Cooper v. ThompsonCooper v. Thompson
OPINION
FABE, Chief Justice.
I. INTRODUCTION
In December 2008 Michael Cooper caused a car accident that injured Samuel Thompson. During the second trial on compensatory damages the superior court excluded any evidence that Thompson had been assaulted by his then-girlfriend after the accident and limited the testimony of a defense expert witness. The superior court also delivered an instruction on liability for additional harm to which Cooper objected. The jury returned a $1,458,430 verdict in favor of Thompson, which exceeded his offer of judgment and thus entitled him to an award of attorney‘s fees under
II. FACTS AND PROCEEDINGS
This is the second appeal arising out of this litigation. We provided this overview in our previous decision:
In December 2008 Michael Cooper caused a car accident that injured Samuel Thompson. Thompson sued Cooper and Cooper‘s employer[, Central Plumbing & Heating, collectively “Central,“] for compensatory and punitive damages. The jury returned a verdict for Thompson for compensatory damages, but not for punitive damages.
The parties appeal[ed] rulings on evidentiary issues, jury instructions, and denied motions. We affirm[ed] most of the superior court‘s rulings, but we reverse[d] its (1) exclusion of Thompson‘s treating physicians’ opinion testimony on medical causation, and (2) denial of a jury instruction on additional harm. We remand[ed] for a new trial on compensatory damages.1
The new trial occurred in December 2013. The jury returned a verdict for Thompson. Central appeals two evidentiary rulings, one jury instruction, and awards of attorney‘s fees under
III. STANDARDS OF REVIEW
A. Evidentiary Rulings
“A superior court‘s decision whether to admit evidence under
“An erroneous decision regarding admissibility will only be reversed ‘if it affected the substantial rights of a party.‘”6 “When the trial court has erroneously excluded evidence, a party must show that the error was harmful or prejudicial before we will reverse the trial court.”7
B. Jury Instructions
“Where a party has objected to a jury instruction in accordance with
C. Attorney‘s Fees
“We review awards of attorney‘s fees for abuse of discretion and will reverse ‘if the award is arbitrary, capricious, manifestly unreasonable, or improperly motivated.‘”11 We “review de novo issues concerning the interpretation of civil rules, ‘adopting the rule of law that is most persuasive in light of precedent, policy and reason.‘”12
IV. DISCUSSION
A. Evidence Of The Domestic Violence Assaults Against Thompson
1. Factual and procedural background
The car accident occurred in late December 2008.13 During the following months Thompson complained of neck and lower back pain, and he underwent a diagnostic procedure in April 2009 and disc replacement surgery in May 2009.14 During this period Thompson was dating a woman named Amy Christiansen.15
In July 2009 Thompson petitioned for and received a protective order against Christiansen. In the ex parte proceeding Thompson described a July 23, 2009 incident of domestic violence in which Christiansen punched and kicked him, as well as an earlier incident in which Christiansen stood on him and choked him. He did not specify the date of the earlier incident during the ex parte hearing, but he did report that it occurred after his back injury. At a hearing on the admissibility of this domestic violence evidence during the first trial, he clarified that the choking incident occurred in July 2009.
Before the first trial Thompson moved to exclude all evidence of domestic violence against him. The superior court ruled that evidence of domestic violence could not be admitted without prior clearance from the court that it was permissible under
During the first trial Thompson testified that although he felt pain in his neck and shoulders shortly after the accident, that pain had since ended, leaving only the pain in his lower back, or lumbar spine. Following our remand Thompson was deposed again. During his second deposition he testified that he was experiencing pain in his shoulders and neck, or cervical spine, as well as headaches and the pain in his lower back. Thompson testified about this pain at the second trial, and his experts testified that he had herniated discs in both his lumbar spine and cervical spine.
Before the second trial Thompson moved that the superior court‘s order excluding evidence of domestic violence absent prior clearance from the court be extended to the second trial. Central opposed and cited the cervical disc injuries that Thompson claimed in the second trial but not the first as reason to revisit that ruling. The superior court granted Thompson‘s motion and again ruled that evidence of domestic violence was “highly prejudicial” and would be “subject to a balancing test under
During Thompson‘s case-in-chief in the second trial several expert witnesses testified about whether the accident was the likely cause of Thompson‘s injuries. Three of the witnesses were asked to describe the likelihood that the accident had caused the injuries “assuming no significant intervening trauma.” All three answered that the accident was the most likely cause.
During cross-examination of one of Thompson‘s treating physicians, Dr. Allison Hanna, Central asked whether choking could cause cervical disc herniation. She answered that it could. Central elicited similar testimony from one of its own expert witnesses, Dr. James Blue, who testified that the act of fighting off a choking attempt could cause cervical disc herniation.
Central then stated its intention to call Thompson and “ask Mr. Thompson if he had been choked at some point—without identifying who the source was, if he had been choked at some point after the accident, but prior to July 23rd of 2009,” the date of the incident of domestic violence that led Thomp
The superior court held a hearing outside the presence of the jury and ordered briefing. Thompson argued that the evidence should be excluded either as more unfairly prejudicial than probative under
The superior court, relying on our decision in L.D.G., Inc. v. Brown,17 ruled that
2. Central did not waive this matter on appeal by failing to appeal a similar ruling in the first trial.
Thompson argues that our rule against expanding issues on successive appeals bars Central‘s appeal in this case because Central did not appeal the superior court‘s exclusion of all evidence that Thompson had suffered a domestic violence assault in the first trial. We disagree.
We have previously refused to consider appeals of legal determinations that could have been before us but were not argued in earlier appeals.19 But the rule against expanding issues on successive appeals is not a bar in this case. Although we decided one evidentiary issue in the first appeal,20 we left “the determination of [other appealed] evidentiary issues to the future discretion of the superior court.”21 Evidentiary rulings, unlike purely legal matters,22 are context-dependent and made with an eye to how a case has developed.23 This case provides an apt example. Central argues that the evidence of domestic violence was particularly relevant to injuries Thompson reported at the second trial but not the first. In light of the different evidence presented in the two trials, an exclusion of evidence that might have been correct or harmless if wrong in the context of the first trial could be significantly more
3. Alaska Statute 09.17.080 does not require that defendants join parties whose alleged fault is not related to the incident at issue in the action.
“Although we ordinarily review the decision whether someone is an indispensable party for an abuse of discretion, the decision in this case depends upon the interpretation of a statute, which we decide de novo.”24
“Under
The superior court ruled that
Pouzanova controls the result in this case. Central was clear at trial that it viewed Christiansen‘s actions as “potentially a new, distinct, and separate cause” of Thompson‘s cervical disc herniation. Unlike the defendant in L.D.G., Inc. v. Brown,31 the case on which the superior court relied, Central did not argue that Christiansen bore “fault for the incident at issue,”32 and thus
4. The wholesale exclusion of domestic violence evidence as more unfairly prejudicial than probative was an abuse of discretion.
“Under
The excluded evidence was relevant. Thompson‘s petition for a protective order described a July 23, 2009 incident in which Christiansen punched him in the face multiple times and kicked him in the ribs. The petition also alleged that two days later Thompson awoke to Christiansen holding him down, and that she then punched him again. At the protective order hearing Thompson described an incident earlier the same month in which Christiansen stood on top of him as he was lying down and choked him with both hands. In both the protective order hearing and the second trial, Thompson testified that he had not needed medical treatment as a result of the incidents with Christiansen.
At the second trial the cause of Thompson‘s injuries “was the central issue,” just as it had been in the first trial.36 Central elicited testimony from one of Thompson‘s expert witnesses and one of its own that being choked and fighting off being choked can cause cervical disc herniation. The excluded evidence that Thompson was choked thus “go[es] to the core” of Central‘s defense regarding the cause of Thompson‘s cervical injuries.37 More importantly, several of Thompson‘s expert witnesses were asked to evaluate the likelihood that the automobile accident caused Thompson‘s injuries “assuming no significant intervening trauma.” Prohibiting reference to the documented assaults on Thompson thus denied the jury evidence relevant to determining the cause of Thompson‘s unresolved cervical injuries and relevant to evaluating the weight of several witnesses’ testimony. The excluded evidence did not explain all of Thompson‘s injuries, but the explanation for the severity and persistence of his cervical injuries was a “fact that is of consequence to the determination of the action,” and evidence does not need to be dispositive to be relevant.38 In light of the importance of causation in this trial, it is not possible to reliably conclude “that the jury was not substantially swayed or affected by the [exclusion].”39
Having evaluated the excluded evidence‘s relevance, we turn to whether, in light of the evidence‘s potential for unfair prejudice, the superior court‘s exclusion was a clear abuse of discretion.40 The Commentary to Alaska
B. Limitations On Expert Testimony
1. Factual and procedural background
One of Central‘s witnesses was Dr. Irving Scher, an expert in biomechanics. Before the second trial Central moved for a ruling that Dr. Scher would be allowed to testify as to his opinion about the causes of Thompson‘s injuries. Thompson opposed and argued that the superior court‘s ruling during the first trial that a different biomechanics expert could not testify about causation should apply to Dr. Scher in the second trial. The superior court ruled before the trial that Dr. Scher could not testify as to his opinion about the causes of Thompson‘s injuries, but also ruled that Central would have an opportunity to make an offer of proof or present testimony on this issue during the trial outside the presence of the jury in order to identify the appropriate limits, if any, on Dr. Scher‘s testimony.
During the trial Central explained that it sought to call Dr. Scher to present both “scientific testimony” and “experience-based testimony.” At a mid-trial hearing outside the presence of the jury, both parties examined Dr. Scher about his qualifications and the basis for his opinions in this case.
The superior court then ruled that Dr. Scher was a “Daubert-type, scientific-type expert[ ],” and that although Dr. Scher could testify about the forces he calculated Thompson had experienced in the accident and compare those forces to the effects of other activities, he could not “testify as to the precise cause of the injury.” The court concluded that any testimony about the specific causes of Thompson‘s injuries would exceed Dr. Scher‘s biomechanics expertise and amount to a medical diagnosis he was not qualified to make.
When the jury returned the court qualified Dr. Scher as a biomechanics expert and Central questioned him on direct examination. He testified about the materials he examined and software he used to reconstruct the accident and discussed the forces the reconstruction analysis suggested Thompson had experienced. Dr. Scher compared these forces to those experienced during daily activities like walking up and down stairs or lifting boxes, and he testified that the compressive force he calculated Thompson to have experienced in the accident was “lower than or ... indistinguishable from these other activities.” He further testified about the ways disc herniations occur and detailed his search in a National Highway Transportation Safety Administration database of car accidents for accidents comparable to the accident at issue in the case, which he testified revealed 387 similar accidents but no injuries as severe as those Thompson claimed to have suffered.
Thompson‘s subsequent cross-examination of Dr. Scher started by eliciting his agreement that he was “not testifying about the causes of the specific injury to Mr. Thompson,” “not giving opinions as to the injuries to Sam Thompson specifically caused by this motor vehicle accident,” and “not giving opinions today as to [whether] Sam Thompson‘s injuries became worse during his medical treatment.” Thompson then cross-examined Dr. Scher on, among other matters, the materials he had used in his accident reconstruction analysis, the forces that analysis suggested Thompson had experienced, and whether Central would have called him to testify if his testimony had been less favorable.
In his closing argument, Thompson emphasized the limits of Dr. Scher‘s testimony:
Dr. Scher very specifically did not address the issue in the case that you‘re being asked to address. He did not address what Sam Thompson‘s injuries were in the motor vehicle accident. He did not address how the injuries in the motor vehicle
accident led to other complications in time. He did not address the cervical herniations. And so his testimony has very little impact on your questions.
In turn, Central used part of its closing argument to explain the value of Dr. Scher‘s testimony:
[B]iomechanics is a separate, distinct, you know, discipline, specialty [from medicine], that addresses issues like what causes injury to different parts of the body, and you saw—this was what Dr. Scher was talking about, the role of injury biomechanics, and he discussed forces of motion, that that‘s what they were looking at. He did his analysis of the accident, which showed a delta-V of about 6-1/2 miles an hour and talked about the rotational aspects of it.
Central also reminded the jury of Dr. Scher‘s discussion of the causes of disc injuries and comparison of Thompson‘s injuries with those reported in the database of similar accidents.
2. Central did not waive this matter on appeal by failing to appeal a similar ruling in the first trial.
Thompson argues that our rule against expanding issues on successive appeals bars Central‘s appeal in this case because Central did not appeal a similar limitation on the scope of Central‘s biomechanics expert‘s testimony in the first trial. Review of this evidentiary ruling is not barred by that rule because, as explained above in Part IV.A.2, evidentiary rulings are context-dependent and made with an eye to how a case has developed. Moreover, although the superior court imposed a similar limitation on expert testimony in both trials, Central‘s expert in the second trial was not the same expert it retained in the first trial. The fact that Central did not appeal a limitation on one expert‘s testimony in the context of one trial does not bar it from appealing a limitation on a different expert‘s testimony in the context of a different trial.
3. The superior court‘s limitation on the scope of Central‘s biomechanics expert‘s testimony was not an abuse of discretion.
Both parties approach this issue as if it requires us to rule on the admissibility of biomechanical expert testimony as a matter of law. It does not. The superior court qualified Dr. Scher as an expert in biomechanics, and Thompson does not appeal that ruling. What is at issue in this appeal is whether the limitations the superior court placed on Dr. Scher‘s testimony amounted to an abuse of discretion.
Although the application of
Some courts have qualified biomechanical engineers as expert witnesses but prevented them from testifying about the specific causation of the injuries in the cases at bar.51 At least one appellate court has found that a trial court abused its discretion by allowing a biomechanics expert to testify without such a limitation on causation testimony.52 In contrast, Central has not identified any case in which a trial court was held to have abused its discretion to control expert testimony by imposing a limitation like the one the superior court imposed on Dr. Scher or even by excluding a biomechanics expert altogether.
The testimony Dr. Scher was permitted to present makes it clear that the superior court‘s limitation was not an abuse of discretion. The superior court was within its wide discretion to control expert testimony when it allowed Dr. Scher to testify about the forces that a person of Thompson‘s height and weight would have experienced in a collision between a truck like Thompson‘s and a truck like Central‘s that were both moving as they were on the day of the accident and to compare those forces to the forces that result from everyday activities. The superior court was similarly within its wide discretion to control expert testimony when it ruled that offering a reliable expert opinion as to how those forces affected Thompson himself would require a familiarity with his medical history and physiology that exceeded Dr. Scher‘s expertise.53 We therefore affirm the superior court‘s rulings regarding its limitations on Dr. Scher‘s testimony.
C. Additional Harm Jury Instruction
1. Factual and procedural background
One of the two bases for our remand when this case was first before us was the superior court‘s failure to instruct the jury on the concept of additional harm.54 We explained that “[a] tortfeasor is generally liable for the consequences of any resulting injury, as well as any additional harm associated with medical care administered as an adjunct to the
At the second trial the superior court rejected the Alaska Pattern Jury Instruction on additional harm.57 The court pointed out that the pattern instruction appeared to limit recovery to additional harm that resulted from negligent medical care for the original injury, leaving out additional harm that might follow from non-negligent medical care. It therefore crafted its own instruction on additional harm:
A negligent party is generally responsible for the consequences of any resulting injury, as well as any additional harm associated with medical care for the original injury. If you find that defendants were the legal cause of plaintiff‘s injuries, defendants are also responsible for any additional harm resulting from the acts of others in providing medical treatment or other aid that plaintiff reasonably required, even if those acts were negligently performed. Negligence is the failure to use reasonable care.
Central timely objected to this instruction on the ground that it did not adequately limit the scope of liability to injuries from medical treatment related to the original injury. The superior court noted Central‘s objection but concluded that the instruction it had written accurately captured the doctrine, and so delivered that instruction to the jury at the close of the trial.
2. Any error in the additional harm jury instruction did not prejudice Central.
The superior court had to craft an additional harm jury instruction because the Alaska Pattern Jury Instruction on this point does not accurately capture our law. We have held that the Restatement (Second) of Torts § 457 states the law of liability for additional harm,58 including in the first appeal in this case.59 The Restatement provides that
[i]f the negligent actor is liable for another‘s bodily injury, he is also subject to liability for any additional bodily harm resulting from normal efforts of third persons in rendering aid which the other‘s injury reasonably requires, irrespective of whether such acts are done in a proper or a negligent manner.[60]
In contrast, the pattern jury instruction only invites a jury to award damages “resulting from the failure of [a medical provider] to use reasonable care in providing medical or hospital treatment of the original injury.”61 Because the pattern instruction does not reach injuries caused by non-negligent medical care its scope is more limited than our law.
Central argues that the second sentence of the superior court‘s instruction invited the jury to award more damages than are permitted by our law on additional harm. That sentence instructed the jury that “defendants are also responsible for any additional harm
Only by interpreting the second sentence of the instruction in isolation could a jury have misunderstood the law in the way Central claims. The first sentence explained that “[a] negligent party is generally responsible for the consequences of any resulting injury, as well as any additional harm associated with medical care for the original injury.” Central was also able to clarify the applicable standard in its closing argument, when it told the jury that a plaintiff “can only recover additional harm for treatment for the original injury.” Although the instruction could have been more clear that only medical care related to the original injury can contribute to a tortfeasor‘s liability, if we put ourselves in the position of the jury we can not say that the lack of clarity in one sentence probably affected its judgment.62
Because Alaska Civil Pattern Jury Instruction 20.12 is more limited than our law on additional harm, a trial court should not deliver it in cases where an additional harm instruction is appropriate. Instead, the trial court should instruct the jury that if the jury decides that the tortfeasor is legally responsible for the victim‘s injury, the tortfeasor is also responsible for any additional bodily harm to the victim resulting from the acts of others who provided medical care or other aid that the injury reasonably required, whether those acts were done in a proper or negligent manner.63
D. Continuance-Related Attorney‘s Fees
1. Factual and procedural background
During discovery before the second trial, two of Central‘s depositions of Thompson‘s witnesses revealed that Thompson had earned income playing poker. Although these depositions took place on August 5 and 15, 2013, Central agreed at an August 15 status hearing that September 23, 2013 would be an appropriate start date for the second trial. Following that status hearing, the parties engaged in a discovery dispute about the disclosure of records of Thompson‘s poker playing, which culminated in a September 13 superior court order compelling Thompson to answer Central‘s interrogatories. That same day Central moved to continue the trial for several months so that it might have time to discover and prepare information related to Thompson‘s poker playing.
On September 19, four days before the scheduled start of the trial, the superior court granted Central‘s motion for a continuance. The court found that the evidence Central sought was relevant to Thompson‘s income, physical condition, and the extent of his injuries. But it also found that Central knew about Thompson‘s poker playing prior to the August 15 status hearing at which the trial date was set and did not raise it before the court until August 30, nor move for a continuance until ten days before the scheduled start of trial. To “minimize[ ]” any prejudice to Thompson, the superior court made Central responsible for the costs of the continuance and directed Thompson to provide an invoice of his costs.
Thompson‘s attorney filed the invoice, which included 36 hours of trial preparation that would have to be repeated due to the continuance; although he was working on a contingent-fee basis, he estimated that a reasonable hourly fee would be $295. Central objected that attorney‘s fees were not a recoverable cost under
2. The superior court‘s award of costs and fees related to the continuance was within its powers under Civil Rule 40(e)(2) and was not an abuse of discretion.
Central argues that the superior court abused its discretion by awarding costs at all when it continued the trial, exceeded its legal authority when it awarded attorney‘s fees under
The trial court exercises significant discretion in evaluating motions to continue a trial date.
Central argues that because the superior court did find that there was good cause to continue the trial it was inappropriate for the court to financially “punish[ ]” Central and “reward[ ]” Thompson. But although the superior court admonished Central for not bringing the issue of Thompson‘s poker earnings to the court‘s attention closer to the time in mid-August that Central first realized it would be an issue,64 the court‘s order granting a continuance explained that the purpose of requiring Central to pay Thompson‘s costs and fees was not to punish Central but to minimize prejudice to Thompson. Central‘s motion for a continuance came only ten days before the scheduled start of the trial and was granted the Thursday before a scheduled Monday start. In this context it was not an abuse of discretion to require the moving party to pay for these financial costs when it was responsible for the need to continue the trial so close to the date it was scheduled to begin.
We have previously held that trial courts have legal authority to condition a grant of a motion for a continuance on the moving party‘s agreement to pay the non-moving party‘s attorney‘s fees.65
Central‘s final argument challenging the fees awarded due to the continuance is that the superior court abused its discretion by accepting Thompson‘s counsel‘s statement that $295 per hour was a reasonable rate. The superior court was well positioned to evaluate the local costs of counsel and the particularities of this case, and it did not abuse its discretion by accepting Thompson‘s counsel‘s estimate of $295 as an appropriate hourly rate.66
E. Offer Of Judgment Attorney‘s Fees
The superior court granted Thompson attorney‘s fees under
1. Factual and procedural background
After our initial remand Thompson made an offer of judgment of $1,020,000 pursuant to
Thompson moved for attorney‘s fees under
The superior court first rejected Thompson‘s argument. It ruled that, contrary to an argument Central advanced, contingency fee agreements can be a proper basis for
Thompson moved for reconsideration and attached to his motion printouts from a timekeeping program his attorney used to record his efforts. These printouts suggested that Thompson‘s attorney had worked on the case for 60 hours after the remand but before the offer of judgment and for 573 hours between the offer of judgment and the end of trial. The superior court granted reconsideration and amended its final judgment to award Thompson attorney‘s fees under
2. Civil Rule 68 attorney‘s fee awards must be based on actual hours worked after an offer of judgment is rejected, even when a party is represented on a contingent fee basis.
Although only Central appeals the award, both parties fault the superior court‘s method of calculation. Central argues that because a contingent fee “cannot be apportioned from the date the offer was made” it is an improper basis for an award under
“‘[T]he purpose of
As both Central and Thompson note, contingent fee agreements also complicate a superior court‘s determination of what fees were “incurred by the offeror from the date the offer was made.”72 This case illustrates the point. The superior court calculated that 90.5% of Thompson‘s attorney‘s hours on the case occurred after the offer was made. But it limited its view to the time spent on the case following our initial remand. The superior court did not explain why the hours spent on the first trial and appeal were not relevant to determining what percentage of Thompson‘s attorney‘s effort came after the offer of judgment, even though Thompson had cited the procedural history of the case as a reason the 45% contingency fee agreement was reasonable. Inconsistencies like this are likely if the superior court is forced to artificially apportion contingent fees into portions earned “before” and “after” offers of judgment.
We have previously affirmed
Thompson argues that our decision in Roderer v. Dash75 approved of
In light of the purposes of
When the offeror is represented on a contingent fee basis the superior court
V. CONCLUSION
We REVERSE the superior court‘s ruling refusing to permit any evidence that Thompson was assaulted after his surgery, and we REMAND for a new trial. We therefore VACATE the award of attorney‘s fees under
Notes
Alaska Civil Pattern Jury Instruction 20.12 reads (brackets in original):
If you find the defendant is legally responsible for the (accident), you may award the plaintiff, in addition to compensation for losses resulting from the original injury, (his)(her) losses resulting from:
- [Aggravation of the original injury resulting from the failure of (insert name or the word “others“) to use reasonable care in providing medical or hospital treatment of the original injury.]
- [Aggravation of the original injury resulting from the failure of (insert name or the word “others“) to use reasonable care in transporting the plaintiff to a place where medical treatment is available.]