DEPARTMENT OF HOMELAND SECURITY v. MACLEAN
No. 13-894
Supreme Court of the United States
January 21, 2015
574 U.S. ___ (2015)
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321, 337 (1906).
SUPREME COURT OF THE UNITED STATES
Syllabus
DEPARTMENT OF HOMELAND SECURITY v. MACLEAN
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
No. 13-894. Argued November 4, 2014—Decided January 21, 2015
In July 2003, the TSA briefed all federal air marshals—including Robert J. MacLean—about a potential plot to hijack passenger flights. A few days after the briefing, MacLean received from the TSA a text message cancelling all overnight missions from Las Vegas until early August. MacLean, who was stationed in Las Vegas, believed that cancelling those missions during a hijacking alert was dangerous and illegal. He therefore contacted a reporter and told him about the TSA‘s decision to cancel the missions. After discovering that MacLean was the source of the disclosure, the TSA fired him for disclosing sensitive security information without authorization.
MacLean challenged his firing before the Merit Systems Protection Board. He argued that his disclosure was whistleblowing activity under
Held: MacLean‘s disclosure was not “specifically prohibited by law.” Pp. 5-16.
(a) The Government argues that MacLean‘s disclosure was “specifically prohibited by law” in two ways: first, by the TSA‘s regulations on sensitive security information,
(i) MacLean‘s disclosure was not prohibited by the TSA‘s regulations for purposes of
The Government proposes two alternative interpretations, but neither is persuasive. First, the Government argues that the word “law” includes all regulations that have the “force and effect of law.” The Government bases this argument on the decision in Chrysler Corp. v. Brown, 441 U.S. 281, where this Court held that legislative regulations generally fall within the meaning of the word “law” unless there is a “clear showing of contrary legislative intent.” Id., at 295-296. But Congress‘s use of the word “law,” in close connection with the phrase “law, rule, or regulation,” provides the necessary “clear showing” that “law” does not include regulations in this case. Second, the Government argues that the word “law” includes at least those regulations that were “promulgated pursuant to an express congressional directive.” The Government, however, was unable to find a single example of the word “law” being used in that way. Pp. 6-11.
(ii) Likewise, MacLean‘s disclosure was not prohibited by
(b) The Government argues that providing whistleblower protection to individuals like MacLean would “gravely endanger public safety” by making the confidentiality of sensitive security information depend on the idiosyncratic judgment of each of the TSA‘s 60,000 employees. Those concerns are legitimate, but they must be addressed by Congress or the President, rather than by this Court. Pp. 14-15.
714 F. 3d 1301, affirmed.
ROBERTS, C. J., delivered the opinion of the Court, in which SCALIA, THOMAS, GINSBURG, BREYER, ALITO, and
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 13-894
DEPARTMENT OF HOMELAND SECURITY, PETITIONER v. ROBERT J. MACLEAN
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
[January 21, 2015]
CHIEF JUSTICE ROBERTS delivered the opinion of the Court.
Federal law generally provides whistleblower protections to an employee who discloses information revealing “any violation of any law, rule, or regulation,” or “a substantial and specific danger to public health or safety.”
I
A
In 2002, Congress enacted the
security of transportation.”
Around the same time, the TSA promulgated regulations prohibiting the unauthorized disclosure of what it called “sensitive security information.” See 67 Fed. Reg. 8351 (2002). The regulations described 18 categories of sensitive security information, including “[s]pecific details of aviation security measures . . . [such as] information concerning specific numbers of Federal Air Marshals, deployments or missions, and the methods involved in such operations.”
B
Robert J. MacLean became a federal air marshal for the TSA in 2001. In that role, MacLean was assigned to protect passenger flights from potential hijackings. See
The TSA soon summoned all air marshals (including MacLean) for face-to-face briefings about the hijacking plot. During MacLean‘s briefing, a TSA official told him
that the hijackers were planning to “smuggle weapons in camera equipment or children‘s toys through foreign security,” and then “fly into the United States . . . into an airport that didn‘t require them to be screened.” Id., at 92. The hijackers would then board U. S. flights, “overpower the crew or the Air Marshals and . . . fly the planes into East Coast targets.” Id., at 93.
A few days after the briefing, MacLean received from the TSA a text message cancelling all overnight missions from Las Vegas until early August. MacLean, who was stationed in Las Vegas, believed that cancelling those missions during a hijacking alert was dangerous. He also believed that the cancellations were illegal, given that federal law required the TSA to put an air marshal on every flight that “present[s] high security risks,”
MacLean therefore asked a supervisor why the TSA had canceled the missions. The supervisor responded that the TSA wanted “to save money on hotel costs because there was no more money in the budget.” Id., at 95. MacLean also called the DHS Inspector General‘s Office to report the cancellations. But a special agent in that office told him there was “nothing that could be done.” Id., at 97.
Unwilling to accept those responses, MacLean contacted an MSNBC reporter and told him about the canceled missions. In turn, the reporter published a story about the TSA‘s decision, titled “Air Marshals pulled from key flights.” Id., at 36. The story reported that air marshals would “no longer be covering cross-country or international flights” because the agency did not want them “to incur the expense of staying overnight in hotels.” Ibid. The story also reported that the cancellations were “particularly disturbing to some” because they “coincide[d] with a
new high-level hijacking threat issued by the Department of Homeland Security.” Id., at 37.
After MSNBC published the story, several Members of Congress criticized the cancellations. Within 24 hours, the TSA reversed its decision and put air marshals back on the flights. Id., at 50.
At first, the TSA did not know that MacLean was the source of the disclosure. In September 2004, however, MacLean appeared on NBC Nightly News to criticize the TSA‘s dress code for air marshals, which he believed made them too easy to identify. Although MacLean appeared in disguise, several co-workers recognized his voice, and the TSA began investigating the appearance. During that investigation, MacLean admitted that he had disclosed the text message back in 2003. Consequently,
MacLean challenged his firing before the Merit Systems Protection Board, arguing in relevant part that his disclosure was protected whistleblowing activity under
The Court of Appeals for the Federal Circuit vacated the Board‘s decision. 714 F. 3d 1301 (2013). The parties had agreed that, in order for MacLean‘s disclosure to be “specifically prohibited by law,” it must have been “prohibited by a statute rather than by a regulation.” Id., at 1308 (emphasis added). Thus, the issue before the court was whether the statute authorizing the TSA‘s regulations—now codified at
ited” MacLean‘s disclosure. 714 F. 3d, at 1308.
The court first held that
The court then held that, even if
We granted certiorari. 572 U. S. ___ (2014).
II
“a personnel action with respect to any employee or applicant for employment because of—
“(A) any disclosure of information by an employee or applicant which the employee or applicant reasonably believes evidences—
“(i) any violation of any law, rule, or regulation, or
“(ii) gross mismanagement, a gross waste of funds, an abuse of authority, or
a substantial and specific danger to public health or safety, “if such disclosure is not specifically prohibited by law and if such information is not specifically required by Executive order to be kept secret in the interest of national defense or the conduct of foreign affairs.”
The Government argues that this whistleblower statute does not protect MacLean because his disclosure regarding the canceled missions was “specifically prohibited by law” in two ways. First, the Government argues that the disclosure was specifically prohibited by the TSA‘s regulations on sensitive security information:
A
1
In 2003, the TSA‘s regulations prohibited the disclosure of “[s]pecific details of aviation security measures . . . [such as] information concerning specific numbers of Federal Air Marshals, deployments or missions, and the methods involved in such operations.”
The answer is no. Throughout
In contrast, Congress did not use the phrase “law, rule, or regulation” in the statutory language at issue here; it used the word “law” standing alone. That is significant because Congress generally acts intentionally when it uses particular language in one section of a statute but omits it in another. Russello v. United States, 464 U. S. 16, 23 (1983). Thus, Congress‘s choice to say “specifically prohibited by law” rather than “specifically prohibited by law, rule, or regulation” suggests that Congress meant to exclude rules and regulations.
The interpretive canon that Congress acts intentionally when it omits language included elsewhere applies with particular force here for two reasons. First, Congress used “law” and “law, rule, or regulation” in close proximity—indeed, in the same sentence.
Another part of the statutory text points the same way. After creating an exception for disclosures “specifically prohibited by law,”
In addition, a broad interpretation of the word “law” could defeat the purpose of the whistleblower statute. If “law” included agency rules and regulations, then an agency could insulate itself from the scope of
rules and regulations within the word “law.”
2
The Government admits that some regulations fall outside the word “law” as used in
First, the Government argues that the word “law” includes all regulations that have the “force and effect of law” (i.e., legislative regulations), while excluding those that do not (e.g., interpretive rules). Brief for Petitioner 19-22. The Government bases this argument on our decision in Chrysler Corp. v. Brown, 441 U. S. 281 (1979). There, we held that legislative regulations generally fall within the meaning of the word “law,” and that it would take a “clear showing of contrary legislative intent” before we concluded otherwise. Id., at 295-296. Thus, because the TSA‘s regulations have the force and effect of law, the Government says that they should qualify as “law” under the statute.
The Government‘s description of Chrysler is accurate enough. But Congress‘s use of the word “law,” in close connection with the phrase “law, rule, or regulation,” provides the necessary “clear showing” that “law” does not include regulations. Indeed, using “law” and “law, rule, or regulation” in the same sentence would be a very obscure way of drawing the Government‘s nuanced distinction between different
regulation, if it has the force and effect of law.”
Second, the Government argues that the word “law” includes at least those regulations that were “promulgated pursuant to an express congressional directive.” Brief for Petitioner 21. Outside of this case, however, the Government was unable to find a single example of the word “law” being used in that way. Not a single dictionary definition, not a single statute, not a single case. The Government‘s interpretation happens to fit this case precisely, but it needs more than that to recommend it.
Although the Government argues here that the word “law” includes rules and regulations, it definitively rejected that argument in the Court of Appeals. For example, the Government‘s brief accepted that the word “law” meant “legislative enactment,” and said that the “only dispute” was whether
concessions reinforce our conclusion that the Government‘s proposed interpretations are unpersuasive.
In sum, when Congress used the phrase “specifically prohibited by law” instead of “specifically prohibited by law, rule, or regulation,” it meant to exclude rules and regulations. We therefore hold that the TSA‘s regulations do not qualify as “law” for purposes of
B
We next consider whether MacLean‘s disclosure regarding the canceled missions was “specifically prohibited” by
This statute does not prohibit anything. On the contrary, it authorizes something—it authorizes the Under Secretary to “prescribe regulations.” Thus, by its terms,
The Government responds that
The dissent tries to downplay the scope of that discre-
tion, viewing it as the almost ministerial task of “identify-ing whether a particular piece of information falls within the scope of Congress’ command.” Post, at 3. But determining which documents meet the statutory standard of “detrimental to the security of transportation” requires the exercise of considerable judgment. For example, the Government says that
The Government insists, however, that this grant of discretion does not make
The Government tries to analogize that case to this one. In Robertson, the Government says, the FAA‘s discretion whether to disclose information did not preclude a finding that the information was “specifically exempted” from disclosure by statute. So too here, the Government says,
the TSA‘s discretion whether to prohibit disclosure of information does not preclude a finding that the information is “specifically prohibited” from disclosure by
This analogy fails. FOIA and
A statute that exempts information from mandatory disclosure may nonetheless give the agency discretion to release that exempt information to the public. In such a case, the agency‘s exercise of discretion has no effect on whether the information is “exempted from disclosure by statute“—it remains exempt whatever the agency chooses to do.
The situation is different when it comes to a statute giving an agency discretion to prohibit the disclosure of information. The information is not prohibited from disclosure by statute regardless of what the agency does. It is the agency‘s exercise of discretion that determines whether there is a prohibition at all. Thus, when
In any event, Robertson was a case about FOIA, not
expressed its view during congressional hearings that the Federal Aviation Act qualified as an exempting statute under FOIA, and that “no question was raised or challenge made” to the agency‘s view. Id., at 264-265. But that legislative history can have no effect on our analysis of
Second, we said that the Federal Aviation Act could fail to qualify as an exempting statute only if we read FOIA “as repealing by implication all existing statutes which restrict public access to specific Government records.” Id., at 265 (internal quotation marks omitted). Then, relying on the presumption that “repeals by implication are disfavored,” we rejected that interpretation of FOIA. But the presumption against implied repeals has no relevance here. Saying that
Ultimately, FOIA and
III
Finally, the Government warns that providing whistleblower protection to individuals like MacLean would “gravely endanger public safety.” Brief for Petitioner 38. That protection, the Government argues, would make the confidentiality of sensitive security information depend on the idiosyncratic judgment of each of the TSA‘s 60,000 employees. Id., at 37. And those employees will “most likely lack access to all of the information that led the TSA
to make particular security decisions.” Id., at 38. Thus, the Government says, we should conclude that Congress did not intend for
Those concerns are legitimate. But they are concerns that must be addressed by Congress or the President, rather than by this Court. Congress could, for example, amend
Likewise, the President could prohibit the disclosure of sensitive security information by Executive order. Indeed, the Government suggested at oral argument that the President could “entirely duplicate” the regulations that the TSA has issued under
Although Congress and the President each has the power to address the Government‘s concerns, neither has done so. It is not our role to do so for them.
The judgment of the United States Court of Appeals for the Federal Circuit is
Affirmed.
SOTOMAYOR, J., dissenting
SOTOMAYOR, J., dissenting
SUPREME COURT OF THE UNITED STATES
No. 13-894
DEPARTMENT OF HOMELAND SECURITY, PETITIONER v. ROBERT J. MACLEAN
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
[January 21, 2015]
JUSTICE SOTOMAYOR, with whom JUSTICE KENNEDY joins, dissenting.
I agree with much of the Court‘s opinion. I have no qualms with the Court‘s conclusion that the phrase “specifically prohibited by law,” as used in the Whistleblower Protection Act of 1989 (WPA),
I part ways with the Court, however, when it concludes that
The Court reasons, first, that
The Court focuses, second, on the fact that
agency is required to prevent the disclosure of any information it determines is within Congress’ prohibition; its discretion pertains only to identifying whether a particular piece of information falls within the scope of Congress’ command. In concluding that such residual agency discretion deprives
Indeed, Congress appears to have anticipated the need for agency involvement in the interpretation and enforce-
ment of antidisclosure statutes at the time it enacted the WPA. The Senate Report to the WPA identified only two statutes the violation of which would preclude whistleblower protection, the first being Section 102(d)(3) of the
In sum, with
Having said all that, I appreciate the narrowness of the Court‘s holding. The Court‘s conclusion that
regulations to that effect,” or “The Under Secretary shall prescribe regulations prohibiting the disclosure of information detrimental to the security of transportation; and such disclosures are prohibited.” I myself decline to surrender so fully to sheer formalism, especially where transportation security is at issue and there is little dispute that the disclosure of air marshals’ locations is potentially dangerous and was proscribed by the relevant implementing regulation. In so surrendering, however, the Court would appear to have enabled future courts and Congresses to avoid easily the consequences of its ruling, and thus to have limited much of the potential for adverse practical effects beyond this case. But in the interim, at least, the Court has left important decisions regarding the disclosure of critical information completely to the whims of individual employees.
I respectfully dissent.
