Commonwealth v. AccaputoCommonwealth v. Accaputo
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On Mаy 31, 1978, an administrative inspection warrant was issued by a judge of the Municipal Court of the City of Boston directing a State police officer to conduct an administrative inspection of the Commercial Wharf Pharmacy. On June 1, 1978, the officer, accompanied by five other police officers and a special agent of the Board of Registration in Pharmacy, executed the warrant. During the course of the inspection the police discovered and seized various items, including a gun, a shopping bag containing drugs, drugs from the shelves of the pharmacy, and certain records. In response to police interrogation, the defendant made inculpatory statеments relating primarily to the gun and the shopping bag containing drugs. The defendant An
The defendant subsequently was indicted on two counts of receiving stolen goods, one count of unlawfully defacing, mutilating, and obliterating the serial and identification numbers of a firearm, and thirty-six counts of unlawfully distributing and dispensing narcotic drugs in violation of G. L. c. 94C. The defendant’s motion to suppress the evidence seized and his statements and for the return of property illegally seized was denied after a hearing in the Superior Court. 1 The defendant’s application for interlocutory appeal was allowed by a single justice of this court.
The defendant claims that the motion judge erred in denying his motion to suppress. To support this claim he argues that the seizure of all items was illegal because the administrative inspection warrant contained no specific authority to seize any item; that an administrative inspection warrant issued pursuant to G. L. c. 94C cannot support a detailed, general search of the premises to be inspected; and that the search of the defendant’s premises and the seizure of his property exceeded the reasonable scope of an administrative inspection. As to the inculpatory statements made by him, the defendant claims that they were illegally obtained in violation of his constitutional rights as defined in Miranda v. Arizona, 384 U.S. 436 (1966). We shall state the facts, as found by the judge, at relevant points of this opinion. Before reaching the question of the merit of the defendant’s claims we think it appropriate to set forth the relevant principles of law.
We consider first the reach of the Fourth Amendment to the United States Constitution with respect to the Controlled
The commercial nature of “controlled premises” does not preclude Fourth Amendment protection.
Marshall
v.
Barlow’s, Inc.,
436 U.S. 307, 311 (1978).
See
v.
Seattle,
387 U.S. 541, 543 (1967). “The businessman, like the occupant of a residence, has a constitutional right to go about his business free from unreasonable official entries upon his private commercial property. The businessman, too, has that right placed in jeopardy if the decision to enter and inspect for violation of regulatory laws can be made and enforced by the inspector in the field without official authority evidenced by a warrant.”
Marshall
v.
Barlow’s, Inc., supra
at 312, quoting from
See
v.
Seattle, supra
at 543. Unless some recognized exception to the warrant requirement applies, a warrant is required to conduct an administrative inspection.
Marshall v. Barlow’s, Inc., supra
at 313. The United States Supreme Court has recognized that “ [cjertain industries have such a history of government oversight that no reasonable expectation of privacy, see
Katz
v.
United States,
389 U.S. 347, 351-352 (1967), could exist for a proprietor over the stock of such an enterрrise. Liquor (Colonnade[
2
]) and firearms (Biswelf[
3
]) are industries of this type.”
Marshall
v.
Barlow’s, Inc., supra
at 313. Inspections of such pervasively regulated business “may proceed without a warrant where specifically authorized by statute.”
United States
v.
General Laws c. 94C does not authorize warrantless inspections, absent consent or exigent circumstances described by
The companion cases
Camara
v.
Municipal Court of the City & County of San Francisco,
387 U.S. 523 (1967), and
See, supra,
are central to an analysis of the interplay between the warrant requirement contained in
An administrative inspection warrant can support only this limited type of intrusion; it cannot support the type of search attendant on a criminal investigation. Such a warrant certainly cannot support a general exploratory search for incriminating evidence. See
Camara, supra
at 537;
United States v. Montrom,
345 F. Supp. 1337, 1343 (1972). See also
Marron v. United States,
275 U.S. 192 (1927). Thus, where an administrative inspection exceeds the limited scope set forth in
The warrant in the case at bar does not contain a statement of the purpose of the inspection; nor does it contain a description of the items to be inspected and seized; nor does
The Commonwealth argues that the warrant should be read in conjunction with the warrant application, which did request authorization “to seize any and all items which are used in violation of any provision of Chapter 94C, M.G.L., or . . . which are themselves contraband.” In support of its position, the Commonwealth cites numerous cases where information from an extrinsic document has been incorporated by reference into a warrant in order to supply missing specificity. United States v. Klein, 565 F.2d 183 (1st Cir. 1977). Commonwealth v. Rugaber, 369 Mass. 765 (1976). Commonwealth v. Vitello, 367 Mass. 224 (1975). Commonwealth v. Todisco, 363 Mass. 445, 448-449 (1973). Commonwealth v. Pope, 354 Mass. 625, 629 (1968). This argument fails on several grounds. First, in none of the cases cited was the authority to search or to seize omitted. At issue in those cases was whether the description of the place to be searched 12 or the objects to be seized 13 was sufficiently specific. One case involved the issue of the duration of a wiretap being omitted from the warrant. 14 These cases are inapposite; the power to seize is not a detail which can be incorporated by refеrence into a warrant. We are not inclined to grant, in retrospect, the seizure authority requested in the warrant application and then incorporate that authority, by reference, into the warrant. An extrinsic document simply cannot authorize a power not contained in the warrant itself.
Third, the application which the Commonwealth seeks to incorporate by reference arguably fails to describe with adequate specificity the items subject to seizure. The application contains merely a pro forma recital of all items which
Having concluded that the warrant is insufficient to support the seizure of items from the defendant’s pharmacy, and that the warrant application cannot cure the insufficiency of the warrant, we now turn to the Commonwealth’s contention that the seizure should be upheld under the plain view doctrine. In order for the seizure to come within the plain view doctrine, the officers must have had a prior justification for the intrusion in the course of which the incriminating evidenсe was seized.
Coolidge
v.
New Hampshire,
403 U.S. 443, 466 (1971).
Commonwealth
v.
Wojcik,
358 Mass. 623 (1971). The defendant has conceded that the police were lawfully on the premises pursuant to the administrative inspection warrant.
17
Thus, the first requirement of a valid seizure under the plain view doctrine is met. The plain view doctrine further requires that the evidence seized be in plain view, that is clearly visible from a position where the officers have a right to be. The plain view doctrine may be used to justify the seizure only of “article[s] of incriminating character.”
Coolidge, supra
at 465. Of course, in the case of ‘“contraband, the fruits of crime, or other things otherwise unlawfully possessed,’ and ‘weapons or other things used or likely to be used as means of committing crime’ (often called instrumentalities of crime),” the nexus to criminal activity is immediately apparent.
Commonwealth
v.
Bond,
375 Mass. 201, 207 (1978), quoting from Model Code of Pre-Arraignment Procedure § SS 210-3 (1) (b) & (c) (1975). Other types of evidence (“mere evidence”) “may be seized only if the officers recognize it to be plausibly related as proof to criminal activity of which they were
At this point we apply the elements of the plain view doctrine enunciated above to the various items seized in this case. We first consider the gun. The judge found that during the inspection in the prescription area, one of the officers observed the butt handle of a gun on top of a refrigerator and under a countertop. In his findings of fact the judge states: “The gun butt was set back on the top of the refrigerator nine or ten inches from the front of the refrigerator in plain view.” We accept this finding of fact. The “determination of the weight of the evidence is the function and responsibility of the judge who saw and heard the witnesses, and not of this court.” Commonwealth v. Murphy, 362 Mass. 542, 547 (1972). 18 As the police had a right to be in the prescription area under the inspection warrant, and the gun was visible from that position, the initial requirements of the “plain view” doctrine are met.
The officer removed the gun and observed that the serial numbers had been removed. A pistol with the serial number obliterated is contraband. Commonwealth v. Pellier, 362 Mass. 621 (1972). The nexus to criminal activity being immediately apparent, and there being no inadvertence requirement in the case of contraband, 19 the gun was properly seized. See id. at 625.
We next consider the seizure of the shopping bag containing drugs. The judge made no findings of fact relative to
The judge ruled that all evidence seized was in plain view. Implicit in this ruling was his acceptance of the testimony of the police officers that the smaller bags were open and that the plastic bottles containing рills were visible. We accept this implicit finding. Thus the evidence seized was clearly visible from a position where the officers had a right to be.
The police officers further testified that the plastic bottles containing pills were irregular. Some had no labels, others contained drugs different from the label description, and all
We next consider the various bottles of drugs which were seized from the shelves of the defendant’s pharmacy. These drugs were clearly visible from a position where the officers had a right to be. They were plausibly related to violations of G. L. c. 94C as they were allegedly misbranded, unlabeled, missing lot numbers, apparently diluted, or otherwise nonconforming. As these drugs were inventory in a pharmacy, they cannot be characterized as contraband. Neither were they stolen property or property dangerous in themselves. 23 Thus, the inadvertence requirement must be met: the seizure will not be upheld “where the discovery is anticipated, where the police know in advance the location of the evidence and intend to seize it.” Coolidge, supra at 470.
The seizure of the drugs on the shelf cannot be characterized as inadvertent. The application for the inspection warrant specifically states that the “[inspection is taken in the [pjublic interest to ensure compliance with the record keeping and inventory requirements of Chapter 94C, M.G.L.” The application requests authority to sеize: “ (b) Controlled substances which are kept, stored, administered, dispensed, or distributed in violation of the provisions of Chapter 94G,
The various records seized from the defendant’s files allegedly reflect violations of G. L. c. 94C. The warrant application requested authority to seize such records, and their discovery, like the drugs on the shelves, was not inadvertent. The records were illegally seized, and the defendant’s motion to suppress should have been granted with respect to them.
The defendant’s motion to suppress also sought to exclude various statements that he made to officers during the inspection of his pharmacy. 24 The defendant contends that he was in custody the moment he arrived at the pharmacy, and should have been given Miranda warnings prior to any questioning by the officers. Miranda v. Arizona, 384 U.S. 436 (1966). The defendant claims that the Miranda warnings, which were given after his initial statements, were both incomplete 25 and too late.
Based upon the facts found by the judge at the hearing on the motion to suppress, we cannot say that the defendant was deprived of his freedom of action in any significant way. The defendаnt was asked to come from his home to the pharmacy; he continued to wait on a few customers; he was never placed under arrest on the day of the inspection; and he remained in the pharmacy after the police officers had left, closing up a short time thereafter. We agree with the judge that the defendant was not subject to a custodial interrogation, and no Miranda warnings were required.
The order of the Superior Court denying the defendant’s motion to suppress is affirmed with respect to the gun, the
So ordered.
Notes
The judge filed findings of fact, rulings of law, and an order denying the motion. He found that “[t]he property seized included what appeared to be diluted Tussionex suspension, drugs with lot numbers removed, drugs with labels removed, order forms and prescriptions that appeared to be altered, photocopies, uncancelled, undated, or telephone orders for amphetamines.”
Colonnade Catering Corp. v. United States, 397 U.S. 72 (1970).
United States v. Biswell, 406 U.S. 311, 317 (1972).
See, e.g., the Controlled Substances Act, G. L. c. 94C; Comprehensive Drug Abuse Prevention and Control Act of 1970,
In
Colonnade Catering Corp., supra,
Federal inspectors conducting a warrantless search of a liquor business pursuant to
In
Marshall v. Barlow’s, Inc.,
436 U.S. 307 (1978), the Court discussed the
Camara
probable cause standard in the context of an administrative inspection under Section 8(a) of the Occupational Safety and Health Act of 1970.
The language contained in
“ (c) An administrative inspection warrant shall issue only upon affidavit sworn to before the court or justice establishing the grounds for issuing the warrant. If the court or justice is satisfied that grounds for the issuance of such warrant exists [sic] or that there is probable cause to believe they exist, he shall issue such warrant identifying the area, premises, buildings or conveyances to be inspected, the purpose of the inspection, and, if appropriate, the type of property to be inspected, if any. Such warrant shall:
“ (1) be directed to the commissioner or his designee, except in the case of a pharmacy to the commissioner or to the designee of the board of registration in pharmacy, or to a police officer;
“ (2) command the person to whom it is directed to inspect the area, premises, buildings or conveyances identified for the purpose specified and, if appropriate, direct the seizure оf the property specified;
“ (3) describe the item or types of property to be inspected or seized, if any;
“(4) direct that it be served during normal business hours.”
The warrant states: “Proof of affidavit having been made this date before me, Assoc. Justice of the B.M.C. — A. Frank Foster, by Cpl. William R. Sutherland, a duly authorized Police Officer, of the Massachusetts State Police, Diversion Investigative Unit, WE THEREFORE COMMAND, Cpl. William R. Sutherland, [pjursuant to said SECTION 30 of CHAPTER 94C, to conduct during the hours of 9:00 A.M. and 8:00 P.M., on Monday through Friday of any week, an Administrative Inspection of the Controlled Premises at 12 Commercial Wharf South, Boston, Mass., which comprise the Controlled Premises of Commercial Wharf Pharmacy managed by Anthony Accaputo, Jr.”
At the hearing bеlow on the defendant’s motion to suppress, the judge inquired of defense counsel: “[D]o you dispute the fact that under Chapter 94C the officers had the authority to at least perform an administrative search?” The following colloquy ensued:
Counsel for the defendant: “No. I think the word is ‘inspection,’ Your Honor.”
The judge: “Or an administrative inspection?”
Counsel for the defendant: “I think they could have gone in and inspected the inventory, the prescription blanks, the narcotic drug blanks, the biennial books •— ... [the statute] spells out what they can search for [
The judge: “Didn’t they have the right to look through the blanks, to look through the bottles, to look at the labels?”
Counsel for the defendant: “Yes.”
The judge: “And, assuming for the moment that they had the authority, they were lawfully on the premises, you say, not to seize, but they were lawfully on the premises under 94C to inspect.”
Counsel for the defendant: “Right.”
The defendant’s brief, likewise, fails to raise the issue of the illegality of the search. It was only at the prompting of the Justices of this court during oral argument that defense counsel asserted tbe illegality of the search. See
See Commonwealth v. Rugaber, 369 Mass. 765 (1976); Commonwealth v. Todisco, 363 Mass. 445 (1973); Commonwealth v. Pope, 354 Mass. 625, 629 (1968).
See United States v. Klein, 565 F.2d 183 (1st Cir. 1977).
See Commonwealth v. Vitello, 367 Mass. 224 (1975).
While
In Commonwealth v. Vitello, 367 Mass. 224 (1975), the termination date of a wiretap warrant did not appear on the face of the warrant. We read the warrant application in conjunction with the warrant to supply the necessary particularity. While we made no mention of the application being attached to the warrant or of the warrant containing words of reference to the application, we stated that “inadvertent omissions of specific provisions from a wiretap order need not result in suppression of intercepted communications as long as a defendant’s constitutional rights are not prejudiced.” Id. at 272-273. In Vitello, the trial judge specifically found that the omission was the result of “error and inadvertence.” Cf. Commonwealth v. Rugaber, supra. The record in the case at bar contains no such finding, nor do we believe such a finding would be warranted on the evidence presented at the hearing.
See supra at note 11.
We distinguish the judge’s findings of subsidiary facts, such as the location of the gun, from conclusions, such as the admissibility of the gun under the plain view doctrine. We accept findings of fact if there is no clear error, but the ultimate legal conclusion to be drawn from the fact developed at the hearing is a matter for our review, particularly where the conclusion is of constitutional dimension. Commonwealth v. Mahnke, 368 Mass. 662, 691, cert. denied, 425 U.S. 959 (1975).
There is, moreover, no indication in the record that the officers anticipated finding the gun on the premises.
The defendant saved his exceptions, but he has not argued before this court that the judge’s ruling was error.
The defendant’s statements are admissible. See infra 451-452.
There is, however, no indication in the record that the police anticipated finding stolen property on the premises.
The pharmacy was no longer open for business after the inspection. The registration was suspended that day by order of the Board of Registration in Pharmacy.
At the hearing on the motion to suppress, officers testified that the defendant made various inculpatory statements during the inspection. There was testimony indicating that the defendant admittеd ownership of the gun found on top of a refrigerator; he stated that the gun had been given to him by a friend. There were also conversations relative to the shopping bag containing drugs.
The defendant was advised that “he had the right to remain silent; anything he said could and would be used against him in a court of law; that he had the right to have an attorney with him while he is being questioned; and, if he couldn’t afford to hire an attorney, the court would appoint one for him.” The officer then asked the defendant if he understood his rights. The defendant responded that he did, and the officer asked him if he wanted to make any statements. Similar warnings were held sufficient in Commonwealth v. Lewis, 374 Mass. 203 (1978). In that case we stated that “[t]he ‘fifth warning’ [that the suspect may stop the questioning at any time] is not required by Federal law, and we are not prepared to hold that it is required by State law.” Id. at 205.