Lead Opinion
OPINION
James Melvin Smith (Appellant) appeals from an order denying his petition for relief pursuant to the Post Conviction
As we explained on direct appeal, Commonwealth v. Smith,
Two days later, Appellant was arrested for illegally carrying a .32 caliber pistol. A ballistics examination established that the bullets that killed Kelly were fired from this gun. Appellant denied involvement in the shooting, and was not charged with murder at that time. He was ultimately acquitted of the gun possession charges. Several years later, Green confessed her role in the murder and implicated Appellant. Appellant was arrested for the murder of Kelly on May 3, 1983.
Harris, who witnessed the shooting, gave several statements to police shortly after the murder.
At Appellant’s jury trial, the Commonwealth introduced the testimony of Green and Rucker, who each pled guilty to third-degree murder and conspiracy in exchange for their testimony against Appellant. Additionally, the Commonwealth introduced the testimony of Harris, Appellant’s sister, Barbara Smith, as well as various police, ballistics, and forensic witnesses. Harris, who had claimed an inability to identify the shooter when police were investigating the murder, and then identified Rucker, testified that she saw Appellant shoot Kelly. She further testified that she was initially unwilling to identify Appellant as the shooter because she was afraid of him, but, on the eve of trial, she overcame this fear and gave a statement identifying him. Trial counsel attempted to discredit Harris’s testimony with her prior inconsistent statements, arguing that Green and Rucker were the sole perpetrators.
On February 6, 1985, Appellant was convicted of murder in the first degree, criminal conspiracy, and possession of an instrument of a crime. Following a penalty hearing, the jury found two aggravating circumstances and no mitigating circumstances, and returned a sentence of death. After post-sentence motions were denied, the trial court formally sentenced Appellant to death on May 6, 1986. The trial court further imposed additional concurrent terms of five to ten years of imprisonment for criminal conspiracy and two-and-one-half to five years of imprisonment for possessing an instrument of a crime.
Appellant was represented by trial counsel on direct appeal. While the direct appeal was pending before this Court, Appellant filed a pro se “Motion for Withdrawal of Counsel Inter Alia Ineffective Assistance of Counsel,” which this Court treated as an application for appointment of new counsel to represent Appellant in further proceedings under the Post Conviction Hearing Act (PCHA). We affirmed the conviction and sentence and remanded Appellant’s case to the court of
On remand, the court of common pleas appointed Attorney Jeremy Gelb (Gelb) on October 7, 1988, to represent Appellant during the PCHA proceedings. Over the next several years, Gelb continued those proceedings nineteen times and did not file any documents with the court. Accordingly, on September 30, 1991, the trial court dismissed the PCHA action without prejudice due to Gelb’s lack of prosecution of the case.
On June 10,1992, Appellant filed a pro se petition under the PCRA. On August 20, 1992, Attorney Richard Hoy (Hoy) was appointed to represent Appellant, and, on June 29, 1993, he filed an amended petition on Appellant’s behalf raising two issues. On June 29,1994, the PCRA court directed Hoy to file a statement setting forth the witnesses who would testify at an evidentiary hearing and the substance of their testimony. The court reentered this order following a defense motion for continuance. Following receipt of the witness list, the PCRA court scheduled an evidentiary hearing for March 1,1995. On the day set for the hearing, Hoy neither appeared nor filed anything with the court. The Court continued the evidentiary hearing, and again directed Hoy to file a witness list.
On May 22, 1995, the Defender Association of Philadelphia replaced Hoy as Appellant’s attorney. New counsel filed an amended PCRA petition on June 20, 1995, and another on August 28, 1998. The PCRA case was then transferred to a new PCRA court, which found every claim waived and dismissed all of Appellant’s claims without a hearing. Appellant appealed the dismissal of his PCRA petition, resulting in this Court entering a per curiam order vacating the PCRA court’s order and remanding “for an evidentiary hearing with respect to all disputed, material facts, and appropriate fact-finding.” Commonwealth v. Smith,
On June 19, 2009, defense counsel and the Commonwealth stipulated that Appellant would be granted a new penalty phase hearing based on the ineffectiveness of trial counsel, and the PCRA court ratified this stipulation. Appellant subsequently withdrew the claim that he had been forcibly medicated at trial and the PCRA court held that the Atkins claim was not ripe because of the new penalty phase hearing. This disposed of the three claims on which the PCRA court had granted a hearing. Remaining after this order were Appellant’s claims that the PCRA court did not believe warranted a hearing. In due course, the PCRA court dismissed all of these remaining guilt phase claims without an evidentiary hearing. Appellant has appealed from the dismissal of these guilt phase claims. Thus, despite the length of time since Appellant’s trial, and despite Appellant’s prior appeal to this Court from the denial of his PCRA petition in 2004, the present appeal is his first, appeal during which he has been able to argue the merits of the trial court’s denial of his prayer for collateral relief.
Appellant raises eleven issues and numerous sub-issues for our review. Initially, we have jurisdiction over Appellant’s petition because we directly review the denial of post-conviction relief in death penalty cases pursuant to 42 Pa.C.S.
This PCRA petition was initially filed prior to the effective date of the November 1995 amendments to the PCRA. Accordingly, the petition and appeal are governed by the previous version of the PCRA. See Commonwealth v. Jones,
Several of Appellant’s claims involve counsel ineffectiveness. A PCRA petitioner will be granted relief on this ground only when he proves, by a preponderance of the evidence, that his conviction or sentence resulted from the “[ineffective assistance of counsel which, in the circumstances of the particular case, so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place.” 42 Pa.C.S. § 9543(a)(2)(h). Generally, counsel’s performance is presumed to be constitutionally adequate, and counsel will only be deemed ineffective upon a sufficient showing by the petitioner. Commonwealth v. Johnson,
Before addressing Appellant’s issues, we acknowledge that this case presents the all too common problem of an inadequate PCRA court opinion. Although we previously remanded to the PCRA court “for an evidentiary hearing with respect to all disputed, material facts, and appropriate fact-finding,” Smith,
To enable appellate review, PCRA courts are required to provide “a legally robust discussion, complete with clear findings of fact where required.” Commonwealth v. Dennis,
Because the Commonwealth and Appellant have stipulated that Appellant will be given a new penalty phase, all of Appellant’s issues concern the guilt phase and will be addressed in turn.
I. Actual Innocence
Turning to the first issue, Appellant claims that he is actually innocent and that relief is appropriate because of three assertions of after-discovered evidence. See 42 Pa.C.S. § 9543(a)(2)(vi) (providing that a petitioner may be eligible for relief if he pleads and proves that his conviction or sentence resulted from “[t]he unavailability at the time of trial of exculpatory evidence that has subsequently become available and would have changed the outcome of the trial if it had been introduced.”). The specific pieces of evidence Appellant offers are: notes of a conversation between trial counsel and Appellant’s sister, Barbara; a declaration from Commonwealth witness Harris recanting her trial testimony and explaining that her in-court identification of Appellant was the product of police coercion; and unspecified evidence from Appellant’s prior trial and acquittal on gun possession charges.
A. Barbara
As factual background for this sub-issue, Appellant’s sister, Barbara, testified for the defense at trial that Green told her that Rucker was the shooter, but that she (Barbara) had no
On direct appeal, Appellant raised a claim of trial court error for denying the motion for a new trial based on the alleged after-discovered evidence of Barbara’s conversation with trial counsel. We rejected this claim. We acknowledged that after-discovered evidence may provide a basis for a new trial under certain circumstances if the proposed new evidence is producible and admissible. Smith,
1. After-discovered evidence
First, Appellant argues that Barbara’s recantation to trial counsel is after-discovered evidence that he is actually innocent. Although Appellant acknowledges that on direct appeal this Court reviewed and rejected his argument that
As Appellant acknowledges, we considered on direct appeal his argument that Barbara’s recantation was after-discovered evidence. Appellant’s dissatisfaction with this Court’s ruling does not affect the conclusion that the after-discovered evidence claim was previously litigated and, therefore, is not presently cognizable under the PCRA. 42 Pa.C.S. § 9543(a)(3).
2. Trial court error
Second, Appellant argues that the trial court erred when it denied counsel’s motion to withdraw to permit counsel to testify about his conversation with Barbara. The Commonwealth argues that this claim is waived. The PCRA court did not address this claim.
Appellant did not appeal the trial court’s denial of counsel’s motion to withdraw and, therefore, may not now raise this waived claim. See 42 Pa.C.S. § 9544(b).
B. Harris
Appellant next asserts that a post-trial affidavit from Harris entitles him to relief. Before trial, Harris made several statements to police initially claiming that she did not know who the shooter was, and then, in 1982, she identified Rucker as the shooter. Several years later, two weeks before Appellant’s trial, Harris identified Appellant as the shooter. She testified at trial that she witnessed Appellant shoot Kelly and that she had not identified him earlier because she was afraid of him. Counsel cross-examined her with regard to her relationship with Green, her prior inability to identify the shooter, and her prior identification of Rucker, attempting to convince the jury that Harris was unreliable and not credible.
Appellant provided the PCRA court with an affidavit from Harris in which she recanted her trial testimony. She explained that in 1982, she learned that Rucker was the name of the man she saw shoot Kelly; she repeatedly identified the shooter to police as Rucker, but the police insisted it was Appellant; police pressured her into identifying Appellant; and Appellant’s trial counsel never spoke to her about the murder before trial, but if he had, she would have been truthful with him. Appellant argues that Harris’s affidavit is after-discovered evidence, evidence of a Brady violation by the Commonwealth,
1. After-discovered evidence
Appellant asserts that Harris’s affidavit is after-discovered evidence that entitles him to relief. See 42 Pa.C.S. § 9543(a)(2). The Commonwealth argues that Harris’s affidavit is not after-discovered evidence entitling Appellant to relief
We have explained that when a petitioner is seeking a new trial based on alleged after-discovered evidence in the form of recantation testimony, the petitioner must establish that: (1) the evidence has been discovered after trial and it could not have been obtained at or prior to trial through reasonable diligence; (2) the evidence is not cumulative; (3) it is not being used solely to impeach credibility; and (4) it would likely compel a different verdict. Commonwealth v. Johnson,
We agree with the PCRA court that Appellant’s after-discovered evidence claim fails. Harris’s assertions that she saw Rucker, not Appellant, shoot Kelly, or that police pressure produced Harris’s identification, are not after-discovered evidence because Appellant has not averred that he could not have obtained Harris’s recantation or the circumstances of her in-court identification at, or prior to, the conclusion of trial through reasonable diligence. See Johnson,
2. Brady
According to Appellant, Harris’s affidavit also demonstrates that the Commonwealth violated Brady by failing to disclose the material, exculpatory evidence that police coerced Harris’s identification of Appellant. The Commonwealth argues that Appellant did not adequately develop this claim in his PCRA petition. The PCRA court did not consider Appellant’s Brady argument.
Under Brady, the prosecution’s failure to divulge exculpatory evidence is a violation of a defendant’s Fourteenth Amendment due process rights. Commonwealth v. Ly,
Although the PCRA court did not address this claim, we see no reason to remand because it is apparent from the record that it fails. A Brady claim is premised on the Commonwealth’s suppression of material evidence. Carson,
3. Counsel ineffectiveness
Appellant argues that trial counsel’s performance was deficient because he did not interview Harris when he learned on the eve of trial that Harris would identify Appellant in court. Instead, Appellant continues, counsel ineffectively relied solely on Harris’s prior statements to police to cross-examine her. According to Appellant, he was prejudiced by counsel’s failure to interview Harris pre-trial because, if counsel had interviewed her, she would have told him about the police pressure to identify Appellant and ultimately would not have identified Appellant at trial. The Commonwealth Court argues that Appellant did not develop this claim in his PCRA petition. The PCRA court did not consider it.
It is well-established that “where matters of strategy and tactics are concerned, counsel’s assistance is deemed constitutionally effective if he chose a particular course that had some reasonable basis designed to effectuate his client’s interests.” Commonwealth v. Colavita,
Counsel was aware that Harris would be the Commonwealth’s identification witness, and that she had previously failed to identify Appellant and had identified Rucker. Trial counsel attempted to have the trial court suppress Harris’ identification, and extensively cross-examined her to this end at the pre-trial suppression hearing.
We cannot conclude that counsel’s preparation for trial based on Harris’s prior statements and forceful cross-examination of her lacked a reasonable basis. By engaging in an aggressive defense based on cross-examining Harris, counsel demonstrated that “he chose a particular course of action that had some reasonable basis designed to effectuate” Appellant’s interests. Colavita,
This is not a case where trial counsel completely failed to investigate or prepare a defense, as Appellant claims and as was the circumstance in the cases he relies upon. See United States v. Kauffman,
C. Prior acquittal
The third piece of evidence that Appellant claims proves his innocence relates to his prior acquittal on gun possession charges. On June 25, 1979, two days after the murder, Police Officer O’Donnell responded to a call about a man with a gun outside a bar in Philadelphia. Smith,
Appellant now argues that unspecified evidence from the prior acquittal is after-discovered evidence, evidence of a Brady violation by the Commonwealth, and that counsel was ineffective for failing to investigate the evidence presented at the gun charges trial.
1. After-discovered evidence
Appellant argues that unspecified evidence from his prior acquittal for gun possession is after-discovered evidence. The PCRA court held that this claim was previously litigated. The PCRA court’s holding in this regard is not quite correct. Appellant’s claim on direct appeal was that the Commonwealth was estopped from prosecuting him for murder because of his prior acquittal for gun possession. The distinct claim advanced on PCRA is that there is unspecified evidence from Appellant’s acquittal that would have compelled a differed verdict at his murder trial. Despite not being previously litigated as the PCRA court concluded, Appellant’s claim fails. He has not attempted to identify specifically what piece of evidence from his prior trial is after-discovered; nor has he explained why this evidence could not have been obtained at or prior to trial through reasonable diligence. See Johnson,
2. Brady
According to Appellant, the Commonwealth violated Brady by withholding from trial counsel evidence from the gun charges trial that he asserts contradicted evidence introduced at the murder trial. The Commonwealth responds that the evidence Appellant claims the Commonwealth withheld is unspecified and does not exist. The notes of testimony from the gun charges trial were not transcribed, and the tapes have been destroyed. The PCRA court did not address this argument.
The Commonwealth cannot violate Brady by suppressing evidence that does not exist. Commonwealth v. Lewis,
3. Ineffective assistance of counsel
Appellant argues that trial counsel was ineffective for failing to investigate the facts and evidence established at the gun charges trial and for failing to present evidence from the prior acquittal that would have demonstrated Appellant’s innocence of the Kelly murder. Specifically, Appellant gave a statement to police at the time of his arrest on gun charges on
A prior consistent statement is admissible only if it is made before the declarant has a motive to fabricate. See, e.g., Commonwealth v. Montalvo,
II. Batson and Swain
Appellant’s next “issue” is premised on Batson v. Kentucky,
Additionally, as further relevant circumstances supporting a prima facie showing of discrimination, Appellant describes a culture of discrimination in the Office of the Philadelphia District Attorney as demonstrated by the following: an assertion by a former Philadelphia assistant district attorney that it was the general practice of prosecutors in that office to strike African American jurors; Philadelphia homicide prosecutions in other cases; a study conducted by Professor David Baldus regarding racially discriminatory jury selection in Philadelphia;
Before addressing Appellant’s five specific claims, a brief review of four controlling cases will help place them in context. First, the United States Supreme Court in Swain required a defendant alleging race discrimination in jury selection to show that the prosecution engaged in a systematic pattern of exclusion, based on race, over a series of cases.
First, although Batson was decided after Appellant’s trial, Appellant claims he has established a prima facie showing of purposeful discrimination during voir dire as required by Batson. Appellant explains that the prosecutor’s strikes were exercised disproportionately against African Americans, members of his race. See Powers v. Ohio,
Having identified the respective arguments, we turn to our review of the law relevant to this claim. As noted above, prior to the decision in Batson, to establish a violation of equal protection in the jury selection process, a defendant was required to establish a pattern or practice of purposeful discrimination on the part of the prosecution occurring across multiple cases. Swain; Basemore,
Turning to the facts of this case, and addressing Appellant’s argument that the prosecutor’s peremptory strikes were exercised disproportionately against African Americans in violation of Batson, we observe the timing of Batson in relation to Appellant’s trial: Appellant was convicted on February 6, 1985; Batson was decided on April 30, 1986, fourteen months after trial and one week before counsel filed the last of several post-trial motions. The U.S. Supreme Court has held that Batson can be applied retroactively to matters pending on direct appeal at the time the case was decided. Griffith v. Kentucky,
To be entitled to the retroactive benefit of Batson, Appellant had to challenge the Commonwealth’s use of peremptory challenges both at trial and on direct appeal. See Sneed,
B. Ineffective assistance of counsel in post-trial motions and on appeal
What is cognizable and not waived under the PCRA are Appellant’s derivative claims of counsel ineffectiveness for failing to challenge the prosecutor’s use of peremptory challenges based on Batson in post-trial motions and on direct
Appellant argues that because Batson was decided a week before trial counsel filed the last of several supplemental post-trial motions, trial counsel was ineffective for not challenging the prosecutor’s use of peremptory strikes as violating Batson. Appellant argues that reasonable trial counsel would have raised Batson in post-trial motions notwithstanding the absence of an objection to the prosecutor’s peremptory strikes during voir dire. Additionally, Appellant argues that counsel was ineffective for failing to raise a Batson claim on direct appeal. According to Appellant, under this Court’s relaxed waiver rules, we would have addressed the Batson claim on direct appeal notwithstanding trial counsel’s failure to challenge the prosecutor’s jury selection during voir dire. See, e.g., Commonwealth v. Abu-Jamal,
Responding to these arguments of counsel ineffectiveness, the Commonwealth argues that where a claim of racial discrimination was not preserved at trial, a defendant may not simply make a prima-faeie showing of discrimination in accord with Batson’s burden-shifting approach, but must prove actual, purposeful discrimination by a preponderance of the evidence in accord with Uderra,
Appellant has not developed these two assertions of trial counsel ineffectiveness separately, and we see no need to discuss them discretely. Whether a waived Batson claim is raised post-trial or on direct appeal, it presents the same difficulties. Both instances of alleged ineffectiveness occurred long after the conclusion of voir dire. Batson contemplated a
Because trial counsel did not object to the prosecutor’s use of peremptory challenges during voir dire, Appellant is arguing counsel ineffectiveness for failing to raise an unpreserved claim. Appellant claims that his evidentiary proffer establishes a prima facie case of discrimination in accord with Batson and proves that counsel was ineffective for failing to raise what would have been a meritorious Batson argument post-trial and on appeal. We have held, however, that in order to succeed on an unpreserved claim of racial discrimination in jury selection in the context of a claim of ineffective assistance of counsel, a post-conviction petitioner may not rely on the burden-shifting paradigm established by Batson. Rather, he must prove by a preponderance of the evidence, in the first instance and throughout, actual, purposeful discrimination by the prosecutor, in addition to all other requirements essential to overcome waiver of the underlying claim. Uderra,
Additionally, Appellant has not acknowledged the difficulties we discussed in Sneed. In Sneed, as here, Batson was decided after trial during the pendency of the appeal. On collateral review, the PCRA court granted relief on Sneed’s claim that the prosecutor at his 1985 trial used his peremptory challenges in a racially discriminatory manner in violation of Batson.
Additionally, this Court in Sneed reasoned that “belatedly faulting counsel for failing to seek the benefit of the new Batson rule on direct appeal overlooks the practical hurdles that would have derailed such an endeavor,” id. at 1076; specifically, the lack of findings by the trial court. In Sneed, we thus rejected the argument that counsel was ineffective for failing to raise a claim on appeal premised on Batson when there was no record upon which to construct such a claim. Id. (“The fact-intensive nature of a Batson claim, thus, negates
Because Appellant did not object to the prosecutor’s use of peremptory challenges during voir dire, his claims of post-trial or appellate counsel ineffectiveness are, likewise, premised on counsel’s failure to raise a waived claim. Although counsel could have invoked direct capital review relaxed waiver, as we observed in Sneed, this doctrine was discretionary and did not guarantee that we would have analyzed the waived Batson claim. Sneed,
This evidence and Appellant’s assertions do not rectify the absence of a full and complete trial record for appellate review. “Batson contemplated a central role for the trial judge both in assessing whether a prima facie case was made out, and if so, in assessing the credibility of the neutral reasons for peremptory strikes proffered by the lawyer who exercised them.” Sneed,
Additionally, we have repeatedly rejected the evidence Appellant offers as supporting a claim of discrimination by the prosecutor. Specifically, we have held that the McMahon tape itself does not suffice to establish a pattern or practice of discrimination on the part of the Philadelphia District Attorney’s office. Ligons,
C. Swain violation
Next, Appellant argues that the Commonwealth committed an equal protection violation pursuant to Swain v. Alabama,
D. Ineffective assistance of counsel during voir dire
Finally, Appellant argues that trial counsel observed the prosecutor striking African American potential jurors on account of race, and ineffectively failed to object premised on Swain. The Commonwealth argues that there were no grounds for a Swain objection. The PCRA court, once again, did not address this claim.
This claim fails for two reasons. First, Swain imposed a very high burden on defendants, who were required to establish a pattern or practice of purposeful discrimination on the part of the prosecution occurring across multiple cases to be successful in any peculiar case. In fact, Batson overturned Swain because of this high burden, which the High Court described as being “overly burdensome, unworkable, and having the effect of immunizing prosecutors from constitutional scrutiny.” Batson,
Perhaps Appellant believes that if counsel had objected to the prosecutor’s use of peremptory challenges premised on Swain, then counsel would have preserved for appeal a claim that the prosecutor violated Batson. To the extent Appellant believes a Swain objection would have preserved for appeal a Batson claim of discrimination in jury selection, however, he is mistaken. We have expressly refused to equate the standards of Swain and Batson, and have held that a Swain objection would not have preserved a Batson claim for appellate review. See Commonwealth v. Griffin,
III. Mental Health Evidence
Appellant makes three claims of trial counsel ineffectiveness and one claim that the Commonwealth violated Brady, each premised on his various mental impairments. The PCRA court did not address any of these claims. Before describing and addressing them specifically, we will review the evidence Appellant has offered in support thereof. As to each claim, Appellant offers that he is prepared to demonstrate that at the time of the offense and trial he suffered from major mental illnesses, brain damage, serious cognitive impairments, substance dependence, and an array of other debilitating mental
Specifically, Appellant proffered the following evidence of mental impairments: a June 31, 1968, court psychiatric report prepared for the Philadelphia Court of Common Pleas concluding that Appellant suffers from “mental deficiency,” is “impulsive,” easily influenced by others, and has “limited” development; an August 16, 1971, prison psychologist evaluation stating that Appellant’s IQ was 76 (“which corresponds to the 6th percentile”), his “academic potential is at an elementary level,” and he is easily influenced by others; school records, which reveal that Appellant had serious cognitive and intellectual deficits from an early age and was functioning in the mentally retarded range; 1973 Danville State Hospital records, revealing that Appellant was committed to a mental hospital because he was “hallucinated, paranoid, and acutely disturbed,” was diagnosed as schizophrenic, paranoid, borderline retarded, and prescribed a variety of psychotropic medications; 1973-75 Fairview State Hospital Records, which show that Appellant’s mental illness caused him to be involuntarily psychiatrically institutionalized from June 1, 1973 through August 29, 1975, demonstrate the existence of brain damage, and describe Appellant’s hallucinations and drug use; a 1979 court mental health evaluation performed following Appellant’s arrest on gun charges, which further documents Appellant’s history of mental illness and dysfunction; a 1984 court presentence report and mental health evaluation performed following Appellant’s conviction on unrelated charges of reckless endangerment, aggravated assault, and possessing an instrument of a crime, stating that Appellant maintained strong, loving family relationships, was an obedient child, but suffered from paranoid schizophrenia and his rehabilitation plan should include a psychiatric basis; a 1985 court mental health evaluation prepared post-trial for this capital case, which further documents Appellant’s mental health maladies; family members, who Appellant, asserts were available at the time of trial to offer testimony about Appellant’s unstable and
Additionally, according to Appellant, trial counsel failed to do the following: obtain records documenting Appellant’s long history of mental problems; interview family members about Appellant’s history; and obtain a mental health evaluation for use at trial. Appellant argues that counsel’s deficiency in failing to investigate his client’s mental health is particularly striking because the 1979 and 1984 reports were created for the court in connection with two prior cases relevant to the capital trial: the 1979 report was prepared during Appellant’s trial for possessing the murder weapon, and the 1984 report was prepared in connection with a conviction that the Commonwealth used as an aggravating circumstance in the capital penalty phase. If counsel had obtained these two reports, Appellant argues they would have provided vital information that would have propelled further investigation and led to the discovery of the wealth of mental health evidence listed above.
We now turn to Appellant’s claims premised on this mental health evidence.
A. Incompetency
Appellant argues that under the Sixth Amendment, counsel had a duty to investigate thoroughly his background and mental health for purposes of developing evidence of incompetency, and, if counsel had done so and requested a pre-trial competency hearing, there is a reasonable probability that the trial court would have found Appellant incompetent to stand trial. The Commonwealth argues that Appellant has failed to provide any evidence to support his claim that he was actually incompetent at the time of trial.
A defendant is presumed to be competent to stand trial. Commonwealth v. Rainey,
Appellant proffered to the PCRA court extensive evidence of mental impairments that he asserts demonstrates that he was incompetent to stand trial. Specifically, Appellant presented evidence that he has a lifelong history of significant cognitive dysfunction and major mental illness; suffered from schizophrenia at the time of the offense and trial; suffered childhood trauma; and has a history of drug and alcohol dependence. Appellant also offered an affidavit from Richard G. Dudley, Jr., M.D., a medical doctor and psychiatrist, who reviewed Appellant’s records and performed a psychiatric examination of him. Dr. Dudley concluded that based upon Appellant’s history, “there clearly are substantial questions about whether [Appellant] was competent to proceed at the time of his capital trial.” Affidavit of Dr. Dudley, PCRA Exhibit R, at 12.
Appellant’s assertions, and the mental health evidence on which they are based, are insufficient to meet the high burden to which he is held to demonstrate that he was prepared to prove that he was actually incompetent to stand trial. In fact, Appellant does not assert that he was actually incompetent; mirroring Dr. Dudley’s analysis, he states that he “has raised substantial questions about whether he was incompetent at the time of the original trial court proceedings.” Appellant’s Brief at 50. Dr. Dudley’s and Appellant’s assertions that there are substantial questions about Appellant’s competency, even if believed, do not satisfy Appellant’s burden to prove that he was incompetent to stand trial. See Rainey,
B. Insanity
Next, Appellant argues that under the Sixth Amendment, counsel had a duty to investigate thoroughly his background and mental health for purposes of developing evidence for the guilt phase mental-state defense of insanity. The Commonwealth argues that counsel is not ineffective for declining to investigate and pursue an insanity defense where such a defense would conflict with the defendant’s sworn testimony in furtherance of his defense strategy. See Commonwealth v. Laird,
Although Appellant mentions that his mental impairments-could have provided a defense of insanity, see Appellant’s Brief at 44, he has not developed this assertion in any meaningful way. In order to prevail on an insanity defense, Appellant must prove by a preponderance of the evidence that, at the time he committed the offense, due to a defect of
A defense of insanity acknowledges commission of the act by the defendant, while maintaining the absence of legal culpability. Commonwealth v. Hughes,
C. Diminished capacity
Next, Appellant argues that under the Sixth Amendment, counsel had a duty to investigate thoroughly his background and mental health for purposes of developing evidence for the guilt phase mental-state defense of diminished capacity. Specifically, Appellant argues that he had diminished
The Commonwealth argues that the defense of diminished capacity, which requires a defendant to admit that he killed the victim, see Hughes,
We have explained that by asserting the limited defense of diminished capacity, “a defendant is attempting to prove that he was incapable of forming the specific intent to kill; if the defendant is successful, first degree murder is mitigated to third degree.” Commonwealth v. Legg,
Appellant did not admit to general criminal liability, and instead, as noted, testified in his defense that he did not participate in the crime in any way. N.T. 1/31/1985 at 98, 106. Where a defendant has denied committing a crime during his
D. Brady
Appellant also asserts that the Commonwealth violated Brady by failing to disclose to the defense the substantial information about his mental impairments that was in its actual or constructive possession, specifically, the 1979 and 1984 court records and the Danville and Fairview State Hospital records. To prevail on this claim, Appellant must plead and prove that “(1) the prosecutor has suppressed evidence; (2) the evidence, whether exculpatory or impeaching, is helpful to the defendant; and (3) the suppression prejudiced the defendant.” Carson,
The Commonwealth violates Brady when it fails to turn over to the defense information that is in the Commonwealth’s exclusive control. Spotz,
IV. Sun, Sponte Competency Hearing
In a related argument, Appellant argues that the trial court violated his due process rights by failing to hold a competency hearing sua sponte. According to Appellant, the trial court was aware of evidence indicating Appellant’s incompetency and should have ordered a competency hearing based on this evidence, notwithstanding counsel’s failure to request one. See Cooper v. Oklahoma,
The Commonwealth argues that this claim is waived because Appellant did not raise it on direct appeal. 42 Pa.C.S. § 9544(b). The Commonwealth further observes that Appellant has not explained why the trial court should have ordered
We agree with the Commonwealth. Appellant’s claim that the trial court should have ordered a competency hearing notwithstanding his failure to request one is waived, as it was not raised on appeal. 42 Pa.C.S. § 9544(b). Moreover, as discussed above in connection with Appellant’s claim of trial counsel ineffectiveness for failing to request a pre-trial competency hearing, Appellant has not produced evidence indicating that he was actually incompetent to stand trial. Finally, the case upon which Appellant relies, Drope, involves factual circumstances where the trial court was aware of indicia of incompetency before and during trial.
V. Statute of Limitations
In his next argument, Appellant argues that counsel was ineffective for failing to move to quash the charges of conspiracy to commit murder and possession of an instrument of crime (PIC) as time-barred. According to Appellant, his prosecution for these crimes was barred because the applicable two-year statute of limitations had expired by the time of his trial. See 42 Pa.C.S. §§ 5551-52.
The Commonwealth responds that this claim is not cognizable under the PCRA because Appellant has already served the sentences imposed for the crimes of conspiracy and PIC. See 42 Pa.C.S. § 9543(a)(1) (conditioning PCRA relief on the petitioner currently serving a sentence of imprisonment, probation or parole for the crime). The PCRA court rejected this claim on the merits, finding that the conspirators engaged in a cover-up that lasted until October 1982, when Green admitted her involvement and implicated Appellant, and, by these actions, the conspirators, including Appellant, tolled the statute of limitations.
Although the PCRA court reached the merits of this argument, we agree with the Commonwealth that this claim is not cognizable under the PCRA. To be “eligible for relief under the PCRA, a petitioner must be: (i) currently serving a sentence of imprisonment, probation or parole for the crime ...” 42 Pa.C.S. § 9543(a)(1). We have construed this provision to preclude PCRA relief where the petitioner is no longer serving a sentence for the crime at the time the PCRA court renders a decision. Commonwealth v. Ahlborn,
Appellant was sentenced to five to ten years’ imprisonment for conspiracy and two-and-one-half to five years’ imprisonment for PIC, to run consecutively to each other and concurrently with the death sentence. The result was a maximum aggregate sentence of fifteen years’ imprisonment for conspir
VI. Accomplice Witness Charge
Next, Appellant raises a claim of counsel ineffectiveness regarding the trial court’s accomplice witness charges. As background, this claim involves the testimony of Commonwealth witnesses Green and Rucker, and the adequacy of the trial court’s jury charge regarding these witnesses. Both witnesses were unsentenced co-conspirators who had pled guilty to conspiracy and third-degree murder and testified for the Commonwealth. Trial counsel requested a “corrupt and polluted source” charge with respect to these witnesses.
Kimberleigh Green and Levi Rucker are unsentenced co-conspirators of the defendant — are unsentenced co-conspirators allegedly in the conspiracy with this defendant and they have testified on behalf of the Commonwealth. In your*660 deliberations you may bear that in mind in assessing the credibility of their testimony as witnesses.
N.T. 2/1/1985 at 167. Counsel objected to this charge as invalid, and the trial court overruled the objection. Counsel did not challenge the trial court’s accomplice charge on direct appeal.
Appellant argues that counsel was ineffective for failing to challenge on appeal the trial court’s failure to give a proper corrupt and polluted source instruction.
The PCRA court treated this claim solely as one of trial court error and did not consider the claim of counsel ineffectiveness. Although not responsive to Appellant’s claim of counsel ineffectiveness, the PCRA court believed that even if Appellant was entitled to the corrupt and polluted source charge, he could not demonstrate that the charge would have changed the outcome of the trial. Specifically, examining the charge as a whole, rather than the isolated portion Appellant relied on, the PCRA court concluded that the trial court made-clear in other portions of the jury charge that Green and Rucker were co-conspirators, and explained how to evaluate their credibility by emphasizing that the jury should consider
We observe that Appellant is correct that the trial court’s jury charge did not include the standard charge for accomplice testimony, commonly referred to as the corrupt and polluted source charge. As we explained in Commonwealth v. Chmiel,
To establish prejudice from counsel’s failure to challenge the jury charge on appeal, Appellant must show that there is a reasonable probability that, but for counsel’s error or omission, the result of the proceeding would have been different. Commonwealth v. Colavita,
On direct appeal, our review of the jury charge would have required us to review the charge as a whole to determine whether it is fair or prejudicial. Commonwealth v. Williams,
The “corrupt source” charge in particular is designed specifically to address situations where one accomplice testifies against the other to obtain favorable treatment. It directs the jury to view the testimony of an accomplice with disfavor and accept it only with care and caution. Instead of the strong admonition to scrutinize carefully the testimony of Green and Rucker in accord with Pennsylvania Suggested Standard Jury Instruction (Criminal) (revised October 1981) Section 4.01, the jury was instructed that Green and Rucker were coconspirators allegedly in a conspiracy with Appellant who testified on behalf of the Commonwealth, and the jury should bear this in mind during their deliberations when assessing these witnesses’ credibility. N.T. 2/1/1985 at 167.
As the PCRA court observed, however, this was not the trial court’s sole instruction with regard to these witnesses’s testimony. The trial court also instructed the jury to weigh, analyze, and judge the credibility and reliability of the witnesses, N.T. 2/1/1985 at 101, 109-10; to consider whether a witness had a motive to lie, id. at 112; to consider whether bias or prejudice entered into a witness’s testimony, id.; and to consider whether the witness has an interest in the outcome of the trial that would color that witness’s testimony, id. Examining the charge as a whole, the trial court made clear to the jury that Green and Rucker were co-conspirators and directed the jury how to evaluate their credibility in light of these considerations.
Additionally, as the Commonwealth further develops, during Green’s and Rucker’s respective testimony, the prosecutor asked them about their plea agreements, which reduced the
In light of the totality of the jury charge and the evidence produced regarding Green’s and Rucker’s interest in testifying for the Commonwealth, Appellant cannot prevail on his ineffectiveness claim. He simply has not demonstrated that he would be able to prove that if counsel had challenged the jury charge on direct appeal, the result of his appeal would have been different. Therefore, Appellant has failed to plead sufficient prejudice to entitle him to relief.
VII. Burden of Proof Charge
Appellant next claims counsel ineffectiveness with regard to the trial court’s instruction on the burden of proof. Specifically, the trial court instructed the jury as follows: “The question for you to decide, ... is not which side produced the most evidence, but, instead, which evidence you believe.” N.T. 2/1/1985 at 148. In this regard, Appellant argues that counsel was ineffective for not objecting to this instruction and not challenging this aspect of the jury charge on direct appeal for two reasons: (1) because the charge improperly imposed a burden on Appellant to produce evidence by implying that the prosecution must prevail unless Appellant produced some evidence for the jury to believe; and (2) because the charge relieved the Commonwealth of its burden to prove every element of the crimes charged beyond a
The Commonwealth argues that the charge as a whole did not dilute its burden of proof. The PCRA court found that the portion of the charge quoted above was part of the discussion about evaluating the credibility of witnesses. In another portion of the charge, the trial court instructed the jury that the Commonwealth had the burden of proving Appellant guilty beyond a reasonable doubt. Examining the charge as a whole, the PCRA court rejected Appellant’s claim.
The Due Process Clause emphatically protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged. In re Winship,
Viewing the charge as a whole, as we must, see Commonwealth v. Smallwood,
It is not — let me say that again — it is not — N-O-T the defendant’s burden to prove that he is innocent. Instead, it is the Commonwealth that always has the burden of proving each and every element of the crime charged and that the defendant is guilty of that crime beyond a reasonable doubt. Now, although in this case the defendant did present witnesses on his own behalf and he did take the stand in his own defense, a person accused of a crime is not required to present evidence or to prove anything in his own defense.*665 If the Commonwealth’s evidence fails to meet its burden, then your verdict must be not guilty.
N.T. 2/1/1985 at 105-06. This charge properly instructed the jury that the Commonwealth was required to prove beyond a reasonable doubt every element of the crimes charged.
The single statement to which Appellant refers was made while the court was discussing the credibility of witnesses where their testimony conflicted. The trial court’s instruction about witness credibility conformed to the standard jury instruction not to make a decision based on which side presented the greater number of witnesses or the greater amount of evidence. See Pennsylvania Suggested Standard Jury Instructions (Criminal) Section 7.04. We will not take the witness credibility portion of the charge and consider it to the exclusion of the proper reasonable doubt charge. Accordingly, this claim fails.
VIII. Accomplice and Co-conspirator Liability Instruction
Next, Appellant argues that trial counsel was ineffective for failing to object to the trial court’s accomplice and co-conspirator. liability instructions as violative of due process because the instructions allowed the jury to find Appellant guilty of first-degree murder without proof beyond a reasonable doubt that he, rather than an accomplice or co-conspirator, had specific intent to kill. The trial court instructed as follows:
A defendant may by reason of being a member of a conspiracy become personally liable for a crime even though he did not personally commit it. You may find the defendant guilty of the crime of murder as a conspirator if you are satisfied beyond a reasonable doubt — first—that the defendant agreed with another person or persons that they or one of them would commit the crime of murder, or that the defendant would assist in the crime of murder; that the defendant did so with the intent of promoting or facilitating the commission of that crime and that while the agreement remained in effect the crime of murder was committed and*666 the crime of murder was committed in furtherance of the common design of the conspiracy.
Also, you may find the defendant guilty of a crime without finding that he personally engaged in the conduct required for the commission of that crime, or even that he was personally present when the crime was committed.
A defendant is guilty of a crime if he is an accomplice of another person who commits a crime, however a defendant does not become an accomplice by being present at the scene or by knowing about a crime or by knowing that a crime is about to be committed, he is an accomplice if with the intent of promoting or facilitating the commission of the crime he aids in its commission, or he attempts to aid in the commission, and, or, assists the person who actually commits the crime.
Now, you may find the defendant guilty or [sic] a crime on the theory that he was an accomplice as long as you are satisfied beyond a reasonable doubt that the crime was committed and that the defendant was an accomplice of the person who committed that crime.
N.T. 2/1/85 at 142-44.
According to Appellant, this co-conspirator liability instruction permitted a conviction of first-degree murder where the object of the conspiracy is something other than murder, and created the reasonable probability that the jury understood these instructions as allowing a first-degree murder conviction based on a general agreement to commit a crime. Further, according to Appellant, the accomplice liability instruction did not state that the jury must find the defendant an accomplice to the particular crime or explain that the defendant, as an accomplice, must have the specific intent to kill, and instead indicated that the jury could convict of first-degree murder if it believed Appellant was an accomplice to any crime. Appellant’s claim, therefore, is that counsel was ineffective for failing to object to these instructions.
The Commonwealth’s argument that Appellant’s conviction for first-degree murder was premised on his act of shooting the victim rather than on accomplice or co-conspirator liability is well-taken. Appellant’s first-degree murder conviction was premised on the evidence of an intentional killing. Specifically, the evidence established that Appellant approached the victim from behind, shot him once, and, as the victim attempted to stand, shot him three more times. Smith,
IX. Ineffectiveness of Trial Counsel
Appellant’s next issue has three sub-parts, each premised on counsel’s alleged ineffectiveness.
A. Robert Easley stipulation
Appellant testified in his defense at trial that he was not with Green or Rucker on the night of the murder and was nowhere near the location of the shooting. He specifically testified that on the night of the murder, he did not attend a
The Commonwealth argues that the stipulation about Easley was not an admission that Appellant was at Easley’s party, but merely an agreement that Easley would testify that Appellant was there. The PCRA court rejected this claim, finding that the stipulation was not an admission to the truth of Easley’s rebuttal testimony, and that counsel had a reasonable strategy to stipulate to Easley’s testimony rather than have the Commonwealth produce him as a witness. Specifically, the PCRA court reasoned that entering into the stipulation limited the impact of Easley’s testimony, because it prevented a live witness from testifying to Appellant’s presence at a party which Appellant denied attending.
We agree with the Commonwealth and the PCRA court. Appellant has misconstrued the nature of the stipulation. It was not an admission that Appellant was at Easley’s party and therefore lied during his testimony. Rather, it was an agreement that if the Commonwealth called Easley in rebuttal, he would testify that he saw Appellant at the party. The trial court explained to the jury that a stipulation was simply an agreement to incorporate the testimony of a witness who, if called, would testify to exactly what was being stipulated. There is no merit to Appellant’s argument that counsel should not have agreed to the stipulation. Moreover, Appellant has not demonstrated that the outcome of the case would have been different if trial counsel had an opportunity to cross-examine Easley. See Commonwealth v. Fletcher,
B. Expert testimony stipulation
During trial, the prosecutor offered a stipulation that a criminologist for the Philadelphia Police Department would have testified that lab reports revealed the presence of human •blood and holes in the victim’s clothing. The prosecutor also offered a stipulation based on ballistic evidence that the criminologist would testify that tests performed on these holes revealed that the distance between the victim and the gun was at least one foot. Counsel agreed to the stipulations. Appellant argues that counsel was ineffective for agreeing to the stipulations because they suggested to the jury that Appellant had personal knowledge of the crime scene and how the victim died.
The Commonwealth argues that this claim is frivolous because Appellant was not prejudiced by the stipulations. The PCRA court held that counsel’s decision to agree to the stipulations was part of a reasonable strategy because it minimized the emotional impact this testimony could have had, and, additionally, that Appellant cannot demonstrate prejudice. See Commonwealth v. Cheatham,
We are not persuaded that Appellant was prejudiced because counsel agreed to these stipulations. See Fletcher,
C. Cross-examination
Next, Appellant claims that counsel’s cross-examination of several Commonwealth witnesses (Green, Rucker, and Harris) bolstered their credibility. According to Appellant,
Q: Now do you remember telling the police on June 23, 1979 that someone named June did the shooting?
A. Yes.
Q. And you described him as being a member of the Somerville gang ... ?
A. Yes.
Q. You said you saw him with another dude; is that right?
A. Yes.
Q. And all those statements were not true; isn’t that correct?
A. Yes.
N.T. 1/28/1985 at 81. Second, with regard to Rucker:
Q. Do you remember hearing this question and making this response — (reading): “Question: Did Melvin Smith tell you he was going to kill Davis Kelly?” “Answer: No.” Do you remember hearing that question, making that response?
A. Yes.
Q. That was not true.
A. No.
Q. And then — (reading): “Question: Did you see Melvin with a gun the night that Davis Kelly was killed?” “Answer: He did not show me no pistol.” Do you remember hearing that question, making that response?
A. Yes.
Q. That was not true?
A. No.
Q. That [June 23, 1979] answer was not the truth; was it?
A. No.
Q. Now, Ma’am, you were asked about the individual who was with the shooter, do you remember being asked by Detective McNesby about that person?
A. Yes.
Q. Do you remember being asked this question on page 5 — (reading): “Question: What was the other person wearing; describe him?” “Answer: He had on a white tee shirt, blue overalls.” “Question: Do you recognize this male?” “Answer: No.” Do you recognize—
A. Yes.
Q. That is not true; is it?
A. No.
Q. You, in fact, did know Levi Rucker.
A. Yes.
* * *
Q. [Regarding a statement Harris made to police on July 7, 1979]: At that time did you tell Detective Fry that you knew [the shooter] was James Melvin Smith?
A. No, I didn’t.
Q. But you in fact did know who it was.
A. I did.
N.T. 1/29/85 at 146-49. According to Appellant, in each of these instances trial counsel violated the cardinal rule of cross-examination never to ask the witness to explain the inconsistency of a prior statement.
The Commonwealth argues that in each instance, trial counsel emphasized to the jury that the witnesses were liars. The Commonwealth also notes that trial counsel likely asked these questions in a sarcastic tone, implying to the jury that, having
As we have explained, testimony which the defendant believes was not helpful by hindsight does not lay the groundwork for an allegation of ineffectiveness. Commonwealth v. Williams,
Trial counsel’s cross-examination of these Commonwealth witnesses elicited their prior inconsistent statements and questioned the veracity of their trial testimony given these prior inconsistencies. Trial counsel succeeded in impeaching these witnesses and portraying them as liars. We are not persuaded that if counsel had chosen some other course of cross-examination that there is a reasonable probability that
X. Prior Bad Acts
Appellant’s penultimate group of issues involves evidence of his prior bad acts. As background, Appellant’s sister Barbara testified for the defense to establish a motive for Green falsely to implicate Appellant. Specifically, Barbara testified that she had been in a romantic relationship with Green when Appellant discovered Green and Barbara in bed together. He reacted violently: he “grabbed [Green], beat her up and told her not to come to the house anymore.” N.T. 1/31/1985 at 5.
During cross-examination the prosecutor read from an affidavit Barbara had signed at an earlier date that provided more detail: “My brother, [Appellant], called Kim a bitch and started beating Kim up. Kim fought back, but my brother was too strong for her. [Appellant] knocked Kim on the floor and kicked her in the head and back and started to choke her.” Id. at 38-39. Counsel objected, and the trial court overruled the objection. The prosecutor continued reading from the affidavit: “I had to stop my brother from choking Kim to death by grabbing his arms. Then [Appellant] dragged Kim down the steps of our house and threw her on the ground in front of our house outside. [Appellant] then told Kim that she was lucky, but if he sees her again messing with his sister he was going to kill her.” N.T. 1/31/1985 at 39-40. According to the affidavit, Green responded by saying that it was not the last time Appellant would see or hear from her. Id. The prosecutor asked Barbara if that was her exact
Before addressing the claims that are properly before us, we must dispose of the claims that are clearly waived. Specifically, Appellant raises several related waived claims. First, Appellant argues that the trial court erred when it admitted the affidavit evidence during Barbara’s cross-examination over counsel’s objection. Because trial counsel objected to the admission of the affidavit evidence, but did not challenge the admission of this evidence on appeal, this claim is waived. 42 Pa.C.S. § 9544(b) (an allegation is waived “if the petitioner could have raised it but failed to do so before trial, at trial, on appeal or in a prior state post-conviction proceeding.”). Second, Appellant argues that the trial court erred because it did not give a limiting instruction about how the jury should consider the affidavit evidence. Because trial counsel did not request a limiting instruction, this claim of trial court error is also waived. Id. Third, Appellant argues that the prosecutor engaged in prosecutorial misconduct during closing arguments when he referred back to the affidavit evidence. Because trial counsel objected to the prosecutor’s closing argument but did not raise this issue on appeal, it is waived. Id. Fourth, Appellant argues that the trial court erred for failing to sustain counsel’s objection during the prosecutor’s closing. This claim is waived because counsel did not pursue it on appeal. Id. Fifth, Appellant argues that counsel was ineffective for failing to request a limiting instruction regarding how the jury should receive the affidavit evidence. He did not, however, raise this claim in his PCRA petition, and it is, therefore, waived. See Pa.R.A.P. 802(a).
The Commonwealth and the PCRA court considered Appellant’s arguments based on the affidavit evidence to be one claim. The Commonwealth argues that the claim arising from the affidavit evidence is meritless because Barbara testified for the defense that when Appellant discovered her engaging in sexual activity with Green, he reacted violently. The PCRA court similarly concluded that the affidavit evidence was admissible because defense counsel opened, the door to it by bringing out on direct examination the nature of Appellant’s prior altercation with Green.
Addressing Appellant’s claims that trial counsel was ineffective for failing to prohibit the Commonwealth’s use of the affidavit evidence and for failing to appeal directly therefrom, we observe that we can dispose of these contentions together. All claims rise and fall on the admissibility of the affidavit evidence. If the evidence was admissible, there is no merit to Appellant’s contention that counsel was ineffective for failing to object during closing or failure to raise the issue on appeal.
The record reveals that the purpose of trial counsel’s direct examination of Barbara was to elicit testimony establishing Green’s motive falsely to implicate Appellant. Trial counsel succeeded in establishing Green’s motive when he obtained Barbara’s testimony that when Appellant discovered her relationship with Green, he grabbed Green, beat her up, and told her not to come to the house anymore, and that Green, in response, promised that it was not the last time Appellant would see or hear of her. In furtherance of this direct examination by the defense, the prosecutor questioned Barbara with the affidavit in which she provided a more detailed
XI. Cumulative Error
Finally, Appellant argues that he is entitled to relief because the cumulative effect of these purported errors was to deny him a fair trial, effective assistance of counsel, and the heightened procedural safeguards constitutionally required in capital cases. The only claims we have resolved solely on prejudice grounds are the claims regarding the accomplice witness charge, trial counsel’s stipulations regarding expert
Conclusion
For the foregoing reasons, we affirm the order of the PCRA court.
Notes
. Harris was related by marriage to Green.
. This subsection provided as follows:
(2) That the conviction or sentence resulted from one or more of the following:
(i) A violation of the Constitution of Pennsylvania or laws of this Commonwealth or the Constitution of the United States which, in the circumstances of the particular case, so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place.
(ii) Ineffective assistance of counsel which, in the circumstances of the particular case, so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place.
(iii) A plea of guilty unlawfully induced where the circumstances make it likely that the inducement caused an individual to plead guilty.
(iv) The improper obstruction by Commonwealth officials of the petitioner's right of appeal where a meritorious appealable issue existed and was properly preserved in the trial court.
(v) A violation of the provisions of the Constitution, law or treaties of the United States which would require the granting of Federal habeas corpus relief to a State prisoner.
(vi) The unavailability at the time of trial of exculpatory evidence that has subsequently become available and would have changed the outcome of the trial if it had been introduced.
(vii) The imposition of a sentence greater than the lawful maximum.
(viii) A proceeding in a tribunal without jurisdiction.
. Pennsylvania Rule of Criminal Procedure 909(B) requires a court to hold an evidentiary hearing on all genuine issues of material fact raised in a capital PCRA petition. The PCRA court’s decision not to hold a hearing will only be reversed when the court abused its discretion. Commonwealth v. Steele,
. Appellant attempts to overcome waiver by relying on the pertinent version of the PCRA, which explains that to be eligible for relief a petitioner must plead and prove that an allegation of error that has been waived "has resulted in the conviction or affirmance of sentence of an innocent individual.” 42 Pa.C.S. § 9543(a)(3)(ii). We decline to exempt Appellant from our finding of waiver because he has not demonstrated that the trial court’s denial of the motion to withdraw has resulted in his conviction despite his actual innocence.
. Alternatively, Appellant claimed in his PCRA petition that counsel was ineffective for failing to appeal the trial court’s denial of his motion to withdraw. He has not renewed this argument in his brief to this Court.
. See Brady v. Maryland,
. Specifically, at the suppression hearing, counsel cross-examined Harris about the voluntariness of her identification of Appellant to police two weeks before trial, and Harris denied the existence of police pressure to lie:
Counsel: What did they [the police] say to you?
Harris: Tell the truth.
Counsel: And did they tell you what the truth was?
Harris: No, I knew the truth.
Notes of Testimony (N.T.) 1/7/1985 at 39.
. Indeed, the forceful cross-examination seemingly gave Harris every opportunity to disclose the alleged police coercion and the truth about who shot the victim. Moreover, recantation evidence such as this has been described as notoriously unreliable, particularly where the witness claims to have committed perjury. See Commonwealth v. Johnson,
. Batson was decided after Appellant's trial, but five days before counsel filed the last post-trial motion.
. See Racial Discrimination and the Death Penalty in the Post-Furman Era: An Empirical and Legal Overview, with Recent Findings from Philadelphia, David Baldus, George Woodworth, et al., 83 Cornell L. Review 1638 (1998).
. The PCRA court in Sneed did not have the benefit of our decision in Uderra, which was decided after the PCRA court granted relief, and obviously could not be considered with respect to the showing required. Sneed,
. Appellant has not offered an affidavit from trial counsel.
. 18 Pa.C.S. § 315 provides:
(a) General rule. — -The mental soundness of an actor engaged in conduct charged to constitute an offense shall only be a defense to the charged offense when the actor proves by a preponderance of evidence that the actor was legally insane at the time of the commission of the offense.
(b) Definition. — For purposes of this section, the phrase "legally insane” means that, at the time of the commission of the offense, the actor was laboring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing or, if the actor did know the quality of the act, that he did not know that what he was doing was wrong.
. In 1984 the legislature eliminated the statute of limitations for conspiracy to commit murder. See 1984 P.L. 199 (Dec. 14, 1984), codified at 42 Pa.C.S. § 5551.
. At the time of Appellant's trial this instruction, the Accomplice Testimony instruction 4.01 of the Pennsylvania Suggested Standard Jury Instructions: Criminal section (revised October 1981), provided in relevant part as follows:
When a Commonwealth witness was so involved in the crime charged that he was an accomplice, his testimony is to be judged by special precautionary rules. Experience shows that an accomplice, when caught, will often try to place the blame falsely on someone else.
These are the special rules that apply to accomplice testimony: First, you should view the testimony of an accomplice with disfavor because it comes from a corrupt and polluted source. Second, you should examine the testimony of an accomplice closely and accept it only with care and caution.
Commonwealth v. Chmiel,
. Appellant also argues that counsel was ineffective for failing to request an anti-corroboration instruction, which would have instructed the jury that "the testimony of one accomplice may not be used' to corroborate the testimony of another accomplice.” Appellant, however, did not raise this issue in his PCRA petition, and it is, therefore, waived. Pa.R.A.P. 302(a) (claims cannot be raised for the first time on appeal).
. Appellant also claims that the trial court erred by failing to instruct the jury adequately and consistently with the standard jury instruction for accomplice testimony. Because counsel objected to the charge, but declined to raise this issue on appeal, it is waived. 42 Pa.C.S. § 9544(b) (an allegation is waived “if the petitioner could have raised it but failed to do so before trial, at trial, on appeal or in a prior state post-conviction proceeding.”).
. Appellant also argues that this charge was trial court error. This claim is waived because Appellant did not object at trial. See 42 Pa.C.S. § 9544(b). The only viable claim is that counsel was ineffective for failing to object.
. Appellant's related claim of trial court error is waived because Appellant did not object to the jury charge in this respect at trial. 42 Pa.C.S. § 9544(b) ("For purposes of this subchapter, an issue is waived
. Apparently, presence at Easley’s party could have connected Appellant to a gun on the evening of the murder. According to the Commonwealth, if trial counsel had questioned Easley about whether he recalled seeing Appellant at the party, Easley would have revealed that the basis of his recollection of seeing Appellant that night was that Appellant had shown him a gun during the party.
. The Prothonotary of the Supreme Court is directed to transmit a complete record of this case to the Governor in accordance with 42 Pa.C.S. § 971 1(i).
Dissenting Opinion
dissenting.
This case reflects multiple irregularities, which are far too prevalent in the capital post-conviction arena. The matter has languished in the PCRA court for the better part of two decades. Several attorneys who have represented Appellant on post-conviction did very little or nothing to advance the case. See Majority Opinion, at 619-20,
This Court has spoken of a “considerable degree of discretion afforded to PCRA courts in disposing of collateral petitions under the PCRA.” Given the unconscionable delay, disarray, and inconsistencies we are seeing in these cases, I fail to see how this sort of generalized deference can be justified any longer.
I have observed on previous occasions that “the Court would give better effect to the values of regularity and fairness that are essential to the judicial function by requiring closer and more consistent adherence to the procedures that have been designed to ensure the reliability of criminal convictions, particularly in the capital arena, where the need for reliability is at its greatest.” Commonwealth v. Bryant,
As I believe Appellant was entitled to an evidentiary hearing, I respectfully dissent in favor of a remand for a prompt hearing and essential fact-finding by the PCRA court.
. Addressing claims in the absence of fact-finding fosters appellate-level superficialities and incongruities. For example, in the present case, the majority explains that a recantation declaration provided by eyewitness Betty Harris cannot be after-discovered evidence, because counsel could have learned of the information by interviewing her prior to trial. See Majority Opinion, Op. at 628-30,
The alleged lack of an adequate pre-trial, guilt-phase investigation is also particularly troublesome where, as here, the Commonwealth is stipulating that counsel rendered deficient stewardship relative to the other critical phase of the trial.
