Lead Opinion
OPINION
Appellant appeals from the judgment of sentence of death imposed by a jury following the grant of a new penalty-phase hearing. For the reasons set forth below, we affirm.
On November 18, 1994, Eileen Jones and appellant went to appellant’s nephew to borrow a car; the nephew gave him the keys, and appellant and Jones left together in the car. Appellant returned the car later that evening.
The next afternoon, appellant told his brother he murdered Jones in a nearby park by choking her with his hands and belt. Jones’s body was discovered November 22, 1994; the county medical examiner concluded the death was homicide by strangulation. After a search of appellant’s home, police officers recovered several newspapers from which articles regarding the recovery of Jones’s body had been removed.
Appellant was given Miranda
A jury found appellant guilty of first-degree murder and sentenced him to death. Appellant appealed, and this Court
I. Whether the trial court erred in denying [ajppellant’s motion to bar the death penalty, after a delay of some 17 years, brought on ineffective assistance of counsel, during which valuable information was lost and defense witnesses died[.]
II. Whether the trial court erred in allowing evidence of [ajppellant’s prior homicide conviction[.j
III. Whether the trial court erred in admitting testimony that [ajppellant read books on murder and how to commit the perfect crime[.j
IV. Whether the trial court erred in denying [ajppellant a mistrial where the Commonwealth expert witness told the jury that [ajppellant had been found guilty and place[d] on death row[.j
V. Whether the trial court erred in ordering the jury to resume deliberations after the jury stated it was unable to reach a unanimous verdictf.j
VI. Whether the trial court erred in not allowing [ajppel-lant to ask prospective jurors whether they could*44 consider life imprisonment knowing [a]ppellant had been convicted of a prior homicide[.]
Appellant’s Brief, at 4.
I. Motion to Bar the Death Penalty
Appellant contends the trial court committed legal error and abused its discretion by denying his pre-trial motion to bar the death penalty. He notes 17 years have passed from his May 1995 conviction to final sentencing in June of 2012, which, he argues, violated his rights to due process and a speedy trial. Further, he argues this delay amounts to cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution and Article I, § 13 of the Pennsylvania Constitution. Appellant states several of his potential witnesses died between the 2002 PORA proceedings and the 2012 new penalty-phase hearing. Moreover, appellant asserts Detective Lawrence Crews, who investigated the victim’s death in appellant’s 1980 voluntary-manslaughter case, could not recall certain facts regarding that conviction, depriving him of details which would have been helpful to the defense.
The trial court found appellant’s argument was a matter of first impression and looked to other jurisdictions for guidance. Specifically, the trial court looked to State v. Azania,
Here, the trial court likewise applied Barker, and found the delay did not prejudice appellant or violate his due process rights. Trial Court Opinion, 7/29/13, at 6-12. The court focused much of its analysis on the fourth factor, prejudice to the defendant.
Addressing appellant’s claim that he was prejudiced by the delay because multiple witnesses died through the passage of time, the court found he did “not specify which [potential witnesses] would have testified ... on his behalf.” Id., at 8. Further, appellant did not describe any additional testimony they would have provided to assist him. Id. The court noted the testimony of these individuals was preserved by transcripts, which were read to the jury. Id. “[Without more specific allegations as to what testimony was eliminated by the passage of time, the mere general allegation that the read transcripts from prior testimony was not as powerful as live testimony is insufficient to establish sufficient prejudice to [appellant].” Id., at 8-9.
The trial court also addressed appellant’s claim that witnesses could not recall helpful details regarding his 1980 voluntary manslaughter conviction. See N.T. Sentencing, 6/18/12, at 80-82. Specifically, Detective Crews could not recall
The trial court made the same conclusion regarding the testimony of Sonya Rollins, the sister of the victim in the 1980 homicide. In particular, Rollins could not recall specifics surrounding her brother’s death. See N.T. Sentencing, 6/18/12, 46-47, 50, 58-59. The court held a more “vivid recollection of the more horrific aspects of the underlying crime” would not have “assisted [appellant] in any manner.” Trial Court Opinion, 7/29/13, at 10. Appellant made no specific arguments regarding any mitigating evidence that was lost, and the court found no prejudice.
The trial court also found appellant’s complaint that his Eighth Amendment rights were violated was without merit, holding “the Eight[h] Amendment does not protect against delaying a sentence of death because those delays are designed to afford a defendant his constitutional right to appeal and cannot become grounds for an additional appealable issue.” Id., at 10-11 (citing People v. Simms,
After careful review, we affirm the trial court’s decision regarding this issue. Prior testimony was preserved, absences and lapses in memory have not been shown to involve identifiable exculpatory, mitigating, or even helpful information, and in the end, appellant has not demonstrated legal prejudice. A question regarding whether a due process violation occurred is a question of law for which the standard of review is de novo and the scope of review is plenary.
Additionally, appellant asserts he was prejudiced by the length of time he has spent on death row. Appellant has been on death row for over 18 years, and he argues his time spent there waiting to be executed constitutes a “wanton infliction of harm in violation of the Eight[h] Amendment of the United States Constitution and Article 1, Section 13 of the Pennsylvania Constitution.” Appellant’s Brief, at 18.
Appellant relies only on a dissenting statement by Justice Breyer in Foster v. Florida,
This Court has rejected the notion that excessive delays in carrying out a death sentence constitute cruel and unusual punishment, opining an “appellant must show that the delay was a deliberate tactical move in bad faith by the Commonwealth and that he was prejudiced by it in order to establish a denial of due process.” Commonwealth v. Clayton,
II. Evidence of Appellant’s Prior Voluntary-Manslaughter Conviction
In 1980, Rollins witnessed appellant fatally stab her brother, George Sutton. Appellant pled guilty to voluntary manslaughter. Appellant asserts the trial court erred in
In a capital case, the trial court is required to instruct the jury regarding the aggravating circumstances specified in 42 Pa.C.S. § 9711(d), for which there is some evidence, id., § 9711(c)(1)(i). One of the aggravating circumstances included in subsection (d) is whether “[t]he defendant has been convicted of voluntary manslaughter ... committed either before or at the time of the offense at issue.” Id., § 9711(d)(12). Appellant does not contend the trial court should have kept the voluntary-manslaughter conviction from the jury. Rather, he argues the underlying facts of his voluntary-manslaughter conviction should have been withheld from the jury.
This Court, in Commonwealth v. Beasley,
Consideration of prior “convictions” was not intended to be a meaningless and abstract ritual, but rather a process through which a jury would gain considerable insight into a defendant’s character. The nature of an offense, as ascertained through examination of the circumstances concomitant to its commission, has much bearing upon the character of a defendant, and, indeed, without reference to those facts and circumstances, consideration of “convictions” would be a hollow process, yielding far less information about a defendant’s character than is relevant.
Convictions are defined by the essential and necessary facts upon which they are based, and judgments of sentence flow naturally from, and form an integral part of those convictions. Thus, reason impels that the construction of the term “convictions” ... permitís] consideration of the essential*49 and necessary facts pertaining to the convictions, including the circumstances of the crimes and the sentences imposed.
Id., at 465.
Further, “the jury not only should, but indeed must know more than the mere fact of conviction if it is to carry out its sentencing role properly.” Commonwealth v. Flor,
The admissibility of evidence is “within the sound discretion of the trial court ... [and we] will not reverse a trial court’s decision concerning admissibility of evidence absent an abuse of the trial court’s discretion.” Flor, at 623 (citations omitted).
The voluntary-manslaughter conviction was the basis for an aggravating circumstance being pursued by the Commonwealth under 42 Pa.C.S. § 9711(d)(12). As there are countless scenarios that could comprise this crime, the jury should know the facts behind the conviction to appropriately balance the (d)(12) aggravator against any mitigating circumstances; without the basic facts, the jury is short-changed. We And the trial court did not abuse its discretion by admitting this evidence.
III. Testimony About Appellant Reading Homicide Books
Appellant contends “the trial court erred in allowing evidence that around the time of the 1980 homicide of George Sutton, [a]ppellant read certain books” about homicide and how to commit the perfect crime. Appellant’s Brief, at 21. Specifically, appellant asserts the evidence had no probative value and was “extremely prejudicial.” Id., at 24. Appellant, however, did not raise his objections at trial.
“Issues not raised in the lower court are waived and cannot be raised for the first time on appeal.” Pa.R.A.P. 302(a). The record reveals appellant did not object when the trial court announced its ruling on the Commonwealth’s motions in li-
IV. Motion for Mistrial
Appellant contends the trial court erred in denying his motion for a mistrial after Dr. John O’Brien, a Commonwealth witness, testified at the penalty-phase hearing that appellant had been previously convicted and sentenced to death. Appellant asserts he was prejudiced by this testimony because it signaled to the jury that he was already convicted and sentenced to death by an earlier jury. Further, he asserts Dr. O’Brien intentionally made the statement about being on death row to prejudice him.
Dr. O’Brien was asked questions regarding appellant’s prior diagnoses for depression and anxiety. N.T. Sentencing, 6/21/12, at 258-59. The prosecutor asked Dr. O’Brien, “[Y]ou have heard that [appellant] has been diagnosed with both depression and anxiety in the past, correct?” Id., at 259. Dr. O’Brien responded, “[TJhe only diagnosis of that that I have seen has been in the correctional records subsequent to his having been found guilty and put on death row.” Id. Appellant’s counsel immediately objected and moved for a mistrial, which was denied. Id., at 259-60. The trial court had a brief discussion with the prosecutor and appellant’s counsel on how to phrase a curative instruction for the jury regarding Dr. O’Brien’s statement. Id., at 260-65. The court then instructed the jury:
There was a reference through the witness about death row. Following a conviction of [f]irst[-d]egree [mjurder you are placed on death row. That’s what happens. You are not to draw any kind of inferences adverse to [appellant] or his guilt. That’s just something that happens. I just wanted to explain that to you.
Id., at 266-67.
We review the denial of a motion for mistrial under the abuse of discretion standard. Commonwealth v. Travag
The law presumes juries follow a court’s instructions. Commonwealth v. Baker,
V. Jury Instruction for Continued Deliberation
Appellant argues the trial court erred when it ordered the jury to continue deliberating after the jury informed the court that it was unable to reach a unanimous verdict. He asserts the court abused its discretion because the jury should have been discharged pursuant to 42 Pa.C.S. § 9711(c)(1)(v),
Ladies and gentlemen, this has been a four-day trial, which, as trials go, it’s not a particularly long trial. However, I think that you will probably share my conclusion that it’s been a very intense four days of testimony; a lot of expert witnesses, a lot of testimony, a lot of very complicated testimony. At this point in time, the [cjourt feels obligated to request that you return to your deliberations. I want to make sure that, in point of fact, we’ve exhausted the possibilities of arriving at a unanimous verdict. So, at this point in time, I’m going to ask you to go back. I would suggest that you ... start from the beginning, if you would; go over the aggravating circumstances; get that decided; go over the mitigating circumstances, and then review that with each other and see if you can resolve any outstanding differences and we’ll see how that goes. So, at this point, I’m going to send you back and ask that you return to your deliberations.
Id., at 38-39.
“The amount of time a jury is kept together to deliberate is within the discretion of the trial judge, and that decision will only be reversed for an abuse of discretion.” Commonwealth v. Wharton,
VI. Voir Dire
Appellant argues the trial court denied him due process and the right to a fair and impartial jury by refusing to permit the following voir dire question: “ ‘You will hear that [appellant] was convicted, by plea of guilty, to the crime of [voluntary [manslaughter in 1980. Is there any one of you who feels that[,] because of the defendant’s prior convictions, that you would not consider a sentence of life imprisonment^]’ ” Appellant’s Proposed Voir Dire Questions, 6/11/12, No. 11. Appellant claims he should have been permitted to ask this specific question to “life-qualify” potential jurors pursuant to Morgan v. Illinois,
The Commonwealth contends the trial court properly precluded the question as it “sought to place before the jury information regarding a specific aggravating circumstance, appellant’s prior conviction for [voluntary [mjanslaughter, in order to learn what the prospective jurors’ likely decision would be regarding the specific facts to be established during the penalty[-]phase proceedings.” Commonwealth’s Brief, at 58. The Commonwealth relies on Commonwealth v. Mattison,
The trial court concluded appellant’s claim failed as a matter of law because his voluntary-manslaughter conviction was an aggravating circumstance in his present case. The court reasoned “[ujnder [§ ] 9711(c)(1)(iv), the verdict must be a sentence of death if the jury unanimously finds at least one aggravating circumstance[.j” Trial Court Opinion, 7/29/13, at 22. Notwithstanding this was the incorrect standard as it did not account for the two mitigating circumstances, which would be weighed against the aggravator,
“The scope of voir dire rests in the sound discretion of the trial court, whose decision will not be reversed on appeal absent palpable error.” Commonwealth v. Karenbauer,
The term “life-qualify” refers to the process to identify prospective jurors who have a fixed opinion that a sentence of death should always be imposed for a conviction of first-degree murder. Commonwealth v. Keaton,
[T]he belief that death should be imposed ipso facto upon conviction of a capital offense reflects directly on that individual’s inability to follow the law. Any juror who would impose death regardless of the facts and circumstances of conviction cannot follow the dictates of law. It may be that a juror could, in good conscience, swear to uphold the law and yet be unaware that maintaining such dogmatic beliefs about the death penalty would prevent him or her from doing so. A defendant on trial for his life must be permitted on voir dire to ascertain whether his prospective jurors function under such misconception.
Id., at 735-36,
Appellant’s proposed question is impermissible under Bo-mar as it is a question designed to elicit what the jurors’ reactions might be when presented with a specific aggravating circumstance. See Bomar, at 849 (“Neither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a juror’s present impression or opinion as to what his decision will likely be under certain facts which may be developed in
Further, as the Commonwealth points out, each prospective juror was already “life-qualified” on appellant’s first-degree murder conviction. See Commonwealth’s Brief, at 63-56 (citations omitted). Therefore, any juror who would impose death, regardless of the facts or circumstances surrounding the case, would have been identified and excluded.
Accordingly, the judgment of sentence is affirmed.
Former Chief Justice CASTILLE did not participate in the decision of this case.
Justices BAER and STEVENS join the opinion.
Chief Justice SAYLOR files a dissenting opinion in which Justice TODD joins.
Notes
. Miranda v. Arizona,
. Appellant was convicted of voluntary manslaughter in 1980 for the stabbing death of his then-girlfriend’s brother.
. In Barker, the United States Supreme Court established a balancing test to determine whether there was a violation of a defendant’s right to a speedy trial and due process. Barker, at 530-33,
. "The court may, in its discretion, discharge the jury if it is of the opinion that further deliberation will not result in a unanimous agreement as to the sentence, in which case the court shall sentence the defendant to life imprisonment.” Id.
. Section 9711(c)(1)(iv) further provides the verdict must be death if "the jury unanimously finds one or more aggravating circumstances which outweigh any mitigating circumstances.” Id. In any other circumstance, including if the jury finds the aggravating circumstances do not outweigh the mitigating circumstances, the sentence must be life imprisonment. Id.
Dissenting Opinion
dissenting.
I respectfully dissent in this case centered upon the propriety of a death-penalty verdict. Primarily, I believe that the trial court erred in permitting the Commonwealth to elaborate upon an aggravating circumstance via testimony from the sister of the victim of a previous killing and in refusing to allow material and appropriate life qualification questions during juror voir dire.
Initially, although I take no issue with the majority’s explanation that the Commonwealth is permitted to undertake some reasonable development of the facts underlying a conviction serving as an aggravating circumstance, I am not comfortable with the concept of “short-chang[ing]” a jury. Majority Opinion, at 49,
Moreover, while developing facts pertinent to prior convictions serving as aggravating circumstances may be permissible in the abstract, doing so via contested testimony of a homicide victim’s close relative is, in my view, unduly prejudicial, particularly in a scenario in which the underlying conviction had been secured by guilty plea. Accord Brief for Appellant at 20 (“To present evidence now that demonstrated a brutal, unprovoked and malicious killing, a crime much worse than that agreed to by the Commonwealth, is simply not fair.”). Injection of eyewitness testimony relative to an aggravator merely centered on the fact of a conviction also fosters the potential for mini-trials concerning collateral facts. While, again, I recognize that the Commonwealth is to be afforded some latitude to present factual circumstances underlying previous convictions serving as aggravating circumstances, I believe that the development should be subject to judicious control by the trial courts and that the prosecution should be required to employ a less problematic methodology (such as introduction of the guilty plea colloquy).
Concerning the life qualification issue, I note that Appellant has presented an extensive argument predicated upon the insightful opinion of a federal district court in United States v. Johnson,
The majority appears to implicitly reject Johnson’s approach to case-specific questions based on the commonly-accepted admonition, as articulated in Commonwealth v. Bomar,
For my part, I would follow the lead of the California Supreme Court in People v. Cash,
I recognize that the form of case-specific questions geared to assessing juror biases should be controlled by trial courts, and that Appellant’s specific framing was not ideal, in that the interrogatory was not couched conditionally, in terms of what the trial evidence might show. See Johnson,
A fair trial before an impartial factfinder is a fundamental component of due process of law. See Morgan,
Justice TODD joins this dissenting opinion.
