Carolyn MOYA, Plaintiff-Respondent-Petitioner, v. AURORA HEALTHCARE, INC. and Healthport Technologies, LLC Defendants-Appellants.
No. 2014AP2236
Supreme Court of Wisconsin
May 4, 2017
Motion to clarify (MRC) filed 5/24/2017. Motion denied 6/28/17.
2017 WI 45 | 894
Oral argument October 20, 2016.
For the plaintiff-respondent-petitioners, there was a brief by Robert J. Welcenbach and Welcenbach Law Offices, S.C., Milwaukee, and oral argument by Robert J. Welcenbach.
For the defendants-appellants, there was a brief by John Franke, Daniel A. Manna and Gass, Weber and Mullins, LLC, Milwaukee, and oral argument by John Franke.
¶ 2. Today, we are asked to interpret the meaning of the phrase “person authorized by the patient” in
¶ 3. We begin with a brief factual background and description of the procedural history. We then set forth the standard of review and the relevant rules for statutory interpretation. We then conclude that Carolyn Moya‘s (“Moya“) attorney is a “person authorized by the patient” under
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
A. The Statutes Governing Access to Health Care Records
¶ 4. Access to patient health care records is governed by
¶ 5. Pursuant to par. (b), health care providers may impose certain costs on the person requesting health care records under par. (a):
(b) Except as provided in sub. (1f), a health care provider may charge no more than the total of all of the following that apply for providing the copies requested under par. (a):
- For paper copies: $1 per page for the first 25 pages; 75 cents per page for pages 26 to 50; 50 cents per page for
pages 51 to 100; and 30 cents per page for pages 101 and above. - For microfiche or microfilm copies, $1.50 per page.
- For a print of an X-ray, $10 per image.
- If the requester is not the patient or a person authorized by the patient, for certification of copies, a single $8 charge.
- If the requester is not the patient or a person authorized by the patient, a single retrieval fee of $20 for all copies requested.
- Actual shipping costs and any applicable taxes.
¶ 6. Instead, a “person authorized by the patient” is defined in
(Emphasis added). Because this definition uses the disjunctive “or,” see Hull v. State Farm Mut. Auto. Ins., 222 Wis. 2d 627, 638, 586 N.W.2d 863 (1998) (” ‘[O]r’ should be interpreted disjunctively.“), in order to be a person authorized by the patient under
B. Moya‘s Class Action Lawsuit
¶ 7. This case comes to us by way of a class action lawsuit filed by Moya on behalf of not only herself but all other similarly situated persons who have been billed the certification charge and retrieval fee by Healthport for obtaining their own healthcare records. The class action arose from Moya‘s personal injury claim4 in which Moya hired Welcenbach Law Offices, S.C. to represent her and the law firm had to pay the certification charge and retrieval fee, despite the fact that Moya had authorized the law firm in writing to obtain those records.
¶ 9. Atty. Welcenbach subsequently submitted requests for Moya‘s health care records,5 and Healthport, when fulfilling the requests, imposed certification charges and retrieval fees pursuant to
¶ 10. At the time Healthport invoiced Atty. Welcenbach, he paid the costs, and he did not specifically dispute them. However, he had on multiple previous occasions disputed the imposition of such costs in other cases.
¶ 11. In response to Healthport‘s imposition of the certification charges and retrieval fees, Moya filed this class action lawsuit. She argues that Healthport violated
¶ 12. Healthport moved to dismiss Moya‘s complaint for failure to state a claim, and the circuit court7 denied Healthport‘s motion. Healthport filed an answer, and the parties underwent limited discovery. After the limited discovery, Healthport filed a motion for summary judgment asking the circuit court to dismiss Moya‘s claim with prejudice. The circuit court8 denied Healthport‘s motion. Healthport filed a motion for reconsideration, and the circuit court9 again denied Healthport‘s motion.
¶ 13. Healthport filed an interlocutory appeal, and the court of appeals reversed the circuit court‘s denial of Healthport‘s motion for summary judgment and remanded the case with instructions to grant Healthport‘s motion. Moya, 366 Wis. 2d 541, ¶ 1. The court of appeals determined that Moya‘s attorney was not a “person authorized by the patient” and therefore Healthport could impose the certification charges and retrieval fees on Moya‘s attorney. Id., ¶ 16. Judge Kessler dissented stating that she would uphold the circuit court‘s denial of Healthport‘s motion for summary judgment and would conclude that Healthport could not impose the certification charge and retrieval fee. Id., ¶¶ 28-29 (Kessler, J., dissenting).
¶ 14. Moya petitioned this court for review, which we granted in order to determine whether her attorney is a “person authorized by the patient” and thus exempt
II. STANDARD OF REVIEW
¶ 15. “Whether the circuit court properly granted summary judgment is a question of law that this court reviews de novo.” Racine County v. Oracular Milwaukee, Inc., 2010 WI 25, ¶ 24, 323 Wis. 2d 682, 781 N.W.2d 88 (quoting Hocking v. City of Dodgeville, 2009 WI 70, ¶ 7, 318 Wis. 2d 681, 768 N.W.2d 552). Summary judgment must be granted “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
¶ 16. “We review questions of statutory interpretation and application independently, but benefiting from the discussions of the circuit court and the court of appeals.” State v. Grunke, 2008 WI 82, ¶ 10, 311 Wis. 2d 439, 752 N.W.2d 769.
III. DISCUSSION
A. The Rules of Statutory Interpretation
¶ 17. “[T]he purpose of statutory interpretation is to determine what the statute means so that it may be given its full, proper, and intended effect.” State ex rel. Kalal v. Circuit Court for Dane Cty., 2004 WI 58, ¶ 44, 271 Wis. 2d 633, 681 N.W.2d 110. Statutory interpretation begins with the text of the statute. Id., ¶ 45 (quoting Seider v. O‘Connell, 2000 WI 76, ¶ 43, 236 Wis. 2d 211, 612 N.W.2d 659). If the text of the statute is plain and unambiguous, our inquiry stops there. Id. (quoting Seider, 236 Wis. 2d 211, ¶ 43).
¶ 18. If the text is ambiguous, we must look beyond the text to other, extrinsic sources of information, such as legislative history, to interpret the statute. Id., ¶ 46. “[A] statute is ambiguous if it is capable of being understood by reasonably well-informed persons in two or more senses.” Id., ¶ 47. Even without ambiguity, though, we may consult extrinsic sources to confirm our understanding of the plain language of a statute. Id., ¶ 51.
¶ 19. “Statutory language is given its common, ordinary, and accepted meaning, except that technical or specially-defined words or phrases are given their technical or special definitional meaning.” Id., ¶ 45. We also look to the context: “[S]tatutory language is interpreted in the context in which it is used; not in isolation but as part of a whole; in relation to the language of surrounding or closely-related statutes; and reasonably, to avoid absurd or unreasonable results.” Id., ¶ 46.
B. Interpretation of “Any Person Authorized in Writing by the Patient”
¶ 20. Moya argues that “any person authorized in writing by the patient” in
¶ 21. After examining the language of the statute and applying the well-established rules of statutory interpretation, we agree with Moya. The context of the statutory definition of “person authorized by the patient” provided in
- “[T]he parent, guardian, or legal custodian of a minor patient, as defined in s. 48.02 (8) and (11)“;
- “the person vested with supervision of the child under s. 938.138 or 938.34 (4d), (4h), (4m), or (4n)“;
- “the guardian of a patient adjudicated incompetent in this state“;
- “the personal representative, spouse, or domestic partner under ch. 770 of a deceased patient“;
- “any person authorized in writing by the patient or“;
- “a health care agent designated by the patient as a principal under ch. 155 if the patient has been found to be incapacitated under s. 155.05(2), except as limited by the power of attorney for health care instrument.”
- “If no spouse or domestic partner survives a deceased patient, ‘person authorized by the patient’ also means an adult member of the deceased patient‘s immediate family, as defined in s. 632.895(1)(d).”
- “A court may appoint a temporary guardian for a patient believed incompetent to consent to the release of records under this section as the person authorized by the patient to decide upon the release of the records, if no guardian has been appointed for the patient.”
¶ 22. Thus, the phrase “any person authorized in writing by the patient” must be interpreted as its own category of persons authorized by the patient. The statutory language is unambiguous in that it requires only a person with a written authorization from the patient. The plain meaning of the statute does not require that the authorization be an authorization to make health care decisions on behalf of the patient. Thus, when the phrase “person authorized by the patient” is used in
¶ 23. Healthport argues that this conclusion is inconsistent with the general principle that we interpret an item in a list consistently with the remaining items in the list. See State v. Popenhagen, 2008 WI 55, ¶ 46, 309 Wis. 2d 601, 749 N.W.2d 611. From this general principle, Healthport urges us to conclude that “any person authorized in writing by the patient” must
¶ 24. This argument is unpersuasive in light of the relevant statutory context. Examining the various categories in the definition of “person authorized by the patient” in
¶ 25. We cite these instances of circumscription within the statute not as demonstrations of the legislature‘s collective facility with language but, rather, to bolster our understanding that, when the legislature chooses to say “any person authorized in writing by the patient,” we must interpret these words without the kind of limitation proposed by Healthport. Cf. Indus. to Indus., Inc. v. Hillsman Modular Molding, Inc., 2002 WI 51, ¶ 19, 252 Wis. 2d 544, 644 N.W.2d 236. Put simply, had the legislature intended to place parameters of the kind Healthport suggests on a person authorized in writing by the patient, “it would have done so.” Id. It did not, and so we do not.10
¶ 26. Healthport argues that interpreting the category “any person authorized in writing by the patient” without the additional requirement that the authorization be for making health care decisions creates chaos and inconsistency throughout the statutory scheme. Without constancy as to what the authorization must be for, Healthport argues that the definition of a “person authorized by the patient” would change each time it is used throughout the statute. However, it is enough to refute this argument to note that, contrary to what Healthport argues, the definition of a “person authorized by the patient” remains constant throughout the statutes governing access to health care records. Instead of creating chaos, permitting the specific nature of the authorization allows for flexibility. In all cases, we simply look to the written authorization to determine what the patient has authorized the person to do.
¶ 27. Because the definition of “any person authorized in writing by the patient”
¶ 28. Past iterations of the statute support our conclusion that the plain meaning of “any person authorized in writing by the patient” is exactly what it says. See County of Dane v. LIRC, 2009 WI 9, ¶ 27, 315 Wis. 2d 293, 759 N.W.2d 571 (quoting Richards v. Badger Mut. Ins., 2008 WI 52, ¶ 22, 309 Wis. 2d 541, 749 N.W.2d 581) (statutory context includes past iterations of the statute). When the legislature first enacted the statute in 1979,
the parent, guardian or legal custodian of a minor patient, as defined in s. 48.02 (9) and (11), the guardian of a patient adjudged incompetent, as defined in s. 880.01 (3) and (4), the personal representative or spouse of a deceased patient or any person authorized in writing by the patient.
In this version of the statute, “any person authorized in writing by the patient,” as evidenced by the use of “or,” is the last category of persons considered a “person authorized by the patient.” We see from our reading of the 1979 statute that “any person authorized in writing by the patient” has always been a distinct category of persons—one without limitation other than a requirement of authorization in writing from the patient.
¶ 29. Nevertheless, Healthport argues that a 2014 amendment to the statutes governing health care records,
¶ 30. While the legislature may have intended to expressly include public defenders, we decline Healthport‘s implicit invitation to add limiting language to
¶ 31. In sum, Moya‘s attorney qualifies as a “person authorized by the patient” because he is a person, he has a written authorization from Moya via the HIPAA release form, and Moya, the patient, signed the HIPAA release form to provide her attorney the authorization to receive her health care records. Therefore, as a person authorized by the patient, Moya‘s attorney is exempt from the certification charges and retrieval fees Healthport imposed under
C. The Doctrine of Voluntary Payment Does Not Apply
¶ 32. Healthport argues that the doctrine of voluntary payment bars Moya‘s class action lawsuit and thereby entitles Healthport to summary judgment; however, we conclude that the doctrine of voluntary payment does not apply.
¶ 33. “The voluntary payment doctrine places upon a party who wishes to challenge the validity or legality of a bill for payment the obligation to make the challenge either before voluntarily making payment, or at the time of voluntarily making payment.” Putnam v. Time Warner Cable of Se. Wis., Ltd. P‘ship, 2002 WI 108, ¶ 13, 255 Wis. 2d 447, 649 N.W.2d 626. “[T]he voluntariness in the doctrine goes to the willingness of a person to pay a bill without protest as to its correctness or legality.” Id., ¶ 15.
¶ 34. It is axiomatic that we give effect to the legislature‘s expressed intent when we interpret statutes. Kalal, 271 Wis. 2d 633, ¶ 44. Here, we determined that the legislature‘s expressed intent that a person with a written authorization from a patient does not have to pay the certification charge or retrieval fee for obtaining health care records. Thus, “[a]pplication of the common law voluntary payment doctrine would undermine the manifest purposes of [
D. The Doctrine of Waiver Does Not Apply
¶ 35. Healthport also argues that Moya‘s class action lawsuit is barred by the doctrine of waiver. We disagree.
¶ 36. “Waiver has been defined as a voluntary and intentional relinquishment of a known right.” Attoe v. State Farm Mut. Auto. Ins., 36 Wis. 2d 539, 545, 153 N.W.2d 575 (1967). Waiver can be done through conduct. Id.
IV. CONCLUSION
¶ 38. Because the phrase “person authorized by the patient” is defined in
By the Court.—The decision of the court of appeals is reversed and the case is remanded for proceedings consistent with this opinion.
¶ 39. REBECCA GRASSL BRADLEY and DANIEL KELLY, JJ., did not participate.
¶ 40. ANNETTE KINGSLAND ZIEGLER, J. (dissenting). The question before this court is whether a personal injury attorney who obtains his or her client‘s written consent to receive copies of the client‘s health care records is a “person authorized by the patient” under
¶ 41. The court concludes that an attorney authorized by his or her client in writing to obtain the client‘s health care records is a “person authorized by the patient” under
¶ 42. As a practical matter, it certainly makes sense that the legislature might choose to exempt personal injury attorneys from the challenged fees. These attorneys act as advocates for their clients and perhaps should be able to obtain the records without the fee. However, these lawyers are not listed in
[T]he parent, guardian, or legal custodian of a minor patient, as defined in s. 48.02(8) and (11), the person vested with supervision of the child under s. 938.183 or 938.34(4d), (4h), (4m), or (4n), the guardian of a patient adjudicated incompetent in this state, the personal representative, spouse, or domestic partner under ch. 770 of a deceased patient, any person authorized in writing by the patient or a health care agent designated by the patient as a principal under ch. 155 if the patient has been found to be incapacitated under s. 155.05(2), except as limited by the power of attorney for health care instrument.
While it may make sense to exempt these lawyers from paying fees, the choice is not the court‘s to make; it is within the province of the legislature. I must examine the text of the statute at issue using fundamental tools of statutory construction to determine which of two interpretations of the phrase “person authorized by the patient” was intended by the legislature; as put by Aurora Healthcare, Inc., and Healthport Technologies, LLC (“Healthport“), these two interpretative options are: (1) “any person authorized in writing by the patient to obtain the patient‘s health care records“; or (2) “any person authorized in writing by the patient to consent to the release of the patient‘s health care records.” In so doing I look to the surrounding text and examine that text in light of the canons of construction, not just part of the statutory text, in a vacuum.
It is ... a solemn obligation of the judiciary to faithfully give effect to the laws enacted by the legislature, and to do so requires a determination of statutory meaning. Judicial deference to the policy choices enacted into law by the legislature requires that statutory interpretation focus primarily on the language of the statute. We assume that the legislature‘s intent is expressed in the statutory language. . . . It is the enacted law, not the unenacted intent, that is binding on the public. Therefore, the purpose of statutory interpretation is to determine what the statute means so that it may be given its full, proper, and intended effect.
¶ 43. Given the above charge, I write to examine the statutes at issue and the court‘s reasoning, considering the disputed statutory text in context and in light of fundamental canons of construction. For reasons I will explain, the interpretation adopted by the court today fails to adhere to fundamental principles of statutory construction and in fact renders the overall statutory scheme virtually meaningless. Ultimately, I would conclude, like the court of appeals, that the text of the statutes requires a conclusion that Moya‘s personal injury attorney is not a “person authorized by the patient” under
I
¶ 44. I begin by setting forth established principles of statutory interpretation. Statutory interpretation is governed first and foremost by the principle that “[t]he words of a governing text are of paramount concern, and what they convey, in their context, is what the text means.” Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 56 (2012) (denominating this rule the “Supremacy-of-Text Principle“). Judges should “determin[e] the application of a governing text to given facts on the basis of how a reasonable reader, fully competent in the language, would have understood the text at the time it was issued.” Id. at 33. This approach recognizes that “[t]he law is what the law says,” Bank One Chicago, N.A. v. Midwest Bank & Trust Co., 516 U.S. 264, 279 (1996) (Scalia, J., concurring in part and concurring in the judgment), and that “[a]n interpreter who bypasses or downplays the text becomes a lawmaker without obeying the constitutional rules for making law.” Frank H. Easterbrook, Textualism and the Dead Hand, 66 Geo. Wash. L. Rev. 1119, 1120 (1998).
¶ 45. Proper statutory interpretation rests on the fundamental premise that “[n]othing but conventions and contexts cause a symbol or sound to convey a particular idea.” Scalia & Garner, supra, at xxvii (emphases added).
The enactment of a law is a form of communication through language—from the law-giver to those affected by the law, as well as to those who must enforce, apply, or interpret the law. This sort of communication is only possible if the participants have a set of shared practices and conventions that permit them to convey meaning to each other. At the most basic level, intelligible communication requires that both parties attach the same meaning to the same sounds or signs. Furthermore, we often need to be able to tell which of several possible meanings is intended by considering the context in which a word is used. Our shared practices and conventions also go beyond word meanings. The rules of grammar and syntax, for example, represent shared conventions that assist us in decoding the communications of others.
John F. Manning & Matthew C. Stephenson, Legislation and Regulation 222 (2010).
¶ 46. These twin pillars of interpretation, context and convention, are indispensable to the functioning of the judiciary. Convention is sometimes realized in part through the implementation of certain “canons of construction,” which are “rules of thumb that help courts determine the meaning of legislation.” Connecticut Nat‘l Bank v. Germain, 503 U.S. 249, 253 (1992). A number of these canons will be discussed in more detail below.
¶ 47. Context, on the other hand, includes (1) “the purpose of the text,” which must be “gathered only from the text itself, consistently with the other aspects of its context“; (2) “a word‘s historical associations acquired from recurrent patterns of past usage“; and (3) “a word‘s immediate syntactic setting—that is, the words that surround it in a specific utterance.” Scalia & Garner, supra, at 33 (emphasis omitted) (citing I.A. Richards, Interpretation in Teaching viii (1938)).
¶ 48. Application of these principles—an unrelenting focus on the meaning of the text, discovered through a careful examination of context and the application, where necessary, of canons of construction—promotes “certainty, predictability, objectivity, reasonableness, rationality, and regularity, which are the objects of the skilled interpreter‘s quest.” Id. at 34 (citing Frederick J. de Sloovère, Textual Interpretation of Statutes, 11 N.Y.U. L.Q. Rev. 538, 541 (1934)). I now turn to the issue of statutory interpretation at the heart of this appeal and, in analyzing it, employ this methodology.
II
¶ 49.
¶ 50. “Person authorized by the patient” is defined in
[T]he parent, guardian, or legal custodian of a minor patient, as defined in s. 48.02(8) and (11), the person vested with supervision of the child under s. 938.183 or 938.34(4d), (4h), (4m), or (4n), the guardian of a patient adjudicated incompetent in this state, the personal representative, spouse, or domestic partner under ch. 770 of a deceased patient, any person authorized in writing by the patient or a health care agent designated by the patient as a principal under ch. 155 if the patient has been found to be incapacitated under s. 155.05(2), except as limited by the power of attorney for health care instrument. If no spouse or domestic partner survives a deceased patient, “person authorized by the patient” also means an adult member of the deceased patient‘s immediate family, as defined in s. 632.895(1)(d). A court may appoint a temporary guardian for a patient believed incompetent to consent to the release of records under this section as the person authorized by the patient to decide upon the release of records, if no guardian has been appointed for the patient.
¶ 51. Moya and the court rely on the emphasized text for their conclusion that
¶ 52. More generally, it is apparent that the mention of lawyers is completely absent from this statutory definition and, instead, the categories of individuals in the statute have the commonality of those people who can legally act and make decisions when the patient cannot; that is not what a personal injury lawyer does. Lawyers are not like the other categories of individuals listed. While lawyers may advocate on behalf of their clients, they are ultimately subject to their clients’ direction. The categories of individuals in
III
¶ 53. Also important is a recognition that, as noted by Healthport, the definition of “person authorized by the patient” provided in
¶ 54. Review of
¶ 55. These observations are relevant to the plain meaning of “any person authorized in writing by the patient” in
¶ 56. The court defines the nature of the authority in
¶ 57. In other words, the court simply concludes that because Moya‘s attorney was “authorized in writing” to receive copies of Moya‘s health care records, he is a “[p]erson authorized by the patient” as defined in
¶ 58. More specifically, the court‘s conclusion falls prey to a criticism directed at Moya by Healthport:
Although [Moya] repeatedly urges this Court to follow the “plain language” or “plain meaning” of the statutory words, she fails to provide a reason why her proposed interpretation follows from those words. Instead, [Moya] simply assumes that the legislature meant to say “any person authorized in writing by the patient to obtain that patient‘s health care records.” A plain language argument that simply assumes the addition of a critical clause is not a plain language argument at all.
¶ 59. The truth of the matter is that the statutory phrase “any person authorized in writing by the patient,” viewed alone, simply does not provide enough information for the court to reach a conclusion in this case. But statutory interpretation requires more than simply looking at a set of words in total isolation. The court must look to something more—the context of the phrase and applicable canons of constructions—to reach the correct answer.
¶ 60. Before discussing how these tools help establish the plain meaning of this phrase in this statute, I explain how these tools immediately demonstrate a number of significant deficits in the court‘s approach. First, the phrase “person authorized by the patient” must require more in the context of
¶ 61. If the court were correct and all one needed to become a “person authorized by the patient” was informed consent, then there would be no need for a statutory definition of “person authorized by the patient.” A person possessing informed consent and a “person authorized by the patient” must therefore be very different individuals possessing different degrees of authority. See, e.g., Pawlowski v. Am. Family Mut. Ins. Co., 2009 WI 105, ¶ 22, 322 Wis. 2d 21, 777 N.W.2d 67 (“As a basic rule of statutory construction, we endeavor to give each statutory word independent meaning so that no word is redundant or superfluous. When the legislature chooses to use two different words, we generally consider each separately and presume that different words have different meanings.“). The reason that both informed consent and separate authorization are required in this statutory scheme is because the individuals exempted from the statutory fees at issue are either patients or those who are essentially the equivalents of patients. The legislature defined “person authorized by the patient” to mean individuals that could actually step in and make decisions for the patient. In contrast, lawyers are advocates but they do not step in and become the decision-maker; in fact, it is unethical for them to do so.
¶ 62. The legislature does not enact a fee statute to collect no fees. While this seems obvious, I need not look to legislative history or some unknown possible intent; I need only look at the words of the statute. And this is where context and canons of construction provide guidance. It is a “well-established canon[] of statutory construction” that “[s]tatutory interpretations that render provisions meaningless should be avoided.” Belding v. Demoulin, 2014 WI 8, ¶ 17, 352 Wis. 2d 359, 843 N.W.2d 373; see also, e.g., United States v. Tohono O‘Odham Nation, 563 U.S. 307, 315 (2011) (“Courts should not render statutes nugatory through construction.“); Louisville Water Co. v. Clark, 143 U.S. 1, 12 (1892) (“Any other interpretation of the act . . . would render it inoperative for the purposes for which, manifestly, it was enacted.“); Kalal, 271 Wis. 2d 633, ¶ 46 (“Statutory language is read where possible to give reasonable effect to every word, in order to avoid surplusage.“). The court‘s approach virtually guts the possibility of collecting fees and certainly contravenes fairly basic canons of construction
¶ 63. Another flaw in the court‘s reading of the relevant statutes is that the language of
¶ 64. A third problem with the court‘s interpretation stems from the language of the legislature‘s 2014 enactment of 2013 Wisconsin Act 342, which in turn created
Notwithstanding s. 146.81(5), in this section, a “person authorized by the patient” includes an attorney appointed to represent the patient under s. 977.08 [a section in the chapter pertaining to the State Public Defender] if that attorney has written informed consent from the patient to view and obtain copies of the records.
¶ 65. The amendment in
¶ 66. Again, “[u]nder the doctrine of expressio unius est exclusio alterius, ‘the express mention of one matter excludes other similar matters [that are] not mentioned.‘” FAS, LLC, 301 Wis. 2d 321, ¶ 27 (alteration in original) (quoting Perra, 239 Wis. 2d 26, ¶ 12). That is, the legislature obviously
¶ 67. Accordingly, the court‘s interpretation of
¶ 68. Two related canons of construction, noscitur a sociis and ejusdem generis, are particularly helpful here. Pursuant to the noscitur a sociis canon of construction, “[a]n unclear statutory term should be understood in the same sense as the words immediately surrounding or coupled with it.” State v. Quintana, 2008 WI 33, ¶ 35, 308 Wis. 2d 615, 748 N.W.2d 447 (quoting Wis. Citizens Concerned for Cranes & Doves v. DNR, 2004 WI 40, ¶ 40, 270 Wis. 2d 318, 677 N.W.2d 612). That is, it is reasonable to ascertain the meaning of the phrase “person authorized by the patient” by analyzing the phrase in light of the surrounding categories enumerated in the definition. See Moya, 366 Wis. 2d 541, ¶ 12; see also Kalal, 271 Wis. 2d 633, ¶ 46 (“Context is important to meaning.“).
¶ 69. As explained, none of the enumerated categories in
¶ 70. In fact, if I consult the noscitur a sociis canon of construction, it depends upon whether the enumerated persons in
¶ 71. Additionally, a related canon of construction, ejusdem generis, “instructs that when general words follow specific words in the statutory text, the general words should be construed in light of the specific words listed” such that “the general word or phrase will encompass only things of the same type as those specific words listed.” Id., ¶ 27 (citing Adams Outdoor Advert., Ltd. v. City of Madison, 2006 WI 104, ¶ 62 n.15, 294 Wis. 2d 441, 717 N.W.2d 803). But if “[t]he specific terms listed in the statute have no common feature or class from which one could ascertain an intention to restrict the meaning of the general term,” then “the general terms should be interpreted broadly to give effect to the legislature‘s intent.” Id., ¶¶ 26, 28, 31-32; see also Scalia & Garner, supra, at 101 (under the “General-Terms Canon,” “[g]eneral terms are to be given their general meaning (generalia verba sunt generaliter intelligenda),” so long as there is no “indication to the contrary“). So again, because the categories of individuals have in common the fact that they become decision-makers for the patient, the words are not expansive.
¶ 72. Consequently, it is important to ascertain whether there are similarities between the categories of individuals listed in
¶ 73.
¶ 74. The interpretation of the court of appeals is reasonable. It better comports with the other enumerated categories of persons in
¶ 75. The court does not adequately address the reading dictated by application of the interpretative methodology discussed above; as a result, its reasoning is unpersuasive. It also does not explain why
¶ 76. On balance, I must conclude that the interpretation adopted by the court today is unlikely to be the correct answer. If the statute at issue is really as broad as the court says it is, the challenged fee requirements are rendered largely meaningless. I cannot accept that a plain meaning here was intended to exempt virtually all who obtain records from payment of the fees set forth.
¶ 77. The clear purpose of the statute, as “gathered . . . from the text itself,” is to charge certain individuals fees. Scalia & Garner, supra, at 33. Very simply stated, since nearly anyone who wishes to receive a patient‘s records needs that patient‘s authorization and no such authorized person would ever need to pay the applicable fee, virtually no fees would be paid under this statute. It is not as though an attorney, appropriately authorized, could never fit the definition of “person authorized by the patient.” But every attorney does not fit that definition, and an examination of the text reveals that Moya‘s attorney does not fit that definition.
¶ 78. Finally, given the competing interpretative possibilities here, a point about judicial restraint is appropriate. Even if it intuitively makes sense that personal injury lawyers should not have to pay fees to receive their clients’ medical records, if I am incorrect, the legislature could easily amend the statute as it did with
IV
¶ 79. Interpretation of the statutory text leads me to conclude, like the court of appeals, that Moya‘s personal injury attorney is not a “person authorized by the patient” under
¶ 80. For the foregoing reasons, I respectfully dissent.
