Lead Opinion
Several prisoners sentenced to death in Missouri appeal the district court’s
I.
This litigation commenced in 2012 when the prisoners challenged what was then a new lethal-injection .protocol. In prior years, Missouri’s lethal-injection protocol involved the administration of three drugs: “[S]odium thiopental to anesthetize the prisoner and render him unconscious, pancuronium bromide to paralyze him and stop his breathing, and potassium chloride to stop the prisoner’s heart.” Ringo v. Lombardi
In June 2012, the prisoners sued in state court to challenge the new protocol. State officials removed the case to federal court and promptly moved to dismiss the petition for failure to state a claim. The district court denied the motion in.part and granted it in part, ruling as relevant here that the plaintiffs had adequately pleaded that the protocol presented a risk of harm that violated the Eighth Amendment and that the prisoners were not required to plead a reasonable alternative method of execution to the use of propofol. The court also ruled that the allegedly higher risk of pain posed by the protocol, compared to the State’s prior methods of execution, sufficed to state a claim of unconstitutional ex post facto punishment.
In October 2013, the State informed the district court that it had revised its protocol to use pentobarbital, rather than propofol, as the lethal agent. In late 2013, after a discovery dispute, the district court ordered the State to disclose to counsel for the prisoners the identities of the physician who prescribes the pentobarbital used in Missouri executions, the pharmacist who compounds it, and the laboratory that tests the compounded drug. In re Lombardi,
In February 2014, the plaintiffs filed a second amended complaint. That complaint alleges ten separate claims, seven of which are at issue in this appeal: (1) that the State’s use of compounded pentobarbital constitutes cruel and unusual punishment, in violation of the United States Constitution; (2) that the defendants are deliberately indifferent to the plaintiffs’ medical need for their executions not to inflict gratuitous pain; (3) that the State’s use of compounded pentobarbital creates a significant risk of increased punishment over previous methods and accordingly amounts to ex post facto punishment, in violation of the United States Constitution; (4) that the defendants have deprived them of due process under the United States Constitution by not providing timely and adequate notice of the lethal injection methods; (5) that the defendants have deprived them of equal protection under the United States Constitution by deviating from the execution protocol in certain instances; (6) that the defendants have violated their First Amendment rights under the United States Constitution by refusing to disclose the identities of the pharmacy that compounds the pentobarbital and its suppliers; and (7) that the defendants have violated a number of federal laws by soliciting and using the compounded pentobarbital in executions, all allegedly reviewable under
In May 2014, the district court granted the State’s motion to dismiss the complaint. The court dismissed all claims except for that alleging “cruel and unusual punishment” in violation of the Eighth Amendment and its Missouri constitutional analog. As for the remaining claim, the court ruled that the prisoners’ concession that “other methods of lethal injection ... would be constitutional” did not suffice to state a claim under the Eighth Amendment. But the court allowed the prisoners seven days to amend the claim and address that deficiency by presenting “factual allegations permitting the Court to determine whether the alleged alternative method [of execution] is reasonably available and less likely to create a substantial risk of harm.” The prisoners responded that they did not intend to plead an alternative method of execution, because they believed the law did not require them to do so. In light of that response, the district court dismissed the remaining claim and entered a final judgment. This appeal followed.
II.
The prisoners’ lead argument on appeal is that they stated a claim under the Eighth Amendment that Missouri’s lethal-injection protocol violates the prohibition on cruel and unusual punishment.
Baze addressed an Eighth Amendment challenge to a lethal-injection protocol, and our opinion in Lombardi summarized the rule of Baze as follows:
Where, as here, there is no assertion that the State acts purposefully to inflict unnecessary pain in the execution process, the Supreme Court recognized only a limited right under the Eighth Amendment to require a State to change from one feasible method of execution to another. The controlling opinion of the Chief Justice in Baze provides that if a State refuses to adopt a readily available alternative method of execution that would significantly reduce a substantial risk of severe pain, then “a State’s refusal to change its method can be viewed as ‘cruel and unusual’ under the Eighth Amendment.”553 U.S. at 52 ,128 S.Ct. 1520 (plurality opinion) (emphasis added). In sum: “A stay of execution may not be granted on grounds such as those asserted here unless the condemned prisoner establishes that the State’s lethal injection protocol creates a demonstrated risk of severe pain. He must show that the risk is substantial when compared to the known and available alternatives.” Id. at 61,128 S.Ct. 1520 (emphasis added).
The district court, relying on Lombardi, concluded that the second amended complaint adequately alleged that the protocol creates a substantial risk of severe pain. The court ruled, however, that the prisoners failed to allege sufficiently the second essential element of an Eighth Amendment claim — i.e., that there exists a feasi
To state a claim under the Federal Rules of Civil Procedure, a complaint must contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal,
A.
We first address whether the second amended complaint adequately alleges that Missouri’s lethal-injection protocol creates a substantial risk of severe pain. We review a district court’s grant of a motion to dismiss for failure to state a claim under Rule 12(b)(6) de novo. United States ex rel. Raynor v. Nat'l Rural Utils. Coop. Fin., Corp.,
“[LJegal conclusions” and “threadbare recitations of the elements of a cause of action supported by mere conclusory statements” are not entitled to a presumption of truth when considering the sufficiency of a complaint. Iqbal,
Stating a plausible Eighth Amendment claim in the context of the prisoners’ attack upon Missouri’s execution protocol first requires the prisoners to plead sufficient facts indicating that the protocol creates a “substantial risk of serious harm.” See Baze,
Relying on this court’s decision in Lombardi, the district court' found the prisoners’ second amended complaint adequately alleged that the protocol created a substantial risk of severe pain:
The Eighth Circuit specifically referenced the language used in Plaintiffs’ previous complaints regarding the risk and level of pain necessary to plead an Eighth Amendment violation, and gave no indication such language was insufficient. Based on that fact and the case law cited by Plaintiffs, the Court concludes Plaintiffs sufficiently plead an Eighth Amendment claim regarding the risk and level of pain that the current execution protocol carries.
R. Doc. 437, at 8. Our decision in Lombardi addressed the pleading requirement of a feasible alternative to the current lethal-injection protocol. It did not address the sufficiency of the complaint regarding the allegation of a substantial risk of severe pain. Because the district court relied upon our decision in Lombardi as the basis for finding the prisoners had satisfied this pleading burden, a determination of the sufficiency of the prisoners’ complaint regarding the allegation of a substantial risk of severe pain now requires a more thorough analysis.
When reviewing the sufficiency of a complaint, we review the complaint itself and any exhibits attached to the complaint. Meehan v. United Consumers Club Franchising Corp.,
1.
In the second amended complaint the prisoners rely, on analysis from a pharmacology expert and an anesthesiologist in alleging that the use of a compounding pharmacy to produce the execution drug creates an “objectively intolerable risk of pain.” It is alleged that “[cjompounding pharmacy products do not meet the requirements for identity, purity, efficacy, and safety that pharmaceuticals produced under FDA regulations must meet.” R. Doc. 338, at 44. The prisoners identify four distinct potential risks which they believe could result from the State’s use of compounded pentobarbital. First, they allege that the compounded pentobarbital could be sub- or super-potent. According to the second amended complaint, sub-potent pentobarbital could fail to cause the death of the prisoner, leaving him unconscious with a lower
Asserting that compounding pharmacies commonly lack oversight and regulation, it is alleged that the use of compounding pharmacies “often results in drugs which are contaminated, sub-potent or super-potent, or which do not have the strength, quality or purity” of FDA-regulated drugs. R. Doc. 338, at. Ex. 6. These compounding pharmacies are alleged to be an “emerging, substandard drug industry” that are responsible for the creation of “large quantities of unregulated, unpredictable and potentially unsafe drugs.” R. Doc. 338, at Ex. 6. Noting that the lack of regulation allows compounding pharmacies to obtain ingredients from countries with little pharmaceutical oversight, it is alleged that it is impossible to trace the origin of the drugs, resulting in no guarantee that the drugs are what they purport to be. It is alleged that Missouri’s current compounded pentobarbital lethal-injection protocol is “replete with flaws that present a substantial risk of causing severe and unacceptable levels of pain and suffering during the execution.” R. Doc. 338, at Ex. 5.
The prisoners also allege that the State might administer the execution drugs via central venous access rather than peripheral venous access.
2.
None of the alleged potentialities the prisoners identify in the second amended complaint relating to compounded pentobarbital rises to the level of “store or very likely ” to cause serious harm or severe pain. The prisoners’ allegations are limited to descriptions of hypothetical situations in which a potential flaw in the production of the pentobarbital or in the lethal-injection protocol could cause pain. This speculation is insufficient to state an Eighth Amendment claim. See Brewer v. Landrigan,
Even if one of the harms the prisoners identify were to occur, the prisoners offer nothing in their pleading to support the allegation that it would be more than an isolated incident. The prospect of an isolated incident does not satisfy the requirement that prisoners adequately plead a substantial risk of severe pain to survive a motion to dismiss their Eighth Amendment claim. See Baze,
3.
Case law from other circuits also supports our conclusion that the prisoners’ allegation of a substantial risk of severe pain is inadequate. At least one court has found that an Eighth Amendment challenge to an execution protocol was properly dismissed after the plaintiff-prisoner faded to sufficiently plead a plausible claim that the lethal-injection protocol was sure or very likely to create a substantial risk of severe pain. See Cook v. Brewer,
The same prisoner mounted a second challenge to Arizona’s use of sodium thiopental in its three drug lethal-injection protocol, alleging that the drug created a substantial risk of severe pain because there had been 12 adverse drug reaction reports, the drug had been manufactured for use on animals, it had caused problems in three executions in the United States, and the State obtained it unlawfully. Cook v. Brewer,
Other circuits have also denied prisoners relief when challenging a compounded pentobarbital lethal-injection protocol. See Whitaker v. Livingston,
4.
The prisoners have failed to include factual allegations in the second amended complaint which permit the reasonable inference that Missouri’s lethal-injection protocol is “sure or very likely ” to create a substantial risk of severe pain. Accepting the factual allegations in the complaint as true, the prisoners fail to satisfy their burden under the Eighth Amendment because they rely entirely on hypothetical and speculative harms that, if they were to occur, would only result from isolated mishaps. Like the prisoner in Cook, the prisoners here fail to make any specific factual allegations regarding the production of the pentobarbital that would lead to its contamination, potency problems, or improper pH, and instead rely on general risks associated with compounding pharmacies. Without such specific allegations, the prisoners’ complaint contains no more than
B.
Prisoners challenging a method of execution must do more than allege a substantial risk of serious harm to state a claim under the Eighth Amendment. As we explained in Lombardi,
To address this point, the prisoners’ second amended complaint merely “eoncede[s] that other methods of lethal injection the Department could choose to use would be constitutional.” R. Doc. 338, at 148. In our view, this “concession” is insufficient to allege the second element of an Eighth Amendment claim that challenges a method of lethal injection. The complaint does not assert that the “other methods of lethal injection” it references are feasible and readily implemented, or that they would significantly reduce a substantial risk of severe pain allegedly caused by the present method. Even á barebones allegation to that effect, moreover, would not be adequate: a “formulaic recitation of the elements of a cause of action” is insufficient to state a claim under Rule 8(a)(2). Iqbal,
The prisoners respond that the Supreme Court’s decision in Hill v. McDonough,
In reaching that conclusion, the Hill Court rejected a suggestion from the United States that a prisoner seeking to proceed under § 1983 rather than through habeas corpus must identify an alternative, authorized method of execution. Id. at 582,
The Hill opinion’s references to Rule 8 and Swierkiewicz, and a later citation of Hill in Jones v. Bock,
The inference that Hill did not address the sufficiency of Hill’s complaint is strengthened by the opinions in Baze, where two Justices opined that “a method of execution violates the Eighth Amendment only if it is deliberately designed to inflict pain.” Baze,
The prisoners contend alternatively that the rule announced in Baze applies only where — as in Baze itself — a prisoner alleges that a lethal-injection protocol is unconstitutional because the State easily could change to an alternative method of execution that is likely to reduce a significant risk of pain. We think that is an implausible reading of the Baze plurality opinion. On the prisoners’ view, a plaintiff who alleges a significant risk of severe pain and an alternative that would reduce the risk must satisfy the Baze standard for an alternative method of execution, but a prisoner who alleges only a significant risk of severe pain need not propose an alternative method. The suggested rule would render the Baze plurality’s extensive discussion of alternative methods superfluous, and we are loathe to assume that the plurality engaged in such a meaningless exercise. See Baze,
The prisoners also urge that the Supreme Court’s grant of a stay of execution in Bucklew v. Lombardi — U.S. -,
Russell Bud-dew’s execution pending appeal in an order that stated as follows:
Application for stay of execution of sentence of death presented to Justice ALI-TO and by him referred to the Court treated as an application for stay pending appeal in the United States Court of Appeals for the Eighth Circuit. Application granted pending disposition of petitioner’s appeal. We leave for further consideration in the lower courts whether an evidentiary hearing is necessary.
Id.
The Court’s brief order does not address the substance of Bucklew’s appeal or the basis for possible success on the merits. Although Bucklew urged that the district court erred in requiring him to allege a feasible and more humane method of execution, he also asserted that “[t]o the extent that this Court, or any lower court, believes that pleading an ‘alternative method’ is necessary, Mr. Bucklew has indeed proposed an ‘alternative.’ ” App. 821-22. The unexplained order in Bucklew thus does not resolve whether the prisoners must plead the existence of an alternative method of execution that meets the criteria of Baze.
The prisoners further contend that they cannot propose a reasonably available alternative method of execution without discovery of information about the State’s present suppliers of lethal drugs, so the Lombardi rule is unworkable in practice. We doubt the rule is as “unworkable” as the prisoners suggest. Their complaint is accompanied by affidavits from experts who criticize the use of compounded pentobarbital as a lethal drug. These or similar experts presumably are in a position to know and to inform the pris-, oners whether some other lethal drug exists that would significantly reduce the alleged risk of pain arising from the current method. In any event, the Supreme
Although policy reasons do not justify imposing a heightened pleading requirement, see Swierkiewicz,
In this very case, after the State’s former drug supplier was identified through information in the public domain, a Missouri prisoner sued the supplier in Oklahoma. The supplier then elected to discontinue providing drugs to the State rather than endure the expense and burdens of litigation. R. Doc. 353, at 1-2, 10-13, 190-93. As for the possibility of protecting the confidentiality of sensitive identities after discovery in litigation, counsel for the prisoners expressed concern that it could be very difficult to investigate the physician, pharmacist, and laboratory without disclosing their roles in the execution process, and suggested there were “many ways in which investigating the pharmacy might place the pharmacy’s identity, status, and role at issue before whoever we would be talking to.” R. Doc. 224, at 12-16. The district court acknowledged that “it may be that there’s just no way given the circumstances to keep it confidential because of the central nature of these people to the current dispute.” Id. at 16.
The real potential that unwarranted discovery would serve as a back-door means to frustrate the State’s ability to carry out executions by lethal injection counsels in favor of careful adherence to the requirements of Rule 8, as explicated in Iqbal and Twombly. A groundless Eighth Amendment claim should not be permitted to achieve indirectly a de facto injunction against a lawful method of execution.
For these reasons, we adhere to our conclusion in Lombardi that without a plausible allegation of a feasible alternative method of execution that would significantly reduce a substantial risk of serious pain, or a purposeful design by the State to inflict unnecessary pain, the prisoners have not stated an Eighth Amendment claim based on the State’s use of compounded pentobarbital in executions. We further conclude that the allegation in the second amended complaint that “other methods of lethal injection the Department
III.
The prisoners next argue that they have a serious medical need to be free from gratuitous pain during their executions, and that the state officials act with deliberate indifference to their need by using compounded pentobarbital as the lethal drug in the State’s execution procedure. The district court rejected this claim on two grounds: (1) that the officials are not addressing medical needs of the prisoners in carrying out executions, and (2) that the prisoners have not pleaded adequately that the State’s lethal-injection protocol inflicts unnecessary pain in violation of the Eighth Amendment..
Assuming without deciding that an Eighth Amendment deliberate-indifference claim based on medical needs is not limited to cases involving medical procedures, see Nelson v. Campbell,
IV.
The prisoners contend that the state officials violated the Ex Post Facto Clause of the federal Constitution when they changed the execution protocol to provide for the use of compounded pentobarbital, because the change allegedly increased the risk of a painful execution. The Ex Post Facto Clause forbids enactment of a “law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed.” Cal. Dep’t of Corr. v. Morales,
The prisoners also complain that they did not have fair notice that Director Lombardi could change the method of execution to include compounded pentobarbital, because that method allegedly violates the federal Food, Drug, and Cosmetics Act and the Controlled Substances Act. The prisoners note Lombardi’s statement that when the prisoners committed their crime, they “had fair notice” that death was the prescribed punishment, and fair notice “of the Director’s discretion to determine the method of execution.”
V.
The prisoners next contend that the Missouri state officials violated their right of access to the courts under the Due Process Clause by failing to provide them with the timely and adequate notice of the proposed execution method needed to litigate the lawfulness of the execution protocol. We agree with the district court that the prisoners failed to state a claim based on alleged infringement of their right to access the courts. State prisoners have a constitutional “right of access to the courts,” Lewis v. Casey,
On appeal, the prisoners present a new argument — that their “life interest entitles them to notice of material information about the lethal drug with which they will be executed.” They rely on the procedural due process decision of Mathews v. Eldridge,
The prisoners did not develop an argument based on Mathews in the district court, and it is too late to raise it for the first time on appeal. In any event, the analogy to Mathews is inapt. Mathews involved an undisputed deprivation of a property interest (denial of social security benefits), and the question was whether the claimant was entitled by the Due Process Clause to a pre-deprivation hearing as opposed to merely a post-deprivation hearing. Id. at 332-33,
At this point, the prisoners seek to discover information about the State’s lethal-injection protocol in order to determine whether the protocol violates the Eighth Amendment. The prisoners, however, have not pleaded a deprivation of rights under the Eighth Amendment. This is not a case like Mathews, therefore, where there was an undisputed deprivation of an interest protected by the Due Process Clause, and the question was what process is due before the State may accomplish the deprivation. Id. Rather, the prisoners here—like the plaintiffs in Wellons,
VI.
The prisoners next press a claim that the Missouri officials violate the Equal Protection Clause by executing prisoners while legal activity seeking to stay their executions is pending, because the practice contravenes the State’s written Chronological Sequence of Execution policy. They cite the executions of Joseph Franklin, Alan Nicklasson, and Herbert Smulls, which were carried out while a pleading was pending in the district court, the court of appeals, or the Supreme Court. The prisoners’ theory is that forestalling executions until all litigation is finished is a “core” provision of the execution protocol, and that deviating from a “core” provision violates their rights to equal protection of the laws.
The relevant portion of the execution policy provides that at 11:15 p.m. on the eve of an execution:
Director of the Department of Corrections/designee advises (ERDCC Warden) that (Inmate Name) may be escorted to the execution room if no stay is in. place and no legal activity is in progress to prevent the execution.
If there is pending legal activity to halt the execution process, (Inmate Name) will remain in his holding cell and there will be no IV or line established until authority is granted to do so by the Director of the Department of Corrections/designee.
App. 335-36.
The prisoners contend that the policy permits the Director to grant the Warden
The prisoners’ reading of the policy is unlikely: It would allow an inmate to thwart the State’s ability to carry out a lawful sentence simply by making repeated court filings designed to prevent an execution during the 24-hour period designated by the Supreme Court of Missouri for carrying out the sentence. One can imagine counsel for a prisoner even asserting an ethical obligation to ensure that some legal activity remains in progress for a full twenty-four hours. We are skeptical of an interpretation of the State’s policy that could effectively foreclose the State’s ability to carry out lawful sentences.
The policy is not a model of clarity, but it should not be understood to forbid an execution whenever there is pending legal activity designed to stop the execution. The policy does not expressly require the Director to refrain from carrying out a sentence until legal activity has ceased. To the contrary, the second paragraph quoted above contemplates that the Director may grant the Warden authority to begin preparations for an execution even when legal activity is ongoing. The first quoted provision — that the Director may advise the Warden to escort the inmate to the execution room if no legal activity is in progress — applies by its terms only at 11:15 p.m. on the eve of a date of execution. The chronology does not address a circumstance in which legal activity delays an execution until later in the 24-hour period. The second quoted paragraph implies that the Director retains authority to begin preparations for an execution at a later time despite ongoing legal activity. The prisoners do not allege that the officials have escorted inmates to the execution room on the eve of the execution while legal activity is pending: In the cases of Franklin, Nicklasson, and Smulls, a district court or a panel of this court entered a stay of execution that was later vacated, and the State eventually proceeded later in the 24-hour period authorized for the execution. We therefore conclude that the prisoners have not stated a claim under the Equal Protection Clause based on alleged violations of the Department’s execution policy.
Assuming for the sake of analysis, however, that the state officials deviate from the execution protocol by carrying out sentences while legal activity is pending, the practice does not violate the Constitution. “The Equal Protection Clause of the Fourteenth Amendment commands that no State shall ‘deny to any person within its jurisdiction the equal protection of the laws,’ which is essentially a direction that all persons similarly situated should be treated alike.” City of Cleburne v. Cleburne Living Ctr.,
The prisoners apparently invoke the “fundamental right” strand of equal protection analysis. They argue that it is unconstitutional for the State to disregard a “core provision” of its execution protocol, and that a prohibition on executions before legal activity has ceased is a “core provi
Whatever the merits of the Ohio district court’s analysis with regard to the execution protocol at issue in those decisions, the prisoners here have not stated a claim that Missouri’s alleged deviations from its protocol burden a fundamental right. There is no “fundamental right” to avoid execution while no judicial stay is in effect but legal activity is pending. E.g., Hamilton v. Texas,
VII.
The prisoners also argue that they stated a claim that the First Amendment entitles -them to information regarding the source of the drug to be used in their executions. A Missouri statute, Mo.Rev. Stat. § 546.720.2, provides that “[t]he identities of members of the execution team, as defined in the execution protocol of the department of corrections, shall be kept confidential.” The prisoners contend that the statute violates their First Amendment rights insofar as it permits Missouri to conceal the identity of the compounding pharmacy that provides the pentobarbital and the identities of the pharmacy’s suppliers of ingredients for the compounding process. The prisoners argue that concealing this information violates their right of access to records associated with governmental execution proceedings and constitutes an impermissible content-based restriction on access to information.
The Supreme Court held in Press-Enterprise Co. v. Superior Court,
Assuming for the sake of analysis, however, that the Press-Enterprise analysis applies to executions, and even to information regarding the source of drugs to be used in lethal injections, the prisoners fail to state a claim for a qualified right of public access. To determine whether a First Amendment public right of access attaches to a particular proceeding, courts consider “whether the place and process have historically been open to the press and general public” and “whether public access plays a significant positive role in the functioning of the particular process in question.” Press-Enterprise,
The prisoners assert that they have a similar right to know the identities of the pharmacy that compounds the pentobarbital and of its suppliers of chemicals, yet they fail to allege a “tradition of accessibility” to that information. We have reserved judgment about whether even an execution itself must be made public, Rice v. Kempker,
The prisoners also argue that the confidentiality requirements of § 546.720.2 constitute a content-based restriction on access to information that merits strict scrutiny. They rely on Sorrell v. IMS Health Inc., - U.S. -,
VIII.
The prisoners complain that the use of compounded pentobarbital as a lethal drug in executions violates the federal Food, Drug, and Cosmetic Act, 21 U.S.C. §§ 301, et seq., and the Controlled Substances Act. 21 U.S.C. §§ 801, et seq. They acknowledge, however, that there is no private right of action under federal law to enforce these alleged violations. 21 U.S.C. § 337(a); Buckman Co. v. Plaintiffs’ Legal Comm.,
Under the Missouri APA, where there is no formal hearing before a state agency in a contested case, a court, may review a decision of an administrative officer or body that “determin[es] the legal rights, duties or privileges of any person.” Mo. Rev.Stat. § 536.150.1; see City of Valley Park v. Armstrong,
The prisoners fail to state a claim under the Missouri APA because they have not alleged that the decision of corrections officials to adopt the execution protocol determines their “legal rights, duties or privileges.” “Section 536.150 pertains only to review of decisions affecting private rights and interests.” St. Louis Cnty. v. State Tax Comm’n,
The prisoners allege a right not to “be executed in a manner that violates federal laws protecting the end-users of regulated pharmaceuticals.” They fail, however, to identify a statute or other authority that creates a private legal right or entitlement. The federal statutes cited in the complaint do not create private rights of action. The prisoners cannot employ the Missouri APA to allege the denial of a private legal right under the federal statutes when the federal statutes themselves do not create such a private legal right.
The judgment of the district court is affirmed.
Notes
. Chief Judge Riley and Judges Wollman, Lo-ken, Smith, and Gruender join this opinion. Judge Colloton joins all but Part II.A of this opinion. Judge Shepherd joins all but Part II.B of this opinion.
. The Honorable Beth Phillips, United States District Judge for the Western District of Missouri.
. The prisoners do not develop an argument on appeal concerning the dismissal of their claim alleging cruel and unusual punishment under the Missouri Constitution.
. pH is a measure of the acidity or basicity of a solution. See Taber’s Cyclopedic Medical Dictionary 1377 (Clayton L. Thomas ed., 16th ed. 1989). According to the affidavits attached to the prisoners' second amended complaint, maintaining a proper pH is an important aspect of a properly produced drug. If a drug is too acidic or too basic, it may be incompatible with human blood, causing various unintended reactions. See R. Doc. 338, at Ex. 6.
. Central venous access involves the insertion of a catheter into a large vein in a person’s neck, chest, or groin. Peripheral venous access involves the placement of a catheter in a peripheral vein, most commonly in the hand or arm. See 6 The Gale Encyclopedia of Medicine 4571-72 (Laurie J. Fundukian ed., 4th ed. 2011).
. Judge Bye, post, at 1118-19, suggests incorrectly that this court's order denying rehearing in Lombardi established that a- prisoner could state an Eighth Amendment claim without identifying a feasible alternative if he merely conceded that other methods of lethal injection the State could choose to use would be constitutional. The Lombardi order simply recited the concession made by the plaintiffs in Hill, and observed that the plaintiffs in Lombardi did not make such an allegation. In re Lombardi,
. Judge Shepherd, while voting to affirm, also files a "dissenting” opinion on the ground that Part II.B is unnecessary to the decision. It is not uncommon for courts to decide cases on alternative grounds, e.g., United States v. Farlee,
Dissenting Opinion
dissenting.
The constitutionality of the death penalty itself is not before us in this case, and we proceed on the assumption the death penalty is constitutional. While it follows there must be a constitutional means of carrying out a death sentence, it has not been determined that Missouri’s current execution protocol is constitutional. The district court erred in dismissing the death-row inmates’ suit, and the death-row inmates should have the opportunity to conduct discovery and fully litigate then-claims. I therefore respectfully dissent.
I
I disagree with the entirety of Part II of the majority’s opinion, which dismisses the death-row inmates’ Eighth Amendment claim. The majority provides two alternative reasons for dismissing the suit: (1) as a matter of law, the death-row inmates’ claim regarding the substantial risk of severe pain imposed by Missouri’s execution protocol is inadequately pled; and (2) the death-row inmates have failed to adequately plead a readily-available alternative method of execution.
A
The majority first holds the death-row inmates have failed to plead sufficient factual matter on the risk of harm to state a plausible claim of relief. Federal Rule of Civil Procedure 8(a)(2) requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.” To withstand the State’s Rule 12(b)(6) motion, the complaint must contain sufficient factual allegations to “state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly,
“[T]aking all facts alleged in the complaint as true, and making reasonable inferences in favor of the nonmoving party,” the death-row inmates have sufficiently pled their Eighth Amendment claim. Smithrud v. City of St. Paul,
The death-row inmates’ second amended complaint includes thirty-two attached exhibits, including declarations and affidavits from medical professionals. The pleadings demonstrate substantial concerns with compounded pentobarbital, including potency levels, contamination, pH levels, and shelf-life. Despite such pleadings, the majority concludes these potentialities are hypothetical and do not “rise[ ] to the level of ‘sure or very likely’ to cause serious harm or severe pain.” The majority takes offense at the death-row inmates’ “allegations of generalized harms” from compounded pentobarbital, but such allegations are exactly what must be pled to survive a Rule 12(b)(6) motion to dismiss. Rule 8 only requires “a short and plain statement” showing the death-row inmates are entitled to relief. No higher pleading standard is applicable to this suit. Cf. Fed.R.Civ.P. 9(b) (establishing heightened pleading standards in certain cases, such as fraud or mistake). The death-row inmates could not possibly include allegations more specific to the compounding done for or by Missouri without the benefit of discovery. To know about Missouri’s particular compounding procedure and the particular dangers of such a procedure, the death-row inmates need discovery about the various sources of the drugs, how the drugs are compounded, whether the compounded drugs are tested for potency, contamination, or pH levels, and how and for how long the compounded drugs are stored. Missouri has steadfastly refused to disclose any information related to the compounded pentobarbital. See e.g., In re Lombardi,
The majority is unconcerned with expert opinions and a host of other evidence which shows improperly compounded pentobarbital would “sure or very likely” cause unconstitutionally painful deaths. The majority acknowledges this evidence exists but focuses on the one thing the death-row inmates cannot know at this stage: “specific factual allegations regarding the production of the pentobarbital” to be used in their executions. Because the death-row inmates have adequately pled that improperly compounded- pentobarbital is sure or very likely to cause pain and suffering at an unconstitutional level, the death-row inmates have pled enough to survive a motion to dismiss under Rule 12(b)(6). Thus, the death-row’ inmates
B
In an alternative holding on the death-row inmates’ Eighth Amendment claim, the majority finds the death-row inmates failed to plead a specific readily-available alternative method of execution and finds such a failure fatal to this suit. I disagree.
In Hill v. McDonough,
A year later, the Supreme Court addressed the pleading requirements of exhaustion under the Prison Litigation Reform Act in Jones v. Bock,
• The majority dismisses these clear statements by the Supreme Court, and instead relies on Baze v. Rees, 553 U.S. 35,
Baze does not establish the standard for all execution-protocol challenges. Instead, Baze establishes that when death-row inmates can show a readily-available alternative with sufficient documented advantages, “a State’s refusal to change its method can be viewed as ‘cruel- and unusual’ under the Eighth Amendment.”
Despite the limited nature of Baze, the majority relies on Baze to establish that death-row inmates must plead a feasible and readily-available alternative method of execution. It is troubling the majority relies on Baze when Baze does not mention pleading requirements or the Federal Rules of Civil Procedure. Webster v. Fall,
The Supreme Court warns “that courts should generally not depart from the usual practice under the Federal Rules on the basis of perceived policy concerns.” Jones,
If policy concerns were relevant to the establishment of case-by-case pleading 'standards, policy concerns would weigh in favor of allowing this suit to proceed. It is troubling that under the majority’s rule, the constitutionality of an execution method is determined not by the pain and suffering caused by that method, but rather by what resources a death-row inmate can garner to show an available alternative. If the manufacturers of safer drugs were willing to provide Missouri with execution drugs, Missouri’s current execution protocol would likely be held unconstitutional. See Baze,
Simply put, neither the Constitution nor the Federal Rules of Civil Procedure require a plaintiff challenging the constitutionality of government actions to simultaneously suggest a remedy — a remedy which cannot be to simply stop the unconstitutional activity. Such a heightened pleading standard has not been required in other constitutional cases, and should not be required here. Based on the foregoing reasons, I dissent from the imposition of any heightened pleading standards when death-row inmates challenge a state’s method of execution.
C
Although I believe the pleading requirement imposed by the majority is an incorrect application of the law, I recognize my position in the minority and therefore find it prudent to comment on the resolution of this case. Even if the majority is correct in imposing this additional pleading requirement, it is improper to dismiss the death-row inmates’ suit at this juncture. Rather, the matter should be remanded for the death-row inmates to amend their complaint because the death-row inmates’ second amended complaint does, in fact, satisfy the pleading requirements previously suggested by the Eighth Circuit.
In my view, in denying rehearing in the case of In re Lombardi the Eighth Circuit clarified that death-row inmates alleging an Eighth Amendment violation based on the method of execution must, in their pleadings, (1) “concedef ] that ‘other methods of lethal injection the Department could choose to use would be constitutional,’ ” In re Lombardi
The Eighth Circuit now changes, once again, the pleading requirements for an Eighth Amendment claim. Because the death-row inmates complied with In re Lombardi, and because the Eighth Circuit is for the first time imposing a stricter pleading requirement, a remand is proper. The death-row inmates should have the opportunity to plead a named alternative method before the complaint is dismissed. However, in light of today’s ruling dismissing the complaint, the death-row inmates, if they choose to do so, will have to settle for initiating new litigation in the district court and filing a complaint which complies with the newly-established pleading standards. For example, if the death-row inmates desire, the death-row inmates could propose as an available alternative an execution protocol using pentobarbital which was properly compounded at an FDA-approved compounding pharmacy, and has
D
The majority also extends the imposition of a heightened pleading requirement beyond the death-row inmates’ Eighth Amendment claims. Without an explanation of this extension, the majority resolves the death-row inmates’ medical needs claim “[f]or reasons discussed in Part II.” The majority also dismisses the death-row inmates’ due process claim at least in part based on the death-row inmates’ failure to “plead[ ] a deprivation of "rights under the Eighth Amendment.” I disagree with any extension of the heightened pleading requirement, and dissent from these portions of the majority’s opinion.
II
The majority opinion establishes heightened pleading requirements for death-row inmates challenging a state’s method of execution under the Eighth Amendment. This imposition is in opposition to governing Supreme Court precedent and the Federal Rules of Civil Procedure. In other words, the Eighth Circuit now prevents death-row inmates from truly accessing the federal courts: a death-row inmate cannot benefit from discovery and is prohibited from challenging even a truly unconscionable method of execution if no other methods are readily available and obvious at the pleading stage.
The death-row inmates have established the risk of using alleged compounded pentobarbital to carry out an execution, and have conceded other forms of execution are constitutional. Therefore, I would reverse the district court, stay the executions of the death-row inmates pending resolution of the suit, and remand for the district court to conduct discovery in its usual and normal course of business.
Dissenting Opinion
dissenting in part.
In Lombardi, because the prisoners had not conceded that other methods of lethal injection which the state of Missouri could choose would be constitutional, “[w]e were not required to address whether alleging that the current method of execution creates a substantial risk of harm when compared to known and available alternatives, without specifying an alternative, would be sufficient to state a claim in light of Hill and Baze.” In re Lombardi,
First, it is not necessary for the court to reach this issue. In Part II.A. of this opinion we explain that the second amended complaint’s Eighth Amendment challenge to Missouri’s method of execution by lethal injection fails to state a claim because it does not include the requisite plausible allegations that the lethal execution protocol creates a substantial risk of severe pain. So holding, we need not reach the issue of the sufficiency of the second amended complaint’s allegation of an alternative method of execution. See Raby v. Livingston,
Second, if in fact the issue is be addressed, I disagree substantively with the
Lest there be any confusion about underpinnings of the holding, in its very next term, in Jones v..Bock, the Supreme Court explained, “[J]ust last Term, in Hill v. McDonough, we unanimously rejected a proposal that § 1988 suits challenging a method of execution must identify an acceptable alternative.”
Reading Hill and Jones together, I cannot conclude that the Supreme Court has mandated a heightened pleading standard requiring identification of an alternative method'of execution in this § 1983 action asserting an Eighth Amendment claim. The Supreme Court explicitly rejected such a requirement in Jones, and I take the Court to mean what it says. In Part H.B., this court attempts to confine Hill to its holding that an Eighth Amendment challenge to a lethal injection protocol may proceed under § 1983 action rather than a decision relating to the sufficiency of a complaint under the Federal Rules. In Jones, however, the Supreme Court addresses the adequacy of a complaint under Rule 8 and rejects court devised heightened pleading requirements.
Finally, in Part II.B., the court identifies the risk that allowing protracted discovery could have the practical effect of thwarting the State’s ability to carry out any executions. Although I am cognizant of such a possibility, the Federal Rules of Civil Procedure govern the sufficiency of the second amended complaint rather than policy considerations. See Jones, 549 U.S. - at 212,
For the reasons set forth in Part II A. of the court’s opinion, the second amended complaint’s Eighth Amendment challenge to Missouri’s lethal injection protocol must be dismissed because it does not include the requisite plausible allegations that the protocol creates the'substantial risk of severe pain. However, I cannot agree with the court’s conclusion that the prisoners must also identify an alternative method of execution in the complaint.
Accordingly, I join in all but Part II.B. of this opinion.
