Case Information
*3 JORDAN, Circuit Judge .
“Among the most inestimable of our blessings,” said Thomas Jefferson, is that “of liberty to worship our creator in the way we think most agreeable to his will … .” [1] That bedrock principle, enshrined in the Free Exercise Clause of the First Amendment, has since been reinforced through federal laws that guarantee prisoners the freedom to practice their faiths. Charles Mack, a former federal inmate and a devout Muslim, brought suit to vindicate that guarantee.
*4 When Mack was incarcerated, he worked at the prison commissary, where two supervising prison guards singled him out for harassment because of his Muslim faith. Most significantly, the evidence as it now stands shows that, when Mack would go to the back of the commissary to pray during shift breaks, the guards would follow him and deliberately interfere with his prayers by making noises, talking loudly, and kicking boxes. Fearing retaliation if he continued to pray at work, Mack eventually stopped doing so, but the guards nevertheless engineered his termination from his commissary job. He then sued.
The resulting case has been before us three times already, and, at this point, Mack’s lone surviving claim arises under the Religious Freedom Restoration Act of 1993 (“RFRA”), 42 U.S.C. §§ 2000bb et seq. The guards sought summary judgment on that claim, but the District Court initially denied the motion, holding that a jury could reasonably find the guards had, in violation of RFRA, substantially burdened Mack’s exercise of religion. The guards later moved for summary judgment again, this time on the theory that they are entitled to qualified immunity. On that argument, the District Court sided with them. It held that qualified immunity was warranted because no clearly established caselaw would have put a reasonable person on notice of the illegality of the guards’ actions. Mack has again appealed.
We agree with Mack that granting summary judgment was wrong. While, as a matter of law, qualified immunity can be asserted as a defense under RFRA, the officers have not – at least on this record – met their burden of establishing that *5 defense. Framed in the light most favorable to Mack, evidence of the RFRA violation here involved significant, deliberate, repeated, and unjustified interference by prison officials with Mack’s ability to pray as required by his faith. Based on those facts, which are undisputed for purposes of summary judgment, the officers are not entitled to qualified immunity. But if different facts come out at trial, the officers may again raise qualified immunity. Because affording the guards qualified immunity is unwarranted at this stage, we will vacate and remand for further proceedings.
I. B ACKGROUND
A. Factual Background [2] Mack is a practicing Muslim and a former inmate at the federal correctional institution in Loretto, Pennsylvania. During his incarceration, he worked as a paid employee in the prison’s commissary between May and October 2009. He would stock the shelves and fill inmates’ orders by collecting commissary items. Mack was supervised by two correctional *6 officers, Douglas Roberts and Samuel Venslosky, who oversaw the commissary workers and handled sales.
Central to Mack’s observance of his Muslim faith is his obligation to pray five times a day. Those five daily prayers, each of which takes approximately five minutes, are supposed to be done at prescribed times. An imam provided Mack and other Muslim inmates with a prayer schedule tailored to their location in western Pennsylvania so that they knew exactly when to pray each day. Although the imam advised Mack that it was acceptable to catch up on his prayers at the end of the day if he was unable to pray on schedule, he was nonetheless expected to adhere to the prescribed times whenever feasible. On Fridays, Mack was also supposed to attend, with other Muslim inmates, a special prayer service known as Jumu’ah. When he prayed, Mack typically used a prayer rug. He could, in accordance with his faith, pray from wherever he was located in the prison, so long as he faced east when doing so. [3]
Because of his religious commitments, Mack was afforded some accommodations while working at the commissary. He was excused from handling pork products [4] *7 and was allowed to leave work for the Jumu’ah prayer service. Although prison rules did not permit him to return to his cell to pray while on the job, those policies did not prohibit his praying at the commissary. Mack therefore prayed “[a]s much as [he] could” at work. (J.A. at 134-35.) He typically prayed in a back corner of the commissary where there was space for him to do so during shift breaks.
Most guards let Mack pray without incident. But,
absent any written guidance from the prison on inmates’ rights
of worship, Mack perceived his ability to practice his faith as
depending on the goodwill of the individual guards. The
guards at Loretto were aware of his faith, both because he
regularly wore a religious head covering known as a kufi and
because the prison chaplain kept a list of all the inmates who
were practicing Muslims. Mack tried to stay mindful of the
guards’ attitudes toward Islam and sought to avoid
“inconveniencing” them. (J.A. at 125.) He believed that if one
of them was hostile to his faith, and he crossed that guard by
praying in front of him, “the negativity [was] going to come.”
(J.A. at 125, 129.) Were that to happen, Mack worried, it could
result in the guard finding some reason to discipline him, even
if no legitimate reason existed, and he could get put “[i]n the
not entitled to qualified immunity because it was clearly
established
that “prison officials must
respect and
accommodate, when practicable, a Muslim inmate’s religious
beliefs regarding prohibitions on the handling of pork”). We
have acknowledged that restriction derives, at least in part,
from the following statement in the Koran: “He has forbidden
you ... the flesh of swine.”
Bitner
,
hole” (i.e., in solitary confinement). (J.A. at 125, 163-64.) That fear of retaliation, Mack says, made him especially wary of giving the guards any basis to write him up.
The “negativity” that Mack foresaw became a reality when his job brought him into contact with Roberts and Venslosky. As he perceived it – and as other inmates told him – they were “out to get [him] because [he] was a Muslim,” and they singled him out for disrespect and harassment accordingly. (J.A. at 206.) Although their actions were initially limited to some untoward “stares” and “looks,” they began more “direct[ly]” confronting him as time went on. (J.A. at 204-05.)
That “direct” confrontation was, for a while, limited to “snide remarks” mocking Mack’s adherence to Islam. (J.A. at 137.) For instance, Roberts repeatedly told Mack that he didn’t like him and specified, “I don’t like Muslims.” (J.A. at 202- 04.) Similarly, Venslosky told other inmates that he disliked Mack because he was Muslim. Venslosky also “sarcastically asked Mack whether Muslim was a religion [sic].” (J.A. at 293.) In early October of 2009, things went “downhill” when Roberts said to Mack: “There is no good Muslim but a dead Muslim.” (J.A. at 159-161.) While Roberts was disparaging Mack, Venslosky would often sit back and grin, “egging him on” and expressing what Mack saw as tacit approval of Roberts’s conduct. (J.A. at 173-74.)
Of primary significance here, and in addition to the verbal harassment, Roberts and Venslosky would interfere with Mack’s efforts to pray during his commissary shifts. Mack sometimes delayed his prayers so that he could avoid any “foolishness” from them while he prayed. (J.A. at 136.) As he *9 viewed the situation, the two of them had “indicate[d] … that they [were] going to make this [situation as] difficult as possible because of [his] religion,” so there was no use in exposing himself to further “abuse.” (J.A. at 136.) Nevertheless, he did sometimes pray at work, and Roberts and Venslosky started coming back to the corner of the commissary when he did, even though they had “[n]o reason to be over there.” (J.A. at 156-57.) They would “[i]nterrupt” Mack by making noises, telling jokes, speaking loudly, and even kicking the boxes that Mack was praying behind. (J.A. at 132-34, 156.) Mack was supposed to be “concentrating on praying,” according to the tenets of his faith, but he could not do so because the officers “purposely” talked and made noises “just because they kn[e]w [he was]” there praying. (J.A. at 132.) His perception of the guards’ behavior was backed up by other inmates who told him that Roberts and Venslosky “were trying to interrupt [his] prayers.” (J.A. at 157-58.)
Further harassment occurred toward the end of Mack’s time at the commissary. One Friday, as Mack left work for the Jumu’ah prayer service, Roberts surreptitiously put a sticker on Mack’s back. It said “I love pork bacon.” When Mack later confronted Roberts about the prank, Roberts did not dispute what he had done and told Mack, “You are not going to be here long,” which Mack understood as a promise that he would lose his commissary job. (J.A. at 174.)
Around that time, Mack decided to stop praying at the commissary. He believed Roberts and Venslosky “didn’t want to see” him praying, and, “after everything that was going on[,] only a fool would still try to be in their face and let[] them have any kind of ammunition to come at [him.]” (J.A. at 177-78.) Mack confided his predicament to an imam, who told him that *10 he “shouldn’t even try to pray” at the commissary at the times required by his faith and should instead wait to catch up on his prayers after his shift had ended. (J.A. at 178-79.) Mack heeded that advice and ceased praying at the commissary altogether.
On October 21, 2009, less than two weeks after the sticker-on-the-back incident, Mack was fired from his commissary job. Venslosky, who carried out the termination, explained that Mack had violated the prohibition on bringing another inmate’s shopping slip into the commissary, which was a fireable offense. [5] Mack denied the accusation and still does, which he describes as a “mere pretext” to justify his being fired “for seeking to practice the basic tenets of his Islamic faith through prayer while working in the commissary.” (J.A. at 290.)
B. Procedural Background This is the fourth time this case has come to our Court.
Mack’s lawsuit began in October 2010, when he filed a pro se
complaint against Roberts, Venslosky, and other Bureau of
Prison employees, alleging what we later construed to be
causes of action under
Bivens v. Six Unknown Named Agents
of the Federal Bureau of Narcotics
,
Mack then filed an amended complaint, asserting what
the District Court took to be First Amendment retaliation and
Fifth Amendment Equal Protection claims under
Bivens
and a
claim under RLUIPA.
Mack v. Yost
,
When Mack again appealed, we affirmed in part and vacated in part. Mack v. Warden Loretto FCI ( Mack II ), 839 F.3d 286, 291 (3d Cir. 2016). We agreed with the dismissal of the Free Exercise and Equal Protection claims, but we revived the First Amendment retaliation claim, holding that such a Bivens claim was cognizable, adequately alleged, and, at the pleading stage, not barred by qualified immunity. Id. at 291, *12 295-301. We also vacated the dismissal of the RFRA claim, holding that Mack had sufficiently pled that the defendants’ actions had substantially burdened his exercise of religion. Id. at 301, 304. We noted that a burden can be “substantial,” triggering heightened scrutiny under RFRA, “even if it involves indirect coercion to betray one’s religious beliefs.” Id. (citing Lyng v. Nw. Indian Cemetery Protective Ass’n , 485 U.S. 439, 450 (1988)). That standard was plausibly met, we held, by Mack’s allegations that “Roberts’ anti-Muslim harassment and … Venslosky’s tacit approval created a hostile work environment” that put “indirect pressure … on Mack” “to stop praying at work.” Id.
Back at the District Court, the remaining defendants –
Venslosky, Roberts, and one other guard – moved for summary
judgment on the two surviving claims, but the Court denied
their motion.
See Mack v. Stevens
,
The defendants appealed the part of the District Court’s
order denying them qualified immunity on the retaliation
claim, and we reversed.
Mack v. Yost (Mack III)
,
Those two guards, the Defendants before us now, moved again for summary judgment on that claim, asserting – for the first time – that they are entitled to qualified immunity for their actions because they did not violate any clearly established rights. [6] This time, the District Court granted their motion. It first concluded that qualified immunity is a defense to a RFRA claim. Then, on the merits, the Court held that it was not clearly established in 2009, when the Defendants’ conduct took place, that their harassing actions would violate RFRA. The Court observed that Mack had not cited any cases finding RFRA violations in factually similar circumstances, since the cases he offered all entailed a “direct, outright denial, or active limitation of a diet compelled by religious belief,” rather than the “indirect, mostly verbal conduct” that caused Mack to “voluntarily cease exercising a tenet of his faith.” (J.A. at 16.) By contrast, the Court considered the cases cited by the Defendants to be more analogous, cases in which *14 “verbal harassment” was found to not substantially burden religious exercise. (J.A. at 16.) To the District Court, those cases showed there was no clearly established law prohibiting conduct like the Defendants’.
Mack has once again appealed. The NAACP Legal Defense and Education Fund, Inc. and Rights Behind Bars (“Amici”) filed an amicus curiae brief in support of Mack, and we granted them leave to present oral argument. We appreciate their participation.
II. D ISCUSSION [7]
A. A Qualified Immunity Defense Is Available Under RFRA
“[T]he
judicially created doctrine of qualified
immunity” shields governmental officials from suit and from
liability if their conduct “does not violate clearly established
statutory or constitutional rights of which a reasonable person
would have known.”
Peroza-Benitez v. Smith
,
In interpreting RFRA, we begin, as with any statute,
with the text.
Khan v. Att’y Gen.
,
But we do not interpret statutes in a vacuum, and
Congress does not legislate in one. Rather, “Congress is
presumed to enact legislation with knowledge of the law and a
newly-enacted statute is presumed to be harmonious with
existing law and judicial concepts.”
Farina v. Nokia Inc.
, 625
F.3d 97, 112 (3d Cir. 2010). In the RFRA setting in particular,
the authorization of “appropriate relief” is “inherently context
dependent.”
Tanzin v. Tanvir
, 141 S. Ct. 486, 491 (2020)
(quoting
Sossamon v. Texas
,
Congress passed RFRA in 1993, Pub. L. No. 103-141,
§ 2, 107 Stat. 1488, more than a century after it enacted the
Civil Rights Act of 1871. The present-day version of the latter,
42 U.S.C. § 1983, permits suits against state government
officials who deprive individuals of “any rights, privileges, or
immunities secured by the Constitution and laws.” Like
RFRA, § 1983 “on its face admits of no immunities.”
Malley
v. Briggs
,
Specifically, the Court had held that § 1983 did not
abrogate certain well-established common-law immunities
protecting government officials.
Buckley v. Fitzsimmons
, 509
U.S. 259, 268 (1993);
Pierson v. Ray
, 386 U.S. 547, 554-55
(1967);
cf. Malley
,
*18
And while § 1983 is the vehicle for claiming that state
officials have violated federal constitutional or statutory rights,
the Supreme Court has held that
Bivens
actions asserting
implied causes of action against federal officials for
constitutional violations are similarly subject to a qualified
immunity defense.
Butz v. Economou
,
So, to summarize: Congress enacted RFRA against a
“legal backdrop,”
Tanzin
,
That presumption is not absolute, as Congress can
“override” the “background of common-law adjudicatory
principles.”
Mohamad v. Palestinian Auth.
,
The Court did not directly address whether the right to damages under RFRA was subject to a qualified immunity defense. But, in a footnote, it observed with apparent approval that the parties had agreed “that government officials are entitled to assert a qualified immunity defense when sued in their individual capacities for money damages under RFRA.” Id. at 492 n.*. It then went on to highlight the government’s position that the qualified immunity defense “was created for precisely these circumstances” – i.e., suits seeking money damages from officials sued in their individual capacities – and is “a ‘powerful shield’ that ‘protects all but the plainly incompetent or those who flout clearly established law.’” Id. (internal citations omitted).
Although Tanzin did not say whether qualified immunity is available to RFRA defendants, the force of its logic makes the answer clear. Just as the textual similarity between § 1983 and RFRA means that those statutes provide analogous remedies, id . at 492, it stands to reason that they also contemplate analogous defenses. Qualified immunity limits a § 1983 plaintiff’s ability to obtain damages, and since “Congress intended for courts to borrow concepts from § 1983 jurisprudence when construing RFRA,” Mack II , 839 F.3d at 302, qualified immunity must also limit a RFRA plaintiff’s ability to get damages. See Ajaj v. Fed. Bureau of Prisons , 25 F.4th 805, 814 (10th Cir. 2022) (“The very analysis [in Tanzin ] that supported recognition of the damages claim also compels recognition of qualified immunity.”). Underscoring that rationale, Tanzin ’s conspicuously detailed and approving footnote reference to qualified immunity signals that application of the doctrine to RFRA claims is appropriate.
Even if we felt that there was some room for doubt after
Tanzin
, refusing to recognize a qualified immunity defense to
RFRA claims would be inconsistent with precedent extending
the defense to claims under a number of other statutes. The
Supreme Court has relied on the doctrine when examining a
claim under 42 U.S.C. § 1985(3), a Civil War Era remedial
statute that prohibits conspiracies to deprive others of equal
protection or equal privileges under the law.
Ziglar v. Abbasi
,
137 S. Ct. 1843, 1865-66 (2017). And “many circuits have
applied qualified immunity to individual-capacity suits under
a variety of statutes,”
Ajaj
, 25 F.4th at 814, including the
Family and Medical Leave Act, the Americans with
Disabilities Act, the Rehabilitation Act of 1973, the Racketeer
Influenced and Corrupt Organizations Act, the Sherman
Antitrust Act, the Fair Housing Act, and Title VI of the Civil
*21
Rights Act of 1964.
Bryant v. Tex. Dep’t of Aging & Disability
Servs.
, 781 F.3d 764, 771 (5th Cir. 2015);
Gonzalez v. Lee
Cnty. Hous. Auth.
,
But RFRA is special, say both Mack and our Amici. The statute was designed to protect religious liberty rights, and so, they argue, it would frustrate the statutory promise of protection if we recognize a qualified immunity defense that lets officers off the hook except when they violate clearly established law. Yet while the First Amendment’s Free *22 Exercise Clause also serves as a bulwark against governmental intrusion on religious practice, there is “no doubt that damages claims have always been available under § 1983 for clearly established violations of the First Amendment.” Tanzin , 141 S. Ct. at 492 (emphasis added). In other words, such relief is available only when defendants are not entitled to qualified immunity.
It is true that RFRA was enacted to guarantee more
generous protections for religious freedom than are available
under the Supreme Court’s present interpretation of the First
Amendment. A few years before passage of the statute, the
Court in
Employment Division, Department of Human
Resources of Oregon v. Smith
overruled prior caselaw and held
that neutral and generally applicable laws, even if they
incidentally burden religious exercise, pass muster under the
First Amendment.
In short, RFRA placed individuals on essentially the same footing as they had been prior to Smith in terms of their rights against and remedies for governmental invasions of religious liberty. Those remedies, of course, included money damages under § 1983 and Bivens , subject to a qualified immunity defense. There is no reason to believe that the robust safeguards RFRA put in place to defend religious freedom effected a departure from the existing practice of allowing officers to invoke qualified immunity.
Our Amici emphasize that RFRA and its silence on the
matter of qualified immunity is “modern,” as compared with
the long history of § 1983’s silence. (Amici Br. at 16.) But
RFRA’s being of more recent vintage cuts against discarding
qualified immunity, as that doctrine was firmly in place for
other civil-rights actions when RFRA was enacted.
See
Gonzalez
, 161 F.3d at 1299 n.31 (reasoning that a statute’s
“silen[ce] as to qualified immunity indicates that Congress did
not intend to preclude the common-law qualified immunity
defense” in suits under that statute). After all, if Congress had
wanted to discard the doctrine, “we presume that [it] would
have specifically so provided.”
Buckley
,
Finally, our Amici challenge the doctrinal justifications for affording officers qualified immunity, arguing that we requirement. Burwell v. Hobby Lobby Stores, Inc. , 573 U.S. 682, 695 n.3 (2014).
should decline to expand the doctrine to a new context due to its lack of a sound basis in text, history, or practical considerations. True enough, the textual and policy-based underpinnings of qualified immunity have generated debate in recent years. [12] Reconsidering whether the doctrine should *25 continue in its current form, however, is not within our purview. That decision lies with Congress, as wielder of the statute-drafting pen, and with the Supreme Court, as chief interpreter of Congress’s handiwork. Unless and until either of those bodies changes the legal landscape, we must faithfully apply both the letter and spirit of binding precedent. See Winslow v. F.E.R.C. , 587 F.3d 1133, 1135 (D.C. Cir. 2009) (Kavanaugh, J.) (“Vertical stare decisis – both in letter and in spirit – is a critical aspect of our hierarchical Judiciary headed by ‘one supreme Court.’”). In light of the Court’s recognition in Tanzin of the similarities between RFRA and § 1983, and in the absence of any principled reason to treat RFRA differently from the other statutes that are subject to qualified immunity defenses, precedent and principles of statutory interpretation prompt us – as they have several of our sister circuits [13] – to Immunity at the Founding 1, 22-27 (Apr. 19, 2021) (unpublished manuscript) (available at https://papers.ssrn.com/sol3/papers.cfm? abstract_id=3824983) (suggesting that the original public meaning of the Fourth Amendment incorporated a form of qualified immunity as a constitutional matter).
[13]
See Ajaj v. Fed. Bureau of Prisons
,
B. The Defendants Are Not Entitled To Qualified Immunity At This Stage [14] We turn next to the core question on appeal: whether the District Court correctly granted the Defendants qualified immunity on the grounds that they did not violate clearly established rights. Based on the record before us, we conclude it was error to deem the Defendants immune at this stage of the 560 (4th Cir. 2012) (similar); see also Rasul v. Myers , 563 F.3d 527, 533 n.6 (D.C. Cir. 2009) (per curiam) (holding, in the alternative, that the defendants “are entitled to qualified immunity against plaintiffs’ RFRA claim”).
[14] We exercise plenary review over a district court’s
grant of summary judgment based on qualified immunity.
Jefferson v. Lias
,
case. The grant of summary judgment in their favor thus cannot stand.
Our inquiry is guided by the two-prong test for qualified
immunity, the first prong being whether the facts, as viewed in
the light most favorable to the plaintiff, show the violation of a
legal right, and the second being whether that right was clearly
established.
Peroza-Benitez
, 994 F.3d at 165. “[T]he party
asserting the affirmative defense of qualified immunity” bears
the burden of persuasion on both prongs at summary judgment.
Halsey v. Pfeiffer
,
1. Mack’s Rights Were Violated
It is undisputed that the first prong – a violation of
Mack’s RFRA rights – has been established here. To establish
a prima facie case under RFRA, Mack needed to show “that
the government (1) substantially burdened (2) a sincere (3)
religious exercise.”
Mack II
,
As for the substantial burden element of the prima facie
case, we held it was satisfied at the motion-to-dismiss stage, as
Mack plausibly alleged that Roberts and Venslosky had placed
“indirect pressure … on [him]” “to stop praying at work” by
creating a “hostile work environment” that drove him to
“betray [his] religious beliefs.”
Mack II
,
The Defendants nowhere argue that the District Court
got that wrong. It thus became incumbent upon them to show
that their actions were the least restrictive means of furthering
a compelling government interest.
Small v. Lehman
, 98 F.3d
762, 767 (3d Cir. 1996),
overruled on other grounds by City of
Boerne v. Flores
,
2. Mack’s Rights Were Clearly Established
Because the Defendants have failed on the first prong of
the qualified immunity analysis, they are only entitled to
summary judgment if they can bear the burden of showing, on
the second prong, that reasonable officers could not have
known that their actions violated clearly established law.
Halsey
,
a.
The Right as Properly Defined
It is essential to begin by “fram[ing] the right ‘in light
of the specific context of the case,’” with all reasonable
inferences drawn in the nonmovant’s favor.
Peroza-Benitez
,
Mack misses the mark when he frames the relevant right
as a freedom from “restrictions on or hindrances to central
religious practices” or “direct or indirect governmental action”
that burdens his religious practices. (Opening Br. at 13, 24;
accord
Mack Supp. Ltr. at 3 (“[I]t is clearly established that a
defendant cannot substantially burden a prisoner’s religious
practices – either directly or
indirectly – without
justification.”).) That is far too broad and generic a statement.
See HIRA Educ. Servs. N. Am. v. Augustine
,
But the Defendants also fail to correctly frame the right.
Their framing is, in a sense, too narrow, as it ignores the
present factual and procedural realities of the case. Taking
their cue from our decision in
Mack II
, they assert that the right
at issue is freedom from a “hostile work environment” ‒ one
consisting of “mostly verbal” “anti-M uslim harassment” ‒ that
“indirect[ly]” causes an inmate to “refrain from praying during
his prison work assignment.” (Answering Br. at 7, 12-13, 18
(quoting
Mack II
,
The record is different now, and so is the procedural posture. We are reviewing the District Court’s ruling at summary judgment, with the benefit of a developed factual record, including, in particular, Mack’s deposition testimony. That testimony, taken at face value, reveals that in addition to the harassment we identified from Mack’s allegations, the Defendants actively and intentionally interfered with Mack’s ability to practice his Muslim faith. Mack spoke about the importance of praying five times a day at set times, which he tried to do by praying “[a]s much as [he] could” while on shift breaks at the commissary. (J.A. at 134-35.) He also described how Roberts and Venslosky would come to the back corner of the commissary and make noises, tell jokes, speak loudly, and kick boxes around, “[i]nterrupt[ing]” the focus Mack was trying to achieve while he prayed. (J.A. at 132-34.) Those disruptions, Mack testified, were a purposeful part of an overall campaign by the officers to get him to stop praying at the commissary. And that campaign, according to Mack, led him to first delay his prayers and then to cease praying altogether at the times required by his faith. He instead tried to catch up on his prayers at the end of the day.
In light of that deposition testimony, we conclude that
the District Court erred in how it framed the relevant right in
its “clearly established law” analysis. The Court largely sided
with the Defendants’ view and looked to see whether the
unlawfulness of their “mostly verbal” anti-Muslim harassment
and hostility was clearly established. (J.A. at 16.) But a better
characterization of the RFRA violation – one that more
appropriately reflects “the specific context of the case,” as
*32
viewed in the light most favorable to Mack,
Peroza-Benitez
,
Neither
Rivas-Villegas v. Cortesluna
,
Turning to the suggestion that Mack’s supposedly voluntary cessation of prayer changes the calculus here, we again part ways with our dissenting colleague. As noted earlier, RFRA defines the “exercise of religion” to cover more *34 at 6, 15, 17-18, 21 (asserting that the Defendants “repeatedly” and “intentionally” waged a “campaign to force Mack to stop praying,” which included “intrud[ing] into” and “interrupt[ing]” Mack’s prayers, using intimidation, along with harassing statements and actions, which “served no conceivable penological purpose”).)
If the District Court felt constrained by our description
of Mack’s allegations at the motion-to-dismiss stage, it should
not have. Usually, the law of the case doctrine dictates that
“when a court decides upon a rule of law, that decision should
continue to govern the same issues in subsequent stages in the
same case.”
Farina
,
the law of the case for us now. [16] We are therefore free to, and do, conclude that the relevant right here is the right to pray free of substantial, deliberate, repeated, and unjustified disruption by prison officials.
b.
Clearly Established Violation of
the Right
Finally, we must decide if the right, as properly framed,
is “sufficiently clear that a reasonable official would
understand that what he is doing violates that right.”
Peroza-
Benitez
, 994 F.3d at 165 (internal quotation marks omitted).
That is “an objective (albeit fact-specific) question, where an
officer’s subjective beliefs are irrelevant.”
Id.
(cleaned up).
[17]
*36
A right is clearly established if there is either “closely
analogous” caselaw establishing that a defendant’s conduct
was unlawful or “evidence that the Defendant’s conduct was
we have explained that, “in evaluating a defense of qualified
immunity, an inquiry into the defendant’s state of mind is
proper where such state of mind is an essential element of the
underlying civil rights claim.”
Grant v. City of Pittsburgh
, 98
F.3d 116, 123, 125 (3d Cir. 1996). Indeed, on a number of
occasions we have analyzed clearly established rights
involving a subjective state-of-mind element.
See, e.g.
,
Dennis
v. City of Philadelphia
,
so patently violative of the … right that reasonable officials
would know [it to be a violation] without guidance from a
court.”
Schneyder v. Smith
,
Mack directs our attention to a handful of cases to show that his RFRA rights were clearly established, but none are particularly pertinent. They primarily involve “failure[s] to accommodate” an inmate’s religion by refusing to grant requested dietary modifications. (Opening Br. at 22-23.) In one sense, Mack has underplayed his hand. There can be legitimate penological reasons for granting some but not all of an inmate’s requests for what to serve at dinner. See Williams v. Morton, 343 F.3d 212, 216-21 (3d Cir. 2003) (First Amendment was not violated by affording Muslim inmates vegetarian meals, which are permitted by their faith, but not meals with halal meat). But the unrebutted evidence at this juncture shows that the Defendants were deliberately trying to disrupt Mack’s prayers and so to pressure him to give up a central practice of his faith; no justification for that bigoted behavior has even been attempted.
Also inapposite is Mack’s citation to an unreported
district court case,
Pineda-Morales v. De Rosa
, in which an
inmate was barred from engaging in more than a single prayer
service of the type his faith required.
Pineda-Morales v. De
Rosa
,
Having considered the cases Mack cites, we cannot say
they include “factually analogous” binding precedent, or
amount to a “robust consensus” of persuasive authority, that
conduct like the Defendants’ was unlawful.
Peroza-Benitez
,
We are convinced that it should be clear to any
reasonable correctional officer that, in the absence of some
legitimate penological interest, he may not seek to prevent an
inmate from praying in accordance with his faith. Under
RFRA, an officer may not “put[] substantial pressure on an
adherent [of a religious faith] to substantially modify his
behavior and to violate his beliefs.”
Mack II
,
Any deliberate interference with prayer is suspect,
given the crucial role that prayer – in one form or another –
plays in so many religious faiths. “Prayer unquestionably
constitutes the ‘exercise’ of religion.”
Sause v. Bauer
, 138 S.
Ct. 2561, 2562 (2018). The guarantee of free exercise of
religion encompasses “not only the right to harbor religious
beliefs inwardly and secretly. It does perhaps its most
important work by protecting the ability of those who hold
religious beliefs of all kinds to live out their faiths in daily life
through ‘the performance of (or abstention from) physical
acts.’”
Kennedy v. Bremerton Sch. Dist.
,
“[G]overnment actions intentionally discriminating
against religious exercise … serve no legitimate purpose.”
Brown v. Borough of Mahaffey, Pa.
,
The long-standing history and force of those general
principles lead us to conclude that, during the time at issue, it
was clearly established that a correctional officer was
*42
forbidden to pressure an inmate to forego engaging in prayer,
absent justification by a compelling government interest.
While offering no justification whatsoever for their actions, the
Defendants resist that conclusion. They instead argue that the
caselaw at the time of their actions was too unsettled to clearly
establish a violation. But their argument is based on the
erroneous presumption that their preferred framing of the facts
and inferences must be accepted. They cite a number of cases
in which district courts held that threats or harassment toward
inmates did not substantially burden religion.
E.g.
,
Brown v.
Department of Corr. Pa.
,
of a substantial burden. As an initial matter, none of the parties
contend that the Defendants’ conduct is not a substantial
burden on Mack’s rights. We held Mack’s pro se allegations
satisfied the standard for a substantial burden at the motion to
dismiss stage.
Mack II
,
Viewed in the light most favorable to Mack, the facts are that the Defendants actually meant for their actions to be a substantial burden on Mack’s prayers. They wanted him to stop, and he did. Of course, their subjective intent does not create the substantial burden. Contrary to the Dissent’s suggestion, that is not why we raise the point. The extent of the burden imposed is relevant to whether we are dealing with a close case. That the Defendants set out to prevent worship and accomplished that end is evidence of the extent of the burden, particularly when, at the summary judgment stage, we must view the evidence in the light most favorable to Mack.
The Defendants also assert that there is a “wide gap”
between their actions and those in the cases that have been
found to be “obvious” violations of law. (Answering Br. at 18-
19 (citing
Taylor v. Riojas
, 141 S. Ct. 52, 53-54 (2020) (per
curiam) (inmate left in a sewage-filled cell for six days); and
Hope v. Pelzer
, 536 U.S. 730, 734-35, 741 (2002) (prisoner
handcuffed to hitching post, without a shirt, under the sun for
seven hours, with scant water or bathroom breaks)).) It is self-
evident, of course, that Mack’s experiences – bad as they were
– do not rise to the level of cruelty displayed in Eighth
Amendment cases, in which the nature of the violation itself
involves “cruel and unusual punishment.” U.S. C ONST .
amend. VIII. Similarly, obviousness is often asserted in Fourth
Amendment cases involving the use of excessive force.
E.g.
,
Brosseau v. Haugen
, 543 U.S. 194, 199 (2004) (applying
obviousness standard to analyze excessive force claim);
see
also El v. City of Pittsburgh
,
RFRA violations, meanwhile, are based on substantial
burdens on religion, which typically do not entail the brutality
and physical abuse on display in the worst Fourth Amendment
and Eighth Amendment cases. So, it may well be that an
“obvious” RFRA violation will involve less viscerally
abhorrent conduct than an infringement on some other
constitutional right. But that misses the point. The question is
whether “broad rules and general principles” make the
existence of the right “so manifest that it is clearly established.”
Schneyder
, 653 F.3d at 330. That in turn may depend on
*46
whether the violation is obvious when judged against the
particular standards applicable to the issue under examination.
And the fact that there have been “few violations” of religious
liberty involving the “rare” targeting of an individual based on
his religious practices,
Lukumi
, 508 U.S. at 523;
Brown
, 35
F.3d at 849-50, indicates that the illegality of such conduct is
generally obvious enough to be understood even without
judicial guidance.
[22]
Cf. Safford Unified Sch. Dist. No. 1 v.
*47
Redding
,
Our conclusion that it was clearly established, at the time of the Defendants’ actions, that there was a right to pray free of substantial, deliberate, repeated, and unjustified suppress worship and prayer. So we are not the least surprised that examples of obvious violations of religious exercise rights are in short supply, and we hope that remains the case.
Second, our dissenting colleague observes that, as
reprehensible as the Defendants’ behavior may have been, it
does not “show the ‘extreme circumstances’ or ‘particularly
egregious facts’ indicative of the obvious case.” (Dissent at 5
(quoting
Taylor v. Riojas
, 141 S. Ct. 52, 53-54 (2020) (per
curiam).) Having already discussed the qualified immunity
standard at length, including what is required for a finding of
obviousness, it should be sufficient to note that the Supreme
Court did not say that egregiousness is a requirement for a
finding of obviousness or that the obviousness standard had
changed because of
Taylor
.
Taylor
stands for the unsurprising
conclusion that leaving an inmate in a sewage-filled cell for six
days violates the Eighth Amendment.
Taylor
,
disruption by prison officials leads us to vacate the grant of
summary judgment. But it does not foreclose the Defendants’
qualified immunity defense from being raised at trial, since the
Defendants have only conceded Mack’s version of events for
purposes of pressing their summary judgment motion.
See
Reedy v. Evanson
,
For the foregoing reasons, we will vacate the District Court’s grant of summary judgment and remand for further proceedings consistent with this opinion.
HARDIMAN, Circuit Judge , dissenting.
The Supreme Court has repeatedly admonished courts not to define rights too broadly when determining whether law was “clearly established” for purposes of qualified immunity. In all but the rare case, the Court has also required factually analogous precedent that would render the violation beyond debate. Because those imperatives require us to affirm the judgment of the District Court, I respectfully dissent.
I
I agree with my colleagues on many points. Though a qualified immunity defense is available under the Religious Freedom Restoration Act (RFRA), we should not “disturb the District Court’s conclusion that the Defendants unlawfully infringed Mack’s religious liberty.” Maj. Op. 28. Mack’s prayers are certainly religious exercise. Maj. Op. 27. And Mack’s definition of the right Defendants violated is “far too broad and generic” for qualified immunity purposes. Maj. Op. 30.
I disagree with my colleagues that Defendants and the
District Court framed the right too narrowly. The Supreme
Court’s demanding standard requires the right to be defined
with “a high degree of specificity.”
D.C. v. Wesby
, 138 S. Ct.
577, 590 (2018) (cleaned up). Even more importantly for
Mack’s appeal, it also requires the right to be tailored to “the
specific context of the case.”
Tolan v. Cotton
,
Mack described Defendants’ disruptions of his prayer
while he worked at the prison commissary as making “noises
*50
and jokes,” engaging in “loud talking,” and “kicking boxes”
around. App. 132, 156. He also testified he could “always
make [his] prayer up at the end of the day,” which “still [was]
consistent with [his] religion,” App. 124, and with his imam’s
advice. App. 178–79. Relying on Mack’s version of events, the
District Court properly defined the right with specificity as the
right to be free from “indirect, mostly verbal, conduct that
causes a person to voluntarily cease exercising a tenet of his
faith.”
Mack v. Stevens
,
The right articulated in the majority opinion—“the right to
pray free of substantial, deliberate, repeated, and unjustified
disruption by prison officials”—is too general. Maj. Op. 35. It
omits two important facts from Mack’s testimony: (1) he
voluntarily ceased praying at work; and (2) he believed doing
so was consistent with his religious obligations. Without these
facts, the right is not tailored to the “specific context” of
Mack’s case.
Tolan
, 572 U.S. at 657 (cleaned up);
see also
Kemp v. Liebel
,
II
Even accepting the majority’s articulation of the right at
issue, I would not find it clearly established here. The majority
claims we “take a ‘broad view’ of what makes a right clearly
*51
established, which can be satisfied ‘even without a precise
factual correspondence between the case at issue and a
previous case.’” Maj. Op. 37 (quoting
Peroza-Benitez v. Smith
,
994 F.3d 157, 166 (3d Cir. 2021)). Although the Supreme
Court recognizes there need not be “a case directly on point,”
it still requires the right to “have a sufficiently clear foundation
in then-existing precedent” such that it is “settled law.”
Wesby
,
The cases Mack cites, as the majority notes, are not factually analogous. And the majority identifies no other precedent—from our Court or elsewhere, before or after RFRA was enacted—sufficiently similar to deny Defendants qualified immunity. So “this case presents a unique set of facts and circumstances,” which “alone” provides “an important indication . . . that [Defendants’] conduct did not violate a ‘clearly established’ right.” White v. Pauly , 580 U.S. 73, 80 (2017) (per curiam) (cleaned up).
The majority sidesteps the absence of on point caselaw by
deeming the RFRA violation “so obvious” that every
objectively reasonable officer would know that Defendants’
conduct violated federal law. Maj. Op. 39 (quoting
Schneyder
v. Smith
,
That Defendants acted out of anti-Muslim animus and
“actually meant for their actions to be a substantial burden on
Mack’s prayers,” Maj. Op. 44 n.21, doesn’t show that they
violated clearly established law, either. Defendants cannot
impose a “substantial burden” under RFRA merely by willing
it—“whether a burden is substantial under RFRA is a question
of law.”
Real Alts., Inc. v. Sec’y Dep’t of Health & Hum. Servs.
,
The majority opinion cites not a single case where courts
have found RFRA or Free Exercise violations sufficiently
“obvious” to overcome qualified immunity. My colleagues
claim it “would be odd to expect much binding precedent about
obvious RFRA violations” because the Supreme Court only
recently recognized a cause of action under RFRA for damages
against officials in their individual capacity. Maj. Op. 46 n.22.
But damages “have always been available under § 1983 for
clearly established violations of the First Amendment.”
Tanzin
v. Tanvir
,
Finally, the majority dismisses the stark differences
between this appeal and other “obvious” cases by positing that
obvious RFRA violations will “involve less viscerally
abhorrent conduct” than infringement of other constitutional
rights. Maj. Op. 45. But even accepting that proposition,
Mack’s case still does not clear the obviousness hurdle. Mack
failed to show the “extreme circumstances” or “particularly
egregious facts” indicative of the obvious case.
Taylor v.
Riojas
,
* * *
For the reasons stated, I would affirm the District Court’s summary judgment for Defendants on qualified immunity grounds.
Notes
[1] Letter from Thomas Jefferson to John Thomas (Nov. 18, 1807), https://rotunda. upress.virginia.edu/founders/default.xqy?keys=FOEA-print- 04-01-02-6807 (cleaned up).
[2] The following facts are based primarily on Mack’s deposition testimony. No one has pointed to any evidence, such as testimony, affidavits, video footage, or documents, that would disprove Mack’s version of events. While, in the District Court, the guards “den[ied] that the events [Mack described in his testimony] actually occurred” (J.A. at 9) – again, without any supporting evidence – they now appear to concede the truthfulness of his testimony, at least for purposes of summary judgment.
[3] We understand Mack’s testimony about facing east to
be a reference to the requirement of Islam that prayers “be
offered toward the Qiblah, which is the direction to the Kabah,
the holy shrine in Mecca.”
Sharp v. Johnson
,
[4] As noted earlier in this litigation, “practicing Muslims
do not handle pork.”
Mack v. Warden Loretto FCI
(
Mack II
),
[5] According to Mack, prison rules provide that an inmate may only submit his order at the commissary by handing in his slip when the commissary is open and operating. Giving a slip to a worker ahead of time is prohibited.
[6] The Defendants relied on qualified immunity throughout this litigation in seeking to defeat the First Amendment retaliation claim, but they waited until their first summary judgment motion to assert that defense against the RFRA claim. Even then, they claimed that they had not violated any right under RFRA but did not address the second prong of the analysis, which asks whether the right at issue is clearly established. Still, after Mack III , the District Court permitted them to again move for summary judgment, this time on whether they had violated any clearly established right.
[7] The District Court had jurisdiction under 28 U.S.C.
§ 331. We have appellate jurisdiction pursuant to 28 U.S.C.
§ 1291. We exercise plenary review over matters of statutory
interpretation.
Fair Hous. Rights Ctr. in Se. Pa. v. Post
Goldtex GP, LLC
,
[8] The Defendants argue that Mack has forfeited the issue
of whether qualified immunity is available as a defense in a
RFRA case by failing to squarely bring it before us. But, even
if that were true, we must necessarily resolve that predicate
question of statutory interpretation, using “our independent
judgment,”
id.
, before turning to the Defendants’ invocation of
immunity.
See Stramaski v. Lawley
,
[9] Although the Court found support in the common law for the existence of qualified immunity, Buckley v. Fitzsimmons , 509 U.S. 259, 268 (1993), the standard for immunity on which it ultimately settled – shielding officers from liability unless they violated clearly established rights of which an objectively reasonable person would have known – was “not at all embodied in the common law.” Anderson v. Creighton , 483 U.S. 635, 645 (1987). Rather, the Court “completely reformulated qualified immunity” and steered the doctrine away from “the inquiry into [whether the officer acted with] subjective malice so frequently required at common law.” Id.
[10] Amici direct us to a case refusing to apply qualified
immunity to whistleblower retaliation suits under the False
Claims Act (“FCA”),
Samuel v. Holmes
,
[11] RFRA actually “did more than merely restore the … [pre- Smith ] line of cases; it provided even broader protection for religious liberty” by adding the “least restrictive means”
[12]
Compare Baxter v. Bracey
,
[15] Our dissenting colleague agrees with the Defendants’ and the District Court’s more narrow framing of the constitutional right at issue, but even the Defendants acknowledge that Mack “attempts to characterize the conduct in this case as involving … a ‘persistent’ and ‘malicious’ ‘campaign’ to stop [him] from praying.” (Answering Br. at 18.) And the Defendants do not argue that such framing is too general. Indeed, they make no effort to show that their conduct did not clearly violate RFRA or other analogous free exercise jurisprudence. Instead, they refuse to engage with that framing because they say it is either foreclosed by Mack II ’s discussion of Mack’s pro se allegations or by the record before us now. But we have now rejected both of those bases. See supra at Section II.B.1. The Dissent also argues that our framing of the right is too general and abstract and, further, that we fail to account for the fact that Mack ceased praying voluntarily and did so believing that cessation would not violate his faith. We must respectfully disagree. To say that a prison official may not, without legitimate justification, engage in a substantial, deliberate, and repeated effort to interfere with an inmate’s prayer is not to indulge in an abstraction. It is certainly not akin to defining the right in an excessive force case by saying simply that “objective reasonableness” is the touchstone for
[16] For the same reason, Mack is wrong to say that the entire question of qualified immunity is resolved by Mack II . And in any event, we said nothing there about qualified immunity as it relates to Mack’s RFRA claim, since the issue had not been raised. So even if Mack II constrained our analysis, the law of the case doctrine still would not settle the qualified immunity issue. See Africa v. City of Philadelphia , 158 F.3d 711, 718 (3d Cir. 1998) (“The law of the case doctrine… preclude[s] review of only those legal issues that the court in a prior appeal actually decided.”).
[17] We note an important distinction here: whether a
reasonable officer “would understand that what he is doing
violates [a clearly established] right” is an objective test,
Peroza-Benitez
,
[18] We make no distinction here between cases applying
RFRA and those relying on RLUIPA, since “the two statutes
are analogous for purposes of the substantial burden test.”
Mack II
,
[19] Of course, officers do not violate RFRA if their actions are the least restrictive means of furthering a compelling government interest. 42 U.S.C. § 2000bb-1(b). Additionally, in some circumstances, under the First Amendment, the government need only show a lesser “legitimate” interest to justify intrusions on free exercise. E.g. , O’Lone v. Estate of Shabazz , 482 U.S. 342, 344-45, 349-50 (1987) (prison officials may not interfere with inmate prayer unless their actions are “reasonably related to legitimate penological interests”). But no matter the circumstance, the government must have some proper justification for interfering with an inmate’s prayer.
[20]
See also Madison v. Kilbourne
,
[21] We, again, reject the Dissent’s assertion that the
unlawfulness of the Defendants’ conduct “does not follow
immediately” from the legal propositions we have just
discussed. (Dissent at 4 (quoting
District of Columbia v.
Wesby
, 138 S. Ct. 577, 590 (2018)).) The Defendants
specifically acknowledge that pre-RFRA case law is properly
considered in determining whether their conduct violates the
clearly established religious exercise law that RFRA absorbed.
More than 35 years ago the Supreme Court made clear that
prison officials may not interfere with inmate prayer unless
their actions are “reasonably related to legitimate penological
interests[.]”
O’Lone
,
[22] The Dissent expresses two additional concerns about
our obviousness analysis that warrant a response. First, our
colleague observes that we “cite[] not a single case where
courts have found RFRA or Free Exercise violations
sufficiently ‘obvious’ to overcome qualified immunity.”
(Dissent at 5.) He does not, however, argue that the rules of
qualified immunity are different for RFRA and Free Exercise
claims than for other kinds of claims. It is well-settled that an
obvious case is just that and, consequently, needs no prior
precedent to justify the conclusion that follows. We do not
understand our colleague to be saying that some critical mass
of earlier obvious violations of a particular federal right must
be found in the case law before an obvious violation of that
right can be recognized and condemned. Were that so, of
course, there could be no obvious cases. Moreover, it would
be odd to expect much binding precedent about obvious RFRA
violations, since the Supreme Court has only recently
recognized that RFRA allows for litigants “to obtain money
damages against federal officials
in
their
individual
capacities,”
Tanzin v. Tanvir
,
