Scott E. CASEY, Individually, as Administrator of the Estate of Dawna Marie Casey, Deceased and as Next of Friend of R.W.C. and A.L.C., his minor children; Robert James Gillis, Plaintiffs Appellants v. TOYOTA MOTOR ENGINEERING MANUFACTURING NORTH AMERICA, INCORPORATED; Toyota Motor Manufacturing, Indiana, Incorporated; Toyota Motor Corporation; CTS Corporation; Toyotetsu America, Incorporated, Defendants Appellees.
No. 13-11119.
United States Court of Appeals, Fifth Circuit.
Oct. 20, 2014.
770 F.3d 322
We thus conclude that the district court properly imposed a four-level enhancement under § 2K2.1(b)(5) on the ground that Pineda “engaged in the trafficking of firearms.”
The judgment of the district court is AFFIRMED.
Christopher Scott Ayres, Esq., Rowe Jack Ayres, Jr., Ayres Law Office, Addison, TX, Craig D. Cherry, Haley & Olson, P.C., Waco, TX, for Plaintiffs Appellants.
Scott Patrick Stolley, Thompson & Knight, L.L.P., Jude Thomas Hickland, Kurt Christopher Kem, Esq., Suzanne H. Swaner, Bowman & Brooke, L.L.P., Dallas, TX, for Defendants Appellees.
HIGGINSON, Circuit Judge:
Plaintiffs-Appellants Scott E. Casey and Robert James Gillis (collectively Casey) filed this products liability suit against Defendants-Appellees (collectively Toyota) stemming from a tragic single-car automobile accident in which Scott Casey‘s wife Dawna suffered fatal injuries. Among other claims, Casey brought manufacturing and design defect claims based on the failure of the vehicle‘s side curtain airbag to prevent Mrs. Casey‘s death. The district court granted judgment as a matter of law in favor of Toyota on Casey‘s manufacturing and design defect claims. Because Casey did not provide sufficient evidence that the side curtain shield airbag suffered from a manufacturing defect or that there was a safer alternative design, we AFFIRM.
FACTS AND PROCEEDINGS
On April 29, 2010, Dawna Casey was driving her 2010 Toyota Highlander on North Tarrant Parkway in Tarrant County, Texas, with her two children in the back seat. Mrs. Casey was driving at a high rate of speed that was not a result of any unintended acceleration caused by the vehicle. The vehicle left the roadway, continued on the center median, then re-entered the roadway before striking a concrete culvert. The vehicle flew in the air for 130 feet, reaching a height of ten feet, and rolled two-and three-quarters times before coming to rest on the driver‘s side. Mrs. Casey was partially ejected through the side window and her head was trapped beneath the car. Mrs. Casey was declared dead at the scene of the accident. The children did not suffer significant physical injuries from the accident.
Scott Casey, along with Mrs. Casey‘s father, Robert Gillis, sued five Toyota entities, the car dealership, and three component manufacturers, on behalf of Dawna Casey and their children.1 Casey alleged multiple theories of liability arising from defects in the braking, restraint, and airbag systems. Before trial, the district court granted summary judgment dismissing one of the component manufacturer defendants,2 and Casey voluntarily dismissed two Toyota entities, an additional component manufacturer, and the dealership.3 The remaining defendants proceeded to trial.
At trial, Casey introduced deposition testimony from Motoki Shibata, a Toyota engineer, that the side curtain shield airbags were designed to remain inflated for approximately six seconds, and that the time for deflation depended on the type of force applied to the airbag. During the accident, the side curtain airbag remained inflated for only approximately two seconds. Plaintiffs’ expert, Dr. David Renfroe, testified that he was unaware of any testing of the side curtain air bag under real-world conditions. Casey also intro-
After Casey presented evidence at trial and rested, the parties stipulated to a judgment as a matter of law in favor of Toyota on five claims.4 The district court also granted judgment as a matter of law in favor of Toyota on Casey‘s manufacturing and design defect claims relating to the failure of the side curtain shield airbags to prevent Dawna Casey‘s death. The parties stipulated to dismissal of Casey‘s remaining claims without prejudice,5 permitting a final judgment and allowing this appeal of the district court‘s grant of judgment as a matter of law as to Casey‘s manufacturing and design defect claims.
STANDARD OF REVIEW
This Court reviews the district court‘s grant of judgment as a matter of law de novo, applying the same legal standard as the district court. Coffel v. Stryker Corp., 284 F.3d 625, 630 (5th Cir.2002). Judgment as a matter of law is proper [i]f a party has been fully heard on an issue during a jury trial and the court finds that a reasonable jury would not have a legally sufficient evidentiary basis to find for the party on that issue.
DISCUSSION
I. Manufacturing Defect
Texas products liability law controls this diversity case. Under Texas law, [a] manufacturing defect exists when a product deviates, in its construction or quality, from the specifications or planned output in a manner that renders it unreasonably dangerous. Cooper Tire & Rubber Co. v. Mendez, 204 S.W.3d 797, 800 (Tex.2006) (quoting Ford Motor Co. v. Ridgway, 135 S.W.3d 598, 600 (Tex.2004)). Casey bears the burden of proving that the product was defective when it left the hands of the manufacturer and that the defect was a producing cause of the plaintiff‘s injuries. Id.
a. Product‘s deviation from the specifications or planned output.
To prove a manufacturing defect under Texas law, a specific defect must be identified by competent evidence and other possible causes must be ruled out. Ford Motor Co. v. Ledesma, 242 S.W.3d 32, 42 (Tex.2007) (internal quotation marks and citation omitted). Texas law does not generally recognize a product failure or malfunction, standing alone, as sufficient proof of a product defect. Id. at 42. Rather, the deviation from design that caused the injury must be identified. Otherwise, the jury is invited to find liability based on speculation as to the cause of the incident in issue. Id. Casey does not pres-
First, Casey has failed to specifically identify a product defect. In that regard, this case is similar to Mendez, in which the Texas Supreme Court rejected a manufacturing defect claim involving a tire manufactured by Cooper Tire that lost its tread. 204 S.W.3d at 799. The car rolled several times and four passengers died at the scene. Id. After excluding expert testimony on the manufacturing defect issue, the Court held that the mere fact that the tire failed in these circumstances is insufficient to establish a manufacturing defect of some sort because this fact would amount to evidence of a manufacturing defect so slight as to make any inference a guess [and] is in legal effect no evidence. Id. at 807 (alteration in original) (internal quotation marks and citation omitted). Here too, the mere fact that the side air bag failed to remain inflated for six seconds is insufficient evidence of a manufacturing defect. Casey presented no evidence as to the reason why the air bag did not remain inflated and it is not appropriate for the jury to speculate as to the cause. As the Texas Supreme Court held in Ford Motor Co. v. Ridgway, upholding summary judgment for the manufacturer on a manufacturing defect claim:
The Ridgways produced no direct evidence of the fire‘s cause, and their circumstantial evidence that a manufacturing defect existed in the Ford F-150 when it left the manufacturer does not exceed a scintilla. Ridgway‘s affidavit establishes only that a fire occurred, and Greenlees could say no more than that he suspects the electrical system caused the fire.
135 S.W.3d at 601. Here, Casey similarly established only that the air bag did not remain inflated for six seconds. In contrast to Ridgway, he does not even speculate as to the cause. The jury may not permissibly speculate that a defect existed on the basis of product failure alone.
Conceding that he presented no direct evidence of a deviation in construction or quality of the airbag, Casey next entreats us to find that the failure of the airbag to meet Toyota‘s performance standards is akin to a failure to meet specifications. We decline to read the law in this manner because it is inconsistent with the law as the Texas Supreme Court has stated it and as the Texas Supreme Court and intermediate appellate courts have interpreted it. Casey provides no support for his reading of the law, which would exempt plaintiffs from submitting evidence of the nature of the alleged defect and of the deviation from other products.
Casey cites two cases as support for his argument that Texas courts and this court have both accepted and required analysis of performance standards to establish a manufacturing defect. Neither case supports such a reading of Texas law. First, iLight Technologies, Inc. v. Clutch City Sports & Entertainment, L.P. makes no mention that, in Texas, deviation from performance standards is proof of a manufacturing defect: “The Supreme Court of Texas has made clear that a showing that the product deviated in its construction or quality from specifications or planned output is essential to maintaining a strict liability manufacturing defect claim.” 414 S.W.3d 842, 847 (Tex.Ct.App.2013) (emphasis added). Far from providing support for Casey‘s interpretation, iLight distinguishes Texas from other jurisdictions that may consider performance standards. Id. at 847 n. 2. And in Leverette v. Louisville Ladder Co., this court interpreted the test for products liability under Mississippi law and found that the district court did not abuse its discretion by excluding expert testimony for failing to address whether the allegedly defective product met performance and dimensional requirements. 183 F.3d 339, 341 (5th Cir.1999). Besides the fact that it interpreted Mississippi, not Texas law, Leverette did not hold that evidence of failure to meet performance standards was proof of a manufacturing defect.
Our decision not to interpret Texas‘s law on manufacturing defects to include violations of performance standards, without more, is bolstered by a comparison of the text of manufacturing defect statutes or rules in other states. Unlike Texas‘s rule, as stated, for example, in Mendez, 204 S.W.3d at 800, the text of other jurisdictions’ relevant statutes explicitly contemplates consideration of deviation from performance standards. See, e.g.,
As discussed, Texas does not permit proof of a manufacturing defect by showing a deviation from performance standards alone. See Mendez, 204 S.W.3d at 800. Since Casey‘s evidence goes to performance standards and not specifications, it fails as evidence of a manufacturing defect.6 Each piece of evidence submitted by Casey on this point is result-oriented, not manufacturing-oriented, and provides no detail on how the airbag is constructed. Casey presented the deposition testimony of Motoki Shibata, Toyota‘s 30(b)(6) witness, in which he stated that “[t]he curtain shield air bag equipped with rollover sensors are designed to maintain the bag pressure for approximately 6 seconds.” Casey also introduced Plaintiffs’ Exhibit 2179, which describes a “Toyota Engineering Standard,” requiring that the “[o]ccupant‘s head shall not be thrown out the vehicle.” (emphasis added). These standards describe the intended result of the air bag but nothing about its technical specifications or design. Thus, they are
Casey‘s manufacturing defect claim also fails because he has not demonstrated that the airbag in this case performed differently from other airbags in the same product line. Because of this weakness, Casey‘s evidence is better suited to a design defect claim. Texas law recognizes two distinct theories of recovery in products liability cases.
Manufacturing defect cases involve products which are flawed, i.e., which do not conform to the manufacturer‘s own specifications, and are not identical to their mass-produced siblings. The flaw theory is based upon a fundamental consumer expectancy: that a mass-produced product will not differ from its siblings in a manner that makes it more dangerous than the others. Defective design cases, however, are not based on consumer expectancy, but on the manufacturer‘s design of a product which makes it unreasonably dangerous, even though not flawed in its manufacture. Green v. R.J. Reynolds Tobacco Co., 274 F.3d 263, 268 (5th Cir.2001) (quoting Ford Motor Co. v. Pool, 688 S.W.2d 879, 881 (Tex.Ct.App.1985), aff‘d in part and rev‘d in part on other grounds, 715 S.W.2d 629 (Tex.1986)).7
Unlike a design defect claim, a touchstone of a manufacturing defect claim is proof that the allegedly defective product differs from other products in the same product line. See id. Thus, in order to prove a manufacturing defect in this case, Casey must show that the airbag in this case differs from the airbags that Toyota produced in the same time period and installed in other Highlander vehicles. Casey, however, provides no evidence that other Highlander airbags would have remained inflated for six seconds under similar accident conditions. See Ledesma, 242 S.W.3d at 41-42 (requiring that the product deviate from specifications or planned output). He has thus not shown that a reasonable jury could find a manufacturing defect.8
b. Unreasonably Dangerous
In sum, because we find that Casey failed to submit evidence of the airbag‘s deviation from Toyota‘s specifications or planned output, his manufacturing defect claim fails and we need not reach the question of whether the inclusion of the airbag rendered the vehicle unreasonably dangerous.
II. Design Defect
To prevail on his design defect claim, Casey must prove that (1) the product was defectively designed so as to render it unreasonably dangerous; (2) a safer alternative design existed; and (3) the defect was a producing cause of the injury for which the plaintiff seeks recovery. Goodner v. Hyundai Motor Co., 650 F.3d 1034, 1040 (5th Cir.2011); see also
a product design other than the one actually used that in reasonable probability: (1) would have prevented or significantly reduced the risk of the claimant‘s personal injury, property damage, or death without substantially impairing the product‘s utility; and (2) was economically and technologically feasible at the time the product left the control of the manufacturer or seller by the application of existing or reasonably achievable scientific knowledge.
As evidence of a safer alternative design, Casey introduced a patent application, titled Abrasion and/or Puncture Resistant Fabrics, Airbag Cushions, and Methods, which was described at trial by Renfroe.10 The patent application pro-
a. Prevent or Reduce the Risk of Injury
It is Casey‘s burden to demonstrate that the alternative design would have prevented or significantly reduced the risk of the claimant‘s personal injury, property damage, or death.
Texas law expects that an alternative design be tested before a jury can reasonably conclude that the alternative would prevent or reduce the risk of injury. In Hodges, for example, an expert examined how the proposed alternative compared to the product used in the accident. 474 F.3d at 196-97. The expert examined how possible alternative designs performed compared to the latch at issue and reasoned that the Eberhard latch is 25% thicker at the stress point and provides 12,000 pounds of additional holding strength compared to the Mack latch, all factors that, in his opinion, would have prevented it from breaking in the accident. Id.; see also Damian v. Bell Helicopter Textron, Inc., 352 S.W.3d 124, 151-52 (Tex.Ct.App.2011) (finding that expert testimony was no evidence of a safer alternative design when the design could have been tested but was not); Gen. Motors Corp. v. Harper, 61 S.W.3d 118, 126 (Tex.Ct.App.2001) (finding that patents constituted no evidence of ... a safer alternative design because, among other things, nothing in the patents compared the safety of the patented inventions with the restraint system used in Harper‘s pickup).
Here, by contrast, Renfroe did not compare the Highlander airbag‘s abrasion resistance to that of the proposed alternative airbag. Moreover, Renfroe admittedly did no testing to support his conclusion that the alternative design would have changed the outcome for Mrs. Casey in this accident. Renfroe does not explain why he believed that an airbag equipped with the stronger fabric would have withstood the forces in Mrs. Casey‘s accident beyond simply asserting that the air bag would have stayed inflated in this accident. Instead, Casey, and Renfroe, rely on the patent application itself to provide the comparison between the Highlander‘s airbag and the proposed alternative design. To be sure, an expert is not required to duplicate or repeat a detailed testing procedure described in a patent application that, standing alone, is evidence that the alternative design would have reduced the risk of injury in the applicable accident situation. But here, Renfroe‘s reliance on the patent application‘s tests was not evidence of the alternative design‘s superior safety because the testing did not involve similar forces and factors as involved in Mrs. Casey‘s rollover accident.
The patent application describes three tests: two involving sliding or scrubbing a test bag against a gravel or concrete surface, and one in which a 25-pound weight was dropped on a test bag that lay on a surface covered with vehicle window glass. In his testimony, Renfroe referred to the patent application, specifically the third test, and opined that [a] 25 pound weight being dropped from 5 and-a-half feet impacting a bag would be quite similar to what occurred in this particular case. But Renfroe provides no support for his assumption that the testing conditions reflected in the patent application were equal to the forces at play in this accident. He did not calculate the actual forces imparted to the airbag in this accident. Crucially, none of the patent application‘s tests involved an airbag installed in any vehicle, a simulated or actual rollover, or the forces involved in Mrs. Casey‘s accident. In Harper, plaintiff‘s expert relied on a test conducted by others as evidence that a material described in a patent was a safer
b. Risk-Utility
Even assuming that the proposed alternative would have prevented or significantly reduced the risk of Mrs. Casey‘s death, Renfroe did not conduct a risk-utility analysis. To prove safer alternative design, a plaintiff must show the safety benefits from [the] proposed design are foreseeably greater than the resulting costs, including any diminished usefulness or diminished safety. Hodges, 474 F.3d at 196 (alteration in original) (internal quotation marks and citation omitted). In Hodges, this court recognized the necessity of a risk-utility analysis beyond the mere admission of a patent into evidence:
Syson also conducted the requisite risk-utility analysis. He testified: a driver faces a significant risk if a door opens during an accident; engineers do not, and cannot, design for one particular accident; and the Eberhard latch would not impair the door‘s usefulness. In other words, part of a latch‘s utility is its ability to keep a door shut during a vehicle crash and using the Eberhard latch would not diminish the door‘s utility. Therefore, there was sufficient evidence for a jury to find Syson‘s testimony satisfied the requisite risk-utility test.
Id. at 197 (first emphasis added).
Renfroe did not evaluate whether the new airbag would inject any new risks into the vehicle or diminish its usefulness or safety in any way. In fact, Renfroe admitted that he had not personally done a risk-utility analysis to determine whether this airbag would even work or fit in the 2010 Toyota Highlander. This court has, in similar circumstances, reversed a design defect verdict when an expert did not conduct a risk-utility analysis of a proposed alternative design. See Smith v. Louisville Ladder Co., 237 F.3d 515, 519 (5th Cir.2001) (reversing a finding of design defect because plaintiff‘s expert conceded that he made no risk-benefit analysis and thus did not establish that his proposed design would not have substantially impaired the [product‘s] utility). Renfroe instead relies on the patent itself for a risk-utility analysis. The patent application contains, and Renfroe cites to, additional
c. Technological Feasibility
Casey also must show that the alternative design was technologically feasible. Casey need not actually build a prototype, but he must prove that the alternative design is capable of being developed. Gen. Motors Corp. v. Sanchez, 997 S.W.2d 584, 592 (Tex.1999). For this element, Casey relies on the patent and on Renfroe‘s testimony. Use of the design by Toyota or another manufacturer would be evidence of technological feasibility, but Renfroe testified that the alternative design had never been tested in a vehicle, and that he could not tell the jury whether the proposed fabric had ever been installed in a vehicle. See Goodner, 650 F.3d at 1043 (Under Texas law, the use of an alternative design by another manufacturer may establish technological feasibility.). Renfroe did testify that, based on the out-of-vehicle testing described in the patent application, the proposed alternative would be an alternative that existed at the time that could have been used in this Highlander to prevent punctures. This conclusory statement, however, is not evidence of technological feasibility.
Moreover, the patent application does not provide evidence that the alternative design could have been implemented in the 2010 Toyota Highlander, has been implemented in any vehicle, or could possibly be implemented. The patent application recognizes that attempts at constructing side curtain airbags and in particular side curtain airbags with rollover protection has [sic] been problematic. Although the patent application purports to provide an airbag that is thinner and easier to pack, there is no statement in the application demonstrating that this design could have been implemented in the 2010 Toyota Highlander. Accordingly, Casey‘s evidence on this point is solely Renfroe‘s assertion that this airbag could have been used in this Highlander. When considered along with Renfroe‘s testimony that the design was never tested or installed in a vehicle, and the patent application‘s failure to assert that it could have been used in the 2010 Toyota Highlander, Renfroe‘s unsupported assertion would not be enough for a reasonable jury to conclude that this alternative design was technologically feasible. See Merck & Co. v. Garza, 277 S.W.3d 430, 440 (Tex.Ct.App.2008), rev‘d on other grounds, 347 S.W.3d 256 (Tex.2011) (holding that, where plaintiffs’ only proof of technological feasibility is a patent application, something else must be found in the record to corroborate the probability that the alternative was technologically feasible).
d. Economic Feasibility
Finally, Casey also failed to demonstrate that the alternative airbag would have been economically feasible. “To establish economic feasibility, the plaintiff must introduce proof of the ‘cost of incorporating this technology.‘” Honda of Am. Mfg., Inc. v. Norman, 104 S.W.3d 600, 607 (Tex.Ct.App.2003) (citation omitted). For this element, Casey again relies on Renfroe‘s testimony and on the patent application. Renfroe‘s testimony does not establish the alternative design‘s cost effectiveness. First, Renfroe relied exclusively on the patent application, testifying that the material described in the patent application was “[c]ost effective. That was
Nor does the patent application contain non-hypothetical evidence of the cost of incorporating the alternative technology. To prove economic feasibility where the product is not yet in use, courts generally require a party to present evidence of either an estimate or range of the cost of the alternative design. See Brochtrup v. Mercury Marine, 426 Fed. Appx. 335, 339 (5th Cir.2011) (concluding that testimony from builder of alternative design that building cost was $400 was sufficient evidence of economic feasibility to avoid judgment as a matter of law); A.O. Smith Corp. v. Settlement Inv. Mgmt., No. 2-04-270-CV, 2006 WL 176815, at *3-4 (Tex.Ct.App. Jan. 26, 2006) (concluding that detailed testimony about how proposed alternative design would add between $5 and $200 per unit was some evidence of economic feasibility). The patent application, however, does not provide any cost-analysis beyond asserting a goal to make the air bag cheaper.12 Moreover, Casey submitted no evidence that the parties making the cost effectiveness statements—here, the patent applicant and Renfroe—have any experience designing and marketing air bags. See A.O. Smith Corp., 2006 WL 176815, at *4 (concluding that testimony of economic feasibility was not mere speculation when cost estimates were combined with the expert‘s back-
Because Casey fails to present evidence from which a reasonable jury could find that there was a safer alternative design, the district court did not err in granting judgment as a matter of law as to Casey‘s design defect claim. We therefore need not determine whether the Highlander‘s side curtain airbag was unreasonably dangerous or whether the airbag was a producing cause of Mrs. Casey‘s injury. See Goodner, 650 F.3d at 1040.
CONCLUSION
For the foregoing reasons, we AFFIRM the district court‘s grant of judgment as a matter of law to Toyota on Casey‘s manufacturing and design defect claims.
STEPHEN A. HIGGINSON
UNITED STATES CIRCUIT JUDGE
