COMMONWEALTH оf Pennsylvania, DEPARTMENT OF LABOR AND INDUSTRY, Petitioner v. Kathryn SIMPSON, Respondent
No. 980 C.D. 2015
Commonwealth Court of Pennsylvania.
Argued: March 9, 2016 FILED: August 30, 2016 Publication Ordered: November 15, 2016
151 A.3d 678
As used under the instant circumstances, we conclude that the SUV was an instrument likely to produce death or serious bodily injury to Officer Schutz and thus constituted a deadly weapon. The SUV became a deadly weapon when Appellant drove it in reverse through an eight-foot-wide opening directly at a person who was standing less than fifteen feet behind him. N.T., 7/12/13, at 7-11.
Here, Appellant‘s motivation for reversing the vehicle is of no moment. If one drives a vehicle at another person, there is a high probability that the victim will be seriously hurt or killed. Appellant pleaded guilty to aggravated assault, a crime eligible for deadly weapon enhancement. See
Judgment affirmed.
Kathryn L. Simpson, Harrisburg, for Respondent.
BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge, HONORABLE RENEE COHN JUBELIRER, Judge, HONORABLE ROBERT SIMPSON, Judge, HONORABLE P. KEVIN BROBSON, Judge, HONORABLE PATRICIA A. McCULLOUGH, Judge, HONORABLE ANNE E. COVEY, Judge, HONORABLE MICHAEL H. WOJCIK, Judge
OPINION BY JUDGE WOJCIK
The Department of Labor and Industry (Department) petitions for review of the May 15, 2015 Final Determination of the Office of Open Records (OOR) granting in part and denying in part the request filed by Kathryn Simpson, Esq., (Requester) under the Right-to-Know Law (RTKL),1 for information related to workers’ compensation claims filed on or after January 1, 2014. For the reasons that follow, we reverse.
On February 24, 2015, Requester submitted a RTKL request to the Department‘s open-records officer, asking for the following information:
- Names and addresses of all workers’ compensation claimants who have filed claims on or after January 1, 2014;
- Date of injury;
- Claim number assigned; and
- Name and address of workers’ compensation carrier.
On March 3, 2015, the Department denied the rеquest, citing Sections 708(b)(5)3 and 708(b)(28)4 of the RTKL, and asserting that the records requested relate to the disability status of individuals and would identify individuals who have applied for workers’ compensation benefits. R.R. at 3a-4a.
Requester appealed to the OOR, arguing that the requested records are not exempt under Section 708 of the RTKL, protected by any privilege, or protected by any other federal or state law. More specifically, Requester asserted that
The Department filed a response to Requеster‘s appeal, asserting that the plain language of Section 708(b)(5) restricts access to any records reflecting an individual‘s enrollment in a workers’ compensation program and that
The OOR issued a Final Determination on May 15, 2015, granting the appeаl in part and denying it in part. The OOR first concluded that the records are not exempt under
The OOR next determined that a claimant‘s name is exempt under
Accordingly, the OOR directed the Department to provide all responsive records, with the exception of the names of workers’ compensation claimants, within thirty days. The Department now appeals to this Court.7
The Department argues that the OOR erred in ordering the redaction of claimants’ names and disclosure of the remainder of the requested information when the requested record in its entirety is not a public record.8 We agree.
[a] record, including a financial recоrd, of a Commonwealth or local agency that:
(1) is not exempt under section 708;
(2) is not exempt from being disclosed under any other Federal or State law or regulation or judicial order or decree; or
(3) is not protected by a privilege.
A Commonwealth agency bears the burden of proving that a record is exempt from disclosure under the RTKL.
In determining that the requested record was not exempt in its entirety and ordering redaction, the OOR erred in two respects. First, the OOR failed to recognize that the subsections of Section 708(b) set forth separate and distinct exemptions from рublic access. Additionally, the OOR erred in ordering redaction of information from a record that is exempt from disclosure and therefore not a public record under
In doing so, the OOR relied on Van Osdol, which involved a RTKL request by reporter Paul Van Osdol (Van Osdol) asking the Housing Authority of the City of Pittsburgh (Authority) to provide the addresses and owner names for all Section 8 properties administered by the Authority.9 The Authority denied the request, asserting, inter alia, that the information was exempt from public access under
In its final determination, the OOR directed the Authority to provide the requested information to Van Osdol, on the ground that disclosure of the name of the owner of a Section 8 property or the property‘s address does not, by itself, identify an individual who receives social services.
The Authority appealed to the trial court, which dismissed the appeal for lack of jurisdiction but considered the merits of the appeal nonetheless; the trial court concluded, inter alia, that the Authority failed to establish that the information requested was exempt from public access under
On further appeal to this Court, we noted that the exemptions from disclosure under Section 708(b) must be narrowly construed. Van Osdol, 40 A.3d at 215. We determined that the requested information, addresses of Section 8 properties and names of individuals who owned them, did not, itself, identify individuals who applied for or receive social services or the type of sociаl services those individuals receive.10
Narrowly construing the exemptions to disclosure, we held that the information requested in Van Osdol did not fall within the exemptions set forth at
In applying Van Osdol to this case, the OOR reasoned that “[a]ny claimant‘s name is exempt under
However, the OOR failed to distinguish the exemptions at issue in Van Osdol, at
Because the requested information is exempt under Section 708(b), the information is not a “public record” and is exempt from disclosure in its entirety. Department of Health v. Office of Open Records, 4 A.3d 803, 814-15 (Pa. Cmwlth. 2010). In Department of Health, we rejected the OOR‘s argument that, in addition to proving that the records requested might be exempt under Section 708, the state agency was required to make every effort to provide as much information as possible from the records through redaction. Id. In that case, the agency relied on
If an agency determines that a public record ... contains information which is subject to access as well as information which is not subject to access, the agency‘s response shall grant aсcess to the information which is subject to access and deny access to the information which is not subject to access. If the information which is not subject to access is an integral part of the public record, legislative record or financial record and cannot be separated, the agency shall redact from the record the information which is not subject to access, and the response shall grant access to the information which is subject to access. The agency may not dеny access to the record if the information which is not subject to access is able to be redacted. ....
Accordingly, the order of the OOR is reversed.13
ORDER
AND NOW, this 30th day of August, 2016, the order of the Office of Open Records is reversed.
DISSENTING OPINION BY JUDGE COHN JUBELIRER
I respectfully dissent as I would affirm the Office of Open Records (OOR). The Right-to-Know Law (RTKL)1 “is remedial legislation designed to promote access to official government information.” Levy v. Senate of Pa., 619 Pa. 586, 65 A.3d 361, 367 (2013). Finding a blanket exemption in
OOR, in concluding that the records sought in the request5 contained both public and non-public information subject to redaction, relied on our decision in Housing Authority of the City of Pittsburgh v. Van Osdol, 40 A.3d 209 (Pa. Cmwlth. 2012), in which we narrowly construed the exemption in RTKL Sections 708(b)(28)(i) and 708(b)(28)(ii)(A),
Although the general provisions of the Law must be liberally construed to effect its objects, the exemptions from disclosure under Section 708(b) must be narrowly construed. Levy, 65 A.3d at 380.
Section 1928(c) of the Statutory Construction Act of 1972, 1 Pa. C.S. § 1928(c) ; Allegheny County Dep‘t of Admin. Servs. v. A Second Chance, Inc., 13 A.3d 1025 (Pa. Cmwlth. 2011). Van Osdol sought to obtain оnly the addresses of Section 8 properties and the names of the individuals owning those properties. The requested information does not itself identify individuals who apply for or receive social services or the type of social services received by those individuals. Nor does such information directly identify the name, home address or date of birth of children who are 17 years of age or younger residing in Section 8 properties, or the home address of a law enforcement officer or judge who may оwn Section 8 properties. When the exemptions under Section 708(b)(6)(i)(C), (28)(i) and (ii)(A) and (30) of the Law are narrowly con-
strued, as we must do, the requested information does not fall within those exemptions.
I believe that the majority‘s construction of
Because the majority construed
Barbara KEITH, Andrea Shatto, Margaret Ehmann and the Animal Legal Defense Fund, Petitioners v. COMMONWEALTH of Pennsylvania, by and through, Pennsylvania Department of Agriculture and Secretary of Agriculture George Greig, Respondents
No. 394 M.D. 2014
Commonwealth Court of Pennsylvania.
Argued: June 6, 2016 FILED: September 9, 2016 Publication Ordered: November 21, 2016
Notes
Where the compensable injury is сaused in whole or in part by the act or omission of a third party, the employer shall be subrogated to the right of the employe, his personal representative, his estate or his dependents, against such third party to the extent of the compensation payable under this article by the employer ....
Where an employe has received payments for the disability or medical expense resulting from an injury in the course of his employment paid by the employer or an insurance company on the basis that the injury and disability were not compensable under this act in the event of an agreement or award for that injury the employer or insurance company who made the payments shall be subrogated out of the agreement or award to the amount so paid, if the right to subrogation is agreed to by the parties or is established at the time of hearing before the referee or the board.
As our Supreme Court stated in Levy:As with any question of statutory interpretation, our object is to “ascertain and effectuate the intention of the General Assembly” and “if possible, to give effect to all [a statute‘s] provisions.”
A record of an individual‘s medical, psychiatric or psychological history or disability status, including an evaluation, consultation, рrescription, diagnosis or treatment; results of tests, including drug tests; enrollment in a health care program or program designed for participation by persons with disabilities, including vocation rehabilitation, workers’ compensation and unemployment compensation; or related information that would disclose individually identifiable health information.
A record or information:
(i) identifying an individual who applies for or receives social services; or
(ii) relating to the following:
(A) the type of social services received by an individual;
(B) an individual‘s application to receive social services, including a record or information related to an agency decision to grant, deny, reduce or restrict benefits, including a quasi-judicial decision of the agency and the identity of a caregiver or others who provide services to the individual; or
(C) eligibility to receive social services, including the individual‘s income, assets, physical or mental health, age, disability, family circumstances or record of abuse.
A record or information:
(i) identifying an individual who applies for or receives social services; or
(ii) relating to the following:
(A) the type of social services received by an individual;
(B) an individual‘s application to receive social services, including a record or infоrmation related to an agency decision to grant, deny, reduce or restrict benefits, including a quasi-judicial decision of the agency and the identity of a caregiver or others who provide services to the individual; or
(C) eligibility to receive social services, including the individual‘s income, assets, physical or mental health, age, disability, family circumstances or record of abuse.
706. Redaction
If an agency determines that a public record, legislative record or finanсial record contains information which is subject to access as well as information which is not subject to access, the agency‘s response shall grant access to the information which is subject to access and deny access to the information which is not subject to access. If the information which is not subject to access is an integral part of the public record, legislative record or financial record and cannot be separated, the agency shall redact from the recоrd the information which is not subject to access, and the response shall grant access to the information which is subject to access. The agency may not deny access to the record if the information which is not subject to access is able to be redacted. Information which an agency redacts in accordance with this subsection shall be deemed a denial under Chapter 9.
Under the RTKL, whether the document is accessible is based only on whether a document is a public record, and, if so, whether it falls within an exemption that allows that it not be disclosed. The status of the individual requesting the record and the reason for the request, good or bad, are irrelevant as to whether a document must be made accessible under
Petitioner‘s argument that the Department was required to produce the requested records subject to redaction of the exempt information is without merit.
