ORDER GRANTING DFEH’S MOTION TO PROCEED FOR GROUP OR CLASS RELIEF
I. INTRODUCTION
The California Department of Fair Employment and Housing (“DFEH”) filed suit against the Law School Admission Council, Inc. (“LSAC”), seeking damages and injunctive relief over alleged failures of the Defendant to provide disability-related accommodations to test-takers of the Law School Admission Test (“LSAT”), in violation of the Unruh Civil Rights Act (“Unruh Act”), Cal. Civ.Code §§ 51 et seq., Califor
II. FACTUAL & PROCEDURAL BACKGROUND
LSAC is a non-profit membership organization based in Pennsylvania that, among other things, administers the Law School Admission Test (LSAT) to prospective law students. The LSAT is a standardized test that evaluates potential law school applicants on their acquired reading, verbal, and reasoning skills. FAC. ¶ 45. In 2010, DFEH received two written “verified complaint[s] of discrimination” from individuals alleging that LSAC had denied them certain testing accommodations for their disabilities when taking the LSAT. Id. ¶ 18-19. These written complaints alleged that LSAC had unlawfully denied test applicants “full and equal access to the LSAT” in violation of FEHA and the Unruh Act. Id. By virtue of its incorporation into the Unruh Act, a violation of the ADA also constitutes a violation of the Unruh Act. Id. ¶ 15; see also Unruh Act, Cal. Civ.Code § 51(f). Through DFEH’s investigation into the merits of these complaints, “the Department came to believe that LSAC’s policies and practices toward disabled applicants requesting reasonable accommodation were affecting a larger group of class of applicants in a similar manner.” FAC ¶ 20.
. Following its investigation into these complaints, DFEH filed an administrative accusation before the California Fair Employment and Housing Commission on February 6, 2012, which LSAC elected to have transferred to the California Superior Court in Alameda County under Cal. Gov. Code § 12965(c)(1). FAC ¶¶ 39-41. The administrative accusation, styled a “Group and Class Accusation,” was brought on behalf of seventeen named individuals and certain “class complainants” consisting of “all disabled individuals in the State of California who requested a reasonable accommodation for the Law School Admission Test (LSAT) from January 19, 2009 to February 6, 2012,” and charged LSAC with violations of the Unruh Act. FAC ¶¶ 6-7, 39. See Declaration of Caroline Mew (Docket No. 116-1), Ex. 1 (Group and Class Accusation). LSAC removed the matter from the Alameda County Superior Court to this Court on April 12, 2012,
DFEH’s lawsuit focuses on LSAC’s practices regarding the provision of testing accommodations to test-takers who claim to be disabled. According to LSAC, “more than a thousand individuals request disability-based accommodations on the LSAT every year, and LSAC grants accommodations to most, but not all, of those individuals.” Def.’s Mot. to Dismiss (Docket No. 66) at 2. LSAC claims to conscientiously evaluate requests for testing accommodation to ensure that “individuals with bona fide disabilities receive accommodations, and that those without disabilities do not receive accommodations,” which could provide them with an unfair advantage on the exam. Def.’s Mot. to Dismiss (Docket No. 13) at 2 (quoting Powell v. Nat’l Bd. of Med. Examiners,
DFEH also alleges that LSAC maintains a policy of “flagging” the LSAT exam scores of individuals who receive disability accommodations for extra time. FAC ¶ 55. LSAC allegedly includes a notation on an accommodated individuals’ score report that the score was achieved under non-standard time constraints, and excludes extended-time scores when calculating its LSAT percentile rankings. Id. ¶¶ 55-56. As a consequence, the fact that an individual received extended-time on the LSAT is disclosed to all law schools receiving that individual’s score report. See id. ¶ 55. However, LSAC does advise schools that extended-time score reports “should be interpreted with great sensitivity and flexibility.” Id.
Despite' styling its administrative accusation and amended complaint as a “Group and Class Action,” DFEH contends that this suit is not a class action within the meaning' of Fed.R.Civ.P. 23. As “the State of California’s main civil rights agency,” DFEH argues that “this action — like similar [enforcement] actions brought by the United States Equal Employment Opportunity Commission (EEOC) — may proceed on behalf of a group or class of persons without Court approval under [Rule 23] ... because these actions are, by their very nature, not class actions.” PL’s Mot. at 1 (emphasis omitted). LSAC, in opposition, contends that the Federal Rules of Civil Procedure apply to this civil action just the same as any other civil action being heard by a U.S. District Court, and that DFEH’s suit cannot properly be characterized as a “government enforcement action” exempt from the requirements of Rule 23. Def.’s Opp’n. Br. at 4, 7. DFEH’s present motion seeks to resolve the question of whether it can pursue its “group or class” claims in federal court without having to comply with the class action provisions of Rule 23.
III. DISCUSSION
A. Rule 23 and Government Enforcement Actions
In the normal course of affairs “a litigant must assert his or her own legal
(1) the class is so numerous that joinder of all members is impracticable;
(2) there are questions of law or fact common to the class;
(3) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and
(4) the representative parties will fairly and adequately protect the interests of the class.
Fed.R.Civ.P. 23(a). Rule 23 “does not set forth a mere pleading standard,” but rather requires that a party “ ‘be prepared to prove that there are in fact sufficiently numerous parties, common questions of law or fact,’ typicality of claims or defenses, and adequacy of representation, as required by Rule 23(a)” in order to prosecute a class action. Behrend, — U.S. -,
The Supreme Court has also recognized a related exception to the normal rule that litigants “cannot rest a claim to relief on the legal rights or interests of third parties,” for certain kinds of government enforcement actions. Powers,
Upholding the EEOC’s authority to pursue classwide relief without first obtaining class action certification, the Supreme Court held, “[g]iven the clear purpose of Title VII, the EEOC’s jurisdiction over enforcement, and the remedies available, the EEOC need look no further than § 706 for its authority to bring suit in its own name for the purpose, among others, of securing relief for a group of aggrieved individuals. Its authority to bring such actions is in no way dependent upon Rule 23, and the Rule has no application to a § 706 suit.” General Telephone,
General Telephone recognized a longstanding practice of permitting the Attorney General to bring civil enforcement actions seeking classwide relief under Title VII based on “a pattern or practice of discrimination” by an employer without requiring compliance with Rule 23. See General Telephone,
The Court also noted that “forcing EEOC civil actions into the Rule 23 model would in many cases distort the Rule as it is commonly interpreted and in others foreclose enforcement actions not satisfying prevailing Rule 23 standards but seeim ingly authorized by [Title VII].” General Telephone,
unlike the Rule 23 class representative, the EEOC is authorized to proceed in a unified action and to obtain the most satisfactory overall relief even though competing interests are involved and particular groups may appear to be disadvantaged. The individual victim is given his right to intervene for this very reason. The EEOC exists to advance the public interest in preventing and remedying employment discrimination, and it does so in part by making the hard choices where conflicts of interest exist.
General Telephone,
Subsequent courts have read General Telephone broadly, finding certain government enforcement actions exempt from Rule 23 beyond the context of the EEOC and its authorizing statute. In N.L.R.B. v. Plumbers & Pipefitters Local Union No. 403, Affiliated with United Ass’n of Journeymen & Apprentices of Plumbing & Pipefitting Indus., AFL-CIO, the Ninth Circuit held that the rationale of General Telephone equally “applies to an action brought by the [National Labor Relations Board] under section 10 of the [National Labor Relations Act], for the action is one to vindicate ‘[t]he public interest in effectuating the policies of federal labor laws;’ it is not a civil proceeding brought by a group of individual claimants to vindicate the wrongs they have suffered.” Id.,
Similarly, several courts have held that government enforcement actions do not constitute “class actions” within the meaning of the Class Action Fairness Act of 2005 (“CAFA”), 28 U.S.C. §§ 1332(d), 1453, 1711-15, because they are not “civil action[s] filed under rule 23 of the Federal Rules of Civil Procedure or similar State statute or rule of judicial procedure authorizing an action to be brought by 1 or more
The principle that has emerged is that where .a governmental agency is authorized to act in the public’s interest to obtain broad relief, e.g., in the role of parens patriae, and the authorizing statute confers such power without reference to class certification, Rule 23 may not apply. This principle applies to both state and federal law enforcement agencies. Such actions are not “class actions” subject to Rule 23. General Telephone,
Thus, for instance, in People v. Pac. Land Research Co., the California Supreme Court held “that consumer protection actions brought by the People, seeking injunctive relief, civil penalties and restitution,” were not “the equivalent of class actions brought by private parties, requiring the same safeguards to protect a defendant from multiple suits and other harmful consequences.” Id.,
DFEH argues that its enforcement of the provisions of FEHA, the Unruh Act, and, by extension, the ADA, through civil litigation designed to secure classwide relief on behalf of aggrieved individuals is
B. DFEH Enforcement Authority
The legislature of the State of California has vested DFEH with the authority to enforce the civil rights of California citizens as “an exercise of the police power of the state for the protection of the welfare, health, and peace of the people of this state.” Cal. Gov’t.Code § 12920. “[Sjince 1959 the DFEH has been actively investigating, prosecuting and conciliating” complaints of discrimination falling within those areas under its jurisdiction. State Pers. Bd. v. Fair Employment & Hous. Com.,
FEHA authorizes the Director of DFEH to file administrative charges and to bring suit in court for group or class relief. See Cal. Gov’t.Code §§ 12930, 12961; see also id. § 11180 (“head of each department may make investigations and prosecute actions”). In particular, § 12961 of FEHA states:
Where an unlawful practice alleged in a verified complaint adversely affects, in a similar manner, a group or class of persons of which the aggrieved person filing the complaint is a member, or where such an unlawful practice raises questions of law or fact which are common to such a group or class, the aggrieved person or the director may file the complaint on behalf and as representative of such a group or class. Any complaint so filed may be investigated as a group or class complaint, and, if in the judgment of the director circumstances warrant, shall be treated as such for purposes of conciliation, dispute resolution, and civil action.
Cal. Gov’t.Code § 12961. Remedial civil actions brought by the Director under FEHA are brought “in the name of the department on behalf of the person claiming to be aggrieved.” Cal. Gov’t.Code § 12965(a). The California Supreme
Thus, like the EEOC, the DFEH has the authority to investigate complaints on behalf of a group or class and to bring an enforcement action seeking group or class type relief. The California legislature has amended FEHA to allow DFEH to secure more effective enforcement of the statutes under its purview. See “Governor’s Message Relative to Reorganization Plan No. 1 of 1979,” Assembly Journal, Vol. 4, 1979-1980, Regular Session, at 6270 (creation of consolidated DFEH “would have the organizational stature necessary to conduct its activities effectively”); Cal. Gov’t.Code § 12930(h) (effective January 1, 2013) (authorizing DFEH to sue directly in state or federal court). While the director is authorized to file a complaint “on behalf of and as a representative of ... a group of class,” nothing in § 12961 requires that the complaint be filed as a class action. Also, like the EEOC, aggrieved individuals have the right to participate in DFEH enforcement actions with their own counsel, underscoring the “public interest” focus of a DFEH suit. See Cal. Gov’tCode § 12965(a); see also DFEH v. Am. Airlines, Inc., No. 91-06, FEHC Precedential Decs. 1990-1991,
In this action, DFEH alleges that it “filed suit to remedy LSAC’s pattern of denial of the right to reasonable accommodation,” and claims “an interest in ensuring that gateways to education and employment are open to individuals with disabilities.” PL’s Mot. at 6 (citations omitted). DFEH states that “California’s public policy against discrimination on the basis of disability is substantial and fundamental.” Id. at 8. See City of Moorpark v. Superior Court,
The Court finds that, following the analysis presented in General Telephone,
Further, as with EEOC enforcement actions, it is “apparent that forcing” DFEH civil actions such as this one “into the Rule 23 model would in many cases distort the Rule as it is commonly interpreted and in others foreclose enforcement actions not satisfying prevailing Rule 23 standards but seemingly authorized by [FEHA].” General Telephone,
FEHA “itself authorizes the procedure” that DFEH seeks to follow in this case, and this Court finds “no basis for imposing the Rule 23 framework in [a DFEH] enforcement action” when the operative statute authorizes the agency “to sue in its own name to enforce [state] law by obtaining appropriate relief for those persons injured by discriminatory practices forbidden by the Act.” General Telephone, at 324-25,
Finally, there is a significant policy basis for distinguishing the DFEH’s action here and a Rule 23 class action. Unlike a private class action, where typicality requirements ensure that absent class members are not denied due process of law when they are bound without their explicit consent, see Hansberry v. Lee,
C. LSAC’s Objections
LSAC offers three arguments as to why Rule 23 ought to apply to DFEH’s present suit. First, Defendant asserts that adopting DFEH’s position would create an untenable conflict between FEHA (specifically Cal. Gov’t.Code § 12961) and Rule 23. It is uncontested that the Federal Rules of Civil Procedure apply to’ the conduct of all civil actions and proceedings in United States district courts, including cases removed from state court such as the instant suit. See Fed.R.Civ.P. 1; Fed.R.Civ.P. 81(c)(1); see also 28 U.S.C. § 2072(a).(pro-viding that the Supreme Court “shall have the power to prescribe general rules of practice and procedure ... for cases in the United States district courts”). “And like the rest of the Federal Rules of Civil Procedure, Rule 23 automatically applies ‘in all civil actions and proceedings in the United States district courts,’ Fed. Rule Civ. Proc. 1.” Shady Grove Orthopedic Associates, P.A. v. Allstate Ins. Co.,
Second, LSAC contends “[n]otwithstanding the class certification allegations in its own Complaint, DFEH now seeks to avoid application of Rule 23’s class action certification requirements by arguing that DFEH is not pursuing a class action after all.” Def.’s Opp’n. Br. at 7. The fact that DFEH’s complaint uses the phrase “class action” is of no moment. General Telephone established that the parties’ “characterization” of a suit is not the key issue. Rather “[t]he issue is whether an action, however it is styled, brought by a Government agency to enforce the ... law with whose enforcement the agency is charged is subject to the requirements of Rule 23.” General Telephone,
LSAC also seeks to distinguish Washington v. Chimei Innolux Corp., Nevada v. Bank of Am. Corp, and similar parens patriae suits not subject to Rule 23 on the basis that those suits did not involve claims seeking classwide relief on behalf of specific individuals. “The doctrine of parens patriae allows a sovereign to bring suit on behalf of its citizens when the sovereign alleges injury to a sufficiently substantial segment of its population, articulates an interest apart from the interests of particular private parties, and expresses a quasi-sovereign interest.” Washington v. Chimei Innolux Corp.,
General Telephone clearly establishes that seeking remedies solely on behalf of the sovereign or in the general public interest is not the metric by which a government enforcement action falls outside the scope of Rule 23. When a government agency brings an enforcement action, it may have multiple objectives. The Court in General Telephone observed, “[w]hen the EEOC acts, albeit at the behest of and for the benefit of specific individuals, it acts also to vindicate the public interest in preventing employment discrimination.” General Telephone,
Finally, LSAC argues in opposition to DFEH’s motion that “[a]t a more fundamental level, it is one thing to conclude that a federal statute allows a federal government enforcement action to be pursued outside the class action requirements of the federal rules, as the Supreme Court did in General Telephone. But this same analysis cannot be extended wholesale to allow a state statute to prescribe the procedure for pursuing purported class claims in federal court.” Def.’s Opp’n. Br. at 10 (emphasis in original). LSAC cites as support the Supreme Court’s decision in Hanna v. Plumer, where it reasoned “[t]o hold that a Federal Rule of Civil Procedure must cease to function whenever it alters the mode of enforcing state-created rights would be to disembowel either the Constitution’s grant of power over federal procedure or Congress’ attempt to exercise that power in the Enabling Act.” Id.,
Again, Defendant’s argument misses the import of General Telephone. When a government agency pursues classwide relief through a civil enforcement action, it is not prosecuting a “class action” subject to Rule 23. This is so irrespective of whether state or federal law authorizes the agency’s enforcement action. As noted above, General Telephone did not limit its holding to enforcement actions brought solely under the authority of federal law; subse
IV. CONCLUSION
For the reasons stated above, the Court GRANTS DFEH’s Motion to Proceed for Group or Class Relief and hereby orders that DFEH may proceed in this enforcement action without filing a motion for class certification under Fed.R.Civ.P. 23.
This order disposes of Docket No. 106.
IT IS SO ORDERED.
Notes
. In DFEH’s original complaint, this “group or class” component was limited to “all disabled individuals in the State of California who requested a reasonable accommodation for the Law School Admission Test (LSAT) from January 19, 2009 to February 6, 2012.” See Complaint ("CompL”) (Docket No. 1, Ex. A) ¶ 8. DFEH was granted leave to expand the "group or class” definition by this Court on February 6, 2013. See Order Granting DFEH’s Motion for Leave to File First Amended Complaint (Docket No. 103),
. A State Court of Appeals in Arizona has specifically held that classwide civil rights enforcement actions brought by the Arizona Civil Rights Division, the state agency that enforces the Arizona Civil Rights Act, are not subject to the state equivalent of Rule 23 under the reasoning advanced in General Telephone. See Arizona Civil Rights Div., Dept. of Law v. Hughes Air Corp.,
. See also Cal. Civ.Code § 51(b) ("All persons within the jurisdiction of this state are free and equal, and no matter what their ... disability ... are entitled to the full and equal accommodations, advantages, facilities, privileges, or services in all business establishments of every kind whatsoever”).
. Because this action is not subject to the provisions of Rule 23, there is no need to consider whether Rule 23 operates to "abridge, enlarge or modify any substantive right” so as to run afoul of the Federal Rules Enabling Act, 28 U.S.C. § 2072(b). Dep’t of Fair Employment & Hous. v. Lucent Technologies, Inc., is similarly inapposite because this case does not raise the question of whether "state law [can] negate the requirement of [a] federal rule.” Id..,
