the court has been made aware of the allegations of misconduct and has rendered a decision finding misconduct or finding that either no misconduct has occurred or that the allegations should not be referred to the statewide grievance committee;
“(G) the complaint alleges personal behavior outside the practice of law which does not constitute a violation of the Rules of Professional Conduct;
“(H) the complaint alleges the nonpayment of incurred indebtedness;
“(I) the complaint names only a law firm or other entity and not any individual attorney, unless dismissal would result in gross injustice. If the complaint names a law firm or other entity as well as an individual attorney or attorneys, the complaint shall be dismissed only as against the law firm or entity;
“(J) the complaint alleges misconduct occurring in another jurisdiction in which the attorney is also admitted and in which the attorney maintains an office to practice law, and it would be more practicable for the matter to be determined in the other jurisdiction. If a complaint is dismissed pursuant to this subdivision, it shall be without prejudice and the matter shall be referred by the statewide bar counsel to the jurisdiction in which the conduct is alleged to have occurred. . . .”
“(1) Make a false statement of material fact or law to a third person . . .”
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“(3) Engage in conduct involving dishonesty, fraud, deceit or misrepresentation . . .”
We note that there is no indication in the record that the defendant raised the claim that the complaint was barred by
