Danny SNAPP, Plaintiff-Appellant, v. UNITED TRANSPORTATION UNION, Defendant, and Burlington Northern & Santa Fe Railway Company, Defendant-Appellee.
No. 12-35714.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted Oct. 10, 2013. Filed Nov. 5, 2013.
(7) Rule 11 Sanctions
All aspects of a district court‘s Rule 11 determination are reviewed for abuse of discretion. Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 405, 110 S.Ct. 2447, 110 L.Ed.2d 359 (1990). Here, appellants requested sanctions against appellees’ counsel for making legal arguments, and taking actions in litigation, with which appellants did not agree. As the findings and recommendations of the magistrate judge demonstrate, appellants’ arguments are without legal merit. The district court appropriately exercised its discretion in refusing to grant appellants’ request for sanctions.
The central purpose of Rule 11 sanctions is “to deter baseless filings in District Court,” but courts must also be sensitive to the dangers of chilling vigorous advocacy. Townsend v. Holman Consulting Corp., 929 F.2d 1358, 1363 (9th Cir.1990). Shea‘s complaint alleges, and the appellees do not dispute, that he is receiving social security disability payments. The substance and style of Shea‘s arguments for sanctions—in particular, accusing opposing counsel of “fraud“—are professionally irresponsible. Nonetheless, because the sanction imposed is more than sufficient to deter similar conduct in the future, we reduce the sanction against Shea from $2,760 to $500.
AFFIRMED IN PART and VACATED IN PART. Appellants’ requests for judicial notice are deemed MOOT.
Each party shall bear its own costs on appeal.
On occasion, the imposition of sanctions, though permissible, tends to increase rather than facilitate the litigation at issue. This, to me, is one of those instances in which the district court might best use its discretion to refrain from following the normal course, and ignore conduct that may well be worthy of reproach. Sometimes it is best simply to be practical and take into account the human frailties of litigants or even counsel. To the extent that Shea can learn from sanctions, he has probably reached his limit. I would recommend that Judge Phillips vacate the sanctions rather than reduce them and thus avoid any possibility of further misunderstanding.
Stephen L. Brischetto, George Pierce Fisher, Portland, OR, for Plaintiff-Appellant.
Richard Paul Lentini, Britenae M. Pierce, Esquire, James M. Shaker, Ryan, Swanson & Cleveland, PLLC, Seattle, WA, for Defendant-Appellee.
MEMORANDUM*
Danny Snapp appeals from the district court‘s grant of summary judgment to Burlington Northern Santa Fe Railway (“BNSF“) on his discrimination claim under the Americans with Disabilities Act (“ADA“),
Once a disabled employee has given an employer “notification of [his] disability and the desire for accommodation,” Vinson v. Thomas, 288 F.3d 1145, 1154 (9th Cir.2002) (citing Barnett v. U.S. Air, Inc., 228 F.3d 1105, 1114 (9th Cir.2000) (en banc), vacated on other grounds, 535 U.S. 391, 122 S.Ct. 1516, 152 L.Ed.2d 589 (2002)), “there is a mandatory obligation to engage in an informal interactive process ‘to clarify what the individual needs and identify the appropriate accommodation.‘” Id. (quoting Barnett, 228 F.3d at 1112). “[A]n employer cannot prevail at the summary judgment stage if there is a genuine dispute as to whether the employer engaged in good faith in the interactive process.” Barnett, 228 F.3d at 1116.
Prior to being terminated by BNSF for failure to secure a new position
Similarly, the district court erred in granting summary judgment to BNSF on Snapp‘s wrongful discharge claim because BNSF offered a “justification ... for Snapp‘s termination [that] is completely divorced from any possible public policy at issue.” Terminating an employee because of his disability would “jeopardize the public policy against discrimination.” Becker v. Cashman, 128 Wash.App. 79, 114 P.3d 1210, 1215 (2005) (citing
REVERSED and REMANDED.
