Lead Opinion
OPINION OF THE COURT
A jury convicted appellant of rape, statutory rape, kidnapping, corruption of a minor and possession of an instrument of crime in a related series of occurrences involving a twelve year old girl.
Upon such review we find both the arrest without a warrant and the forcible entry were justified under the law then in effect,
At the time the police made the warrantless arrest, they had been refused entry to an apartment a lady across the hall had told them was occupied by Clarence Norris and his brother. It had the same number as the apartment the victim had told them she was forcibly taken to at knifepoint. The victim also told the police that her assailant had been called Clarence by a person in the building and the building itself matched her description.
She had given this description to police in an interview the evening of the crime, shortly after she had become hysterical and hung up after appellant had called her at home. The
Appellant argues that the forcible entry by the police into his apartment, after an announcement of authority but without an express announcement of purpose, was unlawful.
This contention is devoid of merit. It is well-established that “[a]n announcement of both authority and purpose is required before a door can be broken down, absent exigent circumstances.” Commonwealth v. Newman,
We are satisfied in this case that the officers’ partial noncompliance with the “knock and announce” requirement was justified by the presence of exigent circumstances. We recognize that only a limited number of circumstances can be considered to excuse compliance with this Fourth Amendment protection.
Without question, the police in this case had reason to believe that the suspect was armed and might resist arrest, thus increasing the officers’ peril. See United States v. Scott,
With regard to appellant’s second contention, since the arrest was lawful, it is well settled that police could make a search incident to that arrest, of those areas from which they might expect danger, for the purpose of insuring themselves against such danger. Chimel v. California,
Here the police had every reason to believe a firearm was available to the occupants of the apartment and that one of its usual occupants, appellant’s brother, whom appellant had implicated in his threats of harm to the victim, was unaccounted for in the living room. To expect these officers to turn their backs on the bedrooms is to expect too much. They therefore had a right to enter the bedroom to insure their safety from that quarter. Warden v. Hayden,
Since the police had a right to enter the bedroom both to insure their own safety and to obtain evidence in plain view they had probable cause to believe would aid in conviction, they had a right to seize the knife one of them saw in plain view when he entered that bedroom. Since the exigencies of the situation had already justified the intrusion into the bedroom without a warrant, the suppression court properly inferred that seizure of the knife from the table, where it was in plain view, did not broaden the scope of the intrusion.
The situation with respect to the gun found under the mattress, however, is different. In fact, that difference nicely points up the distinction between the proper bounds of an exigent warrantless search and its incremental extension into an unreasonable intrusion. The gun could not have been seen without a thorough search of the bedroom. That search occurred after defendant was securely held and after it was apparent there was no one else in the apartment to endanger the officers. The failure to suppress it and its use at trial were, therefore, in error. Indeed, the Superior Court so found and the Commonwealth concedes it here. Nevertheless, we are satisfied such error was harmless under the test announced in Chapman v. California,
Under the test adopted by this court in Commonwealth v. Story, supra, evidence improperly admitted can be treated as harmless on any one of three grounds, namely, that the evidence of guilt, without regard to the tainted evidence, is so overwhelming that conviction would have followed beyond a reasonable doubt without regard to it, that the tainted evidence was merely cumulative of other proper persuasive evidence on the issue for which it is offered, or that it was so slight or tangential in its effect that its influence on the jury can be determined to have been de minimis.
While the untainted evidence against this defendant is, indeed, overwhelming, we prefer not to rest our holding on that ground in the light of the Story analysis because the overwhelming evidence against defendant was contradicted by him, albeit somewhat incredibly, when he took the stand and denied commission of the criminal acts with which he was charged.
Since the jury had properly before it strong and varied proper evidence of defendant’s use of deadly weapons to overcome his twelve year old victim’s resistance, it would be possible to analyze the effect of the gun in this case as merely cumulative. The victim testified he had threatened her with a gun and a knife, he admitted the knife was his
However, on the facts of this case we prefer to ground our holding that the improper admission of the gun was harmless on the de minimis effect it must have had on the jury on all the charges except possession of an instrument of crime. In Commonwealth v. Settles,
Here the gun was irrelevant on all the charges but possession. In fact the victim, the prosecution’s key witness, repudiated the gun offered at trial and described another gun as the one stuck in her side. Defense counsel utilized this testimony in his closing to attack the credibility of the victim’s testimony.
The improperly admitted gun was largely irrelevant, if not cumulative, entirely tangential to the issues on rape, statutory rape and corruption and apparently inconsistent with the other prosecution evidence. As such it was de minimis on those charges and we so hold.
Finally, appellant, citing Commonwealth v. Walker,
Judgments of sentence affirmed.
Notes
. Commonwealth v. Williams,
. The exigent circumstances set forth in Dorman v. United States,
. They also had a right to seize such evidence they had probable cause to believe would aid in conviction. Warden v. Hayden,
. Stasiak was interested in the clothing and bedding he had seen from the living room. Stasiak asked this be catalogued and bagged before seizure. Such precautions were proper. It was apparently while this was lawfully taking place that Strunk, lawfully present, saw the knife.
. To qualify as harmless the appellate court must be satisfied “beyond a reasonable doubt” that the error did not influence the jury in its finding of guilt. While the use of such a standard might seem more appropriate to apply to a fact finder’s judgment than that of an appellate court judging errors of law, we are, nevertheless, required to follow it, at least in applying the federal constitution Chapman v. California, supra.
. The application of a single test to both constitutional errors and those of law reduces the issues in this case since the admission of the gun is attacked as improper under both the Fourteenth Amendment to the Federal Constitution incorporating the Fourth Amendment prohibition of unreasonable searches and the general law relating to relevancy.
. In the light of our conclusion that the error here was de minimis, we need not decide whether overwhelming evidence can ever overcome an erroneous admission if defendant presents any evidence from which his lack of participation in the criminal conduct charged can be inferred. We have already held the overwhelming evidence test can be applied where the contradictory evidence goes only to mens rea. Commonwealth v. Thornton,
. The victim testified that the gun she was threatened with in the park was white and silver, while the gun introduced at trial was brown and grey.
. The Commonwealth contends that this issue has been waived, since appellant raised it for the first time in the Superior Court. However, because appellant challenges only the legality of the sentences imposed on these convictions, and not the validity of the convictions themselves, the claim has not been waived. Commonwealth v. Walker, supra.
. The crime of rape is defined, in relevant part, as follows:
A person commits a felony of the first degree when he engages in sexual intercourse with another person not his spouse:
(1) by forcible compulsion;
(2) by threat of forcible compulsion that would prevent resistance by a person of reasonable resolution;
18 Pa.C.S.A. § 3121.
. Corruption of minors was defined, in relevant part, as follows:
(a) Offense defined. — Whoever, being of the age of 18 years and upwards, by any act corrupts or tends to corrupt the morals of any child under the age of 18 years, or who aids, abets, entices or encourages any such child in the commission of any crime, or who knowingly assists or encourages such child in violating his or her parole or any order of court, is guilty of a misdemeanor of the first degree
18 Pa.C.S.A. § 3125 which was in effect at the time of defendant’s offense was repealed and reenacted as amended by the Act of July 1, 1978, P.L. 573, No. 104, eff. August 30, 1978, 18 Pa.C.S.A. § 6301.
Dissenting Opinion
dissenting.
I cannot agree with the majority that appellant’s arrest was lawful and so I must dissent.
The testimony at trial reveals the following facts incident to appellant’s arrest. Appellant, armed with a knife and a gun, kidnapped a young girl from a park, led her back to his apartment, and raped her. After he assaulted her, appellant walked the victim to a bus stop, gave her busfare, and sent her home. Later that evening, appellant called the victim on the telephone and threatened her with more harm should she report the incident. The victim thereafter informed her family, who immediately contacted the police. A detailed description of appellant, his clothing, his apartment building, and his apartment number was provided by the victim to the police. That same night, at approximately 11 p. m., police detectives drove to appellant’s apartment building and went to apartment 12, the scene of the attack.
Although the police detected loud music and lights emanating from the apartment, there was no response to their knocking. A woman who lived across the hall informed them that someone fitting the description of the suspect resided there. The detectives thereafter called for a backup unit; after it arrived, the police knocked for several more minutes, announcing who they were. After meeting with no response, a detective forced open the door and arrested appellant.
Initially, I must note my agreement with the majority that a warrant was not required for an arrest in the dwelling place prior to our ruling in Commonwealth v. Williams,
In Commonwealth v. Newman,
It is undisputed that the existence of exigent circumstances would justify entry without proper announcement. In Ker v. California,
Various other factors can obviate the knock and announce requirement, including those situations where the police have valid grounds for being virtually certain that the resident knows their purpose. Commonwealth v. Newman, supra. In Commonwealth v. Williams, supra, this Court enumerated other circumstances which may constitute exigent circumstances by adopting the factors considered in Dorman v. United States,
The Commonwealth argues, and the majority agrees, that because the police knocked on appellant’s door for approximately twenty minutes, identified themselves as police, and received no response, an announcement of purpose would have been a useless gesture. Moreover, the prosecution asserts that a substantial possibility existed that appellant could escape or destroy evidence if they waited any longer. Finally, the Commonwealth contends that appellant must have been aware of the purpose of the police because of his earlier telephoned threat to the victim.
No one could argue that a twenty-minute wait was anything but reasonable. In fact, this Court has never demanded such a lengthy wait, but only a sufficient period for the police to have formed a reasonable belief that the occupants did not intend to permit peaceful entry. See Commonwealth v. DeMichel,
However, the detectives advanced no reasons as to why they did not announce their purpose. Time constraints clearly would not have prohibited such a statement. More
It is uncontested that there was no announcement of purpose in the instant case. Yet at the time of appellant’s arrest, the law clearly required that before a police officer enters a private dwelling to conduct a search or make an arrest, he must give notice of both his identity and purpose. Commonwealth v. Newman, supra; United States ex rel. Ametrane v. Gable,
“We are duly mindful of the reliance that society must place for achieving law and order upon the enforcing agencies of the criminal law. But insistence on observance by law officers of traditional fair procedural requirements is, from the long point of view, best calculated to contribute to that end. However much in a particular case insistence upon such rules may appear as a technicality that inures to the benefit of a guilty person, the history of the criminal law proves that tolerance of short-cut methods in law enforcement impairs its enduring effectiveness. The requirement of prior notice of authority and purpose before forcing entry into a home is deeply rooted in our heritage and should not be given grudging application.”
Miller v. United States, supra,
I do not believe that the police were excused from announcing their purpose prior to achieving the entry in this
Dissenting Opinion
dissenting.
The majority has erroneously treated two separate, independent searches of appellant’s bedroom as one and hence has erroneously concluded that evidence in “plain view” was constitutionally obtained. The knife which the victim identified at trial as having been used by appellant was recovered by police not during a protective search “to insure their safety” but during the same unjustified search of the bedroom which the majority holds resulted in the unconstitutional seizure of the gun. The conclusion is inescapable that not simply the gun but also the knife seized during that search was unconstitutionally obtained and that the admission of both of these weapons into evidence was reversible error. Thus I dissent.
Three police officers entered appellant’s apartment to arrest him. While two officers remained in the living room with appellant, Detective Stasiak made a cursory search of appellant’s bedroom. Detective Stasiak testified that during this search he saw “[j]ust the clothing and the fenders.”
The Supreme Court of the United States has made clear that “plain view alone is never enough to justify the warrantless seizure of evidence.” Coolidge v. New Hampshire,
“What the ‘plain view’ cases have in common is that the police officer in each of them had a prior justification for an intrusion in the course of which he came inadvertently across a piece of evidence incriminating the accused.”
Id. at 446,
As the improper admission of the knife and gun, which were used to link appellant directly to the crimes with which he was charged, cannot be considered harmless error, the order of the Superior Court should be reversed and the case remanded for a new trial.
. Notes of Testimony at 86.
. Id. at 66.
. Id. at 101.
. Id. at 84.
