BRIAN A. DAVIS; FREDERICKA K. BECKFORD, Appellants v. CHARLES E. SAMUELS, JR., Director, Federal Bureau of Prisons; FEDERAL BUREAU OF PRISONS ADMINISTRATOR, Bureau of Prisons Privatization Management Branch; G. C. WIGEN, Former Warden, Moshannon Valley Correctional Center; S. M. KUTA, Current Warden, Moshannon Valley Correctional Center; THE GEO GROUP, INC.; DAVID O‘NEAL, Northeast Regional Director, Department of Homeland Security
No. 18-1204
United States Court of Appeals for the Third Circuit
June 11, 2020
PRECEDENTIAL. On Appeal from the United States District Court for the Western District of Pennsylvania (D.C. No. 3-16-cv-00026). District Judge: Hon. Kim R. Gibson. Argued March 24, 2020.
Before: JORDAN, RESTREPO, and GREENBERG, Circuit Judges.
(Opinion Filed: June 11, 2020)
Stephen A. Fogdall [ARGUED]
Schnader Harrison Segal & Lewis
1600 Market Street – Ste. 3600
Philadelphia, PA 19103
Counsel for Appellants
Scott W. Brady
Laura S. Irwin [ARGUED]
Thomas M. Pohl
Office of United States Attorney
700 Grant Street – Ste.4000
Pittsburgh, PA 15219
Counsel for Appellees, Charles E. Samuels, Jr., Administrator Federal Bureau of Prisons, David O‘Neal
Thomas A. Specht [ARGUED]
Marshall Dennehey Warner Coleman & Goggin
P.O. Box 3118
Scranton, PA 18505
Counsel for Appellees, George C. Wigen, Sean M. Kuta, Geo Group Inc.
OPINION OF THE COURT
JORDAN, Circuit Judge.
While confined at the Moshannon Valley Correctional Center (“MVCC“), a private prison operated by The GEO Group, Inc. under contract with the Federal Bureau of Prisons, Brian Davis was denied permission to marry his fiancée, Fredericka Beckford. The warden of MVCC at the time was George C. Wigen (together with GEO Group, the “GEO Defendants“), and he is the one who allegedly said no. In response, Davis and Beckford (the “Appellants“) brought suit against the GEO Defendants and two federal officials, David O‘Neal, the Northeast Regional Director for the Department of Homeland Security, and someone identified only by the title Federal Bureau of Prisons Administrator of the Bureau of Prisons Privatization Management Branch (the “BOP Administrator,” and, together with O‘Neal, the “Federal Defendants“). The Appellants assert various state and federal law claims against the GEO Defendants and the Federal Defendants, the gravamen of which is that the Appellants were denied the right
On consideration of a motion to dismiss by the GEO Defendants, a Magistrate Judge issued a Report and Recommendation (the “R&R“) calling fоr the Appellants’ claims against the GEO Defendants to be dismissed for failure to state a claim. The R&R also recommended, sua sponte, that the Appellants’ claims against the Federal Defendants be dismissed because those defendants had yet to receive service of process. The District Court adopted the R&R in its entirety and, without further analysis, dismissed the Appellants’ lawsuit. The Appellants now argue that none of their claims were properly dismissed. We agree that certain claims against the GEO Defendants were wrongly dismissed and so too were the claims against thе Federal Defendants. Accordingly, we will affirm in part, vacate in part, and remand the matter to the District Court for further proceedings.
I. BACKGROUND
A. Factual Background
While imprisoned at MVCC, Davis, a Jamaican national, requested permission to marry non-inmate Beckford, a U.S. citizen of Jamaican descent. According to the Appellants, MVCC imposed various requirements on those wishing to get married, above and beyond the requirements specified in Federal Bureau of Prisons regulations. The Appellants allege that, despite their having complied with all apрlicable requirements, including those additional ones imposed by MVCC, Wigen nevertheless denied their request to get married.
MVCC almost exclusively houses foreign nationals who have been ordered to be deported or are facing an impending immigration proceeding. The Appellants allege that the GEO Defendants and the Federal Defendants conspired to ensure that no inmate confined at MVCC can get married. The rationale behind the conspiracy, according to the Appellants, is that the Federal Defendants did not wаnt inmates getting married because it could complicate, and perhaps stop, removal and other immigration proceedings. The GEO Defendants also allegedly benefit from the conspiracy because married inmates may more easily transfer to other facilities, while the GEO Group has a financial interest in preventing those transfers and keeping MVCC‘s population as high as possible. The Appellants allege that, since the time the GEO Group began operating MVCC, no inmate has ever been allowed to marry while inсarcerated there.
B. Procedural History
The Appellants filed their original complaint on January 25, 2016, and it appears to have been refiled for some reason on February 8. Two weeks later, they filed an Amended Complaint, which is the operative pleading in this case. The Amended Complaint sets forth eleven claims, all predicated on the alleged unlawful deprivation of the Appellants’ right to marry. For purposes of this appeal, the most significant claims are the demand for money damages pursuant to Bivens v. Six Unknown Named Agents оf Federal Bureau of Narcotics, 403 U.S. 388 (1971), the allegation that the defendants conspired to deprive them of their civil rights in violation of
Within a week of the Court‘s dismissal order, Beckford moved to reopen the case. That motion was granted on June 21, 2017. In allowing the case to proceed, the Court warned that the “[Appellants‘] failure to serve Defendants on or before August 4, 2017, w[ould] result in renewed dismissal of this case.” (JA 95.) On July 31, the Appellants notified the Court that they had served all the defendants, and that O‘Neal and the BOP Administrator had been served by sending them process at their work addresses via Federal Express and certified mail and, respectively. Counsel for the GEO Defendants filed a notice of appearance a week later, and, on August 31, the GEO Defendants moved to dismiss the Amended Complaint.
Notwithstanding the lack of an appearance by or answer from the Federal Defendants, the Appellants took no further action to perfect service on them until November. On the first of that month, an Assistant U.S. Attorney wrote the Appellants a letter informing them that they had failed to comply with the service requirements of
Two days later, the Magistrate Judge filed the R&R. As earlier described, it recommended dismissal of the Appellants’ lawsuit in its entirety. In suggesting that claims against the Federal Defendants be dismissed, the Magistrate Judge stated that the Appellants had not employed “means of service ... authorized by Rule 4” when they used certified mail and Federal Express to effectuate their July 2017 attempt at service. (JA at 13.) The Magistrate Judge made no reference to the Appellants’ subsequent efforts to effect service of process on the Federal Defendants, including their filing just two days earlier stating that they had mailed summonses for those officials to the pertinent government offices.
The Appellants objected to the R&R, arguing in part that the Magistrate Judge had failed to account for their substantial compliance with Rule 4. They did not argue before the District Court, nor do they argue now, that they fully comрlied with the requirements of Rule 4. While the R&R and the Appellants’ objections were pending, the Federal Defendants, through the U.S. Attorney‘s Office, moved to extend the deadline to answer, plead, or otherwise
Despite that, the next day the District Court adopted the R&R, dismissed all claims against the GEO Defendants on the merits, dismissed the claims against the Federal Defendants for failure to prosecute, and ordered the case to be closed. The Court stated it had undertaken a “de novo review of the complaint and documents in the case[,]” but offered no independent analysis. (JA at 3.) The following day, the Federal Defendants moved to reopen the case so that they could file a motion to dismiss “in part, based on the fact that [Appellants] appear to have ... failed to accomplish timely service – or service at all at least on the unnamed ‘BOP Administrator.‘” (JA at 211.) The District Court declined to reopen the case, noting that the Appellants had already filed an appeal.
II. DISCUSSION2
A. Dismissal of the Bivens Claim
The Appellants first challenge the District Court‘s dismissal of their claim for damages pursuant to Bivens. “The purpose of Bivens is to deter individual federal officers from committing constitutional violations” by subjecting them to personal liability. Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 70 (2001). The Appellants specifically accuse the defendants of violating their constitutional right to marry.3 Based on the R&R, the District Court dismissed the Bivens claim against the GEO Defendants because, the Court said, those defendants are “private, not federal, actors.” (JA 12.) We are deeply skeptical of that conclusion.
“In the limited settings where Bivens does apply, the implied cause of action is the federal analog to suits brought against state officials under ...
We engage in a two-step inquiry when deciding whether to extend the reach of Bivens. First, we ask “whether the request involves a claim that arises in a new context or involves a new category of defendants.” Hernandez v. Mesa, 140 S. Ct. 735, 743 (2020) (internal quotation marks and citations omitted). Second, if there is a claim that has arisen in a new context, we “ask whether there are any special factors [that] counse[l] hesitation about granting the extension.” Id. (alterations in original) (internal quotation marks and citations omitted). “[I]f we have reason to pause before applying Bivens in a new context or to a new class of defendants[,]we reject the request.” Id. Importantly, when conducting our Bivens analysis, we must be mindful of the Supreme Court‘s admonitions that “expansion of Bivens is a disfavored judicial activity,” that “it is doubtful” that the outcome of Bivens would be the same if it were decided today, and that “for almost 40 years, [the Supreme Court] ha[s] consistently rebuffed requests to add to the claims allowed under Bivens.” Id. at 472-73 (internal quotations marks and citations omitted).
Regarding the first step of the inquiry, the Appellants correctly “assume[]” that their Bivens claim, premised as it is on a violation of the right to marry, arises in a “new context.” (Appellants’ Opening Br. at 27 n.11.) The Supreme Court has never recognized, or been asked to recognize, a Bivens remedy for infringement of the right to marry. Accordingly, we turn to the inquiry‘s second step.
When we do, it is еvident that there are “special factors” militating against extending Bivens to reach the Appellants’ claim, particularly since that claim arises in a prison setting. Those factors include, but are not necessarily limited to, Congress‘s post-Bivens promulgation of the Prison Litigation Reform Act of 1995 (“PLRA“)5
B. Dismissal of the Conspiracy Claim Under 42 U.S.C. § 1985(3)
Although the GEO Defendants did not request it in their motion to dismiss, the Magistrate Judge, sua sponte, recommended dismissal of the Appellants’ discrimination claim pursuant to
That conclusion, though, is flawed because the Supreme Court‘s jurisprudence regarding private conspiracies and the rights that can be vindicated under § 1985(3) pertains only to conspiracies that are purely private, that is, to conspiracies that do not involve any government actor at all. See, e.g., Bray v. Alexandria Women‘s Health Clinic, 506 U.S. 263, 278 (1993) (“[D]eprivation of [the federal right to abortion] cannot be the object of a purely private conspiracy.“); United Bhd. of Carpenters & Joiners of Am., Local 610, AFL-CIO v. Scott, 463 U.S. 825, 833-34 (1983) (holding no § 1985 conspiracy claim against trades council, union and individual members for alleged infringement of First Amendment rights);
We understand that the Appellants, now aided by counsel, intend on remand to seek leave to further amend their Amended Complaint. As that may be permitted and may affect the contours of, and the allegations supporting, the Appellants’ § 1985(3) claim, we will – with one limited exception – decline to address here the parties’ additional arguments concerning the viability of that claim. The exception is the Federal Defendants’ contention that our decision in Bethea v. Reid, 445 F.2d 1163 (3d Cir. 1971), forecloses any § 1985(3) claim against federal actors or those acting under color of federal law.
The Federal Defendants are correct that Bethea says § 1985(3) does not reach federal officers acting under color of federal law. Id. at 1164 (noting that the district court‘s rejection of plaintiff‘s § 1985 claim “was correct” because defendants “were federal officers acting under color of federal law“). But the opinion said so in a single sentence, and neither of the cases cited in support of that statement, Jobson v. Henne, 355 F.2d 129 (2d Cir. 1966), and Norton v. McShane, 332 F.2d 855 (5th Cir. 1964), stand easily for that proposition.8
Importantly, Bethea makes no reference to Griffin v. Breckenridge, 403 U.S. 88 (1971), which the Supreme Court decided a few weeks earlier. In Griffin, the Supreme Court held that § 1985(3) can reach purely private conspiracies because the statute‘s failure to require the “deprivation to come from the State.... can be viewed as an important indication of congressional intent to speak in § 1985(3) of all deprivations of ‘equal protection of the laws’ and ‘equal privileges and immunities under the laws,’ whatever their source.” Griffin, 403 U.S. at 97 (emphasis added). A significant consensus among our sister Courts of Appeals is that Griffin has rendered untenable the argument that § 1985(3) is inapplicable to those acting under color of federal law.9
C. Dismissal on the Merits of Additional Claims
The District Court also dismissed on the merits the Appellants’ claims brought pursuant to
Claims under Section 1983 require action taken under color of state, not federal law. See Philip Morris Inc., 250 F.3d at 800 (noting that Section 1983 “is addressed only to the state and to those acting under color of state authority” and that “[i]t is well established that liability under § 1983 will not attach for actions taken under color of federal law.“) All of the defendants here, however, are alleged to be federal actors or to have acted under сolor of federal law, so the 1983 claim cannot stand.
Nor can the Appellants’ Sections 1981 and 2000d claims. Those require allegations of discrimination based on color or race, or, in the case of § 2000d, national origin.11 Even accounting for the Appellants’ pro se status at the time they filed
In contrast, however, the District Court dismissed several claims against the GEO Defendants that those defendants did not move to dismiss and that neither the District Court‘s opinion nor the R&R on which it was based addressed at all.12 Consequently, we will vacate the District Court‘s dismissal of those claims, while affirming the dismissal of the claims under
D. Dismissal of Claims for Failure to Prosecute13
Finally, the District Court also dismissed the claims against the Federal Defendants on the procedural ground that the Appellants had failed to properly serve them with process in accordance with Rule 4 of the Federal Rules of Civil Procedure. That order of dismissal, based on the Magistrate Judge‘s sua sponte recommendation, was not a proper exercise of discretion.
“The determination whether to extend time [under Rule 4(m) of the Federal Rules of Civil Procedure] involves a two-step inquiry. The district court first determines whether good cause exists for a plaintiff‘s failure to effect timely service. If good cause exists, the extension must be granted. If good cause does not exist, the district court must consider whether to grant a discretionary extension of time.” Boley v. Kaymark, 123 F.3d 756, 758 (3d Cir. 1997) (internal citations omitted).
The Magistrate Judge, and the District Court by virtue of its adoption of the R&R, did not undertake either of those required steps. The Court did not address the Appellants’ December 2017 statement detailing their further efforts to effectuate service on the Federal Defendants, and likewise failed to take note of the Federal Defendants’ post-R&R request for an extension of time to respond to the Amended Complaint, which relief the Magistrate Judge actually granted. The Federal Defendants apparently were willing to proceed with the case in some manner and, but for the order of dismissal, may have been willing to waive defects in thе service of process. That remains to be seen, though their late-filed motion to reopen the case only to seek dismissal indicates otherwise. In the meantime, we will vacate the District Court‘s dismissal of the claims against the Federal Defendants.
III. CONCLUSION
For the foregoing reasons, we will affirm in part and vacate in part the District Court‘s dismissal of the Appellants’ claims against the GEO Defendants, vacate the District Court‘s dismissal of the Appellants’
