CITY OF ST. PAUL v. ROBERT MORRIS
No. 37,909
Supreme Court of Minnesota
July 22, 1960
104 N. W. (2d) 902
* Certiorari denied, 365 U. S. 815, 81 S. Ct. 696, L. ed. (2d) —.
Affirmed.
Otis H. Godfrey, Sr., for appellant.
Louis P. Sheahan, Corporation Counsel, and Robert E. Faricy, Assistant Corporation Counsel, for respondent.
DELL, CHIEF JUSTICE.
Defendant was convicted of disorderly conduct under St. Paul City Ordinance 438.02.1 He appeals from the judgment of conviction.
On January 10, 1959, at approximately 1:30 a. m., the defendant‘s half brother, Booker T. Parker, was arrested with two others on a charge of consuming liquor in a restaurant not licensed for such consumption. As the officers left the establishment and were leading the
Defendant contends that the use of abusive language toward a police officer does not, in itself, constitute disorderly conduct. In support of his argument he cites numerous authorities, particularly New York cases, holding that since an officer is charged with preserving the peace, offensive language directed solely toward an officer, however abusive or vile it may be, cannot be said to tend to provoke a breach of the peace. This largely fictional reasoning has been vigorously repudiated in other jurisdictions,2 and not always followed in New York.3
Regardless of the merits of these cases they are of little significance since the conduct prohibited by the ordinance here involved is not limited to acts which tend to breach the peace or cause actual disturbance. It is the rule in this state, as it is generally elsewhere, that legislation relating to disorderly conduct also embraces acts which corrupt the public morals or outrage the sense of public decency.4 Under the circumstances before us the foul, vulgar, and obscene expressions admittedly used by the defendant constituted conduct of such a nature. While it is obvious that not every abusive epithet directed
Since this opinion was written a dissent has appeared even though the only issue briefed and argued is the one disposed of by the majority opinion. Ordinance 438.02 is the only one involved. The trial and conviction in the court below as well as the briefs of both parties here were based on that ordinance. No other ordinance was mentioned.
The question of whether the ordinance involved is sufficiently definitive to meet constitutional requirements was not argued by the defendant. Nevertheless it is clear from our discussion in State v. Reynolds, 243 Minn. 196, 66 N. W. (2d) 886, in which we held that the offense of “disorderly conduct,” as defined in
Nor can we adopt the suggestion made in the dissenting opinion that the foul and vulgar expletive here used became offensive only because it was addressed by a colored person to a Caucasian officer and referred to the “white” race. While each case must rest upon the probable and natural consequences of the defendant‘s own conduct, under the particular facts involved, we have no doubt that the expression would be equally provocative and offensive to any citizen, regardless of race.
No racial issue was raised in this appeal, and as pointed out in footnote 17 of the dissent, the record does not even show that the defendant and his companions were of the colored race while the officers were of the Caucasian race. We think it would have been a great deal better, and certainly far more judicial, to have waited until a case was presented to us dealing squarely with this issue than to inject it, as was unfortunately done here, through the dissent.
The defendant‘s other assignments, dealing with procedural matters
Affirmed.
LOEVINGER, JUSTICE (dissenting).
This case presents the issue whether using an obscene expletive to a policeman sustains a conviction for “disorderly conduct” under the ordinances of St. Paul. Behind this apparently simple issue lurk considerations of basic importance in the relationship of government to individual. These deserve careful examination and therefore require extended discussion.
The liberty of the individual, which is rightfully one of the proudest possessions of the American people, is largely a freedom from arbitrary action by those possessed of the power of government. This is so important a matter to our people that the very structure of the government itself was formed to secure this end. The powers of government were divided among legislative, executive, and judicial branches to insure, so far as any device could do so, against abuse, arbitrary exertion, or usurpation of power.6
This concept has roots deep in our legal history. In the Magna Charta signed by King John at Runnymede in 1215, it was promised that no freeman should be penalized unless “by the law of the land.”7 It is now generally agreed that these words were intended to secure the individual from the arbitrary exercise of the powers of government.8 This specific guarantee of Magna Charta has been carried into our constitutional law in the prohibition against the deprivation of life, liberty, or property without “due process of law.” These words have the same meaning as the phrase “by the law of the land” used in Magna Charta in the thirteenth century.9 This basic requirement that government proceed by due process of law has been a part of the Bill of Rights of the Minnesota constitution since it was approved by the people in 1857.10 The same provision has been a part of the
This ancient and basic concept of American government has been developed and refined over the years by numerous applications and expositions. Through these it has come to be recognized as imposing certain specific minimum requirements for governmental action. Essentially these require that all three branches of government act in their respective capacities before a penalty is imposed. The legislative branch must define the offense and stipulate the penalty by proper enactment. The executive branch must apprehend the offender, institute prosecution, and present evidence showing a violation of the legislative enactment. The judicial branch must consider the charge and the evidence impartially and reach a reasoned determination that the evidence establishes violation of the legislative enactment.
These requirements are sometimes called “technical,” and they may be. Nevertheless, they are the means by which the ancient and basic guarantee against arbitrary government action inflicting a penalty or curtailing individual liberty is made effective. The courts have no more important function in our system of government than the maintenance of this principle in unimpaired vitality and the application and enforcement of the technical requirements by which this purpose is secured.
It has been repeatedly held that it is fundamental to due process of law that no person be penalized except for commission of an offense which was clearly forbidden and defined by legislative enactment. While mathematical precision is not required, the legislative definition of an offense must be specific enough to give fair notice of what is forbidden to men of common intelligence and to provide a reasonably certain guide to the lawyer defending the person charged and the judge engaged in applying the law.13 State action failing to meet this stand-
It is generally stated that the reason for this rule is to give fair notice to all individuals as to what conduct will render them subject to penalties.16
However, an equally important consideration appears to be that this requirement minimizes the opportunity for arbitrary action by executive and judicial officers of government. When penalties are imposed for offenses that are vaguely defined, then the police agencies become legislators and the courts are powerless to check abuses except by arrogating legislative authority to themselves. On the other hand, when penal laws are reasonably specific and definite, then police agencies, as well as the people, have guidance to recognize illegal conduct without resorting to their own ideas of what is proper or improper, and the courts similarly have standards by which to judge.
In the instant case defendant was in a restaurant when police officers arrested several other individuals in the restaurant, including defendant‘s half brother, on a charge of consuming liquor in an unlicensed establishment. As the officers were leaving the restaurant the defendant walked behind them and asked why they were arresting his brother. One of the officers told defendant to shut up, whereupon defendant referred to the officers as white so-and-so‘s, using an obscene expletive, and said they were picking on the colored people.17 De-
Examination of the St. Paul city ordinances discloses that there are two sections indexed to the heading “Disorderly Conduct.” Ordinance 469.02 prohibits “rioting, quarreling, fighting, revelling, drunkenness, or any other disorderly conduct *** ”21 This section, however, is
Ordinance 438.02 is headed “Riots.” It makes it a misdemeanor to make “any noise, riot, disturbance or improper diversion *** ”22 Ordinance 438.02 does not contain the words “disorderly conduct” or any reference to that term. There is a serious question whether the charge against the defendant was proper and whether he may be found guilty of violating Ordinance 438.02 under this charge. It has been held that “disorderly conduct” is too vague a phrase to define an offense.23 Further, this court has held that a charge in substantially the language of Ordinance 438.02 does not charge the commission of any specific act constituting an offense, and is, therefore, insufficient to sustain a conviction.24 However, passing this point, there are more important reasons why this conviction should not be permitted to stand.
Although defendant was charged with “the crime of disorderly conduct,” he can be convicted only of violating some specific ordinance. There are no common-law crimes in this state,25 and disorderly conduct is not a crime at common law in any event.26 Consistently
We must consider, therefore, whether the use of an obscene expletive in and of itself is an illegal “noise, riot, disturbance or improper diversion.”
It is a matter of common knowledge, readily verified by reference to the dictionary, that the word “noise” refers to clamor, din, or uproar, or to sound that is objectionable by reason of its volume or discordant quality. It certainly does not apply to sound that is offensive merely because of the import of the words used or the sense conveyed. Courts that have considered the matter, including this court, have held that noise, in such a context, refers to more than audible sound, and means sound which is disturbing to others because of its volume, such as shouting upon the streets at night.29
The term “disturbance” also has an established legal significance. As used in the law, disturbance connotes civil commotion and means conduct which interferes with or interrupts a peaceful assembly of others.34 Although the term “disturbance” is a broad one with numerous other meanings,35 as used in the context of an enactment having to do with noise or riot, the term is apparently a shorthand expression for the common-law offense of disturbance of public meetings.36 It has been held that the term “disturbance” as used in a context such as that here means conduct which is itself so disorderly that it amounts to civil commotion and does not mean conduct which merely causes others to be disturbed.37 The word “disturbance” is undoubtedly used also in
The word “diversion” does not appear to have any contemporary meaning relevant to this subject. The literal meaning of the term is of a turning aside. The popular meaning is of an amusement or recreation. The term may have been used in an archaic sense, now unknown, since the language of this ordinance is more than a century old.38 The legislative history suggests that the term was either a synonym for “disturbance” or was essentially meaningless.39 In any
Thus, a rational analysis demonstrates that the use of expletives, without violence or threat of violence, is not within the legal, the popular, or the literal meaning of any of the terms “noise,” “riot,” “disturbance,” or “diversion.” However, the record is clear that the defendant was not guilty of any noise, riot, fighting, or disturbance other than the utterance of the objectionable expletive in a normal tone of voice.43
If offensive utterances that are not loud, violent, or tumultuous can be held to violate this ordinance, then anything offensive to a policeman and municipal judge is within its scope with equal logic. In that case, punishable conduct is merely that which sufficiently displeases a judge. This is purely arbitrary power, not a rule of law.
Nevertheless, it is difficult to be altogether rational in responding to an emotional exclamation that is obviously intended as an affront. Those with skins of that peculiar yellowish-pink color that is called “white” in the contemporary vernacular are unused to racial denigraton and insults. Thus, it comes as a severe shock to have the term “white” used in a derisive sense. When it is coupled with a derogatory and offensive expletive, the shock turns to indignation which regards this as obscene or even blasphemous. The natural inclination is to feel that if an execratory expletive is offensive enough it must be illegal regardless of “technicalities.” The difficulty is that it is quite
The very violence of feeling aroused by an offensive expression should warn judges of the dangers of being injudicious and of the impropriety of determining legal significance by their own reactions or feelings. The mere fact that acts or words are offensive does not mean that they are “disorderly” or within that special category of disorderly described as noise, riot, disturbance, or diversion. This has been held in cases in which the conduct complained of was apparently less offensive than here.48 It should be noted that this principle does not prevent the legislature from passing a proper enactment forbidding the use of language that threatens a breach of the peace.49
Since the conduct of defendant here was not clearly encompassed within the terms of the ordinance invoked for his punishment, the conviction was contrary to
LOEVINGER
JUSTICE
Notes
“* * * Political liberty *** is there only when there is no abuse of power: but constant experience shews us, that every man invested with power is apt to abuse it; he pushes on till he comes to something that limits him.”
“When the legislative and executive powers are united in the same person, or in the same body of magistrates, there can be no liberty; because apprehensions may arise, lest the same monarch or senate should enact tyrannical laws, to execute them in a tyrannical manner.
“Again there is no liberty, if the power of judging be not separated from the legislative and executive powers. Were it joined with the legislative, the life and liberty of the subject would be exposed to arbitrary controul; for the judge would then be the legislator. Were it joined to the executive power, the judge might behave with all the violence of an oppressor.
“There would be an end of every thing, were the same man, or the same body, whether of the nobles or of the people to exercise those three powers,
It is generally conceded that the ideas of Montesquieu were the principal intellectual influence in bringing the constitutional convention to adopt the scheme of government involving this division of powers. See, e. g., James M. Beck, “The Constitution of the United States,” p. 232.
A century after adoption of the constitution, James Bryce in his classic work, “The American Commonwealth,” remarked (1891 ed., vol. 1, p. 299):
“All the main features of American government may be deduced from two principles. One is the sovereignty of the people, ***
“The second *** is the distrust of the various organs and agents of government. The States are carefully safeguarded against aggression by the central government. So are the individual citizens. Each organ of government, the executive, the legislature, the judiciary, is made a jealous observer and restrainer of the others. Since the people, being too numerous, cannot directly manage their affairs, but must commit them to agents, they have resolved to prevent abuses by trusting each agent as little as possible, and subjecting him to the oversight of other agents, who will harass and check him if he attempts to overstep his instruction.”
“Disorderly Conduct. No person or persons within the City of St. Paul, shall commit or suffer to be committed, in any house or other building or premises by him, or her, or them occupied, any rioting, quarreling, fighting, revelling, drunkenness, or any other disorderly conduct, calculated to disturb the neighborhood, or annoy travelers or others.”
“Riots. Any person or persons who shall make, aid or countenance, or assist in making any noise, riot, disturbance or improper diversion, to the annoyance or disturbance of the citizens, or other person or persons in said city; or who collect in bodies or crowds in any street or public place in said city, so as to obstruct public travel thereon, shall be guilty of a misdemeanor.”
Cases on opprobrious words addressed to a policeman as breach of the peace are collected in Annotation, 34 A. L. R. 566. Cases on words as a criminal offense other than libel or slander are collected in Annotation, 48 A. L. R. 83. No case cited appears to consider the precise issue presented in this case, although Anderson v. City of Camden, 52 N. J. L. 289, 19 A. 539, holds that indecent language is not a violation of an ordinance very similar to the one involved here.
“Any person or persons who shall make, aid, countenance or assist in making any noise, riot, disturbance, or improper diversion; and all persons who shall collect in bodies or crowds in said city for unlawful purposes, to the annoyance or disturbance of the citizens or travelers, shall, for each offense, on conviction before the said City Justice be liable to the punishment and penalties provided in section one of this ordinance.”
The marginal title of this section is “Breaches of the peace &c.”
By Ordinance 40, approved October 7, 1869, this section was made to read as follows:
“Any person who shall make, aid or countenance, or assist in making any noise to the disturbance of the inhabitants or other persons in said city, or make, aid or encourage any riot, disturbance or improper diversion, to the annoyance or disturbance of the citizens or other person or persons in said city, and all persons who shall collect in bodies or crowds in said city, for any unlawful purpose, to the annoyance or disturbance of the citizens, or other person or persons, shall, for each offense, on conviction before the said City Justice, be fined in any sum not exceeding one hundred dollars, to which may be added, in the discretion of the City Justice, imprisonment not to exceed three months.”
Ordinance 1475, approved February 18, 1891, repealed Ordinance 40, and § 2 of the new ordinance, under the marginal title “Riot, disturbance, etc.,” contained the language now set forth in Ordinance 438.02.
Sir Frederick Pollock, in “A First Book of Jurisprudence,” c. 7, p. 334, aptly noted that: “About the end of the last century the only art of the parlia-
