City of Wichita v. TrotterCity of Wichita v. Trotter
- Whether jurisdiction exists is a question of law over which appellate courts exercise unlimited review. When the record indicates a lack of jurisdiction, an appellate court has the duty to question jurisdiction on its own initiative. When the record establishes the absence of jurisdiction, an appellate court has the duty to dismiss the appeal.
- Standing is a component of subject matter jurisdiction. Whether a party has standing to raise an issue is a question of law over which we exercise unlimited review. A party without standing is essentially asking for an advisory opinion, which is beyond our jurisdiction to render.
- It is error for a trial court to raise, sua sponte, nonjurisdictional issues.
- A party may challenge a law as expressly violating a specific right under the First Amendment to the United States Constitution. At the same time, a party may also challenge a law as being so overbroad as to infringe upon protected First Amendment rights. But these constitutional challenges are distinct from one another.
- To have standing to challenge a law as expressly violating a specific right under the First Amendment to the United States Constitution, a party must establish that the disputed law affected him or her in some way. To establish that this law expressly violates a specific First Amendment right, a party must prove that the law constitutes a content-based law, not a content-neutral law. A content-based law is a law that regulates expression that the government purposely adopted because of disagreement with the expression. A content-neutral law is a law that the government adopted for a reason other than because of disagreement with the expression being regulated.
- To have standing to challenge a law as being so overbroad as to infringe upon rights protected by the First Amendment to the United States Constitution, a party need not establish that he or she was personally injured by the disputed law because the mere
existence of the disputed law may cause persons not before the court to refrain from conduct protected by the First Amendment. To establish that this law is unconstitutionally overbroad contrary to the First Amendment, a party must prove (1) that the protected activity is a significant part of the law‘s target and (2) that there exists no satisfactory method of severing the law‘s constitutional from its unconstitutional applications. If a party argues that the law prohibits protected First Amendment conduct, not merely protected First Amendment speech, that party must further prove that the law‘s overbreadth is not only real, but substantial, in relation to the law‘s plainly legitimate sweep.
- Municipalities have broad police powers to enact ordinances regulating or restricting certain activities to promote the health, safety, and welfare of the public.
- The City of Wichita‘s after-hours establishment licensing ordinance, Wichita Municipal Ordinance 3.06.030.A., is not unconstitutionally overbroad as its application does not create a realistic danger of significantly compromising Wichitans’ expressive rights under the First Amendment to the United States Constitution.
Appeal from Sedgwick District Court; SETH L. RUNDLE, judge. Opinion filed July 16, 2021. Reversed and remanded with directions.
Jan Jarman, assistant city attorney, of Wichita, for appellant.
Kevin J. Zolotor, of O‘Hara & O‘Hara LLC, of Wichita, for appellee.
OPINION
GREEN, J.: The City of Wichita (City) appeals the district court‘s order dismissing Arlando Trotter‘s municipal charges for violating
Facts
In fall 2018, the Wichita Police Department cited Trotter with violating
“[A]ny venue for a series of events or ongoing activity or business, occurring alone or as part of another business, to which the public is invited or allowed which is open anytime between midnight and 6:00 a.m., where individuals gather and is not otherwise licensed for the sale of alcoholic beverages or cereal malt beverages or otherwise licensed by the City of Wichita or state of Kansas for a business at that location. This term shall not include hospitals, hotels, motels or other boarding houses nor is it intended to apply to private homes where specifically invited guests gather.”
Eventually, Trotter challenged his municipal charges in Wichita Municipal Court. But the municipal court found Trotter guilty of violating both
Trotter timely appealed his municipal court convictions to the Sedgwick County District Court. He requested that the district court hold a jury trial on whether he violated
In his motion, Trotter contended that his
Also, although Trotter never cited authority to support his contention that
On the other hand, the City argued that the district court should deny Trotter‘s motion to dismiss because Trotter had failed to establish that
After the City filed its response, the district court held a hearing on Trotter‘s appeal. At the start of the hearing, the district court granted the City‘s pending motion to consolidate Trotter‘s appeals. It then considered the merits of Trotter‘s motion to dismiss. The parties repeated the arguments made in their respective filings. At the end of the hearing, the district court took the parties’ arguments under advisement.
But the next day, the district court issued a memorandum on Trotter‘s motion to dismiss. In its memorandum, the district court sua sponte concluded that Trotter lacked standing to challenge
Shortly afterwards, Trotter filed a supplemental brief addressing the Fourth Amendment‘s application to
The district court granted Trotter‘s motion to dismiss. In doing so, the court first repeated its previous ruling that Trotter lacked standing to challenge
Lastly, the district court provided the following analysis in support of its decision to dismiss Trotter‘s charges for operating an unlicensed after-hours establishment in violation of
“. . . [A] brief overview of a significant instance of behavior that is Constitutionally immune from criminalization will provide some perspective on why the ordinance challenged in this case is unconstitutional. In 1965, the U.S. Supreme Court dealt with the Bill of Rights to the U.S. Constitution in the case of Griswold v. Connecticut, 381 U.S. 479, 85 S. Ct. 1678, 14 L. Ed. 2d 510 (1965). The Court discussed the rights of association contained in the First Amendment, the Third Amendment right against having soldiers quartered in one‘s home, the Fourth Amendment‘s protection of security in one‘s person, house, papers, and effects, and the Fifth Amendment right against self-incrimination. Some court cases dealing with these rights were then said to ‘suggest that specific guarantees
in the Bill of Rights have penumbras, formed by emanations from those guarantees that help give them life and substance.’ With no intention of irony apparent, the Court then struck down a state law against the sale of products sold for the specific purpose of preventing giving life. (A penumbra is a surrounding area or periphery of uncertain extent. Emanation means the act of coming or flowing forth from something.) This was all in the name of Privacy and emanations of same into the penumbras of the assorted first ten amendments cited. The penumbras bloomed wider in 1973. Roe v. Wade, 410 U.S. 113, 93 S. Ct. 705, 35 L. Ed. 2d 147 (1973). In North America, 36 million people live in Canada, 330 million in the U.S., and 126 million in Mexico. Since 1973, 61 million people have been aborted, by Constitutional right, in the United States. In other words, this historically criminal behavior has accounted for the dispatch of nearly twice the population of Canada, nearly half the population of Mexico. For every 5 people currently living in the United States, there is a sixth person who has died by abortion over the last 45 years. These numbers are readily verifiable and not disputed by respected voices on either side of the issue. This is the issue marking the limit of behavior that cannot be touched by government, the highest water line up the beach from the sea change about what laws a people can and cannot pass through a State legislature. . . . .
“The parties argue about the application of the ordinance to the free exercise of religion in churches and by analogy to cases dealing with prostitution under its various Also-Known-As-es. In a dispute about overbreadth, these are relevant arguments. The court is, however, more taken aback by the criminalization of peaceable and otherwise lawful conduct in private homes. The ordinance creates, unconstitutionally, the following problems.
(1) People who live in non-residentially zoned areas of Wichita are excluded from the provision exempting residential gatherings in private homes. Thus, the property rights of people in their homes in Wichita are made unequal without sufficient justification, or even a self-evident purpose. Assuming a Wichitonian [sic] otherwise complies with the ordinance, if he is a homeowner/renter in an exclusively residential part of Wichita[,] then he can have recurring unlicensed gatherings after midnight, but if he resides in a not exclusively residential part of Wichita[,] he is committing crime by doing so.
(2) Wichita has at least two residential colleges. Dormitory occupants could not regularly gather in a dormitory room—for any purpose—if the gathering passed midnight. It is not that they could not gather without a license. It is that they cannot gather at all because they are under twenty-one and are prohibited from obtaining a license. Example: Sophomore Sammy hosts in his dormitory room video game playing every Friday night until 3:30 a.m., or more realistically, every single night of the week. This is a crime under the ordinance. Another example, perhaps less realistic, is a group of students gathering to study regularly in a dormitory room until 12:30 a.m. This is also a crime under the ordinance.
(3) Wichita homeowners and renters under the age of twenty-one (including married persons) are, in non-exclusively residential areas of Wichita, prohibited from hosting regular gatherings, even if otherwise peaceful and lawful, in the privacy of their residences if the gathering runs over the midnight hour or commences prior to 6:00 a.m.
(4) Any Wichitonian [sic] who, in his private residence, teaches piano lessons, irons clothes for hire, bakes pies or decorates cakes for sale, or conducts any other commercial or business activity is committing
crime by regularly hosting guests if the gatherings run pas[t] midnight. (5) A Wichita resident decides to get the license so that he can host friends for a card game every Friday night until 2:00 a.m. Holding the license puts the resident in the position of a parolee (convict) subject to a parole agreement. ‘A parolee who signs a parole agreement allowing suspicionless residential searches by his or her parole officer does not have a legitimate expectation of privacy in his or her home, and the State‘s interest in supervising parolees to prevent recidivism and promote reintegration is substantial.’ State v. Toliver, 307 Kan. 945, 417 P.3d 253 (2018).
“Returning to the privacy penumbras radiating from the Bill of Rights, a Constitution that prohibits laws criminalizing making a market in that behavior also declares that this ordinance casts too wide a net. The examples above of behavior criminalized by the ordinance are examples of Constitutionally protected behaviors. It is not needed to multiply and expostulate every other protected behavior criminalized by the ordinance; these are sufficient to show that the law is unconstitutionally overbroad.” [Citations omitted.]”
The City timely appealed the district court‘s order dismissing Trotter‘s charges for violating
Yet, after the City filed its appeal but before it docketed its appeal with us, the district court amended its order to address our Supreme Court‘s decision in Meats v. Kansas Dept. of Revenue, 310 Kan. 447, 447 P.3d 980 (2019). This case was decided the same day when the district court issued its initial dismissal order. In Meats, our Supreme Court held that a statutory provision requiring vehicle drivers seeking administrative review of their driver‘s license suspensions to pay a $50 fee was unconstitutional because it lacked reasonable accommodations for indigent drivers to obtain review of their license suspensions contrary to those indigent drivers’ procedural due process rights under the Fourteenth Amendment to the United States Constitution. 310 Kan. at 450. When amending its order in this case, the district court interpreted this holding to mean that “the City‘s ordinance may also be facially unconstitutional because it does not provide an indigency waiver for the license fee.”
What issues are properly before us?
On appeal, the City‘s primary arguments are that the district court erred in granting Trotter‘s motion to dismiss because
Trotter responds that we should decline to consider the City‘s contention that he lacked standing to challenge
Because of the jurisdictional problems raised by the City and indicated in the record on appeal, at oral arguments, we gave the parties the opportunity to submit supplemental briefing on the issue of standing.
In its supplemental brief, in addition to repeating its argument—that Trotter lacks standing to challenge
In his supplemental brief, Trotter outlines why he believes we have jurisdiction to consider whether
Do we lack jurisdiction to consider if W.M.O. 3.06.030.A. is unconstitutionally vague?
As previously noted, in his motion to dismiss, Trotter asked the district court to dismiss his charge for violating
Although Trotter has not tried to argue that
Do we lack jurisdiction to consider if W.M.O. 3.06.030.A. violates the Fourth Amendment right against unreasonable searches by requiring licensees to consent to inspections by City personnel?
“The requirement that a party have standing is a component of subject matter jurisdiction, which may be raised at any time, including upon the court‘s own motion.” Creecy, 310 Kan. at 459. Whether a party has standing to raise an issue is a question of law over which we exercise unlimited review. A party without standing is essentially asking for an advisory opinion, which is beyond our jurisdiction to render. 310 Kan. at 460. Also, if the district court lacked jurisdiction to consider an issue, an appellate court also lacks jurisdiction to consider that issue. When the record establishes the absence of jurisdiction, an appellate court has the duty to dismiss the appeal. State v. McCoin, 278 Kan. 465, 467-68, 101 P.3d 1204 (2004).
As previously noted, before the district court granted Trotter‘s motion to dismiss, it sua sponte questioned whether
In its appellant‘s brief, the City never takes issue with the district court‘s errant decision to sua sponte raise an argument in support of Trotter‘s dismissal motion. See Huffmier v. Hamilton, 30 Kan. App. 2d 1163, 1166, 57 P.3d 819 (2002) (holding that “[i]t is error for a trial court to raise, sua sponte, nonjurisdictional issues“). Instead, the City first addresses the district court‘s apparent ruling that
In his appellee‘s brief, Trotter assumes without explanation that the district court granted its motion to dismiss, in part, because
But even if we were to assume for argument‘s sake that the district court determined
“. . . Trotter‘s . . . claim fails for a . . . fundamental reason: Trotter never applied for an entertainment-establishment license. He was never subject to the regulatory investigations he now challenges and has no standing to contest the reasonableness of those regulatory requirements. See Creecy v. Kansas Dept. of Revenue, 310 Kan. 454, 461, 447 P.3d 959 (2019) (standing requires a person to ‘“show a cognizable injury and establish a causal connection between the injury and the challenged conduct“‘). Any
decision we might render regarding the [Wichita Municipal] Code‘s inspection requirements would have no impact on Trotter‘s conviction for operating an entertainment establishment without a license.
“A party who lacks standing requests an advisory opinion, which is beyond our jurisdiction to render. 310 Kan. at 460. Accord City News & Novelty, Inc. v. City of Waukesha, 531 U.S. 278, 283-84, 121 S. Ct. 743, 14 L. Ed. 2d 757 (2001) (declining to reach challenge to city‘s licensing framework for sellers of sexually explicit materials when business ‘neither now pursues nor currently expresses an intent to pursue a license under Waukesha law‘). Thus, we do not reach the merits of Trotter‘s challenge to the licensing framework‘s inspection requirements.” 58 Kan. App. 2d at 801.
As in Trotter, Trotter here needed to apply for an after-hours establishment license as a condition precedent before he could properly challenge the City‘s specific rule—that an individual must consent to inspections by City personnel to obtain an after-hours establishment license—to argue a violation of his Fourth Amendment right against unreasonable searches. Because Trotter never applied for an after-hours establishment license, he suffered no cognizable injury from the City inspection rule he now complains about. As a result, before the district court, Trotter lacked standing to challenge
Also, Trotter‘s contention that he has standing to challenge
State v. Williams, 299 Kan. 911, 919, 329 P.3d 400 (2014) (explaining that people have standing to challenge a law as unconstitutionally overbroad contrary to the First Amendment‘s expression rights without ever proving that they were personally injured by the disputed law); Trotter, 58 Kan. App. 2d at 801 (explaining that people have standing to challenge a law contrary to the Fourth Amendment‘s right against unreasonable searches only by showing they suffered a cognizable injury from the application of the disputed law).
As a result, even under the assumption that the district court determined that
Do we lack jurisdiction to consider if W.M.O. 3.06.030.A. violates the Fourteenth Amendment right to procedural due process?
Whether a party has standing is a component of subject matter jurisdiction, which an appellate court may consider on its own motion while exercising unlimited review. Creecy, 310 Kan. at 459-60.
When the district court amended its initial order, it sua sponte questioned if our Supreme Court‘s holding in Meats—that the statutory provision requiring drivers seeking administrative review of their driver‘s license suspensions to pay a $50 fee was unconstitutional for lacking an indigency waiver—meant that
district court never explicitly held that the City‘s after-hours establishment licensing framework was unconstitutional based on a lack of indigency waiver. Nor did it explicitly state what part of the United States Constitution required the City‘s after-hours licensing framework to have an indigency waiver.
In addressing the district court‘s discussion of the Meats decision, the City never explicitly takes issue with the district court‘s errant decision to sua sponte raise an argument in support of Trotter‘s motion to dismiss. See Huffmier, 30 Kan. App. 2d at 1166 (holding that “[i]t is error for a trial court to raise, sua sponte, nonjurisdictional issues“). Also, on appeal, neither party recognizes that in its amended order, the district court merely speculated that
Still, the City does question the district court‘s reliance on Meats because unlike the vehicle driver in Meats, Trotter never applied for an after-hours establishment license. In short, the City contends that the district court should have declined to consider if
this issue because the City never argued that he lacked standing to challenge
Here, it is readily apparent that even if we were to ignore all the other problems with the district court‘s decision to sua sponte speculate if
So, we hold that the district court lacked jurisdiction to issue any ruling about the Fourteenth Amendment‘s application to the City‘s after-hours establishment licensing framework. In turn, to the extent the district court‘s speculative language constituted a ruling that
Amendment‘s Due Process Clause as applied to Trotter or anyone else, this speculative holding is void as a matter of law. Thus, any issues on the Fourteenth Amendment‘s application to the City‘s after-hours establishment licensing framework are not properly before us.
Do we have jurisdiction to consider the district court‘s decision to dismiss Trotter‘s charge for operating an unlicensed entertainment club contrary to W.M.O. 3.30.030.A. based on its ruling that W.M.O. 3.06.030.A. was unconstitutional?
As previously noted, “[i]t is error for a trial court to raise, sua sponte, nonjurisdictional issues.” Huffmier, 30 Kan. App. 2d at 1166. Kansas appellate courts, in contrast, may sometimes sua sponte raise a previously unraised issue. In particular, appellate courts may sua sponte raise an issue not otherwise addressed by the parties when “consideration of the new issue is necessary to serve the ends of justice or to prevent a denial of fundamental rights.” State v. Puckett, 230 Kan. 596, 600-01, 640 P.2d 1198 (1982). In such circumstances, appellate courts should also afford the parties “a fair opportunity” to address the newly raised issue. 230 Kan. at 601.
In this case, it is an undisputed fact that Trotter appealed his municipal court conviction for violating
Nevertheless, when the district court granted Trotter‘s motion to dismiss, it inexplicably dismissed both of Trotter‘s municipal charges with prejudice based on its determination that
Yet, outside of this bald assertion, Trotter has not provided us with anything proving that this issue has already been resolved by the district court. Also, there is certainly nothing in the record on appeal indicating that the district court corrected its decision to dismiss Trotter‘s
Did the district court fail to properly analyze (1) if W.M.O. 3.06.030.A. is unconstitutionally overbroad and (2) if W.M.O. 3.06.030.A. expressly violates the First Amendment right to assemble?
Once again, whether a party has standing is a component of subject matter jurisdiction, which an appellate court may consider on its own motion while exercising unlimited review. Creecy, 310 Kan. at 459-60. Similarly, “[w]hether an ordinance violates the Constitution presents a question of law over which an appellate court exercises plenary review.” Trotter, 58 Kan. App. 2d 781, Syl. ¶ 2. Also, whether the district court applied the law properly constitutes a question of law over which an appellate court exercises plenary review. Becker v. Knoll, 291 Kan. 204, 212, 239 P.3d 830 (2010).
The First Amendment provides that “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.” (Emphasis added.)
To begin with, these challenges have different standing tests. A person has standing to argue that a law expressly violates a specific right under the First Amendment as long as he or she shows that the disputed law affected him or her. See Williams, 299 Kan. at 919; Merryfield v. Sullivan, 50 Kan. App. 2d 313, 314, 324 P.3d 1132 (2014). Conversely, a person has standing to challenge a law as unconstitutionally
Likewise, the underlying test for determining whether a law expressly violates the First Amendment right to assemble is different from the test for determining if a law is so broad that it infringes upon First Amendment rights. Cases concerning the First Amendment right to assemble usually involve a government limiting people from assembling in a public forum. Nonetheless, people may challenge the application of a licensing framework as a previous restraint on their First Amendment rights of expression. See FW/PBS, Inc. v. City of Dallas, 493 U.S. 215, 223, 110 S. Ct. 596, 107 L. Ed. 2d 603 (1990) (holding that a licensing ordinance specifically regulating sexually oriented businesses was an unconstitutional prior restraint on licensees’ First Amendment rights); see also Lakewood v. Plain Dealer Publishing Co., 486 U.S. 750, 755-56, 108 S. Ct. 2138, 100 L. Ed. 2d 771 (1988) (holding that “when a licensing statute allegedly vests unbridled discretion in a government official over whether to permit or deny expressive activity, one who is subject to the law may challenge it facially without the necessity of first applying for, and being denied, a license“). In these cases, courts employ the same rules to analyze the constitutionality of a law regardless of whether a person is challenging a law as violative of his or her First Amendment right to free speech or is challenging the law as violative of his or her First Amendment right to assemble. See Clark v. Community for Creative Non-Violence, 468 U.S. 288, 293, 104 S. Ct. 3065, 82 L. Ed. 2d 221 (1984). But the specific test a court should use to determine if a law expressly infringes upon people‘s First Amendment expression rights changes depending on if the disputed law is content-based or content-neutral.
A content-based law is a law that regulates expression that the government purposely adopted because of disagreement with the expression. Ward v. Rock Against Racism, 491 U.S. 781, 791, 109 S. Ct. 2746, 105 L. Ed. 2d 661 (1989). When analyzing content-based laws, a court should uphold the law if the government establishes “that its regulation is necessary to serve a compelling state interest and that it is narrowly drawn to achieve that end.” Perry Ed. Assn. v. Perry Local Educators’ Assn., 460 U.S. 37, 45, 103 S. Ct. 948, 74 L. Ed. 2d 794 (1983); see also Trotter, 58 Kan. App. 2d at 790-91 (holding that content-based restrictions will be upheld only “when the government proves they are ‘“necessary to serve a compelling state interest” and “narrowly drawn to achieve that interest“‘“).
Alternatively, a content-neutral law, commonly called a time, place, and manner regulation, is a law that the government adopted for a reason other than because of disagreement with the expression being regulated. Indeed, “[a] regulation that serves purposes unrelated to the content of expression is deemed neutral, even if it has an incidental effect on some speakers or messages but not others.” Ward, 491 U.S. at 791. When analyzing a content-neutral law, a court should uphold the law if the government establishes that the law is “narrowly tailored to serve a significant governmental interest” and otherwise “leave[s] open ample alternative channels for communication of the information.” Clark, 468 U.S. at 293; see also Trotter, 58 Kan. App. 2d at 791 (holding that “‘time, place, or manner’ restrictions, will be upheld if they are ‘justified without reference to the content of the regulated speech,’ are ‘narrowly tailored to serve a significant governmental interest,’ and ‘leave open ample alternative channels for communication of the information‘“). Also, when analyzing a content-neutral law that places a prior restraint upon a person, like obtaining a license before engaging in some form of expression, a court should also consider “whether there are reasonable and definite standards to guide the licensor‘s determination,
When reviewing a party‘s argument that a law is unconstitutionally overbroad, however, we employ a different test. Specifically, “[t]he party attacking the constitutionality of a statute on the basis of overbreadth must establish ‘(1) the protected activity is a significant part of the law‘s target, and (2) there exists no satisfactory method of severing that law‘s constitutional from its unconstitutional applications.‘” Williams, 299 Kan. at 920. Yet, “‘[w]here conduct and not merely speech is involved, the United States Supreme Court requires that “the overbreadth of a statute must not only be real, but substantial as well, judged in relation to the statute‘s plainly legitimate sweep.“‘” (Emphasis added.) 299 Kan. at 920. Courts have determined that such challenges must involve substantial overbreadth because “‘[a]lmost every law is potentially applicable to constitutionally protected acts’ and would be unconstitutional if any hypothetical, unconstitutional application was all that had to be established.” (Emphasis added.) 299 Kan. at 920.
Returning our focus to this case once more, we note that the City maintains that Trotter lacked standing before the district court—to challenge
Likewise, in making its decision, the district court wrongly conflated the rules on whether a law expressly violates the First Amendment right to assemble and whether a law is so broad that it infringes upon a First Amendment right. Also, most of the district court‘s analysis why
But the district court‘s reliance on hypotheticals to rule that
In any case, our Supreme Court has explicitly rejected the hypothetical-based analysis the district court engaged in. Again, a person arguing that a law expressly violates the First Amendment lacks standing to raise a constitutional challenge based on hypothetical applications of the law to third parties. See Williams, 299 Kan. at 918 (explaining that in express challenges, “‘if there is no constitutional defect in the application of the statute to a litigant, [the litigant] does not have standing to argue that it would be unconstitutional if applied to third parties in hypothetical situations‘“). In turn, because Trotter lacked standing to raise a
Also, a person arguing that a law is unconstitutionally overbroad in a manner that infringes upon a right protected under the First Amendment cannot invalidate the disputed law by relying on only hypothetical applications of the law. See Williams, 299 Kan. at 920 (explaining that overbreadth challenges must do more than establish that some constitutionally protected behavior would be prohibited by a law because “‘[a]lmost every law’ . . . would be unconstitutional if any hypothetical, unconstitutional application was all that had to be established“). But see State v. Harris, 311 Kan. 816, 824-25, 467 P.3d 504 (2020) (approving of using hypotheticals in constitutional void-for-vagueness analysis to the extent the hypotheticals established that a law could be subject to different enforcement standards). Thus, the district court necessarily erred when it ruled that
Conclusion
Thus, to summarize, we lack jurisdiction to consider the district court‘s ruling that Trotter lacked standing to challenge
Because it is readily apparent that the district court erred when it dismissed Trotter‘s charge for violating
Is Wichita Municipal Ordinance 3.06.030.A. unconstitutional?
Once again, the City contends that the district court erred by granting Trotter‘s motion to dismiss because its after-hours establishment licensing framework is not unconstitutionally overbroad. Trotter counters that
A review of the City‘s after-hours establishment licensing framework.
As previously noted,
“No separate license shall be required under this chapter for a business licensed by the State of Kansas or City of Wichita, including but not limited to: entertainment establishment, drinking establishment, drinking establishment restaurant, licensed
community event, licensed temporary entertainment district, or sexually oriented businesses.”
Thus, under the City‘s after-hours establishment licensing framework, unless a person has already licensed his or her establishment as one of the listed exempted establishments, any person operating an after-hours establishment must obtain a license to legally operate it. A person who violates
“‘After-hours establishment’ means any venue for a series of events or ongoing activity or business, occurring alone or as part of another business, to which the public is invited or allowed which is open anytime between midnight and 6:00 a.m., where individuals gather and is not otherwise licensed for the sale of alcoholic beverages or cereal malt beverages or otherwise licensed by the City of Wichita or state of Kansas for a business at that location. This term shall not include hospitals, hotels, motels or other boarding houses nor is it intended to apply to private homes where specifically invited guests gather.”
W.M.O. 3.06.020 .
Also, the definition of “after-hours establishment” further states:
“A combination of two or more of the following factors is prima facie evidence that an establishment is an ‘after-hours establishment‘:
- Playing of music either recorded or live;
- Entertainment such as trivia or games;
- Sporting events in person or broadcasted on screens;
- Crowds in excess of 20 people;
- Alcoholic beverages present;
- Food by an unlicensed vendor offered for purchase or as a benefit of paid entry;
- Entry allowed only upon payment of a fee or membership;
- Establishment monitored by security guards;
- Advertisements or notifications on social media or by other means that invite the public to attend or participate in functions or activities located on the premises of such establishment.”
As a result, the definition of “after-hours establishment” includes a nonexhaustive list of factors, which if two are present, proves a venue constitutes an after-hours establishment. Because this is a nonexhaustive list, however, engaging in other unlisted activity after-hours may render a venue an after-hours establishment. In turn, under the City‘s after-hours establishment licensing framework, an after-hours establishment is a venue that does the following: (1) hosts recurring events between midnight and 6 a.m., (2) allows the public to gather at these recurring events, and (3) is not otherwise excluded from having a license because (A) the venue is a hospital, hotel, motel, boarding house, or private home, or (B) the venue already holds a license for an entertainment establishment, drinking establishment, drinking establishment restaurant, licensed community event, licensed temporary entertainment district, or sexually oriented business.
As for the stated purpose of the City‘s after-hours establishment licensing framework,
“The City of Wichita finds that some after-hours establishments within the city contribute to public intoxication, noise, disorderly conduct, assaults, violent crime and other similar problems connected primarily with the routine congregation of persons around such after-hours establishments, especially those which are managed without adequate security and attention to preventing these problems.
“The City of Wichita finds that a significant amount of police resources are being
expended to address safety issues at after-hours establishments and safety risks are abundant when City personnel are not allowed to enter the facility for safety checks on locked doors and fire suppression devices. The purpose of this Chapter is to regulate the operation of all after-hours establishments so as to minimize the negative effects and to preserve the public safety, health and welfare.”
As a result, the City‘s stated purpose for its after-hours establishment licensing framework can be summarized as minimizing the safety and nuisance issues associated with after-hours establishments.
In addition to defining what constitutes an after-hours establishment and outlining the purpose of requiring venues to hold after-hours establishment licenses, the City‘s after-hours licensing framework fully outlines the licensing application process, the licensing suspension and revocation process, and the licensing appeal process.
To obtain an after-hours establishment license, a person must submit a license application in accordance with
If the applicant fails to provide this information, the City will deny the after-hours establishment license application.
Yet, if the City denies an application for an after-hours establishment license, or if the City suspends or revokes a licensee‘s after-hours establishment license, the applicant or licensee may appeal the City‘s decision in accordance with
Thus, there are three important takeaways from the City‘s after-hours establishment licensing framework: First, a venue that constitutes an after-hours establishment must have an after-hours establishment license before it can legally operate. Second, the City‘s licensing requirements do not apply to all establishments. Instead, unless one of the several listed exceptions apply, the City‘s after-hours establishment licensing requirements are triggered when a venue hosts recurring events between midnight and 6 a.m. where the public can gather. Third, although
With this overview of the City‘s after-hours establishment licensing framework in mind, we will now consider the parties’ underlying dispute on whether
W.M.O. 3.06.030.A. is not unconstitutionally overbroad.
Although the City—as the appellant—carries the burden to establish the district court erred on appeal, before the district court, Trotter—as the party alleging that
To establish the preceding, Trotter needed to prove that
Previously, the United States Supreme Court has explained that the party making a facial challenge to a law‘s constitutional validity under the overbreadth doctrine must show that the disputed law is substantially overbroad because application of the overbreadth doctrine should be done “sparingly and only as a last resort.” Broadrick, 413 U.S. at 613. Thus, “‘there must be a realistic danger that the statute itself will significantly compromise recognized First Amendment protections of parties not before the Court for it to be facially challenged on overbreadth grounds.‘” (Emphasis added.) Airport Comm‘rs v. Jews for Jesus, Inc., 482 U.S. 569, 574, 107 S. Ct. 2568, 96 L. Ed. 2d 500 (1987). In line with this precedent, both the First and Sixth Circuits of the United States Court of Appeals have rejected challenges to laws that specifically prohibited persons from operating certain establishments during certain hours of the day.
For instance, in National Amusements, Inc. v. Town of Dedham, 43 F.3d 731, 734, 748 (1st Cir. 1995), the First Circuit rejected
Likewise, the Sixth Circuit, in Richland Bookmart, Inc. v. Nichols, 137 F.3d 435, 438, 441 (6th Cir. 1998), rejected an adult-business store owner‘s overbreadth challenge, holding a law that prohibited adult-businesses from “opening before 8 a.m. or after midnight Monday through Saturday, and from being open at all on Sundays” was not so broad as to violate the First Amendment. There, the Sixth Circuit explained that it was reversing the district court, which had ruled the law was unconstitutionally overbroad in favor of the adult-business store owner, because the mere possibility that the law may regulate some constitutionally protected expression was an insufficient reason to rule that the law was unconstitutionally overbroad. 137 F.3d at 441.
So this authority from the First and Sixth Circuits supports that a government may place an outright ban on certain establishments being open during some portion of the day without violating protected expression rights under the First Amendment. Indeed, the First Circuit‘s decision in National Amusements, Inc. strongly supports that a government may require a person to comply with a law limiting his or her establishment‘s hours of operation as part of a licensing requirement. As a result, this authority from the First and Sixth Circuits makes a telling point that a law—requiring a person to obtain a license to operate an establishment during certain hours of the day—would not impermissibly infringe on that person‘s First Amendment expression rights as long as the law otherwise met the overbreadth doctrine‘s test for constitutionality.
In its appellant‘s brief, the City argues that neither
In his appellee‘s brief, Trotter responds that
Also, Trotter‘s argument that the target of
Of note, most of the district court‘s hypotheticals, which Trotter has adopted, ignore this key fact. Once more, the district court determined that
Of further note, although the district court implied that private homes in nonresidentially zoned areas are excluded from the list of venues that are excepted from the City‘s after-hours establishment licensing framework, this is not true. It seems that the district court ruled that private homes in nonresidentially zoned areas may come under the City‘s after-hours establishment licensing framework by hosting recuring gatherings between midnight and 6 a.m. in their private homes because
Next, although the district court‘s dismissal order did not make any rulings on churches, Trotter has consistently argued that
We note that “[t]he freedom to hold religious beliefs and opinions is absolute. . . . However, the freedom to act, even when the action is in accord with one‘s religious convictions, is not totally free from legislative restrictions.” Braunfeld v. Brown, 366 U.S. 599, 603, 81 S. Ct. 1144, 6 L. Ed. 2d 563 (1961). Thus, one‘s religious beliefs may not be a defense against a prosecution for a crime that may be prohibited under a government‘s police power. Reynolds v. United States, 98 U.S. 145, 166-67, 8 Otto 145, 25 L. Ed. 244 (1878) (Religious belief is no defense to a polygamy prosecution.); Trotter, 58 Kan. App. 2d at 799 (“‘Municipalities have broad police powers to enact ordinances regulating or restricting certain activities to promote the health, safety, and welfare of the public.‘“).
As for Trotter‘s emphasis on the nonexhaustive list of factors included in
Trotter‘s current overbreadth challenge is very similar to his overbreadth challenge in Trotter. Like the City‘s entertainment establishment licensing framework at issue in Trotter, the City‘s after-hours establishment licensing framework at issue in this case, though broad, is not unbounded. Next, like his overbreadth argument in Trotter, Trotter‘s current argument that
In summary, under the first part of our test in determining if
Conclusion
The advantage of requiring licenses here was to give the City and the public authorities (law enforcement, fire, and emergency medical services) notice in advance so as to afford them an opportunity for proper public safety. Indeed,
“The City of Wichita finds that some after-hours establishments within the city contribute to public intoxication, noise, disorderly conduct, assaults, violent crime and other similar problems connected primarily with the routine congregation of persons around such after-hours establishments, especially those which are managed without adequate security and attention to preventing these problems.”
The City‘s stated purpose for requiring after-hours establishment licenses was to minimize the safety and nuisance risks associated with after-hours establishments. Also,
In conclusion, because an application of the law governing whether the language in a rule is so broad as to violate First Amendment expression rights definitively establishes that
Based on the preceding, as well as the fact that the district court lacked jurisdiction to rule that
Reversed and remanded with directions.