Melvin R. BROWN, Petitioner, v. Spencer COX, Utah Lieutenant Governor, et al., Respondents.
No. 20160669
Supreme Court of Utah.
January 11, 2017
2017 UT 3
Sean D. Reyes, Att‘y Gen., Thom D. Roberts, Asst. Att‘y Gen., Stanford E. Purser, Deputy Solic. Gen., Salt Lake City, for respondent Spencer Cox.
Robert K. Hilder, David L. Thomas, Jami R. Brackin, Coalville, for respondent Kent Jones.
David R. Irvine, Janet I. Jenson, Salt Lake City, for respondent Logan Wilde.
Justice Pearce authored the opinion of the Court in which Chief Justice Durrant, Associate Chief Justice Lee, Justice Durham, and Justice Himonas joined.
Justice Pearce, opinion of the Court:
INTRODUCTION
¶1 Petitioner Melvin Brown lost his Republican Primary election for the Utah House of Representatives by nine votes. He challenges that result under Utah‘s election contest statute,
¶2 We hold that
BACKGROUND
¶3 The primary election for Utah House District 53 was held on June 28, 2016. District 53 includes the north of Duchesne County and all of Daggett, Morgan, Rich, and Summit Counties. Approximately 95 percent of voters cast their ballots by mail. Because the difference between votes cast for Logan Wilde and votes cast for Brown equaled less than 0.25 percent of the total number of votes cast for all candidates, the county clerks recounted the ballots. See
¶4 With respect to the thirty-two ballots disqualified for unverified signatures, Brown asked the Lieutenant Governor to verify that election officials followed the process
¶5 On August 12, 2016, Brown filed a verified complaint in this court contesting the results of the primary election under
¶6 This court held a scheduling conference on August 23, 2016. We invited the parties to brief whether
¶7 The Lieutenant Governor suggests that we interpret the Verified Complaint as a petition for extraordinary writ. The Lieutenant Governor argues that, though the requirements found in
¶8 Wilde disagrees with Brown and the Lieutenant Governor. Wilde argues that the election contest statute is an unconstitutional expansion of this court‘s original jurisdiction. Wilde identifies two problems this court would face if the statute conferred jurisdiction: (1) the Utah Supreme Court would be required to act as a finder of fact and (2) the floodgates of litigation would be opened by forcing this court to address every disputed election in multi-county legislative districts.
¶9 On August 26, 2016, we issued a per curiam order holding
¶10 We issue this opinion to more fully explain the basis for the August 26 order holding
STANDARD OF REVIEW
¶11 Whether a statute is constitutional presents a question of law. See State v. Drej, 2010 UT 35, ¶ 19, 233 P.3d 476. We presume the statute is constitutional, and we “resolve any reasonable doubts in favor of constitutionality.” Id. (citation omitted).
ANALYSIS
I. The Utah Supreme Court Lacks Jurisdiction to Hear Brown‘s Verified Complaint as an Original Proceeding
¶12
¶13 Brown encourages us to take “a liberal view of the Legislature‘s power to grant Supreme Court jurisdiction” and cites State v. Taylor for support. 664 P.2d 439 (Utah 1983). In Taylor, this court affirmed that “the Legislature clearly has the power to create appellate jurisdiction beyond that granted in the Constitution, so long as the statutory grant does not run afoul of any specific constitutional limitation.” Id. at 442. We disagree with Brown‘s assertion that there are “many similarities” between Taylor and the present case. In Taylor, this court analyzed the Legislature‘s authority to create appellate jurisdiction. The Utah Constitution provides that this court possesses “appellate jurisdiction over . . . matters to be exercised as provided by statute.”
¶14
II. Section 20A-4-403(2)(a)(ii) Does Not Amend the Utah Rules of Appellate Procedure
¶15 The Lieutenant Governor and Brown argue that we can interpret the statute in a fashion that avoids the constitutional issue. And they correctly note that we will endeavor to avoid constitutional issues by construing “a statute as constitutional wherever possible, resolving any reasonable doubt in favor of constitutionality.” Due South, Inc. v. Dep‘t of Alcoholic Beverage Control, 2008 UT 71, ¶ 39, 197 P.3d 82.
¶16 Brown and the Lieutenant Governor contend that we can dodge the constitutional concerns if we read the Election Code‘s requirements as refinements to the Utah Rules of Appellate and Civil Procedure, which govern petitions for extraordinary relief. The Lieutenant Governor and Brown posit that
¶17
¶18 We have suggested that
¶19 The Legislature appears to read the constitutional requirement in the same fashion.
¶20 We recognize that the Utah Constitution does not explicitly specify that the Legislature amend our rules by joint resolution when it requires “a vote of two-thirds of all members of both houses of the Legislature.”
¶21 The Utah Constitution vests the Utah Supreme Court with the obligation and authority to “adopt” rules of procedure, evidence, and the rules that manage the appellate process.
¶22 By their nature, amendments do not occur in a vacuum but require reference to the text that is to be amended, a principle both this court and the Legislature recognize. Legislative rules dictate that when a bill proposes to amend a statute, “all of the language to be repealed must appear between brackets with the letters struck through” and “all of the new language proposed to be enacted by the bill must be underlined.”
¶23 Moreover, in our system of constitutional checks and balances, the exercise of a check involves a constitutionally authorized intrusion into the power of a coequal branch
¶24 Because the Legislature passed
III. Brown‘s Verified Complaint Could Be Treated as a Petition for Extraordinary Writ, but It Suffers from Pleading Deficiencies that Need to Be Cured by Amendment
¶25 Brown urges us to treat his Verified Complaint as a petition for extraordinary writ. And, indeed, we have the discretion to consider a pleading filed with us as a petition for extraordinary writ. See Renn v. Utah State Bd. of Pardons, 904 P.2d 677, 682 & n.3 (Utah 1995) (finding that requesting extraordinary relief does not require a particular, specialized pleading). We have previously considered pleadings as petitions for extraordinary writ in election cases. In Gallivan v. Walker, the proponents of an initiative petition sought an extraordinary writ in accordance with the Election Code. 2002 UT 73, ¶ 1, 54 P.3d 1066. Though this court held that the Election Code “[did] not confer jurisdiction over the questions raised in [the] petition, we . . . determined to treat the petition as one for an extraordinary writ pursuant to article VIII, section 3 of the Utah Constitution.” Id. ¶ 4. In Gallivan, we noted that “the exigencies dictated by timing in an election-related case [may] permit the determination of a constitutional question in an extraordinary writ proceeding.” Id. We further reasoned that even if alternative legal remedies may have theoretically existed, if we did not consider the pleading as an extraordinary writ, those remedies may not be “adequate to respond to the relief sought.” Id.
¶26 Brown‘s Verified Complaint presented time-sensitive issues similar to those in Gallivan where this court determined that time constraints in an election-related case favored an extraordinary writ proceeding. The Verified Complaint, filed on August 12, 2016, requested that the court expedite proceedings in order to identify the party nominee by August 30, 2016. As in Gallivan, we acknowledge that even if alternative legal remedies exist, those remedies may not be adequate to grant the relief sought as a practical matter. Our August 26 order noted our discretion, but explained that we would not exercise that discretion in this instance because the only ground for jurisdiction Brown had pleaded was the unconstitutional
¶27 Subsection (b) of
¶28 Requiring Brown to explain why he could not seek his writ in district court in the first instance is more than an exercise in ensuring he incanted magic words. To provide Brown the relief he seeks, this court would need to sort out factual questions. As a general rule, we are not well equipped to tackle that type of question. We have stated, “[w]hen an appellate court considers a petition for extraordinary relief without any record generated by prior litigation or other official proceedings, it ordinarily may grant relief only if that relief is based on allegations properly supported by affidavit or other reliable documentation.” Gricius v. Cox, 2015 UT 86, ¶ 5, 365 P.3d 1198 (per curiam). We are reluctant “to arrive at a legal ruling that is dependent on the resolution of disputed facts” because we “do[] not conduct evidentiary hearings (except in those rare circumstances in which reference to a special master is deemed appropriate).” Carpenter v. Riverton City, 2004 UT 68, ¶ 4, 103 P.3d 127 (per curiam).
¶29 The allegations within the first cause of action of the Verified Complaint would require this court to determine issues of fact. The Complaint alleges that many of the seventy disqualified votes came from counties where the U.S. Postal Service retrieves mail from mailboxes one day but does not postmark them until the next day. The Complaint states that “it is by far most probable that the 70 voters mailed their ballots in their respective counties of residence on the day before the election.” In support of these allegations, the Complaint refers to communications with “many” of the seventy individuals who assert they placed their ballots in the mail before election day. Assuming that we were to accept Brown‘s legal theory, we would have to adjudicate which, if any, of the seventy ballots postmarked on election day were actually mailed before the day of the election. Additionally, Brown states that he personally verified that the U.S. Postal Service often postmarked letters the day after the letters entered the mail by mailing to himself letters from a number of relevant counties. In case we require further evidence, Brown‘s Complaint invites us to “obtain and open the ballots . . . and thereafter make a request . . . requiring that further evidence be obtained privately from the 70 voters as to when and where they mailed their ballots.”
¶30 The allegations contained in the Verified Complaint were not supported by affidavit or other reliable documentation. Based only on the anecdotal evidence provided in the Complaint, we cannot find that disqualification of the seventy ballots was inappropriate. Even if we were to give the cited evidence full weight, we could not admit all seventy ballots because it is still unclear what fraction had actually been mailed before election day. To resolve this issue, Brown urges this court to open an inquiry to determine where and when voters mailed their ballots. This is precisely the type of factual finding we typically reserve for the district courts because they are in a better position to do so. And while we may undertake such an endeavor in the appropriate case, a petitioner needs to explain to us in her petition why we, and not a district court, should resolve those issues.9 Brown‘s Verified Complaint did not address this concern and therefore could not meet his burden of convincing us that it was impractical or impossible to file in the district court. We offered Brown the opportunity to amend his pleading to meet that burden. Alternatively, he could have re-filed in district court. Instead of availing himself of either of those options, Brown moved to dismiss his Verified Complaint.
CONCLUSION
¶31 We hold that
