CRYSTAL DAWN WEIMER v. COUNTY OF FAYETTE, PENNSYLVANIA; OFFICE OF THE FAYETTE COUNTY OF DISTRICT ATTORNEY; NANCY D. VERNON, in her official and individual capacities; RONALD HAGGERTY, JR.; THOMAS CESARIO; THOMAS W. PATTON; BEVERLY ASHTON, in their individual capacities; CITY OF CONNELLSVILLE
No. 19-1823
United States Court of Appeals for the Third Circuit
August 25, 2020
2020 Decisions 810
HARDIMAN, RENDELL and FISHER, Circuit Judges.
On Appeal from the United States District Court for the Western District of Pennsylvania (D. C. No. 2-17-cv-01265). Magistrate Judge: Honorable Maureen P. Kelly. Argued April 22, 2020.
Maria N. Pipak
Michael R. Lettrich
JonesPassodelis
707 Grant Street
Gulf Tower, Suite 3410
Pittsburgh, PA 15219
Counsel for Appellants
Joseph E. Culleiton [ARGUED]
Blank Rome
501 Grant Street, Suite 850
Pittsburgh, PA 15219
Counsel for Appellee
OPINION OF THE COURT
FISHER, Circuit Judge.
Crystal Dawn Weimer spent more than eleven years in prison for murder. After her convictions were vacated, all charges against her were dismissed with prejudice. Weimer then filed suit under
After assuring ourselves of our jurisdiction, we address each immunity argument in turn. We conclude that, aside from Vernon’s approval of the criminal complaint, because Weimer alleges Vernon engaged in investigatory conduct, absolute immunity does not protect Vernon from suit. However, we also hold that Vernon is entitled to qualified immunity as to Weimer’s failure to intervene claim and as to Vernon’s alleged conduct in directing officers to investigate bite-mark evidence. Thus, we will affirm in part, reverse in part, and remand for further proceedings.
I
In reviewing a district court’s “rulings on
A. The Initial Investigation into Curtis Haith’s Murder
In the early morning hours of January 27, 2001, members of the Connellsville Police Department arrived at Curtis Haith’s apartment to find Haith, who had been beaten and shot in the face, lying dead outside on the sidewalk. At officers’ request, Vernon also came to Haith’s apartment to participate in and help direct the investigation.
During their initial search of the crime scene, officers recovered DNA samples and found a significant amount of drug-related evidence inside Haith’s apartment. From speaking with Haith’s neighbors and friends, police learned that he had attended parties and had hosted a dozen or more people in his apartment on the evening of January 26 and into the morning of January 27.
Officers soon began interviewing people who had attended these parties, including Weimer. When officers arrived at her house, Weimer was still dressed in the clothes she had been wearing the night before. She had minor injuries to her face and foot, and officers observed what looked like mud and blood on her clothes. Weimer told officers that she, Haith, and others had attended a party the night before and that she had given Haith a ride from that party and dropped him off at another party. She then spent the rest of the night at the housing community where her mother and sisters lived. Her cousin, sisters, and then-boyfriend Michael Gibson confirmed her story. Weimer and Gibson also told officers that Weimer injured her foot when they were “horseplaying” a few days earlier. App. 87 ¶ 31. And Weimer said that the blood on her
B. Weimer Is Implicated
In October 2002—over twenty months after the murder—Thomas Beal, whom Weimer had dated before Gibson, told police that Weimer and Gibson killed Haith. According to Beal, Weimer had told him that the blood on her clothes belonged to Haith (which, based on the DNA testing, could not have been correct) and that she and Gibson shot Haith.
Around the same time, the Pennsylvania State Police Cold Case Squad began to assist with the investigation. When reviewing Haith’s autopsy photos, a state investigator saw what she believed to be a bite mark on Haith’s hand. A Fayette County dentist analyzed the injury. The dentist first concluded that Gibson bit Haith, but after examining teeth impressions for Weimer, she reported she could not identify which set of teeth caused the mark.
A bite-mark expert then reviewed Beal’s statement, photos of the injury to Haith’s hand, and teeth impressions from Gibson and Weimer. He concluded the bite mark matched Weimer. Later in the investigation, questions arose as to the timing of the bite mark and whether it could have occurred hours or days before the murder. Vernon directed officers to investigate the timing issue, and the expert was asked to update his opinion. Without reviewing additional evidence, he determined the bite occurred seven to ten minutes before Haith’s death.
After securing the bite-mark evidence, investigators
In August 2003—now over two and a half years since the murder—Conrad Blair contacted police from prison and said that a fellow inmate, Joseph Stenger, had confessed that he was involved in Haith’s murder. Vernon and a Connellsville police officer interviewed Blair who told them that Stenger, Weimer, and Beal killed Haith. Blair also gave the interviewers a statement he claimed Stenger had written. The written statement, however, diverged from Blair’s account of Stenger’s supposed confession—instead of claiming Stenger was involved in the murder, the written statement said he merely helped dispose of evidence in a pond.
Based on this interview and the written statement, Vernon assisted police in assembling a dive team to search the pond. Vernon and several officers also met with Stenger’s attorney, who denied that his client wrote the statement.
C. Proceedings Against Weimer
In late December 2003, despite the conflicting statements from Beal, Blair, and Stenger, officers prepared a criminal complaint charging Weimer with Haith’s murder, which Vernon approved. In January 2004—three years after Haith’s death—Weimer was arrested.
The case against Weimer fell apart almost immediately. During a preliminary hearing, the Commonwealth called Beal as a fact witness. While on the stand, Beal recanted his
Nevertheless, investigators continued to focus their efforts on Weimer. In July 2004, Stenger told police he would implicate Weimer in exchange for a lighter sentence for his unrelated convictions. Based on Stenger’s new statement, officers again arrested and charged Weimer with Haith’s murder.
Eventually, Weimer was brought to trial in Fayette County. On April 7, 2006, a jury convicted her of third-degree murder and conspiracy to commit murder. She was sentenced to fifteen to thirty years in prison.
D. Weimer Is Exonerated
On October 1, 2015, a judge vacated Weimer’s convictions and granted her request for a new trial. Weimer alleges that, at this point, the police officers and Vernon “continued to act in concert to cover up and suppress the wrongful actions that led to . . . Weimer’s wrongful convictions” and worked to “re-prosecute[] [her] for . . . [the] murder.” App. 100–01 ¶ 86.
During Weimer’s postconviction relief and 2016 pretrial proceedings, a great deal of exculpatory evidence came to light. For example, Stenger recanted his prior stories, conceding he knew nothing about Haith’s murder and that police had walked him through his testimony. The bite-mark expert also disavowed his trial testimony, stating that his opinion that the bite mark was Weimer’s was based on “junk science.” App. 102 ¶ 94. In addition, Weimer’s counsel discovered letters in Vernon’s files from several jailhouse
E. Weimer’s Civil Rights Case
In September 2017, Weimer filed a civil rights suit in the District Court, naming as defendants Fayette County, the Office of the Fayette County District Attorney, the City of Connellsville, several Connellsville police officers, one Pennsylvania State Police officer, and Vernon.
As relevant to this appeal, Weimer’s First Amended Complaint alleged that Vernon maliciously prosecuted her in violation of her Fourth and Fourteenth Amendment rights, conspired with police to violate her civil rights, and failed to intervene to prevent officers from violating her constitutional rights.2 Vernon moved to dismiss, arguing that Weimer failed to state claims for relief and, in any event, that she is entitled
On September 14, 2018, the District Court issued an opinion granting the motion in part and denying it in part. See Weimer v. County of Fayette (Weimer I), No. 17-1265, 2018 WL 4404049, at *16–17 (W.D. Pa. Sept. 14, 2018). First, noting that a prosecutor enjoys absolute immunity when she functions as an advocate, the District Court dismissed Weimer’s claims with prejudice to the extent they were premised upon Vernon’s alleged prosecutorial misconduct.3 The District Court dismissed the claims without prejudice, however, to the extent they were premised on Vernon’s investigatory acts. In doing so, the Court granted Weimer leave to amend her complaint to allege specific investigatory misconduct by Vernon. Finally, the Court denied the motion to dismiss the malicious prosecution claim only to the extent the claim was premised on Vernon’s investigation into the timing of the bite mark. The record, the Court explained, would have to be “further developed as it relates to the bite mark and Vernon’s conduct concerning the [bite-mark] investigation . . . before it c[ould] be determined whether she is entitled to qualified immunity on this issue.” Id. at *9.
Following the issuance of the September 2018 order,
On April 5, 2019, the District Court denied the second motion to dismiss the civil rights conspiracy and failure to intervene claims.4 Weimer v. County of Fayette (Weimer II), No. 17-1265, 2019 WL 1509664 (W.D. Pa. Apr. 5, 2019). First, it held that Weimer stated a claim for civil rights conspiracy because the Second Amended Complaint sufficiently alleged Vernon’s involvement in the police investigation and her awareness of conflicting evidence throughout the investigation. Second, the Court held that Weimer pleaded facts to support a failure to intervene claim against Vernon and that Vernon was not entitled to qualified immunity on this claim.
Vernon now appeals aspects of both the September
II
Before turning to the merits, we must address an antecedent challenge to our jurisdiction. See Montanez v. Thompson, 603 F.3d 243, 248 (3d Cir. 2010) (“We necessarily exercise de novo review over an argument alleging a lack of appellate jurisdiction.“). The District Court had subject-matter jurisdiction pursuant to
We have jurisdiction to review “appeals from all final decisions of the district courts.”
Our jurisdiction over the immunity determinations in the April 2019 order, which Vernon appealed within thirty days of its entry, is fairly straightforward.
First, the April 2019 order conclusively determined that Vernon is not entitled to absolute immunity. In the September 2018 order, the District Court set out the standard, stating that a prosecutor enjoys absolute immunity “[i]n initiating a prosecution and in presenting the State’s case” but not for “investigative evidence-gathering.” Weimer I, 2018 WL 4404049, at *8 (citations omitted). The Court then permitted Weimer to amend her complaint to allege that Vernon engaged in investigatory misconduct, which would not be protected by prosecutorial immunity. When Weimer amended her complaint, Vernon again moved to dismiss, arguing Weimer was granted limited leave to amend to allege specific investigatory wrongdoing by Vernon but failed to do so. In rejecting her argument, the District Court conclusively denied Vernon’s entitlement to absolute immunity at the motion-to-dismiss stage.5 See Weimer II, 2019 WL 1509664, at *9–10,
Our jurisdiction over the September 2018 order is more complicated, but we need not decide whether that order, granting leave to amend, was immediately appealable. Even if the District Court’s conclusion regarding the bite-mark investigation in its September 2018 order was immediately appealable under the collateral order doctrine, Vernon’s failure to appeal within thirty days did not deprive her of the opportunity to appeal the order’s adverse rulings because another appealable order—the April 2019 order—was subsequently entered and timely appealed. Indeed, “several courts of appeals have held explicitly, across a wide range of collateral order appeal circumstances, that failure to take an
One of our sister circuits has taken this concept a step further, holding it had jurisdiction to review two interlocutory orders—both of which effectively denied sovereign immunity to Iran—even though Iran failed to appeal the earlier of the two orders within thirty days. Rubin v. Islamic Republic of Iran, 637 F.3d 783, 790–92 (7th Cir. 2011). The court stated that “[t]he failure to timely appeal an immunity order under the collateral-order doctrine . . . postpones review until another appealable order“—including an interlocutory order—“is entered.” Id. at 791. Therefore, “Iran’s timely appeal of [the later-in-time collateral] order permit[ted] review of the earlier—and closely related—immunity decision.” Id. We, too, have suggested that if the
A contrary holding would contravene “the historic federal policy against piecemeal appeals.” Sears, Roebuck & Co. v. Mackey, 351 U.S. 427, 438 (1956); see also Fed. Home Loan Mortg. Corp. v. Scottsdale Ins. Co., 316 F.3d 431, 438
III
Having assured ourselves of our jurisdiction, we turn to the merits. Vernon argues that the District Court erred in failing to dismiss certain of Weimer’s claims against her because she is entitled to (A) absolute immunity on all of Weimer’s
A. Absolute Immunity
Noting both “a common law tradition of prosecutorial immunity and strong policy considerations that supported extending immunity to the
Determining which of a prosecutor’s actions were prosecutorial in nature “is a fact-specific” inquiry. Id. at 160. We must “ascertain just what conduct forms the basis for the plaintiff’s cause of action” and “[t]hen . . . determine what function (prosecutorial, administrative, investigative, or something else entirely) that act served.” Id. at 161 (internal quotation marks and citation omitted). Importantly, “while we tend to discuss prosecutorial immunity based on alleged acts, our ultimate analysis is whether a defendant has established absolute prosecutorial immunity from a given claim.” Id.
As relevant to this appeal, Weimer asserts three claims against Vernon: malicious prosecution, civil rights conspiracy, and failure to intervene. The September 2018 order held that all the allegations in support of these claims (aside from Vernon’s participation in the bite-mark investigation) involved prosecutorial misconduct. However, in the April 2019 order, the District Court broadly concluded that Weimer’s Second Amended Complaint “makes multiple allegations of Vernon’s involvement in the police investigation,” so Vernon’s entitlement to absolute immunity was not clear on the face of the complaint.7 See Weimer II, 2019 WL 1509664, at *9.
To support this holding, the District Court cited numerous paragraphs in the Second Amended Complaint. However, it failed to “dissect[]” Vernon’s alleged actions to determine whether they were prosecutorial or investigative in nature. Odd, 538 F.3d at 210. Thus, we must now “defin[e] [each] act” that Weimer added to her Second Amended Complaint to determine whether the District Court erred in
1. Involvement at the Crime Scene
According to the Second Amended Complaint, Vernon arrived at Haith‘s apartment a few hours after the Connellsville Police Department because a Connellsville detective requested [her presence at] the crime scene so that she could be involved in and help to direct the murder investigation from the onset of the investigation. App. 86 ¶ 23. During their initial search of the crime scene, officers recovered DNA samples, found drug-related evidence, and learned that Haith had attended parties the night before and morning of his murder. The initial crime-scene investigation led police to interview Weimer because she had attended one of these parties. And, although DNA testing performed at the crime scene and later on . . . Weimer‘s clothing confirmed Weimer‘s account of her whereabouts from the night before and suggested an unidentified male was involved in Haith‘s murder, App. 88 ¶ 32, investigators zeroed in on Weimer, ignoring evidence from the crime scene and other potential leads.
Vernon‘s alleged role in the initial crime-scene investigation was investigative in nature. Although we must be
2. Participation in Interviews of and Reliance on Statements by Beal, Blair, and Stenger
The Second Amended Complaint alleges that Vernon and the police investigators manipulated evidence and knowingly continued to investigate contradictory witness statements in the period leading up to Weimer‘s arrest. Specifically, Vernon and the police continued to rely on Beal‘s statements, despite the fact that one of his versions of Haith‘s murder involved a man named Lonnie, who was incarcerated at the time of the murder. In addition, Vernon and several officers interviewed Blair at Vernon‘s office, and, based on that interview and the contradictory statement allegedly written by Stenger, Vernon helped assemble a dive team to search a pond for evidence and interviewed Stenger‘s counsel. Even though the written statement contradicted Blair‘s account of Stenger‘s involvement, and even though Stenger‘s counsel denied that Stenger had authored the statement, the investigators continued to rely on the written statement in their investigation into Weimer.
Given these allegations (which we assume here to be true), Vernon cannot show that the defense of absolute immunity appears clearly on the face of the complaint. See Fogle, 957 F.3d at 161. This alleged conduct—investigating leads before criminal charges have been filed—is more akin to
3. Approval of the Criminal Complaint
Weimer‘s Second Amended Complaint alleges that nearly three years after . . . Haith‘s murder, the investigation had uncovered statements made by three different persons—Beal, Blair and Stenger—that were patently inconsistent, and . . . contradicted by known DNA evidence. App. 93 ¶ 53. Nevertheless, Vernon and several officers agreed to proceed with filing criminal charges against Weimer. App. 93 ¶ 54. The officers then prepared a criminal complaint, which Vernon approved.
Vernon‘s approval of the criminal complaint is protected by prosecutorial immunity. We have long maintained that [t]he decision to initiate a prosecution is at the core of a prosecutor‘s judicial role. Kulwicki, 969 F.2d at 1463; see also Kalina v. Fletcher, 522 U.S. 118, 129 (1997) (holding a prosecutor‘s activities in connection with the preparation and filing of a criminal information and motion for arrest were protected by absolute immunity).
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B. Qualified Immunity
Prosecutors who are not entitled to absolute immunity from a plaintiff‘s claims may nonetheless be entitled to qualified immunity from those same claims. Yarris, 465 F.3d at 139. Under the now-familiar standard for the judge-created defense of qualified immunity, a state officer is shielded from a suit for monetary damages under
Vernon contends she is entitled to qualified immunity
1. Failure to Intervene in the Police Investigation
Weimer alleges that Vernon participated in the reckless and deliberately indifferent police investigation and had reasonable and realistic opportunities to intervene to prevent the violations of . . . Weimer‘s constitutional rights. App. 109 ¶ 123. Vernon responds that she is entitled to qualified immunity because, at the time of the allegations, no clearly established [law] existed to put [her] on notice that, as a prosecutor, her failure to intervene in the police investigation would violate Weimer‘s rights. Appellants’ Br. 30. We agree.
It is well established in our Circuit that both police and corrections officers must take reasonable steps to protect a victim from another officer‘s use of excessive force. Smith v. Mensinger, 293 F.3d 641, 650 (3d Cir. 2002); see also Baker v. Monroe Twp., 50 F.3d 1186, 1193–94 (3d Cir. 1995). But we have not extended this duty to prosecutors who fail to intervene to prevent police from conducting unconstitutional investigations. Accordingly, we cannot say that any reasonable [prosecutor] investigating Haith‘s murder would have understood that she was violating Weimer‘s constitutional rights in failing to intervene to prevent improper investigatory conduct by police. See Plumhoff, 572 U.S. at 778–79. Put differently, the facts here are simply too dissimilar from those in the excessive force cases for us to hold that those cases would have put Vernon on notice that her actions were unlawful.
Although the District Court acknowledged that there was no case law in the Third Circuit holding a prosecutor liable for a failure to intervene in the conduct of police
2. Investigation into the Timing of the Bite Mark
Weimer alleges that at some point during the investigation, Vernon told officers to investigate the timing of the bite mark on Haith‘s hand. The bite-mark expert was then
During the relevant time period—from late 2002 to early 2006—the unreliability of bite-mark evidence was not widely recognized such that any reasonable official in [Vernon‘s] shoes would have understood that [s]he was violating Weimer‘s rights by directing officers to investigate the timing of the bite mark on Haith‘s hand. See Plumhoff, 572 U.S. at 778–79. Despite allegations that the bite-mark expert later referred to such evidence as junk science during Weimer‘s postconviction proceedings, see App. 102 ¶ 94, such evidence was widely used in criminal proceedings during and after Weimer‘s trial, see Erica Beecher-Monas, Reality Bites: The Illusion of Science in Bite-Mark Evidence, 30 Cardozo L. Rev. 1369, 1375–87, 1408 (2009) (outlining the scientific unreliability of bite-mark evidence and arguing that judges circumvent[] their gate-keeping responsibilities by continu[ing] to admit bite-mark testimony into evidence); see also Brewer v. Hayne, 860 F.3d 819, 824–25 (5th Cir. 2017) (holding forensic odontologists were entitled to qualified immunity when the plaintiffs showed only that the evidence the experts presented at trial in the 1990s was no longer considered trustworthy by later standards and that the experts may have been negligent in their analysis). Thus, based on the law as it existed at the time, Vernon was not on notice that her
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In sum, Vernon is entitled to qualified immunity from Weimer‘s failure to intervene claim and from the malicious prosecution claim insofar as it relies upon Vernon‘s direction to investigate the timing of the bite mark.
IV
For the foregoing reasons, we will affirm in part, reverse in part, and remand for further proceedings consistent with this opinion. To the extent that Vernon‘s alleged investigatory conduct, as identified above, forms the basis of Weimer‘s malicious prosecution and civil rights conspiracy claims against Vernon, we will affirm the District Court‘s denial of Vernon‘s motion to dismiss these claims based on absolute immunity. We will, however, reverse the District Court‘s denial of absolute immunity for Vernon‘s approval of the criminal complaint and its denial of Vernon‘s motion to dismiss the failure to intervene claim on the basis of qualified immunity. We will also reverse the District Court‘s denial of qualified immunity for Vernon‘s alleged conduct in directing officers to investigate the timing of the bite mark. Because qualified immunity shields Vernon from suit for her investigation into the bite-mark evidence, this conduct cannot be used to support Weimer‘s malicious prosecution claim against Vernon.
