MICHAEL CHAMPA vs. WESTON PUBLIC SCHOOLS & others.
Middlesex. SJC-11883
Supreme Judicial Court of Massachusetts
October 23, 2015
473 Mass. 86 (2015)
Present: GANTS, C.J., SPINA, CORDY, BOTSFORD, DUFFLY, LENK, & HINES, JJ.
Public Records. Municipal Corporations, Public record. School and School Committee, Public record, Special education. Education, Special educational needs. Individuals With Disabilities Education Act. Family Educational Rights and Privacy Act. Privacy. Contract, Settlement agreement.
This court concluded that a settlement agreement, regarding a public school‘s placement of a student who required special education services in an out-of-district private educational institution, between the public school and the parents of the student was exempt from the definition of “public records” under
CIVIL ACTION commenced in the Superior Court Department on November 14, 2012.
The case was heard by Angel Kelley Brown, J., on motions for judgment on the pleadings, and entry of final judgment was ordered by her.
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
Doris R. MacKenzie Ehrens for the defendants.
Mary Ellen Sowyrda, pro se, amicus curiae, was present but did not argue.
The following submitted briefs for amici curiae:
Maura Healey, Attorney General, & Peter Sacks, State Solicitor, for Department of Elementary and Secondary Education.
Stephen J. Finnegan for Massachusetts Association of School Committees, Inc.
Amy M. Rogers, Catherine L. Lyons, & Melissa A. Curran for Lyons & Rogers, LLC.
Robert E. McDonnell, Charles L. Solomont, Caitlin M. Snydacker, Peter G. Byrne, Matthew R. Segal, & Jessie J. Rossman for American Civil Liberties Union of Massachusetts.
BOTSFORD, J. In this case, the question presented is whether settlement agreements between a public school and the parents of a public school student who requires special education services are “public records” or exempt from disclosure. We conclude that the settlement agreements, regarding placement of students in out-of-district private educational institutions, are exempt from the definition of “public records” in
On cross motions for judgment on the pleadings, a judge in the Superior Court (motion judge) allowed the plaintiff‘s motion and denied the school district‘s. The motion judge concluded that the agreements are “public records,” not exempt under exemption (a), and although she recognized that certain portions of the agreements fell within the privacy exemption of exemption (c), she concluded that, with the name of the child and any description of the child‘s disability redacted, the agreements were subject to disclosure. The final judgment declared that the agreements were public records, were not “student records” under the Massachusetts student record regulations or “education records” under FERPA,
Following the motion judge‘s decision allowing the plaintiff‘s motion for judgment on the pleadings, the school district filed a motion to stay pending appeal, supported by affidavits of the superintendent and the director of student services, which the motion judge allowed “[d]ue to the unique nature of this case and the significance of such disclosure.” We transferred the case to this court on our own motion.
Discussion. 1. Standard of review. “We review de novo a judge‘s order allowing a motion for judgment on the pleadings under
2. Public records law. General Laws
Due to the broad scope of the public records law, in any court proceeding challenging the withholding of a requested document, “there shall be a presumption that the record sought is public, and the burden shall be upon the custodian to prove with specificity the exemption which applies.”
a. Exemption (a): exemption by statute. The definition of public records exempts materials or data that are “specifically or by necessary implication exempted from disclosure by statute.”
i. FERPA. FERPA8 defines “education records” as materials that “(i) contain information directly related to a student; and (ii) are maintained by an educational agency or institution or by a person acting for such agency or institution.”
The agreements at issue are “education records” under FERPA because they satisfy both elements of the statutory definition. There is no dispute that the agreements “contain information directly related to a student” — no one disputes that they contain the name of the student (as well as those of the student‘s parents) — and they “are maintained by an educational agency.”9 In addition, the agreements may establish a student‘s school placement and they appear to define, at least in part, a student‘s educational programming, two matters that fall directly within the ambit of academic matters and status as a student. The school district maintains the agreements and keeps the documents in the individual student‘s special education file.
The fact that the agreements fall within the coverage of exemption (a) does not end the matter. The public records law specifically contemplates redaction of material that would be exempt, to enable the release of the remaining portions of a record.
“Personally identifiable information,” as used in FERPA, includes, but is not limited to, the student‘s name; the names of the student‘s parents or other family members; the address of the student or student‘s family; personal identifiers, such as the student‘s social security number; and indirect identifiers, such as the student‘s date of birth. 34 C.F.R. § 99.3 (2012). The definition also includes “[o]ther information that, alone or in combination, is linked or linkable to a specific student that would allow a reasonable person in the school community, who does not have personal knowledge of the relevant circumstances, to identify the student with reasonable certainty,” and “[i]nformation requested by a person who the educational agency or institution reasonably believes knows the identity of the student to whom the education record relates.” Id. The analysis to determine what redaction is necessary will be a case-by-case determination that considers the request, the school and the community, and the availability to the requester of other information that indirectly identifies the student. 34 C.F.R. §§ 99.3, 99.31(b)(1).
ii. Massachusetts student records law and regulations.10 General Laws
The regulations define “[s]tudent [r]ecord” as “the [t]ranscript and the [t]emporary [r]ecord, including all information ... regardless of physical form or characteristics concerning a student that is organized on the basis of the student‘s name or in a way that such student may be individually identified, and that is kept by the public schools of the Commonwealth.”
iii. Special education law.13 The agreements by definition concern special education programs for the students to whom the agreements relate. Both the Federal IDEA and the Massachusetts special education law,
b. Exemption (c): privacy exemption. The statutory definition of public records also exempts materials or data that are “personnel and medical files or information; also any other materials or data relating to a specifically named individual, the disclosure of which may constitute an unwarranted invasion of personal privacy.”
In identifying the existence of privacy interests, we consider, in part, whether disclosure would result in personal embarrassment to an individual of normal sensibilities, whether the materials sought contain intimate details of a highly personal nature, and whether the same information is available from other sources. Matter of a Subpoena Duces Tecum, 445 Mass. 685, 688 (2006), quoting Globe Newspaper Co. v. Police Comm‘r of Boston, 419 Mass. 852, 858 (1995). See, e.g., Collector of Lynn, 377 Mass. at 157 (public disclosure of lists of tax delinquents results in personal embarrassment, but disclosure does not amount to intimate details that are highly personal in nature; disclosure required).
Nonetheless, like exemption (a), exemption (c) does not cover, and thereby authorizes withholding, information that does not permit the identification of an individual. Globe Newspaper Co. v. Boston Retirement Bd., 388 Mass. at 438. As with exemption (a), the pertinent inquiry is whether the deletion of particular identifying information from the documents sought places the documents outside the exemption. Id. In assessing whether the documents contain identifying information, the inquiry must be considered “not only from the viewpoint of the public, but also from the vantage of those who [are familiar with the individual].” Department of the Air Force v. Rose, 425 U.S. 352, 380 (1976). The agreements here, although they contain identifying information, also include information that does not appear to invade the reasonable privacy interests of students or their families. Notably, once personally identifiable information is redacted, the financial terms of such agreements, which necessarily reflect the use of public monies, partially or fully, to pay for out-of-district placements, do not constitute an unwarranted invasion of personal privacy; indeed, the public has a right to know the financial terms of these agreements. See Collector of Lynn, 377 Mass. at 158.17
c. Confidentiality clause. Finally, the school district contends that the inclusion of a confidentiality clause in each of the agreements (other than the plaintiff‘s agreement) further prohibits their disclosure.18 The school district is incorrect. Although the agreement may have served as a private settlement of a dispute between the school district and one of the families living in the school district, the fact that the school district and the family contractually agreed to keep the settlement private cannot, by itself, trump the public records law and the school district‘s obligation to comply with the law‘s requirements.19 Cf. Ackerly v. Ley, 420 F.2d 1336, 1339 n.3 (D.C. Cir. 1969) (discussing Federal Freedom of Information Act [FOIA],
Conclusion. The final judgment in this case was entered on cross motions for judgment on the pleadings. We have concluded that both exemption (a) and exemption (c) to the definition of public records in
So ordered.
