Lead Opinion
Concurrence by Judge McCALLA
OPINION
This appeal arises from a prison’s alleged indifference to an inmate’s medical needs. The plaintiff, Charles “Charlie” Jackson, first filed suit while a prisoner at San Quentin State Prison in California. After his release, Jackson amended his complaint with leave of court. The district court then granted summary judgment to the defendants based on Jackson’s failure to exhaust his administrative remedies as a
I.
In May 2010, Jackson became a prisoner at San Quentin State Prison (San Quentin) in San Quentin, California. He was serving a term for second-degree burglary. On June 11, 2012, while still incarcerated in San Quentin, Jackson filed a pro se prisoner complaint in federal district court challenging the conditions of his confinement under 42 U.S.C. § 1988. Unless otherwise stated, the following facts assume the truth of the allegations in Jackson’s operative third amended complaint, construed liberally.
In 2010, suffering from mental health problems,
On August 27, 2010, Jackson met with Dr. P. Burton, and requested administrative segregation (solitary confinement) to help address his mental health issues. After Burton denied his request, Jackson threatened violence unless prison officials placed him in solitary confinement. Subsequently, prison officials placed Jackson in solitary confinement from August 27, 2010 to November 5, 2011. During that time, Jackson’s physical and' mental health “deteriorated significantly.” He “would often miss numerous medical appointments and classification hearings ... because he could not leave his cell [due] to severe social phobia, panic attacks, and depression.” He lost good-time credits and spent “unnecessary time in prison” because of his time in solitary confinement.
II.
The California Department of Corrections and Rehabilitation (CDCR) has an administrative review process with well-established procedures and three levels of review. On-site staff process health care appeals at the first and second level. Third level appeals go to staff in the Inmate Correspondence and Appeals Branch within the headquarters of the California Correctional Health Care Services.
In March 2012, Jackson filed an inmate health care appeal for review of the Doctors’ decisions and their alleged denial of mental health treatment. San Quentin’s Health Care Appeals Office dismissed Jackson’s appeal as untimely. Jackson concedes his administrative appeal was untimely.
Jackson then submitted an appeal—effectively to the second level of review— arguing that officials should excuse his untimeliness in light of the mental health
At this point, Jackson began to pursue review simultaneously in the CDCR and in federal district court. His appeal to the third and final level of review within CDCR’s administrative scheme reached that office in July 2012. CDCR took no immediate action. In the meantime, while still in prison and awaiting the third-level administrative decision, Jackson filed suit in federal district court. Jackson subsequently filed a first amended complaint in September 2012.
In December 2012, while Jackson’s first amended complaint was pending before the district court, CDCR released him from custody. At the time of Jackson’s release, his administrative appeal remained pending at the third level of review. In January 2013, CDCR closed Jackson’s still-pending appeal because of his release.
Within three days of his release, Jackson notified the district court that he was no longer in custody and withdrew his pending request for injunctive relief. The district court dismissed Jackson’s first amended complaint -with leave to amend. Jackson then filed a second amended complaint on March 7, 2013, when he was no longer in custody.
In response, one of the named defendants moved to dismiss the second amended complaint, arguing that Jackson improperly asserted unrelated claims against numerous defendants in one suit, and failed to allege the participation of the defendants in a common event or set of events. The district court granted the motion to dismiss with partial leave to amend, effectively giving Jackson a choice about which set of claims to pursue:
The dismissal is with partial leave to amend to bring one of plaintiffs three claims—deprivation of mental health treatment, food contamination or use of excessive force (as well as supervisory liability claim connected to underlying claim)—in an amended complaint within 30 days of this order. (Plaintiff is free to bring the other two claims in two separate new suits.)
Jackson then filed his third amended complaint. It was, compared to his previous filings, succinct. Jackson named the Doctors as defendants, alleging that they “denied him treatment for his mental illnesses (including depression and anxiety) despite his asking them for treatment.” Specifically, Jackson alleged that the Doctors showed deliberate indifference to his serious medical needs in violation of the Eighth Amendment. At the screening stage, the district court concluded that these allegations stated a cognizable claim.
The remaining three defendants—Fong, Burton, and Freiha—then moved for summary judgment. They argued that Jackson’s failure to exhaust administrative remedies before filing suit violated the PLRA. In February 2015, the district court granted the motion. By this time, Jackson was an inmate at a state correctional facility in Nevada. Jackson timely appealed. We have jurisdiction under 28 U.S.C. § 1291, and now reverse.
III.
When the district court grants summary judgment for failure to exhaust remedies under the PLRA, we review the district court’s legal conclusions de novo, and its factual findings for clear error. Talamantes v. Leyva,
A.
The PLRA “requires that a prisoner challenging prison conditions exhaust available administrative remedies before filing suit.” Albino v. Baca,
In this case, Jáckson did not exhaust his administrative remedies prior to initiating his federal suit.
The only question on appeal is -whether the administrative exhaustion requirement applies to Jackson. The answer depends on whether the court should look to the initiation of the suit (when Jackson was a prisoner, and had hot exhausted’ his remedies), or to Jackson’s operative third amended complaint (filed when Jáckson was not a prisoner, and the exhaustion requirement did not apply).
.The Supreme Court has acknowledged the “challenges faced by the lower federal courts in managing their dockets and attempting to separate,. when it comes to prisoner suits, not so much wheat from chaff as needles from haystacks,” Jones,
B.
In Rhodes v. Robinson, also applying Jones, we concluded that the amended complaint controlled the PLRA exhaustion analysis.
were “brought” within the meaning of § 1997e on March 20, 2006, when he tendered that complaint for filing with his motion for leave to file an amended complaint. The SAC alleged that, at the time of filing, all of the claims within it had been properly exhausted. Defendants’ argument that the PLRA requires the newly-added claims in the SAC to have been exhausted before the original complaint was “brought” on January 4, 2002, fails because it ignores the general rule of pleading that the SAC completely supersedes any earlier complaint, rendering the original complaint non-existent and, thus, its filing date irrelevant.
Id. The appellant’s SAC “was, in fact, a supplemental complaint, regardless of the label attached to it by the pro se prisoner-plaintiff, permitted under Federal Rule of CM Procedure 15(d).” Id. at 1006. “Congress has never indicated ... that it intended to do away with Rule 15(d) and supplemental pleadings in PLRA actions.” Id. at 1007.
In this case, there is no dispute that we analyze Jackson’s third amended complaint as a supplemental complaint within the meaning of Rule 15(d). Rhodes reminds that a supplemental complaint “completely supersedes any earlier complaint, rendering the original complaint non-existent and, thus, its filing date irrelevant.”
Even though the Supreme Court squarely rejected relying on the distinction between “action” and “claim” in the PLRA, Jones,
The Doctors cite several out-of-circuit decisions that predate Jones to argue against the result we adopt here. See Cox v. Mayer,
Since Jones, the Sixth Circuit has commented that it found our treatment of Rule 15 in Rhodes and other cases “compelling.” Mattox v. Edelman,
Exhaustion requirements apply based on when a plaintiff files the operative complaint, in accordance with the Federal Rules of Civil Procedure. See Jones,
The Doctors also argue that allowing Jackson’s suit to proceed “would reward, prisoners who neglect their exhaustion obligations and discourage prisoners from using the prison appeal process.” The Doctors overstate any policy concerns.
District court discretion is critical to assessing the fairness of .amended pleadings. See Fed. R. Civ. P. 15(a)(2) (stating that, “a party may amend its pleading only with the opposing party’s written consent or the court’s leave”). District courts play an especially vital gatek-eeping role in administering the PLRA and screening prisoner complaints. We recognize that “a district court’s' discretion to allow the addition of a new claim in an amended complaint should not be curtailed' where it is not required by law or statuté.” Cano v. Taylor,
Moreover, once a prisoner is no longer in custody, there is nothing to gain by forcing the prisoner through the administrative process. Many PLRA provisions do not apply to former prisoners. See, e.g., Olivas v. Nevada ex rel. Dep’t of Corr.,
The Doctors do not argue that a statute of limitations should have barred Jackson’s claims at any stage, and there is no indication that a statute of limitations would have applied had Jackson chosen to file anew rather than amend. The statute of limitations relevant to Jackson’s § 1983 claims was California’s two-year limit for personal injuries. See Cal. Code Civ. Proc. § 335.1, Butler v. Nat’l Cmty. Renaissance of California,
Finally, policy decisions regarding prisoner incentives and litigation requirements are for Congress, not the courts, to weigh and impose. As the Supreme Court has stated, “courts should generally not depart from the usual practice under the Federal Rules on the basis of perceived policy concerns.” Jones,
IV.
A plaintiff who was a prisoner at the time of filing his suit but was not a prisoner at the time of his operative complaint is not subject to a PLRA exhaustion defense. Jackson was not a prisoner when he filed his " operative third amended complaint, and therefore cannot be subject to an exhaustion defense. Page,
REVERSED and REMANDED.
Notes
. Jackson has suffered from mental illness since age four. He has spent time in hospitals since he was seven years old, and he has a history of major depressive disorder, panic disorder, social phobia, and anti-social personality disorder.
. In practice, Jackson could not exhaust his administrative remedies because the CDCR cancelled his appeal at the third level.of review after Jackson’s release. Cancellation is not equivalent to exhaustion, Cal. Code Regs. tit. 15, § 3084.1(b), and "the PLRA exhaustion requirement requires proper exhaustion.” Woodford v. Ngo,
. Our sister circuits might well decide these cases differently today. Compare Mitchell v. Dodrill,
. The Doctors argue that several district courts within the Ninth Circuit appear to have applied the PLRA’s exhaustion require
. The district court granted summary judgment to the Doctors solely based on the exhaustion defense. We leave issues of qüalified immunity for the district court to resolve in the first instance, Schneider v. Cty. of San Diego,
Concurrence Opinion
concurring in judgment:
I concur in the judgment alone. The district court improperly determined Jackson had not exhausted his claims, not because the PLRA was inapplicable to his post-release third amended complaint, but because Jackson’s failure to exhaust is excusable under § 1997e(a).
Exhaustion under the PLRA.is measured at the time the action is filed. McKinney v. Carey,
The ability to amend a complaint with fully exhausted claims, however, does not permit plaintiffs to override the substantive requirement contained in the PLRA. See Mattox,
Prisoners who are functionally unable to exhaust their claims through no fault of their own may be excused from the PLRA exhaustion requirement. See, e.g., Reyes v. Smith,
In Ross v. Blake, the Supreme Court held that § 1997e(a) requires an inmate to exhaust only those “grievance procedures that are capable of use to obtain some relief for the action complained of.” — U.S. -,
Under the circumstances present here, I would find Jackson exhausted his available administrative remedies prior to filing his March 7, 2013 second amended complaint in January 2013, when CDCR closed Jackson’s still-pending appeal due to his release.
As I would find the PLRA still applied to Jackson and that he is excused from the
