ROBERT CANTELL & others1 vs. COMMISSIONER OF CORRECTION & others.2
Suffolk.
Supreme Judicial Court of Massachusetts
March 10, 2016. - October 21, 2016.
475 Mass. 745 (2016)
Present: GANTS, C.J., SPINA, CORDY, BOTSFORD, DUFFLY, LENK, & HINES, JJ.3
1Derrick Maldonado, John T. Fernandes, and Albert Jackson. 2Superintendent, Massachusetts Treatment Center; Superintendent, Old Colony Correctional Center; Superintendent, Massachusetts Correctional Institution (MCI), Cedar Junction; Superintendent, MCI, Shirley; Superintendent, MCI, Norfolk; Superintendent, MCI, Concord; Acting Superintendent, North Central Correctional Institution, Gardner; Superintendent, MCI, Framingham; and Superintendent, Souza-Baranowski Correctional Center. 3Justices Spina, Cordy, and Duffly participated in the deliberation on this case prior to their retirements.
Discussion of the policies and practices of the Department of Correction relating to the conditions of confinement for prisoners held in nondisciplinary administrative segregation and apart from the general population and of the scope of this court‘s holding in LaChance v. Commissioner of Correction, 463 Mass. 767 (2012). [749-752]
This court concluded that an appeal from a civil action brought by inmates serving criminal sentences in various Massachusetts prison facilities, alleging that their placements in special management units (SMUs) in nondisciplinary administrative segregation violate their State and Federal constitutional rights to due process as well as regulations of the Department of Correction, was not moot, despite none of the plaintiffs remaining in SMUs, where the plaintiffs brought the action as a putative class action and the class action allegations contained in the amended complaint remained operative until a judge considered and rejected them on their merits. [752-754]
This court remanded for further proceedings a civil action brought by inmates serving criminal sentences in various Massachusetts prison facilities on behalf of a class of similarly situated prisoners, alleging that their placements in special management units in nondisciplinary administrative segregation violate their State and Federal constitutional rights to due process as well as regulations of the Department of Corrections. [754-756]
CIVIL ACTION commenced in the Superior Court Department on January 20, 2012.
After review by the Appeals Court, the Supreme Judicial Court granted leave to obtain further appellate review.
Bonita Tenneriello for the plaintiffs.
Sheryl F. Grant for the defendants.
The following submitted briefs for amici curiae:
Amy Fettig & Jamelia N. Morgan, of the District of Columbia, Phillip Kassell, Matthew R. Segal, & Jessie J. Rossman for American Civil Liberties Union & others.
Ruth A. Bourquin, Deborah Harris, Margaret E. Monsell, & Jamie A. Sabino for Massachusetts Law Reform Institute & others.
Adam Sanders, pro se.
BOTSFORD, J. The named plaintiffs in this putative class action are inmates serving criminal sentences in various Massachusetts prison facilities. For varying lengths of time, each of them has been placed in a “special management unit” (SMU) in nondisciplinary administrative segregation. In January, 2012, the plaintiffs commenced this action against the Commissioner of Correction (commissioner) and the superintendents of the correctional institutions in which the plaintiffs were housed (collectively, defendants). The plaintiffs allege that their placements in the SMUs, essentially in conditions of solitary confinement, violate their State and Federal constitutional rights to due process as well as regulations of the Department of Correction (department), and they seek to represent a class of similarly situated prisoners confined in SMUs. In early 2013, following the release of this court‘s decision in LaChance v. Commissioner of Correction, 463 Mass. 767 (2012) (LaChance I), a judge in the Superior Court denied the plaintiffs’ motion for class certification and allowed the defendants’ motion to dismiss the plaintiffs’ amended complaint.
The plaintiffs appealed to the Appeals Court.4 A divided panel of that court dismissed the appeal as moot because by then it was undisputed that no named plaintiffs remained in SMUs. Cantell v. Commissioner of Correction, 87 Mass. App. Ct. 629 (2015). The dissenting justice concluded that in light of the class action allegations in the plaintiffs’ amended complaint, even if the named plaintiffs were no longer confined in SMUs, the case was not
Background. The plaintiffs’ amended complaint alleges, in summary, the following. The plaintiffs are representatives of “a class composed of all prisoners held in non-disciplinary segregation in an SMU,” and the class is so numerous that joinder of all is impracticable. See
The amended complaint‘s legal claims are that by maintaining the plaintiffs in nondisciplinary administrative segregation conditions without holding hearings to determine whether each posed a serious or substantial threat to themselves or others, and by denying other rights included in the DSU regulations, the defendants have violated the plaintiffs’ rights under the DSU regulations, the plaintiffs’ constitutional rights to due process protected by the United States Constitution and the Massachusetts Declaration of Rights (claims the plaintiffs pursue under
On January 20, 2012, the plaintiffs filed a motion for class certification.9 Before the motion was heard or ruled on, LaChance I was decided. The plaintiff in LaChance I was, or had been, confined to the SMU in the Souza-Baranowski Correctional Center, and his substantive claims relating to his entitlement to the procedural and other protections incorporated in the DSU regulations are substantially mirrored in the plaintiffs’ amended complaint in the present case. The motion judge in this case concluded that the LaChance I decision effectively resolved the plaintiffs’ claims by defining the entire scope of procedural protections to which the plaintiffs were entitled as prisoners confined in SMUs. For this reason, and because the department had agreed to provide the plaintiffs with the procedural protections described in LaChance I, the judge ruled that class certification was unnecessary and that dismissal of the plaintiffs’ amended complaint was appropriate. The judge ordered the defendants to “extend the benefits” of our opinion in LaChance I to “all prisoners held in administrative segregation on awaiting action status.”
At the time of the motion judge‘s decision, one of the named plaintiffs, Albert Jackson, remained in an SMU. However, as the Appeals Court‘s decision noted, when the plaintiffs’ appeal was before that court, it was uncontested that none of the named plaintiffs was still confined in an SMU. Cantell, 87 Mass. App. Ct. at 630. There is nothing in the record to suggest that any named plaintiff‘s status has changed since the date of the Appeals Court decision, but there also is nothing before us to suggest that any of the named plaintiffs has completed his sentence and has been released from prison.
Discussion. 1. Legal background. This case concerns the department‘s policies and practices relating to the conditions of con-
LaChance I was a case brought by a prisoner at the Souza-Baranowski Correctional Center who was held for more than ten months in administrative segregation, on awaiting action status, in that facility‘s SMU. LaChance I, 463 Mass. at 768-771. He claimed that the conditions of confinement in the SMU were substantively identical to the conditions of a DSU, that he was therefore entitled to the protections set out in the DSU regulations, and that the refusal of the prison authorities to apply those regulations to him violated his rights under the department‘s regulations as well as his due process rights under the Federal and Massachusetts Constitutions. Id. at 772. A judge of the Superior Court determined that LaChance was entitled to the procedural protections in the DSU regulations, and granted partial summary judgment to LaChance on his claims of constitutional violations. See id. at 772-773. The judge also granted summary judgment to the defendant correction officials on LaChance‘s claim for damages under the Massachusetts Civil Rights Act,
The issue directly before us in LaChance I was the propriety of the judge‘s denial of partial summary judgment on the defendants’ claim of qualified immunity from liability for damages under § 1983. We concluded that an inmate placed in administrative segregation on awaiting action status in an SMU or other designated unit is entitled as a matter of due process to certain pro-
As discussed, the motion judge in this case based her dismissal of the plaintiffs’ amended complaint on LaChance I.
2. Mootness. The defendants argue that this appeal is moot because none of the named plaintiffs remains in an SMU, and therefore none is a member of the class the plaintiffs seek to have certified. The Appeals Court reached this same conclusion that the appeal is moot because the named plaintiffs are no longer in SMUs, and further concluded that, in the circumstances presented,
3. Dismissal of the amended complaint on the merits. The motion judge ruled that certification of a plaintiff class was unnecessary, and indeed the named plaintiffs’ amended complaint should be dismissed, based on her conclusion that LaChance I in effect fully defined the parameters of the plaintiffs’ due process rights, and that the defendants had agreed that they would implement those rights in relation to every prisoner confined to an SMU on awaiting action status.18 Although her memorandum of decision does not so state, it appears that the judge interpreted LaChance I to overrule, in effect, Haverty and other decisions in which we concluded that the procedural protections contained in the DSU regulations must be provided to all prisoners in nondisciplinary administrative segregation who are subject to conditions similar to those in the DSUs. See Haverty, 437 Mass. at 740, 760, 763-764. In fairness, the scope of this court‘s decision in LaChance I was not fully explained. The motion judge, however, erred in her interpretation of our decision and in her dismissal of
As mentioned, LaChance I was an interlocutory appeal of a decision denying the defendants’ claim of qualified immunity from liability for damages under § 1983. In considering the defendants’ appeal, it was necessary to focus on LaChance‘s Federal due process claims because LaChance would be entitled to damages under his § 1983 claims only if the defendants knowingly violated LaChance‘s rights under the United States Constitution.19 See Cantell, 87 Mass. App. Ct. at 638 (Rubin, J., dissenting) (“the State law issue decided in Haverty was different from the issue the court was addressing in LaChance [I], that of Federal due process in the context of
Haverty and related decisions of this court and the Appeals
Conclusion. The judgment of the Superior Court is reversed, and the case remanded to that court for further proceedings consistent with this opinion.
So ordered.
