BUDDY CASON, IKKI CONTRERAS, et al., Plaintiffs-Appellees-Cross-Appellants, DAVID TONY NEISLER, GERALD WENDELL SPIVEY, et al., Plaintiff-Appellees, versus JIM SECKINGER, THOMAS JONES, et al., Defendants-Appellants-Cross-Appellees.
No. 99-11125
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
October 24, 2000
D.C. Docket No. 84-00313-5-CWH; [PUBLISH]
Appeals from the United States District Court for the Middle District of Georgia
(October 24, 2000)
Before CARNES and BARKETT, Circuit Judges, and POLLAK*, District Judge.
* Honorable Louis H. Pollak, U.S. District Judge for the Eastern District of Pennsylvania, sitting by designation.
This appeal stems from a lawsuit that was filed sixteen years ago on behalf of a class consisting of all male and female inmates (“plaintiffs“) presently or in the future housed by the Georgia Department of Corrections at the Middle Georgia Correctional Complex. The lawsuit was brought against the Georgia Department of Corrections and certain officials (“defendants“), and it sought injunctive relief to remedy numerous alleged Constitutional violations. The parties differences were resolved by entry of a series of consent decrees between May 10, 1990 and March 29, 1996.
On November 12, 1998, defendants filed a motion to vacate and terminate all remaining consent decrees pursuant to the Prison Litigation Reform Act (“PLRA“),
I. BACKGROUND
The underlying civil action seeking injunctive relief from allegedly unconstitutional prison conditions that existed in the Middle Georgia Correctional Complex was originally filed in 1984.2 A class was certified consisting of all male
In 1996, Congress enacted the Prison Litigation Reform Act (“PLRA“),
Second, the PLRA limits a court‘s authority to continue to enforce previously entered prospective relief in prison litigation reform cases. Section 3626(b)(1)(A) establishes specified time frames under which prospective relief is terminable upon motion of a party. Section 3626(b)(2) sets forth an additional ground for termination, providing that a defendant shall be entitled to immediate termination of any prospective relief that was entered without the required findings that “the relief is narrowly drawn, extends no further than necessary to correct the violation ...and is the least intrusive means necessary to correct the violation ....” Id. Both subsections (b)(1)(A) and (b)(2) are limited by
The district court also denied plaintiffs’ motion to amend their complaint to add claims under the ADA and the Rehabilitation Act. Counsel for plaintiffs originally filed the motion in 1995, more than ten years after the lawsuit was initiated. The court delayed ruling on the motion until after the Supreme Court ruled on the application of the ADA to state prison facilities. See generally Pennsylvania Dep‘t of Corrections v. Yeskey, 524 U.S. 206, 118 S. Ct. 1952 (1998). The district court subsequently denied the motion to amend on the grounds that adding a new sub-class to the litigation at such a late stage would only serve to prolong the already protracted litigation. The court observed that plaintiffs could present any ADA-related claims in a new lawsuit, and that requiring them to do so would in no way adversely impact their ability to prosecute such a claim.
The defendants appealed the denial of their motion to terminate the consent decrees in their entirety, and the plaintiffs cross-appealed the denial of their request for an evidentiary hearing and the denial of their motion to amend.
II. DISCUSSION
A. DENIAL OF THE EVIDENTIARY HEARING
We review the district court‘s denial of a request for an evidentiary hearing for an abuse of discretion. See Loyd v. Alabama Dep‘t of Corrections, 176 F.3d 1336, 1339 (11th Cir. 1999).
1. The Requirement of an Evidentiary Hearing
Section 3626(b)(3) provides:
Prospective relief shall not terminate if the court makes written findings based on the record that prospective relief remains necessary to correct a current and ongoing violation of the Federal right, extends no further than necessary to correct the violation of the Federal right, and that the prospective relief is narrowly drawn and the least intrusive means to correct the violation.
The defendants argue that an evidentiary hearing is not required under
In support of this position, the defendants cite Berwanger v. Cottey, 178 F.3d 834 (7th Cir. 1999). In Berwanger, the district court had appointed a monitor to oversee compliance with the consent decrees. See id. at 840. The Seventh Circuit suggested that if there were current and ongoing violations, the court-appointed monitor likely would have been aware of it. Id. The court suggested further that if the information in the monitor‘s possession, together with any
There are two problems with defendants’ reliance on Berwanger. First, it is not at all clear that the factual and procedural circumstances in that case match those in this case. It is unclear that the plaintiffs in Berwanger alleged that specific violations of federal rights existed at the time of the termination decision, as the plaintiffs in this case did. In their response to the defendants’ motion to vacate, these plaintiffs alleged several specific violations of the federal rights of the class members.6 Also, the plaintiffs assert, without contradiction by the defendants, that at a status conference held shortly before the termination decision they offered the district court a series of class-member affidavits that, they contend, would have demonstrated the existence of current and ongoing violations, but the district court refused to accept them.
Another problem with defendants’ reliance upon the Seventh Circuit‘s Berwanger decision is this Court‘s own decision in Loyd v. Alabama Dep‘t of Corrections, 176 F.3d 1336 (11th Cir. 1999). In that decision, we held that it was an abuse of discretion for the district court to refuse to grant an evidentiary hearing on the issue of whether the consent decrees satisfied the requirements of
There was in Loyd, as there had been in Berwanger, a court-appointed monitor who had filed reports (up until two months prior to the motion to vacate in Loyd), and those reports apparently did not indicate the existence of any current and ongoing federal law violations. Id. Despite the existence of the monitor‘s written reports, we held that an evidentiary hearing was required, stating, “[t]he party opposing termination must be given the opportunity to challenge or supplement the findings of the monitor and to present evidence concerning the
In the present case, the plaintiffs were not afforded an opportunity to prove that there are “current and ongoing” violations of class members’ federal rights. Therefore, Loyd compels us to hold that it was an abuse of discretion for the district court to refuse to grant plaintiffs the evidentiary hearing they requested on that issue. It necessarily follows that the district court‘s termination (or partial termination) of the consent decrees was premature at best. Accordingly, we will vacate that portion of the district court‘s order terminating the decrees and remand the case with instructions that an evidentiary hearing be conducted on the
In conducting the evidentiary hearing the district court will be called upon to interpret and apply the “current and ongoing” violation component of
2. The Scope of the Required Evidentiary Hearing
If a party has properly moved for termination of prospective relief under either
a. The Meaning of “Current and Ongoing”
The plaintiffs contend that a “current and ongoing” violation of federal rights, as that term is used in
As we observed in Parrish, the phrase “current and ongoing” was originally enacted as “current or ongoing.” Id. at n.3. In 1997 Congress amended the phrase to substitute “and” for “or.” See
corrects the confusing use of the word “or” to describe the limited circumstances when a court may continue prospective relief in prison conditions litigation to make clear that a constitutional violation must be “current and ongoing“. These dual requirements are necessary to ensure that court orders do not remain in place on the basis of a claim that a current condition that does not violate a prisoners’ Federal rights nevertheless requires a court decree to address it, because the condition is somehow traceable to a prior policy that did violate Federal rights, or that government officials are “poised” to resume a prior violation of federal rights.
H.R. Conf. Rep. No. 105-405, at 133 (1997). Accordingly, we hold that a “current and ongoing” violation is a violation that exists at the time the district court conducts the
b. The Required Need-Narrowness-Intrusiveness Findings
If the district court determines that there are current and ongoing violations sufficient to support the continuation of the prospective relief, the court must then determine whether the scope of the existing relief comports with the other findings required by
As to those factors, in this case the district court stated only that the “the court specifically finds, based on the content of the orders and upon the philosophy of the undersigned which existed prior to the enactment of the PLRA, that the relief set forth [in the consent decrees] extends no further than necessary to correct the ... violations dealt with by the parties . . . at the time the orders were consented to and/or entered.” (emphasis in original). This statement indicates that the district court misunderstood both the nature and extent of the analysis required by
Regarding the extent of the analysis, the district court‘s summary conclusion that the consent decrees “extend[ed] no further then necessary to correct the . . . violations” was seriously deficient. We read
On remand, rather then summarily concluding that all of the consent decrees satisfy all of the requirements of
B. THE DISTRICT COURT‘S PURPORTED “TERMINATION” OF THE CONSENT DECREES
In its order, the district court stated that it was terminating the lawsuit, but leaving the substantive provisions of the consent decrees intact. With respect to the termination of the lawsuit, the court stated that it “contemplates and directs that
We have considerable doubt that the district court‘s partial termination of the prospective relief went far enough to comply with the PLRA.9 It appears as
C. DENIAL OF PLAINTIFFS’ MOTION TO AMEND
The plaintiffs cross-appeal the denial of their motion to amend the complaint to include certain ADA and Rehabilitation Act claims and to certify a sub-class of
The plaintiffs argue that the district court abused its discretion in denying their motion to amend. The plaintiffs stress that, although some fifteen years have elapsed since this lawsuit was initiated, they originally sought leave to amend the complaint in 1995, more than four-and-one-half years ago. The district court delayed ruling on the motion to amend until after the Supreme Court decided whether the ADA was applicable to state prison systems.10 The plaintiffs argue that the district court‘s delay in ruling on the motion was not their fault, and should not prejudice their efforts to bring the additional claims. They argue further that the parties and the court have acted since 1992 as though the substantive issues that the ADA and Rehabilitation Act raise were already part of the case, particularly
Federal Rule of Civil Procedure 15 provides, in pertinent part, that “a party may amend the party‘s pleading only by leave of court or by written consent of the adverse party; and leave shall be freely given when justice so requires.”
Even if we focus, as the plaintiffs argue that we should, on the date on which plaintiffs initially filed their motion to amend rather then on the date when the district court ultimately ruled on it, we cannot say that it the district court‘s denial
III. CONCLUSION
We AFFIRM that portion of the district court‘s order denying plaintiffs leave to amend their complaint.
We VACATE that portion of the district court‘s order denying an evidentiary hearing and partially terminating the consent decrees, and we REMAND the case for further proceedings consistent with this opinion.
