Diana GLAZER, the surviving spouse of Michael Glazer, deceased, on her own behalf and as statutory trustee for Lindsay Glazer and David Glazer, surviving children of Michael Glazer; Diana Glazer, as surviving parent of Sydney Glazer, deceased, Plaintiff/Appellee, v. STATE of Arizona, a government entity, Defendant/Appellant.
No. CV-14-0123-PR.
Supreme Court of Arizona.
May 8, 2015.
347 P.3d 1141
Mark Brnovich, Arizona Attorney General, John R. Lopez IV, Solicitor General, Daniel P. Schaack, Fred Zeder (argued), Assistant Attorneys General, Phoenix, Attorneys for State of Arizona.
Barbara LaWall, Pima County Attorney, Dennis C. Bastron, Deputy County Attorney, Civil Division, Tucson, Attorneys for Amicus Curiae Pima County.
Eileen Dennis GilBride, Jennifer B. Anderson, Jones, Skelton & Hochuli, P.L.C., Phoenix, Attorneys for Amici Curiae Apache, Cochise, Gila, Graham, Greenlee, La Paz, Maricopa, Mohave, Navajo, Pinal, Santa Cruz, Yavapai, and Yuma Counties.
Kathleen L. Wieneke and Nicholas D. Acevedo, Struck Wieneke & Love, P.L.C., Chandler, Attorneys for Amicus Curiae League of Arizona Cities and Towns.
Stanley G. Feldman, Haralson, Miller, Pitt, Feldman & McAnally, P.L.C., Tucson, and David L. Abney, Knapp & Roberts, P.C., Scottsdale, Attorneys for Amicus Curiae The Arizona Association for Justice/Arizona Trial Lawyers Association.
John C. Lemaster and Naomi Thurston, Ryley Carlock & Applewhite, Phoenix; W. Raymond Johnson III, Johnson Law Group, PLC, Mesa, and Lynn Eric Goar, Law Office of Lynn Eric Goar, PC, Tucson, Attorneys for Amicus Curiae Vicki Laffoon, et al.
Justice TIMMER, opinion of the Court.
¶ 1 Section
I. BACKGROUND1
¶ 2 In 2007, Melissa Sumpter was driving in the mid-afternoon behind a semi-truck on an eastbound, two-lane stretch of Interstate 10 (“I-10“) southeast of Phoenix. As Sumpter started to pass the truck, it began to move into her lane, causing her to swerve to the left to avoid a collision. She lost control of her vehicle, which crossed through the eighty-four foot dirt median into the westbound lanes, and crashed head-on into Diana Glazer‘s vehicle, killing Glazer‘s husband and daughter and seriously injuring Glazer.
¶ 3 Glazer sued the State for failing to install a median barrier in the area of the accident. The State named as non-parties at fault the unidentified truck driver and Sumpter.
¶ 4 The State moved for summary judgment based on
¶ 5 The trial court ruled that
¶ 6 At trial, Glazer‘s expert witness opined that the State should have installed barriers by 2002 due to the number of cross-median accidеnts that likely occurred in the accident area before 2000. He surmised that such accidents occurred because the roadway was “ultra-hazardous” by 2006 due to the increases in traffic volume, truck traffic, and speed limit since 1967 and because ten cross-median accidents occurred from 2003 to 2007 in the eight-mile stretch of I-10 surrounding the accident site. The State countered with evidence that it complied with nationwide standards by monitoring I-10 in one-mile segments, that no cross-median accidents had occurred in the segments immediately surrounding the accident site during the preceding five years, and that the site was not in a high-accident location.
¶ 7 At the conclusion of Glazer‘s case-in-chief, the court denied the State‘s motion for judgment as a matter of law (“JMOL“), which again asserted
tive
¶ 8 The court of appeals affirmed. Glazer v. State, 234 Ariz. 305, 314 ¶ 25, 321 P.3d 470, 479 (App. 2014). It held that
¶ 9 We granted review because the meaning of
II. DISCUSSION
A.
¶ 10 This Court abolished the doctrine of sovereign immunity for tort liability in 1963, concluding that the government and its employees should generally be responsible for injuries they negligently cause. Stone v. Ariz. Highway Comm‘n, 93 Ariz. 384, 392, 381 P.2d 107, 112 (1963) (“[T]he rule is liability and immunity is the exception.“). But determining when the government should be immunized from liability proved problematic in ensuing cases, and we invited the legislature to address the issue. See Ryan v. State, 134 Ariz. 308, 310, 656 P.2d 597, 599 (1982), superseded by statute as stated in Clouse ex rel. Clouse v. State, 199 Ariz. 196, 203 ¶ 27, 16 P.3d 757, 764 (2001).
¶ 11 The legislature responded in 1984 by enacting the Actions Against Public Entities or Public Employees Act (the “Act“), which specifies circumstances in which governmental entities and public employees are immune from tоrt liability. 1984 Ariz. Sess. Laws, ch. 285 (2d Reg. Sess.) (codified at
¶ 12 We review the interpretation of a statute de novo. Hoffman v. Chandler, 231 Ariz. 362, 364 ¶ 8, 295 P.3d 939, 941 (2013). Our primary objective in interpreting
B.
1.
¶ 13 The state owes a common-law duty to travelers to keep its roadways reasonably safe for travel. See Dunham v. Pima County, 161 Ariz. 304, 306, 778 P.2d 1200, 1202 (1989); Bach v. State, 152 Ariz. 145, 147, 730 P.2d 854, 856 (App. 1986). But, despite that overarching obligation, the state may be relieved from liability for roadway-related injuries under the circumstances set forth in
Neither a public entity nor a public employee is liable for an injury arising out of a plan or design for construction or main-
tenance2
of or improvement to highways, roads, streets, bridges, or rights-of-way if the plan or design is prepared in conformance with generally accepted enginеering or design standards in effect at the time of the preparation of the plan or design, provided, however, that reasonably adequate warning shall be given as to any unreasonably dangerous hazards which would allow the public to take suitable precautions.
Thus, to successfully invoke this defense, the state must prove that (1) the injury alleged arose out of a plan or design for the construction, maintenance, or improvement of a roadway or roadway feature, (2) the plan or design conformed to engineering or design standards generally accepted when the plan or design was prepared, and (3) if any unreasonably dаngerous hazards exist, a reasonably adequate warning was given that would have allowed the public to take suitable precautions. See Hegel v. O‘Malley Ins. Co., 122 Ariz. 52, 56, 593 P.2d 275, 279 (1979) (noting that the proponent of an affirmative defense has the burden to prove it).
2.
¶ 14 The key issue here is whether injuries from the Glazers’ collision were ones “arising out of a plan or design” for the construction of I-10. We give these terms their usual and commonly understood meanings unless the legislature intended a different meaning. See Bilke v. State, 206 Ariz. 462, 464-65 ¶ 11, 80 P.3d 269, 271-72 (2003).
¶ 15 A “plan” can be a “method of acting, doing, [or] proceeding” or “a design or scheme of arrangement,” Random House Webster‘s Unabridged Dictionary 1479-80 (2d ed. 2001), while a “design” is a “combinatiоn of details or features” or a plan for “form and structure,” id. at 539. Injuries “arise” out of a plan or design if they “result or proceed” from either. See id. at 113.
¶ 16 Glazer asserted that the injuries she and her family suffered resulted from the lack of a median barrier, which made the stretch of I-10 near the accident site dangerous in light of the volume, speed, and type of traffic along I-10 in 2007. A median barrier is a roadway safety feature, Tex. Dep‘t of Transp. v. Ramirez, 74 S.W.3d 864, 867 (Tex. 2002), and the State‘s omission of this feature was part of its 1967 design for construction of I-10, see Wyckoff v. State, 90 Cal. App. 4th 45, 108 Cal. Rptr. 2d 198, 204 (2001) (“[W]hat caused the accident—the absence of a median barrier—was part of the design.“). No evidence suggests that the construction of thе relevant stretch of I-10, including the median, changed since 1967. Just as no barrier existed to prevent cross-median accidents in 2007, no barrier prevented them in 1967. In other words, the highway had the same design in 2007 that it had when built. For these reasons, and based on the wording of
¶ 17 The dissent contends that “[b]ecause the statute recognizes that injuries may arise from plans for maintenance or improvement as distinct from plans for construction, it is inappropriate to conclude that an injury is one ‘arising out of a plan of construction merely because the injury relates to existing highway conditions.” See infra. ¶ 40. But the record does not contain evidence that any plan or design for the maintenance of or improvement to the relevant area of I-10 supplanted the original construction design. Indeed, neither the trial court nor the court of appeals addressed “maintenance” or “improvement.” On this record, the lack of a median barrier was an inherent feature of the original construction design that persisted to the time of the accident, making our conclusion entirely appropriate.
¶ 18 The court of apрeals reached a different conclusion, reasoning that “Glazer‘s claim, filings and evidence at trial did not involve a claimed ‘injury arising out of a plan or design’ for the construction of I-10 in 1967, meaning
¶ 19 Nothing in
¶ 20 The court of appeals’ and the dissent‘s interpretation vitiates much of
¶ 21 When it passed the Act, the legislature acknowledged that “unfair and inequitable results” occur when strictly applying sovereign immunity, but recognized that, unlike private entrepreneurs, “the area within which government has the powеr to act for the public good is almost without limit and therefore government should not have the duty to do everything that might be done.” 1984 Ariz. Sess. Laws, ch. 285, § 1(A); cf. Report of the Governor‘s Commission on Governmental Tort Liability 8 (1983) [hereinafter Commission Report] (stating that the Act balances the inequity of government immunity with “the need for governmental immunity in limited situations because of the unique role of government and because of competing policy and fiscal considerations“).3 If
¶ 23 But the State‘s failure to monitor I-10‘s cross-median accidents, in and of itself, did not injure the Glazers. They suffered injuries from the State‘s failure to install a median barrier at the collision site. Although Glazer frames her claim as one arising from the State‘s failure to adhere to operational standards, the core of her claim is that the State failed to redesign the roadway by adding a median barrier in the face of changed standards and circumstances. Cf. Greenwood v. State, 217 Ariz. 438, 444-45 ¶ 22, 175 P.3d 687, 693-94 (App. 2008) (“[I]f qualified immunity were inapplicable simply because the form of Plaintiffs’ allegations did not mimic the statute, it would encourage plaintiffs to purposely plead their claims tо avoid the application of the statute.“).
¶ 24 Both the trial court and the court of appeals expressed a concern, which the dissent echoes, that the interpretation of
¶ 25 The dissent incorrectly asserts that “[our] view effectively replaces the State‘s duty to keep its highways reasonably safe with a duty to warn the public that highways have become unreasonably dangerous.” See infra ¶ 45. But it is the statute, not our “view,” that qualifiedly displaces common law, and
¶ 26 Other factors encourage public entities to address material changes in roadway travel that affect safety. As the State and the governmental Amici point out, public entities are motivated by constituent welfare and federal funding requirements to keep the roadways safe for travel. See
¶ 27 In sum,
C.
¶ 28 The State did not move for a new trial based on
¶ 29 In prior cases, we have reviewed the denial of motions for JMOL for an abuse of discretion. See, e.g., Gonzales v. City of Phoenix, 203 Ariz. 152, 153 ¶ 2, 52 P.3d 184, 185 (2002). The standards for granting or denying a motion for JMOL and a motion for summary judgment are the same. Orme School, 166 Ariz. at 309, 802 P.2d at 1008 (“Although the two motions occur at different times during the trial process, they share the underlying theory that there is no issue of fact and that the movant is entitled to judgment as a matter of law.“). An appellate court reviews de novo whether summary judgment is appropriate. See id. Because the same standard applies for deciding a motiоn for summary judgment or for JMOL, we now hold that an appellate court should also review de novo the grant or denial of a motion for JMOL.
¶ 30 As previously explained, the Glazers’ injuries arose from the State‘s design for the construction of I-10. And Glazer concedes that the design was prepared in conformance with accepted engineering or design standards then in effect. Thus, the State established
¶ 31 But the State did not establish its compliance with
¶ 32 The State did not prove either alternative as a matter of law. Although evidence supported a finding that the lack of a median barrier did not create an unreasonably dangerous hazard, other evidence permitted the opposite conclusion. Specifically, Glazer elicited expert testimony that the lack of a barrier, coupled with changes to travel since I-10 was originally constructed, made the median in the collision area “dangerous” and “ultra-hazardous,” as demonstrated by an unusually high number of cross-median accidents in the area. In light of this evidence, a reasonable person could have found that the open median in the accident area was an “unreasonably dangerous hazard,” cf. Bach, 152 Ariz. at 146, 730 P.2d at 857 (holding that an off-road box culvert was an unreasonably dangerous condition), and the State therefore needed to demonstrate that it had given adequate warnings to establish
¶ 33 The State nevertheless argues that Glazer waived
¶ 35 Because a reasonable person could find that the unobstructed median was an unrеasonably dangerous hazard and no evidence showed that the public had been adequately warned of the condition, the State did not establish, as a matter of law, the affirmative defense prescribed by
III. CONCLUSION
¶ 36 We hold that the affirmative defense in
BALES, C.J., dissenting in part and concurring in the result.
¶ 37 The Glazers have never argued that the 1967 construction plan was deficient for not including median barriers for this particular stretch of the I-10 highway. Instead, they contended, and the jury agreed, that the State breached its long-established duty to keep its highways reasonably safe by not installing barriers, or taking other safety measures, in light of dramatic changes in the highway‘s usage in thе last forty years. Throughout this litigation, the State has asserted that
¶ 38 I respectfully disagree with the majority‘s conclusion, ¶¶ 13-27, that
¶ 39 Our interpretation of
¶ 40 Section
¶ 41 I would hold that an injury arises out of a plan for construction only if the dangerous condition causing the injury is inherent in the plan itself. If the 1967 design had contemplated the current conditions (particularly traffic speed and volume) and had, consistent with 1967 standards, omitted median barriers, I would agree that
¶ 42 The evidence, when viewed in favor of sustaining the jury‘s verdict, showed that the injuries to the Glazers did not result from any dangerous condition inherent in the 1967 design. If the highway had continued in existence under conditions contemplated when it was designed and constructed, the particular segment would not have been dangerously unsafe even though median barriers were lacking. Conditions, however, changed in ways that were not contemplated by the 1967 plan. Traffic volume increased to about 55,000 vehicles daily, more than three times the number the plan had projected for 1997. Speed limits were raised to 75 miles per hour. The risks posed by these changes are greater because on this particular stretch of highway, the median is hard-pack and, unlike soft sand or rocks, is easily traversable. An out-of-control vehicle can cross the median in seconds, leaving no time for a driver traveling the opposite way to take evasive action.
¶ 43 This combination of circumstances—not any defect inherent in the 1967 construction plan—has resulted in crossover accidents occurring on this stretch of highway at a rate some twenty-nine times higher than the statewide average. The Glazers presented evidence that if the State had followed its own guidelines, it would have monitored the incidence of cross-over accidents (ten occurred, resulting in six deaths, between 2003 and 2007). If the State had done so, reasonable engineering standards would have required installation of median barriers by 2000 or 2001. Had such barriers been in place when the driver in this case lost control in heavy traffic, the vehicle would not have shot across the median and crashed into the Glazers’ northbound vehicle, killing two people and injuring another. The State, however, made no significant changes to this portion of the highway over forty years.
¶ 44 Having heard this evidence, the jury was instructed, without objection, that:
The State has a duty to keep its highways reasonably safe for travel. That duty includes the duty to place proper barriers, railings, guards, and/or warning signs at dangerous places on a highway when necessary for travelers’ safety.
The mere fact that an accident occurred does not compel the conclusion that a condition was unreasonably dangerous.
The jury found that the State had breached its duty by allowing an unreasonably dangerous condition to exist and that its negligence caused injury to the Glazers. The State has not challenged these findings on appeal.
¶ 45 The majority, unfortunately, accepts the State‘s argument that
¶ 46 Section
