OPINION OF THE COURT
Rodney Burns appeals the district court’s grant of summary judgment in favor of all defendants in the suit he brought against the Pennsylvania Department of Corrections (“DOC”) and several Department employees pursuant to 42 U.S.C. § 1983. For the reasons that follow, we will affirm in part and reverse in part. 1
I. Facts and Procedural History
The background of this dispute has been described in detail by both this court and the district court.
See Burns v. Penn. Dept. of Corr.,
A. The Alleged Misconduct
On February 14, 2005, a corrections officer at the State Correctional Institute at Graterford discovered that inmate Charles Mobley had burns on his face that had been caused by another inmate throwing scalding water on him four days earlier. Although Mobley did not know the assailant, he initially said that the inmate who assaulted him occupied cell BA-1022. One of the two occupants of that cell, Ricky Holmes, was placed in administrative custody during the investigation that followed.
SCI Graterford has a special hotline phone number that is given to a select number of inmates who can use it to provide confidential information to corrections officials. Two callers used the hotline to report that Burns, and not Holmes, was responsible for the assault. Defendant Thomas Dohman, Captain of Security at SCI Graterford, believed this information to be credible because he recognized the voices and knew that the callers had previously provided reliable information. Doh-man therefore concluded that Mobley had
Burns claims that when Dohman subsequently interviewed him, Dohman told him that the incident had been recorded on a video surveillance camera and that the videotape showed Burns committing the assault. Dohman disputes this account. He insists that the assault was not recorded and that he never told Burns otherwise.
Although Burns denied any involvement, Dohman issued a misconduct report charging Burns with assaulting Mobley. That report stated that the charges were based on statements from two reliable confidential informants who had witnessed the assault as well as information from other inmates given to another corrections officer, Lt. Abdul Ansari.
B. Pennsylvania Department of Corrections Disciplinary Scheme
The Pennsylvania Administrative Code establishes a baseline policy for prisons to manage disciplinary infractions. See generally 37 Pa.Code § 93.10. As part of that policy, prisons must develop “[w]ritten procedures which conform to established principles of law for inmate discipline” that include, at minimum, “[wjritten notice of charges,” a “[hjearing before an impartial hearing examiner,” an “[opportunity for the inmate to tell his story and to present relevant evidence,” “[assistance from an inmate or staff member at the hearing if the inmate is unable to collect and present evidence effectively,” a “[wpitten statement of the decision and reasoning of the hearing body, based upon the preponderance of the evidence,” and an “[opportunity] to appeal the misconduct decision in accordance with procedures in the Department of Corrections Inmate Handbook.” Id.
The Administrative Code also lists types of sanctions that may be imposed if an inmate is convicted of a disciplinary infraction. 37 Pa.Code § 93.10(a). Depending on the type of misconduct, those sanctions include “[cjhange of cell assignment, including placement in the restricted housing unit or restrictive confinement in a general population cell ... [,]” “[s]uspension of privileges for a specified period of time[,]” and “[cjhange, suspension or removal from job.” Id.
Additionally, an inmate found guilty of misconduct can be sanctioned for “[p]ayment of the fair value of property lost or destroyed or for expenses incurred as a result of the misconduct.” Id. One type of “expenses” that can be “incur[ed] as a result of the misconduct” is medical expenses. The Pennsylvania Administrative Code also establishes regulations for medical treatment of prisoners. See generally 37 Pa.Code § 93.12. While the Department of Corrections provides some prisoner medical services for free, other medical services incur a charge. The Administrative Code also provides that “[t]he Department will charge a fee to an inmate for any of the following ... (4) Medical service provided to another inmate as a result of assaultive conduct engaged in by an inmate to be charged the fee.” 37 Pa.Code § 93.12(c). As a result, prisoners who are found guilty of assaults in which the victim needs medical treatment may be required to pay the cost of the treatment.
C. Burns’ Disciplinary Hearing
After Dohman issued the misconduct report, Burns responded by filing timely requests to call Mobley as a witness at his disciplinary hearing and to present the
Burns renewed his request for the production of the videotape when his disciplinary hearing began. Mary Canino, the hearing officer, responded by continuing the hearing to investigate Burns’ request. Five days later, Canino conducted an in camera proceeding during which Dohman told Canino that the incident had not been recorded. However, Canino did not attempt to view the relevant tapes in order to resolve the conflict between that representation and Burns’ statement that Doh-man had told him that the incident had been recorded. 3 Dohman also testified about the confidential informants during the in camera proceeding. However, he did not reveal their names to Canino, and Canino did not receive any direct testimony from them, either in writing or in person. Canino also met with Mobley in camera, but he refused to testify either in camera or at the disciplinary hearing. Canino accepted Mobley’s refusal to testify, and did not inquire into why Mobley refused. 4
Canino then reconvened the hearing with Burns present. She informed Burns that Mobley had refused to testify and that there was no videotape of the incident. She also informed Burns that she found the information from the confidential informants credible and reliable. She then found Burns guilty of the assault. As a result, she imposed the following sanctions: 180 days of disciplinary confinement in a restricted housing unit (“RHU”), and loss of his prison job. Canino also assessed Burns’ prison account for the amount of Mobley’s medical expenses resulting from the assault. Despite the assessment, prison administrators did not deduct any part of Mobley’s medical expenses from Burns’ inmate account. Nevertheless, the threat of assessment remained for several years, and that continuing threat was the initial focus of this suit.
D. Subsequent Procedural History
After his administrative appeals were unsuccessful, Burns filed this
pro se §
1988 action in the district court claiming that the Pennsylvania Department of Corrections and certain officials violated his due process rights during the prison’s disciplinary proceedings when it assessed his prison account.
5
The district court granted summary judgment in favor of the defendants on all counts after concluding that the assessment of Burns’ account was
Burns appealed that judgment, and we reversed and remanded.
6
We held that “the Department of Corrections’ assessment of Burns’ institutional account constituted the deprivation of a protected property interest for purposes of procedural due process” and “[t]hat deprivation [was] sufficient to trigger the protections of the Due Process Clause.”
Bums,
On remand, the district court found that Burns’ due process rights had been violated by the hearing officer’s failure to independently evaluate the credibility of the confidential informants, but it did not find that Burns’ procedural due process rights were violated by the hearing officer’s refusal to compel Mobley’s testimony or by her failure to view the alleged videotape. Despite finding a due process violation, the court found that the state officials were protected by qualified immunity and that Burns could therefore not recover damages from them.
Burns v. PA Dept. of Corr,
Burns now argues that his right to due process was also violated by the hearing officer’s failure to compel Mobley to testify as well as her failure to view the videotape, that the prison officials are not entitled to qualified immunity, and that the district court erred in denying his requests for relief for the harms he suffered as a result of the violation of due process.
II. Standards of Review
“We review an award of summary judgment
de novo,
applying the same test on review that the District Court should have applied.”
MBIA Ins. Corp. v. Royal Indent. Co.,
We generally review a district court’s grant of relief for abuse of discretion, but “we must exercise a plenary review of the trial court’s choice and interpretation of legal precepts and its application of those precepts to the historical facts.”
Universal Minerals, Inc. v. C.A. Hughes & Co.,
III. Due Process
It is well established that “[prisoners ... may not be deprived of life, liberty or property without due process of law.”
Wolff v. McDonnell,
We have already determined that Burns does have a protected property interest in the assessment of his prison account and was therefore entitled to due process prior to the assessment of his account.
See Burns,
Pennsylvania’s Administrative Code allows an inmate’s account to be assessed in two different circumstances. First, the Code establishes that if an inmate is found to have engaged in misconduct, the “sanction” may include “[p]ayment of the fair value of property lost or destroyed or for expenses [including medical expenses] incurred as a result of the misconduct.” 37 Pa.Code § 93.10(a). Elsewhere, the Code requires that the Department of Corrections “will” charge that inmate’s prison account for the costs of treating his victim’s injuries.
As noted, we held in
Bums I,
that “a disciplinary conviction directing that an inmate’s institutional account be assessed for medical or other expenses implicates a property interest sufficient to trigger the protections of procedural due process ... ”.
However, the parameters of that due process are not readily defined because loss of liberty is a normal consequence of a criminal conviction.
See Sandin,
On remand, the district court found that Hearing Officer Canino had violated Burns’ right to due process by relying on the statement of two unnamed confidential informants without independently evaluating their reliability and credibility.
Burns,
Burns claims that
Wolff v. McDonnell,
The Commonwealth argues that
Wolff
does not apply. It claims that “no decision by the Supreme Court has found
Wolff
applicable in an inmate’s deprivation-of-property case.” Appellee’s Br. at 23. The Commonwealth thus attempts to distinguish between deprivations of liberty and deprivations of property and argues that
Wolff
only applies to the former while two other Supreme Court
cases
— Parratt
v. Taylor,
We are not persuaded.
Wolff
itself notes that its due process analysis applies regardless of whether the deprivation is of liberty or property: “This analysis as to liberty parallels the accepted due process analysis as to property. The Court has consistently held that some kind of hearing is required at some time before a person is finally deprived for his property interests .... We think a person’s liberty is equally protected [as that of his or her property]----”
Moreover
Parratt
and
Hudson
only address
post-deprivation
remedies of unauthorized or unintentional deprivations of property. Unlike
Wolff,
which addresses the state’s obligation to provide
pre-deprivation
notice and a hearing,
Parratt
involved a prisoner’s mail packages being negligently misplaced,
“[W]e must balance the inmate’s interest ... against the needs of the prison, and some amount of flexibility and accommodation is required.”
Wolff,
[t]he newly recognized property interest at issue here — the security of a prisoner’s account — is a less important private interest than the good time credits at issue in Wolff.... The reduction in the economic value of Burns’ institutional account and the threat of appropriation, although it lasted three years, was so minor that the Court must conclude that this is a less weighty interest than a possible extension on a term of imprisonment[.]
Bums,
We do not fully agree with the court’s framing of the issue. First, as both the Commonwealth and Burns recognize in their briefs, when Canino assessed Burns’ account, she believed that the assessment could be much larger than $10.00, possibly including the costly prospect of covering plastic surgery Mobley may have needed.
8
Second, although a prisoner’s interest in freedom is certainly paramount, we are not willing to ignore his/her interest in property,
9
nor are we willing to say that it is so
de minimis
that the requirements of the Due Process Clause are substantially reduced. As we have already noted, the Supreme Court was careful to explain that “a person’s liberty is equally protected [as his or her property].... ”
Wolff,
Rather, we must balance the legitimate interests of both the state and the inmate while affording deference to the unique institutional concerns that arise in the prison setting.
Wolff,
A. Documentary Evidence
As noted earlier, during his disciplinary hearing, Burns requested that a videotape of the incident be presented as permitted under prison policy. The requested tape appeared relevant because Burns alleged that Dohman told him that the assault was recorded by surveillance cameras. Burns claims that the videotape would have exonerated him because it would have shown the real assailant. As also noted, Captain Dohman claims he never told Burns there was a videotape, and he told Hearing Officer Canino that the assault had not been recorded. Canino does not remember if she ever viewed the videotape.
Because we are reviewing a grant of summary judgment, we must view the facts in the light most favorable to the nonmoving party.
Armbruster v. Unisys Corp.,
It is clearly established that due process requires that an inmate be permitted to “present documentary evidence in his defense when permitting him to do so will not be unduly hazardous to institutional safety or correctional goals.”
Wolff,
In
Dalton v. Hutto,
[o]ne needs no ‘right’ to call a witness who voluntarily presents himself to testify. If there is preclusion of an entire class of witnesses (i.e., anyone who would rather not appear), the right is dissipated in a cloud of verbiage. An inmate granted the right, albeit qualified, to call witnesses in his behalf loses it altogether, in any meaningful employment of language, if any witness may refuse to testify for no reason whatsoever.
Id. at 78.
An inmate’s right to present documentary evidence is similarly undermined if prison officials can bar the inmate from presenting the evidence simply by denying that the evidence is relevant. If a disciplinary hearing is to have any substance, the hearing officer must determine relevance of evidence, not corrections officers or employees.
See Young v. Kann,
It is therefore troubling that the hearing officer here appeared to rely entirely on the statements of Officer Dohman in determining whether the videotape was relevant. The problem is compounded by the fact that the record suggests that Officer Dohman may not even have been under oath when he told Canino about the videotape.
Burns was thus deprived of due process because his right to present evidence was completely undermined by the hearing officer’s failure to independently determine whether the evidence was relevant.
We therefore hold that an inmate’s right to procedural due process is violated when a hearing examiner simply fails to view available evidence to determine its relevance and suitability for use at a disciplinary hearing. If such hearings are to have any substance, the hearing officer must independently assess whether the evidence is relevant and then determine whether there are legitimate penological reasons to deny the prisoner access to the evidence requested.
11
Although the government may have a very real interest in barring an inmate’s access to certain documentary evidence, that interest is not implicated when
B. Mobley’s Testimony
Burns also claims that he was denied procedural due process when Hearing Officer Canino denied his request to call Mobley as a witness. The prison’s policy allows an inmate to call up to three relevant witnesses, including one staff member. Burns requested only Mobley’s testimony.
From what we have already stated, it should be clear that an “inmate facing disciplinary proceedings should be allowed to call witnesses and present documentary evidence when permitting him to do so will not be unduly hazardous to institutional safety or correctional goals.”
Wolff,
Relationships among the inmates are varied and complex and perhaps subject to the unwritten code that exhorts inmates not to inform on a fellow prisoner. It is against this background that disciplinary proceedings must be structured by prison authorities; and it is against this background that we must make our constitutional judgments----
Id.
at 562,
Here, Burns’ desire to have Mobley testify was certainly reasonable since Mobley was the victim of the assault and presumably saw his assailant. Hearing Officer Canino appropriately responded by asking Mobley to testify. However, as we have noted, Mobley refused to testify either at the hearing or in camera. He also refused to provide any kind of written testimony. Canino did not explain why Mobley refused to testify, and it is not clear that she even knew Mobley’s reasons or inquired into them. Canino therefore conducted the hearing and rendered a decision without having the benefit of hearing what the victim knew about the identity of his attacker.
The Supreme Court has explained that “it would be useful for the [prison disciplinary hearing officer] to state [his or her] reason for refusing to call a witness, whether it be for irrelevance, lack of necessity, or the hazards presented in individual cases.”
Wolff,
We will therefore not conclude that a hearing officer must always record the reason for permitting an inmate to refuse to testify. That may sometimes be as problematic as reporting that an inmate refused to testify out of fear of retaliation. These institutional concerns override Burns’ interest in being able to call Mobley as a witness. If Burns had been the assailant, Mobley would either have had to testify truthfully and risk retaliation or perjure himself and thereby become the vehicle by which his assailant would escape sanction.
In
Dalton,
the inmate wished to call prison officials to testify, but under prison policy they could not be compelled to testify — as noted earlier, all testimony had to be voluntary.
Dalton,
The Commonwealth’s interest in protecting Mobley and managing the difficult relationships within the prison setting far outweigh Burns’ right to call Mobley as a witness.
Wolff
requires “a case-by-case analysis of the calling of involuntary witnesses.”
See Forbes v. Trigg,
IV. Qualified Immunity
Finding that prison officials violated Burns’ due process rights does not end our inquiry, however. The question remains whether those officials have qualified immunity. Qualified immunity shields government officials from suit even if their actions were unconstitutional as long as those officials’ actions “d[id] not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
“Qualified immunity balances two important interests — the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction and liability when they perform their duties reasonably.”
Pearson v. Callahan,
For the official to have “fair warning,”
United States v. Lanier,
The district court reasoned that, since our holding in
Bums I
(that Burns’ property interest in his inmate account was protected under the Due Process Clause) rested upon sources other than our own case law, the right we recognized there was not “clearly established” when the defendants assessed his account. The district court believed that, prior to our holding there, procedural due process only protected an inmate’s account when it was debited, and no property interest was implicated by the “mere” assessment of the account. Accordingly, the court reasoned that the defendants were entitled to qualified immunity pursuant to
Saucier v. Katz,
The district court was correct in concluding that our holding in
Bums I
that a prisoner has an interest in the security of his or her prison account was a new understanding of property interests protected by due process rights. However, that does not end our qualified immunity inquiry because “officials can still be on notice that their conduct violates established law even in novel factual circumstances.”
Hope v. Pelzer,
To determine whether a new scenario is sufficiently analogous to previously established law to warn an official that his/her conduct is unconstitutional, we “inquire] into the general legal principles governing analogous factual situations ... and ... determine] whether the official should have related this established law to the instant situation.”
Hicks v. Feeney,
Because qualified immunity is intended to protect officials absent “fair warning” that their conduct violates constitutional guarantees, we examine qualified immunity from the perspective of the official at the time of the violation. We must therefore determine “whether reasonable officials in their positions, with the information then available to them, should have known that their actions or omissions violated clearly established law.”
Ryan v. Burlington County,
Here, the question is “whether reasonable officials in [Hearing Examiner Canino’s] position, with the information then available to [her], should have known that their actions [in ordering an assess
At the time of Burns’ disciplinary hearing, it was well established that “[i]n-mates have a property interest in funds held in prison accounts.”
Reynolds v. Wagner,
Under Pennsylvania law, after an inmate has been found responsible for an assault, “[t]he Department [of Corrections] will charge a fee to an inmate for ... [m]edical service provided to another inmate as a result of assaultive conduct engaged in by an inmate to be charged the fee.” 37 Pa.Code § 93.12(c)(4). An “assessment [i]s a statutorily authorized consequence of [a prisoner’s] being found guilty of institution misconduct.”
Brome v. Dept. of Corr.,
The Commonwealth Court of Pennsylvania has previously found that the Department of Correction’s procedures regarding the assessment of inmates’ accounts violated due process. In
Holloway v. Lehman,
However, a Holloway hearing merely determines the amount of money to be assessed from a prisoner’s account; it does not provide an opportunity to challenge the fact of the assessment in the first place. That determination is made at a misconduct hearing — such as the hearing over which Canino presided.
A reasonable official at the time of Burns’ misconduct hearing would have known, or should have known, that “inmates are entitled to due process with respect to any deprivation of’ their prison accounts.
Reynolds,
Thus, we do not think it is unreasonable for prison officials at the time of Burns’ hearing to have known that: (1) Burns had a property interest in his prison account, (2) he was entitled to due process before his account could be debited, (3) a later Holloway hearing would determine the amount of money to be deducted, but the actual disciplinary hearing was the only forum for determining if any money should be deducted at all, and (4) due process is violated when a determination to deprive an inmate of a protected interest is based solely on the uncorroborated statements of confidential informants.
However, two matters give us pause in concluding that Burns is entitled to relief here. First, although it was not unreasonable for a government official to have realized that due process must be provided in adjudicating whether a prison account can be debited, Bums is the first case that clearly established that the assessment itself implicates a prisoner’s protected property interests, even if the account is not actually debited. The devaluation in the property interest in the inmate’s funds that results from such an assessment was not clearly established before Bums I, and we do not believe that a reasonable official could have foreseen the analogy to a judgment creditor that formed the basis of our holding in Bums I. Second, we think it understandable that the existence of a later Holloway hearing could have caused a reasonable prison official to believe that, because the Pennsylvania state courts have found that a Holloway hearing was necessary to satisfy due process, that hearing was also sufficient to satisfy due process.
Although some officials may have been able to deduce that a Holloway hearing was insufficient to satisfy due process, we do not believe that a reasonable official in Canino’s position would have had a “fair warning” that an assessment of the account prior to the Holloway hearing was subject to due process protections. Prior to Bums I, inmates were only entitled to procedural due process before their accounts were debited. Neither this court, nor any Pennsylvania appellate courts had held that an inmate was also entitled to procedural due process before the account was assessed, even if the fund was not debited before we decided Bums I.
Thus we cannot conclude that the circumstances here were sufficient to give prison officials “fair warning” that their conduct was unconstitutional.
United States v. Lanier, 520
U.S. 259, 270,
V. Remedies
Although qualified immunity bars Burns from seeking monetary compensation, he may still be entitled to injunctive relief. See Harris v. Pernsley, 755 F.2d 338, 343 (3d Cir.1985) (“The qualified immunity defense only applies, of course, to claims for money damages.”).
Burns argues that the district court should have provided remedies for all of the injuries that flowed from the flawed hearing, and that the remedies should have included: reversing the finding that he assaulted Mobley; remedying the increased security clearance that followed the assault on Mobley; rescinding the order separating him and Mobley that resulted in his transfer; and compensating him for his lost job and wages, and his out-of-pocket expenses resulting from these actions.
However, Burns’ “wish list” is not the least bit helpful to our attempt to fashion
The Commonwealth argues that because prison officials could have imposed all of these penalties without any process at all, the constitutional violation did not cause any injury to Burns. In the Commonwealth’s view, since prisoners have no liberty interests in their prison location,
Meachum v. Fano,
The argument is problematic for two reasons. First, it fails to recognize that these actions resulted from a constitutionally flawed hearing. Second, it assumes that every remedy must be based upon a liberty or property interest. In fact, while the injury must have been proximately caused by a violation of a protected interest, there is no requirement that the remedy be limited solely to that property interest.
See, e.g., Doe v. District of Columbia,
In order to determine what remedies are appropriate, the Commonwealth asks us to adopt the reasoning of the district court and proceed as if the hearing did not implicate Burns’ property interest and therefore did not require any constitutional protections. The district court posed the legal question as: “if the hearing had not implicated Plaintiffs property interest in the security of his account, ... would the disciplinary determination and its subsequent effects be upheld?”
Bums,
However, that does not advance our inquiry. We cannot erase unconstitutional actions in order to uphold steps that were taken because of them. The constitutional violation did occur, and the Commonwealth cannot put that genie back in the bottle.
Rather, we must approach this from the perspective of what would have happened
Carey
lays out a helpful burden shifting scheme for resolving the remedial issue here.
See Carey,
Here, as we have explained, Burns has established a procedural due process violation and has pointed to all of the sanctions that resulted from that action. Accordingly, the burden should have shifted to the Commonwealth to show that it would have taken the same steps if due process had been provided. For those actions the prison officials can establish would have been taken regardless of the flawed hearing, the plaintiff is entitled to no remedy, as any remedy would constitute a windfall. However, if the prison cannot establish that it would have taken the same steps even absent the constitutionally flawed hearing, the inmate is then entitled to relief.
We believe that had due process been provided, at least one consequence of the flawed hearing would not have occurred: Burns would not have been convicted of misconduct on the evidence presented. The district court found that the evidence was insufficient to assess Burns’ account and the state did not appeal that finding.
SCI Graterford has one process for determining whether an inmate is guilty of misconduct and will have funds assessed because of that misconduct. The processes of finding guilt and allocating medical treatment costs are inseparably intertwined in a single proceeding with one adjudicator, one body of evidence, and the same burdens of proof. In fact, the punishment of allocating costs to an inmate appears to flow automatically from the result of the disciplinary proceeding because it appears that an assessment is a mandatory consequence of a disciplinary action if the inmate is convicted of the infraction. See 37 Pa.Code § 93.12(c)(4) (“The Department [of Corrections] will charge a fee to an inmate for ... [m]edieal service provided to another inmate as a result of assaultive conduct engaged in by an inmate to be charged the fee.” (emphasis added)). This means that the prison could not have assessed Burns’ prison account without a disciplinary conviction, but it also appears that the prison had to assess his account once Burns was convicted of the infraction.
We agree with the district court that there is simply not enough evidence in the record to support the assessment of Burns’ account, and the Commonwealth has not appealed that finding. Since the assessment is inextricably intertwined with the finding that Burns committed the charged infraction, we must also conclude that there is simply not enough evidence to support a finding that he was the one who assaulted Mobley. Therefore, we grant
Nevertheless, prison officials were entitled to have taken the other actions regardless of the outcome of the disciplinary hearing, and Burns’ request to reverse those measures must be denied. As noted above, he would otherwise receive a windfall. He cannot rise above the legitimate institutional concerns of prison officials merely because they did not provide him with a proper hearing. The Commonwealth argues that prison officials may have been wise to impose such sanctions as the separation order and the job changes regardless of the outcome of the hearing for fear of retaliation or other concerns, and we agree. We are mindful that prison officials must make complicated and difficult decisions regarding inmate placement and privileges, and officials should clearly be afforded deference regarding such actions. We are also mindful that the Prison Litigation Reform Act (“PLRA”) provides that “[prospective relief in any civil action with respect to prison conditions shall extend no further than necessary to correct the violation of the Federal right” and that such relief should be “narrowly drawn,” “extend[] no further than necessary to correct the violation of the Federal right, and [be] the least intrusive means necessary to correct the violation of the Federal right.” 18 U.S.C.A. § 3626(a)(1)(A).
Moreover, our “involvement ... in the day-to-day management of prisons” must be limited.
Sandin,
VI. Conclusion
Accordingly, we will affirm the district court’s finding that Mobley’s refusal to testify did not constitute a due process violation, but we will reverse and hold that it is a due process violation for a prison hearing officer not to seek to view documentary evidence requested by an inmate unless there are legitimate institutional concerns that counsel against it. We will nevertheless affirm the district court’s finding of qualified immunity. Finally, we will grant Burns’ request to order the misconduct be expunged, but we deny his request for all other relief.
Notes
. The District Court had jurisdiction under 42 U.S.C. § 1983 and 28 U.S.C. §§ 1341 and 1343. We have jurisdiction over this appeal under 28 U.S.C. § 1291.
. The prison had a policy of retaining surveillance tapes for 60 days before reusing them. Based on that policy, and since Burns’ request was within that 60 day window, we assume that the tape was still available when Burns made his request.
. In her deposition, Officer Canino stated that she could not remember if she viewed the videotape, the videotape did not exist, or if she relied upon Dohman’s statement that there was nothing relevant on the videotape. Ex. 3 at 27-28 (Canino deposition). She did indicate, however, that it was her standard procedure to ask the prison official if an incident had been recorded. Ex. 3 at 27 (Canino deposition) ("Q. How would you determine [if there was a videotape to view]” A.... I would ask Captain Dohman was there a tape on this incident and he would say 'yes’ or 'no.' If there was a tape on the incident, I would review the tape. And if the camera was pointed [away from the incident that occurred, she would indicate that in the record.]”)
. Canino speculated that Mobley may have been concerned for his safety, but this speculation was not based on anything Mobley said.
. After Burns filed his suit pro se, counsel was appointed to represent him.
. Following oral argument that occurred during the initial appeal, the DOC sent a letter to Burns declaring that it would not deduct money from his inmate account to assess him for expenses arising from the assault as allowed by the hearing officer's order. The DOC then argued that Burns' appeal was therefore moot. That claim of mootness was rejected.
See Burns,
. Burns does assert that he is entitled to remedies because of these sanctions based upon his contention that they were the result of a constitutionally flawed hearing. This issue is discussed more fully in Part V.
. Canino’s deposition reads:
"Q. And you wrote here that you assessed the inmate's — to assess the inmate's accountfor medical or other expenses. That would be the medical expenses for Mr. Mobley?
A. Plastic surgery or whatever. I’m not a doctor. Whatever it takes to make him right.
Q. Were there any other expenses you had in mind other than medical expenses.
A. I think that was basically it.”
Exhibit 3 at 79-80 (Canino deposition).
. For example, an inmate's prison account may be the only means of paying for long distance phone calls to family or others in his/her support network.
. The court focused on the fact that the applicable regulation was a
"per se
proscription against the calling of all but voluntary witnesses.”
Dalton,
. This does not, of course, mean that prison officials must indefinitely preserve anything which may become evidence in a disciplinary proceeding. Rather, where, as here, an institution's record retention policy suggests that documentary evidence exists, and an inmate properly requests that the evidence be produced at his/her disciplinary hearing, due process requires that the evidence be produced unless the hearing officer makes an independent determination that the evidence is not relevant, or if relevant, should not be introduced because of overriding penological concerns such as security of the institution or safety of prison personnel or other inmates. Here, the prison had a policy of retaining such tapes for 60 days, and the hearing was held well within that time frame. We must therefore assume that the tapes were available for Burns' hearing.
.
See also Saucier v. Katz,
. In
Bums I,
although we conceded that the "analogy is technically imperfect," we held that “the legal right obtained by the Department of Corrections through its assessment of Burns’ account mirrors the interest held by a Judgment Creditor under Pennsylvania law."
. We do not, however, take any position on whether an inmate who loses a particular job or is transferred to a different institution in retaliation for his/her exercise of a constitutional right would have a remedy in that very different situation.
